Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MACK | Buy | MERRIMACK PHARMACEUTICALS IN | $23,353,180 | +13.5% | 1,894,013 | +13.2% | 21.09% | +19.0% |
| VTOL | Sell | BRISTOW GROUP INC | $13,559,094 | -30.9% | 481,331 | -29.5% | 12.24% | -27.5% |
| Buy | DOLE PLC | $8,987,307 | -3.7% | 776,106 | +12.4% | 8.12% | +0.9% | |
| HSTM | Buy | HEALTHSTREAM INC | $8,482,623 | +46.7% | 393,078 | +67.0% | 7.66% | +53.9% |
| PLOW | Buy | DOUGLAS DYNAMICS INC | $6,927,789 | +1.8% | 229,549 | +0.7% | 6.26% | +6.7% |
| Sell | ECOVYST INC | $6,052,673 | -39.3% | 615,109 | -29.3% | 5.47% | -36.3% | |
| IRTC | Buy | IRHYTHM TECHNOLOGIES INC | $4,303,535 | -3.5% | 45,656 | +6.8% | 3.89% | +1.2% |
| OFIX | New | ORTHOFIX MED INC | $4,239,312 | – | 329,651 | – | 3.83% | – |
| Buy | COMPOSECURE INC | $3,672,404 | -5.4% | 569,365 | +0.7% | 3.32% | -0.7% | |
| CASH | Buy | PATHWARD FINANCIAL INC | $3,022,121 | +1.6% | 65,570 | +2.2% | 2.73% | +6.6% |
| ABIO | Buy | ARCA BIOPHARMA INC | $2,360,283 | +84.5% | 1,174,270 | +86.3% | 2.13% | +93.5% |
| NLOK | Sell | GEN DIGITAL INC | $2,147,201 | -9.9% | 121,448 | -5.5% | 1.94% | -5.6% |
| TLYS | Buy | TILLYS INCcl a | $1,937,651 | +360.7% | 238,627 | +297.7% | 1.75% | +383.4% |
| EQC | New | EQUITY COMWLTH | $1,930,687 | – | 105,100 | – | 1.74% | – |
| New | XPONENTIAL FITNESS INC | $1,033,850 | – | 66,700 | – | 0.93% | – | |
| PMTS | Buy | CPI CARD GROUP INC | $970,374 | +229.8% | 52,396 | +314.1% | 0.88% | +246.2% |
| BVS | Sell | BIOVENTUS INC | $928,663 | -18.9% | 281,413 | -29.0% | 0.84% | -14.9% |
| AVRO | New | AVROBIO INC | $477,956 | – | 310,361 | – | 0.43% | – |
| NODK | Sell | NI HLDGS INC | $458,622 | -19.2% | 35,635 | -6.8% | 0.41% | -15.3% |
| JILL | New | J JILL INC | $412,772 | – | 13,945 | – | 0.37% | – |
| FIXX | New | HOMOLOGY MEDICINES INC | $292,570 | – | 250,060 | – | 0.26% | – |
| UIHC | New | AMERICAN COASTAL INS CORP | $112,674 | – | 15,309 | – | 0.10% | – |
| LVOX | Exit | LIVEVOX HOLDING INC | $0 | – | -27,361 | – | -0.06% | – |
| DLA | Exit | DELTA APPAREL INC | $0 | – | -28,004 | – | -0.25% | – |
| RAIN | Exit | RAIN ONCOLOGY INC | $0 | – | -347,089 | – | -0.36% | – |
| GRPH | Exit | GRAPHITE BIO INC | $0 | – | -175,083 | – | -0.39% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -315,000 | – | -0.39% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -375,000 | – | -0.41% | – |
| CLW | Exit | CLEARWATER PAPER CORP | $0 | – | -17,397 | – | -0.47% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORP | $0 | – | -57,935 | – | -0.56% | – |
| NLTX | Exit | NEOLEUKIN THERAPEUTICS INC | $0 | – | -860,882 | – | -0.62% | – |
| Exit | PARDES BIOSCIENCES INC | $0 | – | -482,874 | – | -0.75% | – | |
| MSGE | Exit | SPHERE ENTERTAINMENT COcl a | $0 | – | -39,600 | – | -0.93% | – |
| UBS | Exit | UBS GROUP AG | $0 | – | -55,000 | – | -0.96% | – |
| CYT | Exit | CYTEIR THERAPEUTICS INC | $0 | – | -524,050 | – | -1.17% | – |
| HZNP | Exit | HORIZON THERAPEUTICS PUB L | $0 | – | -21,600 | – | -1.91% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MACK | New | MERRIMACK PHARMACEUTICALS IN | $20,571,295 | – | 1,672,463 | – | 17.72% | – |
| VTOL | New | BRISTOW GROUP INC | $19,609,144 | – | 682,532 | – | 16.89% | – |
| New | ECOVYST INC | $9,964,642 | – | 869,515 | – | 8.58% | – | |
| New | DOLE PLC | $9,336,993 | – | 690,606 | – | 8.04% | – | |
| PLOW | New | DOUGLAS DYNAMICS INC | $6,808,128 | – | 227,849 | – | 5.86% | – |
| RLJPRA | New | RLJ LODGING TRcum conv pfd a | $5,849,727 | – | 242,828 | – | 5.04% | – |
| HSTM | New | HEALTHSTREAM INC | $5,781,645 | – | 235,409 | – | 4.98% | – |
| IRTC | New | IRHYTHM TECHNOLOGIES INC | $4,460,932 | – | 42,762 | – | 3.84% | – |
| New | COMPOSECURE INC | $3,880,297 | – | 565,641 | – | 3.34% | – | |
| TPB | New | TURNING PT BRANDS INC | $3,531,727 | – | 147,094 | – | 3.04% | – |
| VGR | New | VECTOR GROUP LTD | $3,400,005 | – | 265,418 | – | 2.93% | – |
| CASH | New | PATHWARD FINANCIAL INC | $2,973,994 | – | 64,150 | – | 2.56% | – |
| NLOK | New | GEN DIGITAL INC | $2,383,916 | – | 128,513 | – | 2.05% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB L | $2,221,560 | – | 21,600 | – | 1.91% | – |
| CYT | New | CYTEIR THERAPEUTICS INC | $1,362,530 | – | 524,050 | – | 1.17% | – |
| ABIO | New | ARCA BIOPHARMA INC | $1,279,288 | – | 630,191 | – | 1.10% | – |
| NBN | New | NORTHEAST BK LEWISTON ME | $1,220,931 | – | 29,300 | – | 1.05% | – |
| BVS | New | BIOVENTUS INC | $1,145,353 | – | 396,316 | – | 0.99% | – |
| UBS | New | UBS GROUP AG | $1,114,850 | – | 55,000 | – | 0.96% | – |
| MSGE | New | SPHERE ENTERTAINMENT COcl a | $1,084,644 | – | 39,600 | – | 0.93% | – |
| TIL | New | INSTIL BIO INC | $990,140 | – | 1,796,987 | – | 0.85% | – |
| New | ABEONA THERAPEUTICS INC | $903,329 | – | 224,151 | – | 0.78% | – | |
| New | PARDES BIOSCIENCES INC | $874,002 | – | 482,874 | – | 0.75% | – | |
| NLTX | New | NEOLEUKIN THERAPEUTICS INC | $714,532 | – | 860,882 | – | 0.62% | – |
| MX | New | MAGNACHIP SEMICONDUCTOR CORP | $647,713 | – | 57,935 | – | 0.56% | – |
| NODK | New | NI HLDGS INC | $567,790 | – | 38,235 | – | 0.49% | – |
| CLW | New | CLEARWATER PAPER CORP | $544,874 | – | 17,397 | – | 0.47% | – |
| IWM | New | ISHARES TRput | $479,625 | – | 375,000 | – | 0.41% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $456,750 | – | 315,000 | – | 0.39% | – |
| GRPH | New | GRAPHITE BIO INC | $455,216 | – | 175,083 | – | 0.39% | – |
| TLYS | New | TILLYS INCcl a | $420,600 | – | 60,000 | – | 0.36% | – |
| RAIN | New | RAIN ONCOLOGY INC | $416,507 | – | 347,089 | – | 0.36% | – |
| DLA | New | DELTA APPAREL INC | $293,482 | – | 28,004 | – | 0.25% | – |
| PMTS | New | CPI CARD GROUP INC | $294,206 | – | 12,654 | – | 0.25% | – |
| LVOX | New | LIVEVOX HOLDING INC | $75,243 | – | 27,361 | – | 0.06% | – |
Q4 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | ZIMVIE INC | $0 | – | -15,846 | – | -0.18% | – | |
| FARM | Exit | FARMER BROS CO | $0 | – | -75,757 | – | -0.41% | – |
| SEM | Exit | SELECT MED HLDGS CORP | $0 | – | -39,536 | – | -1.00% | – |
| NODK | Exit | NI HLDGS INC | $0 | – | -76,206 | – | -1.16% | – |
| GOOGL | Exit | ALPHABET INC CAP STKcl a | $0 | – | -16,460 | – | -1.80% | – |
| OPOF | Exit | OLD POINT FINL CORP | $0 | – | -59,729 | – | -1.89% | – |
| CASH | Exit | PATHWARD FINANCIAL INC | $0 | – | -59,966 | – | -2.26% | – |
| MCS | Exit | MARCUS CORP DEL | $0 | – | -143,882 | – | -2.29% | – |
| PFSW | Exit | PFSWEB INC | $0 | – | -286,388 | – | -3.05% | – |
| RMR | Exit | RMR GROUP INCcl a | $0 | – | -128,330 | – | -3.48% | – |
| Exit | ECOVYST INC | $0 | – | -377,190 | – | -3.64% | – | |
| HSTM | Exit | HEALTHSTREAM INC | $0 | – | -151,536 | – | -3.68% | – |
| VGR | Exit | VECTOR GROUP LTD | $0 | – | -370,736 | – | -3.74% | – |
| FHN | Exit | FIRST HORIZON CORPORATION | $0 | – | -144,012 | – | -3.77% | – |
| NLOK | Exit | NORTONLIFELOCK INC | $0 | – | -169,226 | – | -3.90% | – |
| BWXT | Exit | BWX TECHNOLOGIES INC | $0 | – | -71,355 | – | -4.11% | – |
| VRSN | Exit | VERISIGN INC | $0 | – | -21,877 | – | -4.35% | – |
| PKE | Exit | PARK AEROSPACE CORP | $0 | – | -375,191 | – | -4.74% | – |
| MACK | Exit | MERRIMACK PHARMACEUTICALS IN | $0 | – | -1,172,463 | – | -5.03% | – |
| VTOL | Exit | BRISTOW GROUP INC | $0 | – | -194,647 | – | -5.23% | – |
| Exit | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $0 | – | -4,757,273 | – | -5.26% | – | |
| DLA | Exit | DELTA APPAREL INC | $0 | – | -345,043 | – | -5.52% | – |
| AXTA | Exit | AXALTA COATING SYS LTD | $0 | – | -248,878 | – | -5.99% | – |
| TPB | Exit | TURNING PT BRANDS INC | $0 | – | -275,213 | – | -6.68% | – |
| RLJPRA | Exit | RLJ LODGING TRcum conv pfd a | $0 | – | -269,528 | – | -7.58% | – |
| LHCG | Exit | LHC GROUP INC | $0 | – | -49,521 | – | -9.27% | – |
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LHCG | Buy | LHC GROUP INC | $8,105,000 | +76.9% | 49,521 | +68.3% | 9.27% | +166.9% |
| RLJPRA | Buy | RLJ LODGING TRcum conv pfd a | $6,625,000 | +11.6% | 269,528 | +17.8% | 7.58% | +68.5% |
| TPB | Buy | TURNING PT BRANDS INC | $5,843,000 | +39.5% | 275,213 | +78.3% | 6.68% | +110.5% |
| AXTA | New | AXALTA COATING SYS LTD | $5,241,000 | – | 248,878 | – | 5.99% | – |
| DLA | Buy | DELTA APPAREL INC | $4,827,000 | -50.7% | 345,043 | +0.1% | 5.52% | -25.5% |
| VTOL | Buy | BRISTOW GROUP INC | $4,572,000 | +289.1% | 194,647 | +287.7% | 5.23% | +486.9% |
| MACK | Sell | MERRIMACK PHARMACEUTICALS IN | $4,397,000 | -41.8% | 1,172,463 | -7.6% | 5.03% | -12.2% |
| PKE | Buy | PARK AEROSPACE CORP | $4,142,000 | -12.9% | 375,191 | +0.7% | 4.74% | +31.5% |
| VRSN | New | VERISIGN INC | $3,800,000 | – | 21,877 | – | 4.35% | – |
| BWXT | Buy | BWX TECHNOLOGIES INC | $3,594,000 | +68.0% | 71,355 | +83.7% | 4.11% | +153.5% |
| FHN | Sell | FIRST HORIZON CORPORATION | $3,298,000 | -26.1% | 144,012 | -29.4% | 3.77% | +11.6% |
| VGR | New | VECTOR GROUP LTD | $3,266,000 | – | 370,736 | – | 3.74% | – |
| HSTM | Buy | HEALTHSTREAM INC | $3,222,000 | +11.1% | 151,536 | +13.4% | 3.68% | +67.6% |
| Sell | ECOVYST INC | $3,183,000 | -38.9% | 377,190 | -28.6% | 3.64% | -7.8% | |
| RMR | Sell | RMR GROUP INCcl a | $3,040,000 | -47.6% | 128,330 | -37.2% | 3.48% | -20.9% |
| PFSW | Sell | PFSWEB INC | $2,669,000 | -43.2% | 286,388 | -28.3% | 3.05% | -14.3% |
| MCS | Sell | MARCUS CORP DEL | $1,999,000 | -55.0% | 143,882 | -52.1% | 2.29% | -32.1% |
| CASH | Buy | PATHWARD FINANCIAL INC | $1,976,000 | +45.0% | 59,966 | +70.1% | 2.26% | +118.8% |
| OPOF | Sell | OLD POINT FINL CORP | $1,656,000 | +8.0% | 59,729 | -1.5% | 1.89% | +63.0% |
| GOOGL | Buy | ALPHABET INC CAP STKcl a | $1,574,000 | -12.3% | 16,460 | +1900.0% | 1.80% | +32.4% |
| NODK | Sell | NI HLDGS INC | $1,018,000 | -48.1% | 76,206 | -36.1% | 1.16% | -21.6% |
| SEM | New | SELECT MED HLDGS CORP | $874,000 | – | 39,536 | – | 1.00% | – |
| FARM | New | FARMER BROS CO | $355,000 | – | 75,757 | – | 0.41% | – |
| New | ZIMVIE INC | $156,000 | – | 15,846 | – | 0.18% | – | |
| Exit | IRHYTHM TECHNOLOGIES INC | $0 | – | -37 | – | -0.01% | – | |
| TLYS | Exit | TILLY'S INCcl a | $0 | – | -44,350 | – | -0.24% | – |
| ALPN | Exit | ALPINE IMMUNE SCIENCES INC | $0 | – | -50,328 | – | -0.32% | – |
| VRT | Exit | VERTIV HOLDINGS CO | $0 | – | -100,024 | – | -0.62% | – |
| VVI | Exit | VIAD CORP | $0 | – | -30,000 | – | -0.63% | – |
| PHAT | Exit | PHATHOM PHARMACEUTICALS INC | $0 | – | -109,055 | – | -0.70% | – |
| Exit | ARDAGH METAL PACKAGING SA | $0 | – | -175,000 | – | -0.81% | – | |
| SSKN | Exit | STRATA SKIN SCIENCES INC | $0 | – | -1,136,454 | – | -0.83% | – |
| KNTE | Exit | KINNATE BIOPHARMA INC | $0 | – | -102,780 | – | -0.98% | – |
| ELY | Exit | CALLAWAY GOLF COMPANY | $0 | – | -76,176 | – | -1.18% | – |
| BLU | Exit | BELLUS HEALTH INC | $0 | – | -193,024 | – | -1.35% | – |
| AMWD | Exit | AMERICAN WOODMARK CORP | $0 | – | -87,310 | – | -2.98% | – |
| SPOK | Exit | SPOK HOLDINGS INC | $0 | – | -627,428 | – | -3.00% | – |
| IRTC | Exit | IRHYTHM TECHNOLOGIES INC | $0 | – | -42,800 | – | -3.50% | – |
| LW | Exit | LAMB WESTON HOLDINGS INC | $0 | – | -65,690 | – | -3.56% | – |
| TUFN | Exit | TUFIN SOFTWARE TECHNOLOGIES | $0 | – | -747,312 | – | -7.11% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE HOL | $0 | – | -3,276,941 | – | -9.71% | – |
Q2 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MIC | New | MACQUARIE INFRASTRUCTURE HOL | $12,813,000 | – | 3,276,941 | – | 9.71% | – |
| DLA | New | DELTA APPAREL INC | $9,782,000 | – | 344,801 | – | 7.41% | – |
| TUFN | New | TUFIN SOFTWARE TECHNOLOGIES | $9,386,000 | – | 747,312 | – | 7.11% | – |
| MACK | New | MERRIMACK PHARMACEUTICALS IN | $7,554,000 | – | 1,269,558 | – | 5.72% | – |
| RLJPRA | New | RLJ LODGING TRcum conv pfd a | $5,935,000 | – | 228,887 | – | 4.50% | – |
| RMR | New | RMR GROUP INCcl a | $5,797,000 | – | 204,486 | – | 4.39% | – |
| New | ECOVYST INC | $5,206,000 | – | 528,563 | – | 3.95% | – | |
| PKE | New | PARK AEROSPACE CORP | $4,754,000 | – | 372,566 | – | 3.60% | – |
| PFSW | New | PFSWEB INC | $4,699,000 | – | 399,540 | – | 3.56% | – |
| LW | New | LAMB WESTON HOLDINGS INC | $4,694,000 | – | 65,690 | – | 3.56% | – |
| IRTC | New | IRHYTHM TECHNOLOGIES INC | $4,624,000 | – | 42,800 | – | 3.50% | – |
| LHCG | New | LHC GROUP INC | $4,582,000 | – | 29,419 | – | 3.47% | – |
| FHN | New | FIRST HORIZON CORP | $4,461,000 | – | 204,050 | – | 3.38% | – |
| New | FORUM ENERGY TECHNOLOGIES INCnote 9.000% 8/0 | $4,448,000 | – | 4,757,273 | – | 3.37% | – | |
| MCS | New | MARCUS CORPORATION | $4,441,000 | – | 300,682 | – | 3.37% | – |
| TPB | New | TURNING POINT BRANDS INC | $4,188,000 | – | 154,352 | – | 3.17% | – |
| SPOK | New | SPOK HOLDINGS INC | $3,953,000 | – | 627,428 | – | 3.00% | – |
| AMWD | New | AMERICAN WOODMARK CORP | $3,930,000 | – | 87,310 | – | 2.98% | – |
| NLOK | New | NORTONLIFELOCK INC | $3,716,000 | – | 169,226 | – | 2.82% | – |
| HSTM | New | HEALTHSTREAM INC | $2,901,000 | – | 133,636 | – | 2.20% | – |
| BWXT | New | BWX TECHNOLOGIES INC | $2,139,000 | – | 38,833 | – | 1.62% | – |
| NODK | New | NI HOLDINGS INC | $1,960,000 | – | 119,311 | – | 1.48% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $1,794,000 | – | 823 | – | 1.36% | – |
| BLU | New | BELLUS HEALTH INC | $1,784,000 | – | 193,024 | – | 1.35% | – |
| ELY | New | CALLAWAY GOLF COMPANY | $1,554,000 | – | 76,176 | – | 1.18% | – |
| OPOF | New | OLD POINT FINANCIAL CORP | $1,533,000 | – | 60,633 | – | 1.16% | – |
| CASH | New | META FINANCIAL GROUP INC | $1,363,000 | – | 35,254 | – | 1.03% | – |
| KNTE | New | KINNATE BIOPHARMA INC | $1,296,000 | – | 102,780 | – | 0.98% | – |
| VTOL | New | BRISTOW GROUP INC | $1,175,000 | – | 50,205 | – | 0.89% | – |
| SSKN | New | STRATA SKIN SCIENCES INC | $1,092,000 | – | 1,136,454 | – | 0.83% | – |
| New | ARDAGH METAL PACKAGING SA | $1,068,000 | – | 175,000 | – | 0.81% | – | |
| PHAT | New | PHATHOM PHARMACEUTICALS INC | $920,000 | – | 109,055 | – | 0.70% | – |
| VVI | New | VIAD CORP | $828,000 | – | 30,000 | – | 0.63% | – |
| VRT | New | VERTIV HOLDINGS CO | $822,000 | – | 100,024 | – | 0.62% | – |
| ALPN | New | ALPINE IMMUNE SCIENCES INC | $428,000 | – | 50,328 | – | 0.32% | – |
| TLYS | New | TILLY'S INCcl a | $311,000 | – | 44,350 | – | 0.24% | – |
| New | IRHYTHM TECHNOLOGIES INC | $14,000 | – | 37 | – | 0.01% | – |
Q4 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PCG | Exit | PG&E CORPput | $0 | – | -156,500 | – | -0.02% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -25,000 | – | -0.18% | – |
| VLGEA | Exit | VILLAGE SUPER MKT INCcl a new | $0 | – | -33,801 | – | -0.42% | – |
| OPOF | Exit | OLD POINT FINL CORP | $0 | – | -40,805 | – | -0.49% | – |
| BSIG | Exit | BRIGHTSPHERE INVT GROUP INC | $0 | – | -33,437 | – | -0.50% | – |
| SSKN | Exit | STRATA SKIN SCIENCES INC | $0 | – | -475,380 | – | -0.50% | – |
| PCG | Exit | PG&E CORP | $0 | – | -147,546 | – | -0.81% | – |
| DXLG | Exit | DESTINATION XL GROUP INC | $0 | – | -243,266 | – | -0.85% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -219,100 | – | -0.93% | – |
| NODK | Exit | NI HLDGS INC | $0 | – | -110,661 | – | -1.10% | – |
| PCGU | Exit | PG&E CORPunit 99/99/9999 | $0 | – | -23,860 | – | -1.30% | – |
| OFS | Exit | OFS CAP CORP | $0 | – | -239,154 | – | -1.41% | – |
| XPDI | Exit | POWER & DIGITAL INFRA ACQ CO | $0 | – | -250,762 | – | -1.44% | – |
| PKE | Exit | PARK AEROSPACE CORP | $0 | – | -225,663 | – | -1.76% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -1,333 | – | -2.03% | – |
| Exit | TRILLIUM THERAPEUTICS INC | $0 | – | -265,355 | – | -2.65% | – | |
| FET | Exit | FORUM ENERGY TECHNOLOGIES IN | $0 | – | -207,215 | – | -2.66% | – |
| FTSI | Exit | FTS INTERNATIONAL INC | $0 | – | -189,867 | – | -2.66% | – |
| PAE | Exit | PAE INC | $0 | – | -820,137 | – | -2.79% | – |
| SJR | Exit | SHAW COMMUNICATIONS INCcl b conv | $0 | – | -175,600 | – | -2.90% | – |
| MCS | Exit | MARCUS CORP DEL | $0 | – | -301,537 | – | -2.99% | – |
| AMWD | Exit | AMERICAN WOODMARK CORPORATIO | $0 | – | -84,795 | – | -3.15% | – |
| RMR | Exit | RMR GROUP INCcl a | $0 | – | -177,279 | – | -3.37% | – |
| VGR | Exit | VECTOR GROUP LTD | $0 | – | -475,810 | – | -3.45% | – |
| DCRC | Exit | DECARBONIZATION PLUS ACQU II | $0 | – | -609,604 | – | -3.49% | – |
| MACK | Exit | MERRIMACK PHARMACEUTICALS IN | $0 | – | -1,269,558 | – | -3.49% | – |
| DLA | Exit | DELTA APPAREL INC | $0 | – | -236,946 | – | -3.68% | – |
| PFSW | Exit | PFSWEB INC | $0 | – | -614,439 | – | -4.51% | – |
| Exit | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $0 | – | -12,057,273 | – | -6.48% | – | |
| XLRN | Exit | ACCELERON PHARMA INC | $0 | – | -84,990 | – | -8.32% | – |
| MRLN | Exit | MARLIN BUSINESS SVCS CORP | $0 | – | -1,111,479 | – | -14.06% | – |
| INFO | Exit | IHS MARKIT LTD | $0 | – | -235,591 | – | -15.63% | – |
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| INFO | New | IHS MARKIT LTD | $27,475,000 | – | 235,591 | – | 15.63% | – |
| MRLN | Buy | MARLIN BUSINESS SVCS CORP | $24,708,000 | +53.2% | 1,111,479 | +56.9% | 14.06% | +48.2% |
| XLRN | Buy | ACCELERON PHARMA INC | $14,627,000 | +365.5% | 84,990 | +239.5% | 8.32% | +350.3% |
| PFSW | Sell | PFSWEB INC | $7,926,000 | +21.2% | 614,439 | -30.6% | 4.51% | +17.3% |
| DLA | Buy | DELTA APPAREL INC | $6,471,000 | +3.5% | 236,946 | +11.9% | 3.68% | +0.1% |
| DCRC | New | DECARBONIZATION PLUS ACQU II | $6,127,000 | – | 609,604 | – | 3.49% | – |
| VGR | Sell | VECTOR GROUP LTD | $6,067,000 | -15.8% | 475,810 | -6.6% | 3.45% | -18.6% |
| RMR | Buy | RMR GROUP INCcl a | $5,930,000 | -10.3% | 177,279 | +3.6% | 3.37% | -13.3% |
| AMWD | New | AMERICAN WOODMARK CORPORATIO | $5,543,000 | – | 84,795 | – | 3.15% | – |
| MCS | Sell | MARCUS CORP DEL | $5,262,000 | -25.1% | 301,537 | -9.0% | 2.99% | -27.6% |
| SJR | New | SHAW COMMUNICATIONS INCcl b conv | $5,099,000 | – | 175,600 | – | 2.90% | – |
| PAE | Buy | PAE INC | $4,904,000 | +7.1% | 820,137 | +59.3% | 2.79% | +3.6% |
| FET | Buy | FORUM ENERGY TECHNOLOGIES IN | $4,671,000 | +88.9% | 207,215 | +96.8% | 2.66% | +82.7% |
| FTSI | Buy | FTS INTERNATIONAL INC | $4,671,000 | +72.8% | 189,867 | +98.7% | 2.66% | +67.1% |
| New | TRILLIUM THERAPEUTICS INC | $4,660,000 | – | 265,355 | – | 2.65% | – | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $3,564,000 | -5.3% | 1,333 | -13.5% | 2.03% | -8.4% |
| PKE | Buy | PARK AEROSPACE CORP | $3,087,000 | +85.7% | 225,663 | +102.3% | 1.76% | +79.7% |
| XPDI | New | POWER & DIGITAL INFRA ACQ CO | $2,535,000 | – | 250,762 | – | 1.44% | – |
| OFS | Sell | OFS CAP CORP | $2,478,000 | -18.1% | 239,154 | -21.3% | 1.41% | -20.7% |
| PCGU | Buy | PG&E CORPunit 99/99/9999 | $2,281,000 | +49.4% | 23,860 | +58.4% | 1.30% | +44.5% |
| NODK | Buy | NI HLDGS INC | $1,943,000 | +8.3% | 110,661 | +17.3% | 1.10% | +4.7% |
| IWM | Sell | ISHARES TRput | $1,633,000 | +76.2% | 219,100 | -35.1% | 0.93% | +70.5% |
| DXLG | New | DESTINATION XL GROUP INC | $1,489,000 | – | 243,266 | – | 0.85% | – |
| SSKN | New | STRATA SKIN SCIENCES INC | $875,000 | – | 475,380 | – | 0.50% | – |
| BSIG | Sell | BRIGHTSPHERE INVT GROUP INC | $874,000 | -83.5% | 33,437 | -85.2% | 0.50% | -84.1% |
| OPOF | Buy | OLD POINT FINL CORP | $867,000 | -0.8% | 40,805 | +16.6% | 0.49% | -4.1% |
| VLGEA | New | VILLAGE SUPER MKT INCcl a new | $733,000 | – | 33,801 | – | 0.42% | – |
| SPY | Sell | SPDR S&P 500 ETF TRput | $311,000 | +436.2% | 25,000 | -37.5% | 0.18% | +420.6% |
| PCG | New | PG&E CORPput | $29,000 | – | 156,500 | – | 0.02% | – |
| ANAT | Exit | AMERICAN NATIONAL GROUP INC | $0 | – | -597 | – | -0.05% | – |
| OCSL | Exit | OAKTREE SPECIALTY LENDING CO | $0 | – | -181,402 | – | -0.71% | – |
| CNK | Exit | CINEMARK HLDGS INC | $0 | – | -57,534 | – | -0.74% | – |
| SIC | Exit | SELECT INTERIOR CONCEPTS INCcl a | $0 | – | -135,055 | – | -0.75% | – |
| ANAT | Exit | AMERICAN NATIONAL GROUP INCcall | $0 | – | -367,200 | – | -0.88% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORP | $0 | – | -66,226 | – | -0.93% | – |
| WINA | Exit | WINMARK CORP | $0 | – | -9,115 | – | -1.03% | – |
| NNI | Exit | NELNET INCcl a | $0 | – | -32,876 | – | -1.45% | – |
| TLYS | Exit | TILLYS INCcl a | $0 | – | -189,968 | – | -1.78% | – |
| EQC | Exit | EQUITY COMWLTH | $0 | – | -217,767 | – | -3.36% | – |
| WORK | Exit | SLACK TECHNOLOGIES INC | $0 | – | -467,184 | – | -12.17% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INC | $0 | – | -143,982 | – | -15.56% | – |
Q2 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ALXN | New | ALEXION PHARMACEUTICALS INC | $26,451,000 | – | 143,982 | – | 15.56% | – |
| WORK | New | SLACK TECHNOLOGIES INC | $20,696,000 | – | 467,184 | – | 12.17% | – |
| MRLN | New | MARLIN BUSINESS SVCS CORP | $16,128,000 | – | 708,623 | – | 9.48% | – |
| New | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $11,816,000 | – | 12,057,273 | – | 6.95% | – | |
| MACK | New | MERRIMACK PHARMACEUTICALS IN | $8,112,000 | – | 1,269,558 | – | 4.77% | – |
| VGR | New | VECTOR GROUP LTD | $7,206,000 | – | 509,615 | – | 4.24% | – |
| MCS | New | MARCUS CORP DEL | $7,027,000 | – | 331,286 | – | 4.13% | – |
| RMR | New | RMR GROUP INCcl a | $6,614,000 | – | 171,169 | – | 3.89% | – |
| PFSW | New | PFSWEB INC | $6,537,000 | – | 885,770 | – | 3.84% | – |
| DLA | New | DELTA APPAREL INC | $6,253,000 | – | 211,835 | – | 3.68% | – |
| EQC | New | EQUITY COMWLTH | $5,705,000 | – | 217,767 | – | 3.36% | – |
| BSIG | New | BRIGHTSPHERE INVT GROUP INC | $5,300,000 | – | 226,217 | – | 3.12% | – |
| PAE | New | PAE INC | $4,581,000 | – | 514,686 | – | 2.69% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $3,763,000 | – | 1,541 | – | 2.21% | – |
| XLRN | New | ACCELERON PHARMA INC | $3,142,000 | – | 25,035 | – | 1.85% | – |
| TLYS | New | TILLYS INCcl a | $3,036,000 | – | 189,968 | – | 1.78% | – |
| OFS | New | OFS CAP CORP | $3,025,000 | – | 303,712 | – | 1.78% | – |
| FTSI | New | FTS INTERNATIONAL INC | $2,703,000 | – | 95,559 | – | 1.59% | – |
| NNI | New | NELNET INCcl a | $2,473,000 | – | 32,876 | – | 1.45% | – |
| FET | New | FORUM ENERGY TECHNOLOGIES IN | $2,473,000 | – | 105,316 | – | 1.45% | – |
| NODK | New | NI HLDGS INC | $1,794,000 | – | 94,361 | – | 1.06% | – |
| WINA | New | WINMARK CORP | $1,751,000 | – | 9,115 | – | 1.03% | – |
| PKE | New | PARK AEROSPACE CORP | $1,662,000 | – | 111,546 | – | 0.98% | – |
| MX | New | MAGNACHIP SEMICONDUCTOR CORP | $1,580,000 | – | 66,226 | – | 0.93% | – |
| PCGU | New | PG&E CORPunit 99/99/9999 | $1,527,000 | – | 15,060 | – | 0.90% | – |
| PCG | New | PG&E CORP | $1,501,000 | – | 147,546 | – | 0.88% | – |
| ANAT | New | AMERICAN NATIONAL GROUP INCcall | $1,488,000 | – | 367,200 | – | 0.88% | – |
| SIC | New | SELECT INTERIOR CONCEPTS INCcl a | $1,270,000 | – | 135,055 | – | 0.75% | – |
| CNK | New | CINEMARK HLDGS INC | $1,263,000 | – | 57,534 | – | 0.74% | – |
| OCSL | New | OAKTREE SPECIALTY LENDING CO | $1,214,000 | – | 181,402 | – | 0.71% | – |
| IWM | New | ISHARES TRput | $927,000 | – | 337,800 | – | 0.54% | – |
| OPOF | New | OLD POINT FINL CORP | $874,000 | – | 35,005 | – | 0.51% | – |
| ANAT | New | AMERICAN NATIONAL GROUP INC | $89,000 | – | 597 | – | 0.05% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $58,000 | – | 40,000 | – | 0.03% | – |
Q4 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AMBCWS | Exit | AMBAC FINL GROUP INC*w exp 04/30/202 | $0 | – | -23,120 | – | -0.14% | – |
| SFBC | Exit | SOUND FINL BANCORP INC | $0 | – | -18,057 | – | -0.61% | – |
| BMYRT | Exit | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $0 | – | -343,545 | – | -0.88% | – |
| PCG | Exit | PG&E CORP | $0 | – | -85,546 | – | -0.91% | – |
| OCSL | Exit | OAKTREE SPECIALTY LENDING CO | $0 | – | -174,102 | – | -0.96% | – |
| PKE | Exit | PARK AEROSPACE CORP | $0 | – | -88,319 | – | -1.10% | – |
| VGR | Exit | VECTOR GROUP LTD | $0 | – | -105,579 | – | -1.16% | – |
| AT | Exit | ATLANTIC POWER CORP | $0 | – | -537,378 | – | -1.20% | – |
| TLYS | Exit | TILLYS INCcl a | $0 | – | -176,609 | – | -1.21% | – |
| ZUMZ | Exit | ZUMIEZ INC | $0 | – | -44,190 | – | -1.40% | – |
| RESI | Exit | FRONT YD RESIDENTIAL CORP | $0 | – | -143,145 | – | -1.42% | – |
| FIZZ | Exit | NATIONAL BEVERAGE CORP | $0 | – | -18,900 | – | -1.46% | – |
| SG | Exit | SIRIUS INTERNATIONAL INSURAN | $0 | – | -112,497 | – | -1.48% | – |
| TPB | Exit | TURNING PT BRANDS INC | $0 | – | -48,760 | – | -1.54% | – |
| HZNP | Exit | HORIZON THERAPEUTICS PUB L | $0 | – | -18,400 | – | -1.62% | – |
| HMLP | Exit | HOEGH LNG PARTNERS LP | $0 | – | -160,000 | – | -1.93% | – |
| NODK | Exit | NI HLDGS INC | $0 | – | -108,264 | – | -2.08% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -233,666 | – | -2.18% | – |
| FE | Exit | FIRSTENERGY CORP | $0 | – | -75,259 | – | -2.45% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -1,536 | – | -2.56% | – |
| DLA | Exit | DELTA APPAREL INC | $0 | – | -191,852 | – | -3.10% | – |
| SPB | Exit | SPECTRUM BRANDS HLDGS INC NE | $0 | – | -49,549 | – | -3.22% | – |
| NNI | Exit | NELNET INCcl a | $0 | – | -53,465 | – | -3.66% | – |
| WINA | Exit | WINMARK CORP | $0 | – | -19,015 | – | -3.72% | – |
| MACK | Exit | MERRIMACK PHARMACEUTICALS IN | $0 | – | -1,063,267 | – | -4.83% | – |
| Exit | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $0 | – | -7,811,000 | – | -5.52% | – | |
| SATS | Exit | ECHOSTAR CORPcl a | $0 | – | -201,483 | – | -5.70% | – |
| RMR | Exit | RMR GROUP INCcl a | $0 | – | -182,781 | – | -5.70% | – |
| ILPT | Exit | INDUSTRIAL LOGISTICS PPTYS T | $0 | – | -260,475 | – | -6.47% | – |
| RLJPRA | Exit | RLJ LODGING TRcum conv pfd a | $0 | – | -256,687 | – | -6.68% | – |
| Exit | GREEN PLAINS INCnote 4.125% 9/0 | $0 | – | -7,192,000 | – | -7.87% | – | |
| IMMU | Exit | IMMUNOMEDICS INC | $0 | – | -158,065 | – | -15.26% | – |
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IMMU | New | IMMUNOMEDICS INC | $13,440,000 | – | 158,065 | – | 15.26% | – |
| Sell | GREEN PLAINS INCnote 4.125% 9/0 | $6,928,000 | -21.7% | 7,192,000 | -35.7% | 7.87% | -25.9% | |
| RLJPRA | Sell | RLJ LODGING TRcum conv pfd a | $5,886,000 | -5.3% | 256,687 | -9.6% | 6.68% | -10.4% |
| ILPT | Sell | INDUSTRIAL LOGISTICS PPTYS T | $5,697,000 | -3.5% | 260,475 | -9.4% | 6.47% | -8.7% |
| RMR | Buy | RMR GROUP INCcl a | $5,021,000 | -4.5% | 182,781 | +2.4% | 5.70% | -9.6% |
| SATS | Buy | ECHOSTAR CORPcl a | $5,015,000 | -7.3% | 201,483 | +4.1% | 5.70% | -12.3% |
| New | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $4,862,000 | – | 7,811,000 | – | 5.52% | – | |
| MACK | Buy | MERRIMACK PHARMACEUTICALS IN | $4,253,000 | +46.9% | 1,063,267 | +22.3% | 4.83% | +39.1% |
| WINA | Buy | WINMARK CORP | $3,274,000 | +378.0% | 19,015 | +375.4% | 3.72% | +352.3% |
| NNI | Sell | NELNET INCcl a | $3,221,000 | -16.8% | 53,465 | -34.1% | 3.66% | -21.2% |
| SPB | New | SPECTRUM BRANDS HLDGS INC NE | $2,832,000 | – | 49,549 | – | 3.22% | – |
| DLA | Buy | DELTA APPAREL INC | $2,734,000 | +18.2% | 191,852 | +0.5% | 3.10% | +11.9% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $2,251,000 | +5.8% | 1,536 | +2.4% | 2.56% | +0.2% |
| FE | New | FIRSTENERGY CORP | $2,161,000 | – | 75,259 | – | 2.45% | – |
| KIRK | New | KIRKLANDS INC | $1,918,000 | – | 233,666 | – | 2.18% | – |
| NODK | Buy | NI HLDGS INC | $1,829,000 | +17.1% | 108,264 | +2.4% | 2.08% | +10.8% |
| HMLP | Buy | HOEGH LNG PARTNERS LP | $1,698,000 | +145.4% | 160,000 | +125.1% | 1.93% | +132.3% |
| HZNP | New | HORIZON THERAPEUTICS PUB L | $1,429,000 | – | 18,400 | – | 1.62% | – |
| TPB | Sell | TURNING PT BRANDS INC | $1,360,000 | -68.8% | 48,760 | -72.1% | 1.54% | -70.5% |
| SG | New | SIRIUS INTERNATIONAL INSURAN | $1,300,000 | – | 112,497 | – | 1.48% | – |
| FIZZ | New | NATIONAL BEVERAGE CORP | $1,285,000 | – | 18,900 | – | 1.46% | – |
| RESI | New | FRONT YD RESIDENTIAL CORP | $1,251,000 | – | 143,145 | – | 1.42% | – |
| ZUMZ | New | ZUMIEZ INC | $1,229,000 | – | 44,190 | – | 1.40% | – |
| TLYS | Sell | TILLYS INCcl a | $1,065,000 | -8.2% | 176,609 | -13.6% | 1.21% | -13.1% |
| AT | Sell | ATLANTIC POWER CORP | $1,053,000 | -20.2% | 537,378 | -18.5% | 1.20% | -24.4% |
| VGR | New | VECTOR GROUP LTD | $1,023,000 | – | 105,579 | – | 1.16% | – |
| PKE | New | PARK AEROSPACE CORP | $964,000 | – | 88,319 | – | 1.10% | – |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $843,000 | +194.8% | 174,102 | +172.3% | 0.96% | +179.0% |
| PCG | New | PG&E CORP | $803,000 | – | 85,546 | – | 0.91% | – |
| BMYRT | Sell | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $773,000 | -76.8% | 343,545 | -63.1% | 0.88% | -78.1% |
| SFBC | Buy | SOUND FINL BANCORP INC | $535,000 | +25.6% | 18,057 | +2.3% | 0.61% | +19.0% |
| CVM | Exit | CEL SCI CORPput | $0 | – | -55,000 | – | -0.02% | – |
| ELGXQ | Exit | ENDOLOGIX INC | $0 | – | -245,210 | – | -0.24% | – |
| MBCN | Exit | MIDDLEFIELD BANC CORP | $0 | – | -11,364 | – | -0.28% | – |
| EVA | Exit | ENVIVA PARTNERS LP | $0 | – | -46,000 | – | -1.99% | – |
| SEE | Exit | SEALED AIR CORP NEW | $0 | – | -102,411 | – | -4.04% | – |
| AMBC | Exit | AMBAC FINL GROUP INC | $0 | – | -298,219 | – | -5.12% | – |
| LM | Exit | LEGG MASON INC | $0 | – | -337,784 | – | -20.16% | – |
Q2 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LM | New | LEGG MASON INC | $16,805,000 | – | 337,784 | – | 20.16% | – |
| New | GREEN PLAINS INCnote 4.125% 9/0 | $8,849,000 | – | 11,192,000 | – | 10.62% | – | |
| RLJPRA | New | RLJ LODGING TRcum conv pfd a | $6,216,000 | – | 283,987 | – | 7.46% | – |
| ILPT | New | INDUSTRIAL LOGISTICS PPTYS T | $5,905,000 | – | 287,355 | – | 7.08% | – |
| SATS | New | ECHOSTAR CORPcl a | $5,410,000 | – | 193,483 | – | 6.49% | – |
| RMR | New | RMR GROUP INCcl a | $5,260,000 | – | 178,481 | – | 6.31% | – |
| TPB | New | TURNING PT BRANDS INC | $4,356,000 | – | 174,880 | – | 5.23% | – |
| AMBC | New | AMBAC FINL GROUP INC | $4,270,000 | – | 298,219 | – | 5.12% | – |
| NNI | New | NELNET INCcl a | $3,872,000 | – | 81,110 | – | 4.64% | – |
| SEE | New | SEALED AIR CORP NEW | $3,364,000 | – | 102,411 | – | 4.04% | – |
| BMYRT | New | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $3,337,000 | – | 932,128 | – | 4.00% | – |
| MACK | New | MERRIMACK PHARMACEUTICALS IN | $2,895,000 | – | 869,354 | – | 3.47% | – |
| DLA | New | DELTA APPAREL INC | $2,313,000 | – | 190,821 | – | 2.78% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $2,127,000 | – | 1,500 | – | 2.55% | – |
| EVA | New | ENVIVA PARTNERS LP | $1,658,000 | – | 46,000 | – | 1.99% | – |
| NODK | New | NI HLDGS INC | $1,562,000 | – | 105,764 | – | 1.87% | – |
| AT | New | ATLANTIC POWER CORP | $1,319,000 | – | 659,572 | – | 1.58% | – |
| TLYS | New | TILLYS INCcl a | $1,160,000 | – | 204,509 | – | 1.39% | – |
| HMLP | New | HOEGH LNG PARTNERS LP | $692,000 | – | 71,091 | – | 0.83% | – |
| WINA | New | WINMARK CORP | $685,000 | – | 4,000 | – | 0.82% | – |
| SFBC | New | SOUND FINL BANCORP INC | $426,000 | – | 17,657 | – | 0.51% | – |
| OCSL | New | OAKTREE SPECIALTY LENDING CO | $286,000 | – | 63,949 | – | 0.34% | – |
| MBCN | New | MIDDLEFIELD BANC CORP | $236,000 | – | 11,364 | – | 0.28% | – |
| ELGXQ | New | ENDOLOGIX INC | $197,000 | – | 245,210 | – | 0.24% | – |
| AMBCWS | New | AMBAC FINL GROUP INC*w exp 04/30/202 | $138,000 | – | 23,120 | – | 0.17% | – |
| CVM | New | CEL SCI CORPput | $14,000 | – | 55,000 | – | 0.02% | – |
Q4 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OFS | Exit | OFS CAP CORP | $0 | – | -50,260 | – | -0.23% | – |
| LNC | Exit | LINCOLN NATL CORP INDput | $0 | – | -4,000 | – | -0.30% | – |
| SPLP | Exit | STEEL PARTNERS HLDGS L Pltd prtrship u | $0 | – | -84,840 | – | -0.43% | – |
| SFBC | Exit | SOUND FINL BANCORP INC | $0 | – | -40,980 | – | -0.59% | – |
| NBN | Exit | NORTHEAST BK LEWISTON ME | $0 | – | -77,248 | – | -0.68% | – |
| EZPW | Exit | EZCORP INCcl a non vtg | $0 | – | -269,422 | – | -0.69% | – |
| MBCN | Exit | MIDDLEFIELD BANC CORP | $0 | – | -38,600 | – | -0.72% | – |
| CWBC | Exit | COMMUNITY WEST BANCSHARES | $0 | – | -185,584 | – | -0.73% | – |
| UVSP | Exit | UNIVEST FINANCIAL CORPORATIO | $0 | – | -75,460 | – | -0.76% | – |
| C | Exit | CITIGROUP INC | $0 | – | -29,526 | – | -0.81% | – |
| HMLP | Exit | HOEGH LNG PARTNERS LP | $0 | – | -137,392 | – | -0.84% | – |
| AT | Exit | ATLANTIC PWR CORP | $0 | – | -953,130 | – | -0.88% | – |
| GPRE | Exit | GREEN PLAINS INC | $0 | – | -702,372 | – | -0.93% | – |
| CAI | Exit | CAI INTERNATIONAL INC | $0 | – | -108,402 | – | -0.94% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -48,556 | – | -1.11% | – |
| XPEL | Exit | XPEL INC | $0 | – | -250,134 | – | -1.17% | – |
| CNR | Exit | CORNERSTONE BLDG BRANDS INC | $0 | – | -536,000 | – | -1.28% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -66,000 | – | -1.41% | – |
| Exit | EZCORP INCnote 2.875% 7/0 | $0 | – | -4,000,000 | – | -1.49% | – | |
| NODK | Exit | NI HLDGS INC | $0 | – | -223,554 | – | -1.52% | – |
| RMR | Exit | RMR GROUP INCcl a | $0 | – | -90,718 | – | -1.63% | – |
| LAUR | Exit | LAUREATE EDUCATION INCcl a | $0 | – | -258,856 | – | -1.70% | – |
| NESR | Exit | NATIONAL ENERGY SERVICES REU | $0 | – | -783,892 | – | -2.07% | – |
| CINR | Exit | CINER RES LP | $0 | – | -557,158 | – | -2.16% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -5,064 | – | -2.45% | – |
| LORL | Exit | LORAL SPACE & COMMUNICATNS I | $0 | – | -152,560 | – | -2.50% | – |
| Exit | GREEN PLAINS INCnote 4.125% 9/0 | $0 | – | -9,000,000 | – | -2.91% | – | |
| MACK | Exit | MERRIMACK PHARMACEUTICALS IN | $0 | – | -1,685,826 | – | -3.00% | – |
| NNI | Exit | NELNET INCcl a | $0 | – | -136,404 | – | -3.44% | – |
| ILPT | Exit | INDUSTRIAL LOGISTICS PPTYS T | $0 | – | -444,902 | – | -3.74% | – |
| DLA | Exit | DELTA APPAREL INC | $0 | – | -445,962 | – | -4.20% | – |
| CASH | Exit | META FINL GROUP INC | $0 | – | -340,854 | – | -4.40% | – |
| ALLY | Exit | ALLY FINL INC | $0 | – | -361,584 | – | -4.75% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -138,542 | – | -5.45% | – |
| STAY | Exit | EXTENDED STAY AMER INCunit 99/99/9999b | $0 | – | -988,620 | – | -5.73% | – |
| PENN | Exit | PENN NATL GAMING INC | $0 | – | -811,030 | – | -5.98% | – |
| UUP | Exit | INVESCO DB US DLR INDEX TRbullish fd | $0 | – | -693,300 | – | -7.44% | – |
| MRLN | Exit | MARLIN BUSINESS SVCS CORP | $0 | – | -926,648 | – | -9.24% | – |
| RLJPRA | Exit | RLJ LODGING TRcum conv pfd a | $0 | – | -905,968 | – | -9.68% | – |
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RLJPRA | Buy | RLJ LODGING TRcum conv pfd a | $24,452,000 | +103.7% | 905,968 | +97.6% | 9.68% | +9.2% |
| MRLN | Buy | MARLIN BUSINESS SVCS CORP | $23,342,000 | +75.4% | 926,648 | +73.6% | 9.24% | -6.0% |
| UUP | Buy | INVESCO DB US DLR INDEX TRbullish fd | $18,788,000 | +50.4% | 693,300 | +44.1% | 7.44% | -19.4% |
| PENN | Buy | PENN NATL GAMING INC | $15,106,000 | +130.0% | 811,030 | +137.9% | 5.98% | +23.3% |
| STAY | New | EXTENDED STAY AMER INCunit 99/99/9999b | $14,474,000 | – | 988,620 | – | 5.73% | – |
| CELG | New | CELGENE CORP | $13,758,000 | – | 138,542 | – | 5.45% | – |
| ALLY | Buy | ALLY FINL INC | $11,990,000 | +195.5% | 361,584 | +176.1% | 4.75% | +58.4% |
| CASH | Buy | META FINL GROUP INC | $11,116,000 | +700.9% | 340,854 | +588.6% | 4.40% | +329.1% |
| DLA | Buy | DELTA APPAREL INC | $10,592,000 | +271.0% | 445,962 | +262.1% | 4.20% | +98.8% |
| ILPT | Buy | INDUSTRIAL LOGISTICS PPTYS T | $9,454,000 | +16.6% | 444,902 | +14.3% | 3.74% | -37.5% |
| NNI | Buy | NELNET INCcl a | $8,676,000 | +114.8% | 136,404 | +100.0% | 3.44% | +15.1% |
| MACK | Buy | MERRIMACK PHARMACEUTICALS IN | $7,586,000 | +100.7% | 1,685,826 | +169.8% | 3.00% | +7.6% |
| New | GREEN PLAINS INCnote 4.125% 9/0 | $7,344,000 | – | 9,000,000 | – | 2.91% | – | |
| LORL | Buy | LORAL SPACE & COMMUNICATNS I | $6,316,000 | +50.2% | 152,560 | +25.2% | 2.50% | -19.5% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $6,184,000 | +125.5% | 5,064 | +100.0% | 2.45% | +20.9% |
| CINR | Buy | CINER RES LP | $5,460,000 | +72.9% | 557,158 | +242.1% | 2.16% | -7.3% |
| NESR | New | NATIONAL ENERGY SERVICES REU | $5,236,000 | – | 783,892 | – | 2.07% | – |
| LAUR | New | LAUREATE EDUCATION INCcl a | $4,290,000 | – | 258,856 | – | 1.70% | – |
| RMR | Buy | RMR GROUP INCcl a | $4,126,000 | +825.1% | 90,718 | +854.9% | 1.63% | +395.2% |
| NODK | Buy | NI HLDGS INC | $3,832,000 | +96.8% | 223,554 | +102.2% | 1.52% | +5.5% |
| New | EZCORP INCnote 2.875% 7/0 | $3,772,000 | – | 4,000,000 | – | 1.49% | – | |
| LUV | Buy | SOUTHWEST AIRLS CO | $3,564,000 | +126.4% | 66,000 | +112.9% | 1.41% | +21.4% |
| CNR | Buy | CORNERSTONE BLDG BRANDS INC | $3,242,000 | +107.6% | 536,000 | +100.0% | 1.28% | +11.3% |
| XPEL | New | XPEL INC | $2,952,000 | – | 250,134 | – | 1.17% | – |
| DAL | Buy | DELTA AIR LINES INC DEL | $2,796,000 | +45.4% | 48,556 | +43.3% | 1.11% | -22.1% |
| CAI | New | CAI INTERNATIONAL INC | $2,360,000 | – | 108,402 | – | 0.94% | – |
| GPRE | Buy | GREEN PLAINS INC | $2,350,000 | -41.6% | 702,372 | +88.1% | 0.93% | -68.7% |
| AT | Buy | ATLANTIC PWR CORP | $2,230,000 | +121.7% | 953,130 | +129.4% | 0.88% | +18.8% |
| HMLP | New | HOEGH LNG PARTNERS LP | $2,124,000 | – | 137,392 | – | 0.84% | – |
| C | Buy | CITIGROUP INC | $2,040,000 | +108.6% | 29,526 | +111.5% | 0.81% | +11.8% |
| UVSP | New | UNIVEST FINANCIAL CORPORATIO | $1,924,000 | – | 75,460 | – | 0.76% | – |
| CWBC | Buy | COMMUNITY WEST BANCSHARES | $1,836,000 | +137.8% | 185,584 | +132.0% | 0.73% | +27.5% |
| MBCN | New | MIDDLEFIELD BANC CORP | $1,806,000 | – | 38,600 | – | 0.72% | – |
| EZPW | New | EZCORP INCcl a non vtg | $1,740,000 | – | 269,422 | – | 0.69% | – |
| NBN | Buy | NORTHEAST BK LEWISTON ME | $1,712,000 | +60.8% | 77,248 | +100.0% | 0.68% | -13.9% |
| SFBC | Buy | SOUND FINL BANCORP INC | $1,480,000 | +126.6% | 40,980 | +114.3% | 0.59% | +21.3% |
| SPLP | New | STEEL PARTNERS HLDGS L Pltd prtrship u | $1,086,000 | – | 84,840 | – | 0.43% | – |
| LNC | New | LINCOLN NATL CORP INDput | $756,000 | – | 4,000 | – | 0.30% | – |
| OFS | Sell | OFS CAP CORP | $584,000 | -50.2% | 50,260 | -48.6% | 0.23% | -73.3% |
| NEOS | Exit | NEOS THERAPEUTICS INC | $0 | – | -25,935 | – | -0.02% | – |
| SHOS | Exit | SEARS HOMETOWN & OUTLET STOR | $0 | – | -30,600 | – | -0.05% | – |
| NICK | Exit | NICHOLAS FINANCIAL INC | $0 | – | -27,719 | – | -0.19% | – |
| TUESQ | Exit | TUESDAY MORNING CORP | $0 | – | -200,730 | – | -0.25% | – |
| AER | Exit | AERCAP HOLDINGS NV | $0 | – | -9,977 | – | -0.38% | – |
| FNWB | Exit | FIRST NORTHWEST BANCORP | $0 | – | -52,365 | – | -0.63% | – |
| WCFB | Exit | WCF BANCORP INC | $0 | – | -134,037 | – | -0.81% | – |
| MSTR | Exit | MICROSTRATEGY INCcl a new | $0 | – | -12,602 | – | -1.34% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -40,000 | – | -1.40% | – |
| NCMI | Exit | NATIONAL CINEMEDIA INC | $0 | – | -294,441 | – | -1.43% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -119,447 | – | -1.68% | – |
| SATS | Exit | ECHOSTAR CORPcl a | $0 | – | -87,905 | – | -2.88% | – |
| RHT | Exit | RED HAT INC | $0 | – | -63,111 | – | -8.76% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -179,773 | – | -9.37% | – |
Q2 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MRLN | New | MARLIN BUSINESS SVCS CORP | $13,307,000 | – | 533,760 | – | 9.83% | – |
| APC | New | ANADARKO PETE CORP | $12,685,000 | – | 179,773 | – | 9.37% | – |
| UUP | New | INVESCO DB US DLR INDEX TRbullish fd | $12,493,000 | – | 481,050 | – | 9.23% | – |
| RLJPRA | New | RLJ LODGING TRcum conv pfd a | $12,001,000 | – | 458,584 | – | 8.87% | – |
| RHT | New | RED HAT INC | $11,850,000 | – | 63,111 | – | 8.76% | – |
| ILPT | New | INDUSTRIAL LOGISTICS PPTYS T | $8,107,000 | – | 389,379 | – | 5.99% | – |
| PENN | New | PENN NATL GAMING INC | $6,567,000 | – | 340,980 | – | 4.85% | – |
| LORL | New | LORAL SPACE & COMMUNICATNS I | $4,206,000 | – | 121,873 | – | 3.11% | – |
| ALLY | New | ALLY FINL INC | $4,058,000 | – | 130,953 | – | 3.00% | – |
| NNI | New | NELNET INCcl a | $4,039,000 | – | 68,202 | – | 2.98% | – |
| GPRE | New | GREEN PLAINS INC | $4,024,000 | – | 373,312 | – | 2.97% | – |
| SATS | New | ECHOSTAR CORPcl a | $3,896,000 | – | 87,905 | – | 2.88% | – |
| MACK | New | MERRIMACK PHARMACEUTICALS IN | $3,780,000 | – | 624,756 | – | 2.79% | – |
| CINR | New | CINER RES LP | $3,158,000 | – | 162,849 | – | 2.33% | – |
| DLA | New | DELTA APPAREL INC | $2,855,000 | – | 123,146 | – | 2.11% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $2,742,000 | – | 2,532 | – | 2.03% | – |
| HFBC | New | HOPFED BANCORP INC | $2,266,000 | – | 119,447 | – | 1.68% | – |
| NODK | New | NI HLDGS INC | $1,947,000 | – | 110,577 | – | 1.44% | – |
| NCMI | New | NATIONAL CINEMEDIA INC | $1,932,000 | – | 294,441 | – | 1.43% | – |
| DAL | New | DELTA AIR LINES INC DEL | $1,923,000 | – | 33,878 | – | 1.42% | – |
| WFC | New | WELLS FARGO CO NEW | $1,893,000 | – | 40,000 | – | 1.40% | – |
| MSTR | New | MICROSTRATEGY INCcl a new | $1,806,000 | – | 12,602 | – | 1.34% | – |
| LUV | New | SOUTHWEST AIRLS CO | $1,574,000 | – | 31,000 | – | 1.16% | – |
| CNR | New | CORNERSTONE BLDG BRANDS INC | $1,562,000 | – | 268,000 | – | 1.15% | – |
| CASH | New | META FINL GROUP INC | $1,388,000 | – | 49,496 | – | 1.03% | – |
| OFS | New | OFS CAP CORP | $1,172,000 | – | 97,693 | – | 0.87% | – |
| WCFB | New | WCF BANCORP INC | $1,095,000 | – | 134,037 | – | 0.81% | – |
| NBN | New | NORTHEAST BK LEWISTON ME | $1,065,000 | – | 38,624 | – | 0.79% | – |
| AT | New | ATLANTIC PWR CORP | $1,006,000 | – | 415,502 | – | 0.74% | – |
| C | New | CITIGROUP INC | $978,000 | – | 13,963 | – | 0.72% | – |
| FNWB | New | FIRST NORTHWEST BANCORP | $851,000 | – | 52,365 | – | 0.63% | – |
| CWBC | New | COMMUNITY WEST BANCSHARES | $772,000 | – | 79,992 | – | 0.57% | – |
| SFBC | New | SOUND FINL BANCORP INC | $653,000 | – | 19,127 | – | 0.48% | – |
| AER | New | AERCAP HOLDINGS NV | $519,000 | – | 9,977 | – | 0.38% | – |
| RMR | New | RMR GROUP INCcl a | $446,000 | – | 9,500 | – | 0.33% | – |
| TUESQ | New | TUESDAY MORNING CORP | $339,000 | – | 200,730 | – | 0.25% | – |
| NICK | New | NICHOLAS FINANCIAL INC | $261,000 | – | 27,719 | – | 0.19% | – |
| SHOS | New | SEARS HOMETOWN & OUTLET STOR | $73,000 | – | 30,600 | – | 0.05% | – |
| NEOS | New | NEOS THERAPEUTICS INC | $33,000 | – | 25,935 | – | 0.02% | – |
Q4 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UVE | Exit | UNIVERSAL INS HLDGS INCput | $0 | – | -85,100 | – | -0.01% | – |
| HCI | Exit | HCI GROUP INCput | $0 | – | -99,400 | – | -0.02% | – |
| OZK | Exit | BANK OZKput | $0 | – | -37,000 | – | -0.04% | – |
| LOB | Exit | LIVE OAK BANCSHARES INCput | $0 | – | -104,500 | – | -0.09% | – |
| EQCPRD | Exit | EQUITY COMWLTHcum pfd s d 6.5% | $0 | – | -6,392 | – | -0.15% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -150,000 | – | -0.16% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -318,100 | – | -0.24% | – |
| GERN | Exit | GERON CORPput | $0 | – | -122,200 | – | -0.30% | – |
| WEBK | Exit | WELLESLEY BANCORP INC | $0 | – | -10,565 | – | -0.32% | – |
| FUNC | Exit | FIRST UTD CORP | $0 | – | -20,525 | – | -0.34% | – |
| CLBK | Exit | COLUMBIA FINL INC | $0 | – | -23,100 | – | -0.34% | – |
| CWBC | Exit | COMMUNITY WEST BANCSHARES | $0 | – | -32,205 | – | -0.34% | – |
| IROQ | Exit | IF BANCORP INC | $0 | – | -17,781 | – | -0.36% | – |
| SFBC | Exit | SOUND FINL BANCORP INC | $0 | – | -13,042 | – | -0.46% | – |
| AT | Exit | ATLANTIC PWR CORP | $0 | – | -252,054 | – | -0.49% | – |
| GPP | Exit | GREEN PLAINS PARTNERS LP | $0 | – | -44,942 | – | -0.59% | – |
| NBN | Exit | NORTHEAST BANCORP | $0 | – | -34,883 | – | -0.67% | – |
| GPRE | Exit | GREEN PLAINS INC | $0 | – | -45,034 | – | -0.68% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -7,484 | – | -0.75% | – |
| EQC | Exit | EQUITY COMWLTH | $0 | – | -26,443 | – | -0.75% | – |
| WCFB | Exit | WCF BANCORP INC | $0 | – | -90,725 | – | -0.75% | – |
| FNWB | Exit | FIRST NORTHWEST BANCORP | $0 | – | -72,682 | – | -0.99% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORP | $0 | – | -117,534 | – | -1.03% | – |
| C | Exit | CITIGROUP INC | $0 | – | -17,849 | – | -1.13% | – |
| NODK | Exit | NI HLDGS INC | $0 | – | -91,823 | – | -1.37% | – |
| CINR | Exit | CINER RES LP | $0 | – | -62,798 | – | -1.50% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -97,047 | – | -1.50% | – |
| NICK | Exit | NICHOLAS FINANCIAL INC | $0 | – | -145,737 | – | -1.52% | – |
| SUN | Exit | SUNOCO LP | $0 | – | -58,487 | – | -1.53% | – |
| NCMI | Exit | NATIONAL CINEMEDIA INC | $0 | – | -176,996 | – | -1.66% | – |
| SATS | Exit | ECHOSTAR CORPcl a | $0 | – | -40,700 | – | -1.67% | – |
| MSTR | Exit | MICROSTRATEGY INCcl a new | $0 | – | -15,083 | – | -1.87% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -50,900 | – | -2.36% | – |
| CAPL | Exit | CROSSAMERICA PARTNERS LPut ltd ptn int | $0 | – | -161,051 | – | -2.58% | – |
| CECO | Exit | CAREER EDUCATION CORP | $0 | – | -212,119 | – | -2.80% | – |
| PBSK | Exit | POAGE BANKSHARES INC | $0 | – | -125,460 | – | -2.81% | – |
| CCK | Exit | CROWN HOLDINGS INC | $0 | – | -76,350 | – | -3.24% | – |
| CSTM | Exit | CONSTELLIUM NVcl a | $0 | – | -332,183 | – | -3.62% | – |
| VER | Exit | VEREIT INC | $0 | – | -603,336 | – | -3.87% | – |
| INAPQ | Exit | INTERNAP CORP | $0 | – | -363,334 | – | -4.06% | – |
| RLJPRA | Exit | RLJ LODGING TRcum conv pfd a | $0 | – | -180,207 | – | -4.14% | – |
| OFS | Exit | OFS CAP CORP | $0 | – | -423,747 | – | -4.46% | – |
| PLYA | Exit | PLAYA HOTELS & RESORTS NV | $0 | – | -587,737 | – | -5.00% | – |
| LORL | Exit | LORAL SPACE & COMMUNICATNS I | $0 | – | -137,789 | – | -5.53% | – |
| MRLN | Exit | MARLIN BUSINESS SVCS CORP | $0 | – | -244,872 | – | -6.24% | – |
| ILPT | Exit | INDUSTRIAL LOGISTICS PPTYS T | $0 | – | -372,038 | – | -7.56% | – |
| EVHC | Exit | ENVISION HEALTHCARE CORP | $0 | – | -205,360 | – | -8.30% | – |
| UUP | Exit | INVESCO DB US DLR INDEX TRbullish fd | $0 | – | -440,100 | – | -9.82% | – |
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UUP | Buy | INVESCO DB US DLR INDEX TRbullish fd | $11,117,000 | +19.9% | 440,100 | +18.4% | 9.82% | +4.6% |
| EVHC | New | ENVISION HEALTHCARE CORP | $9,391,000 | – | 205,360 | – | 8.30% | – |
| ILPT | Buy | INDUSTRIAL LOGISTICS PPTYS T | $8,561,000 | +5.4% | 372,038 | +2.4% | 7.56% | -8.0% |
| MRLN | Buy | MARLIN BUSINESS SVCS CORP | $7,065,000 | +23.6% | 244,872 | +27.9% | 6.24% | +7.9% |
| LORL | Buy | LORAL SPACE & COMMUNICATNS I | $6,256,000 | +28.3% | 137,789 | +6.3% | 5.53% | +12.0% |
| PLYA | Buy | PLAYA HOTELS & RESORTS NV | $5,660,000 | +28.5% | 587,737 | +44.2% | 5.00% | +12.2% |
| OFS | Sell | OFS CAP CORP | $5,043,000 | -6.5% | 423,747 | -10.0% | 4.46% | -18.4% |
| RLJPRA | Buy | RLJ LODGING TRcum conv pfd a | $4,682,000 | +27.1% | 180,207 | +28.3% | 4.14% | +10.9% |
| INAPQ | Buy | INTERNAP CORP | $4,589,000 | +84.9% | 363,334 | +52.5% | 4.06% | +61.4% |
| VER | Sell | VEREIT INC | $4,380,000 | -6.5% | 603,336 | -4.1% | 3.87% | -18.4% |
| CSTM | Buy | CONSTELLIUM NVcl a | $4,102,000 | +36.9% | 332,183 | +14.2% | 3.62% | +19.5% |
| CCK | New | CROWN HOLDINGS INC | $3,665,000 | – | 76,350 | – | 3.24% | – |
| PBSK | Sell | POAGE BANKSHARES INC | $3,180,000 | +27.9% | 125,460 | -0.8% | 2.81% | +11.6% |
| CECO | Buy | CAREER EDUCATION CORP | $3,167,000 | +55.7% | 212,119 | +68.6% | 2.80% | +35.9% |
| CAPL | Buy | CROSSAMERICA PARTNERS LPut ltd ptn int | $2,915,000 | +40.3% | 161,051 | +30.8% | 2.58% | +22.4% |
| WFC | Sell | WELLS FARGO CO NEW | $2,675,000 | -10.7% | 50,900 | -5.7% | 2.36% | -22.0% |
| MSTR | Sell | MICROSTRATEGY INCcl a new | $2,121,000 | -35.2% | 15,083 | -41.2% | 1.87% | -43.5% |
| SATS | New | ECHOSTAR CORPcl a | $1,887,000 | – | 40,700 | – | 1.67% | – |
| NCMI | Buy | NATIONAL CINEMEDIA INC | $1,874,000 | +62.5% | 176,996 | +28.9% | 1.66% | +41.9% |
| SUN | Buy | SUNOCO LP | $1,728,000 | +130.7% | 58,487 | +95.0% | 1.53% | +101.5% |
| NICK | Buy | NICHOLAS FINANCIAL INC | $1,721,000 | +33.9% | 145,737 | +4.3% | 1.52% | +16.9% |
| HFBC | Buy | HOPFED BANCORP INC | $1,698,000 | +11.6% | 97,047 | +5.8% | 1.50% | -2.6% |
| CINR | Buy | CINER RES LP | $1,697,000 | +10.8% | 62,798 | +7.8% | 1.50% | -3.2% |
| NODK | Buy | NI HLDGS INC | $1,549,000 | +9.2% | 91,823 | +9.7% | 1.37% | -4.7% |
| C | Buy | CITIGROUP INC | $1,280,000 | +17.0% | 17,849 | +9.2% | 1.13% | +2.1% |
| MX | New | MAGNACHIP SEMICONDUCTOR CORP | $1,164,000 | – | 117,534 | – | 1.03% | – |
| FNWB | Buy | FIRST NORTHWEST BANCORP | $1,119,000 | +0.7% | 72,682 | +4.4% | 0.99% | -12.1% |
| WCFB | Buy | WCF BANCORP INC | $849,000 | +10.8% | 90,725 | +6.6% | 0.75% | -3.4% |
| EQC | Sell | EQUITY COMWLTH | $849,000 | -70.8% | 26,443 | -71.3% | 0.75% | -74.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $844,000 | +20.1% | 7,484 | +10.9% | 0.75% | +4.8% |
| GPRE | New | GREEN PLAINS INC | $775,000 | – | 45,034 | – | 0.68% | – |
| NBN | Buy | NORTHEAST BANCORP | $757,000 | +159.2% | 34,883 | +160.0% | 0.67% | +126.0% |
| GPP | Buy | GREEN PLAINS PARTNERS LP | $670,000 | +83.1% | 44,942 | +110.5% | 0.59% | +59.6% |
| AT | Buy | ATLANTIC PWR CORP | $555,000 | +1.8% | 252,054 | +1.7% | 0.49% | -11.2% |
| SFBC | Buy | SOUND FINL BANCORP INC | $516,000 | +6.4% | 13,042 | +3.8% | 0.46% | -7.1% |
| IROQ | Buy | IF BANCORP INC | $410,000 | +72.3% | 17,781 | +78.2% | 0.36% | +50.2% |
| CWBC | Buy | COMMUNITY WEST BANCSHARES | $386,000 | +138.3% | 32,205 | +134.9% | 0.34% | +107.9% |
| CLBK | New | COLUMBIA FINL INC | $386,000 | – | 23,100 | – | 0.34% | – |
| FUNC | Buy | FIRST UTD CORP | $386,000 | +1.3% | 20,525 | +10.2% | 0.34% | -11.7% |
| WEBK | Buy | WELLESLEY BANCORP INC | $362,000 | +136.6% | 10,565 | +133.7% | 0.32% | +106.5% |
| GERN | New | GERON CORPput | $339,000 | – | 122,200 | – | 0.30% | – |
| IWM | Buy | ISHARES TRput | $267,000 | -66.9% | 318,100 | +71.9% | 0.24% | -71.1% |
| SPY | New | SPDR S&P 500 ETF TRput | $185,000 | – | 150,000 | – | 0.16% | – |
| EQCPRD | Buy | EQUITY COMWLTHcum pfd s d 6.5% | $167,000 | +5.0% | 6,392 | +4.9% | 0.15% | -8.1% |
| LOB | Buy | LIVE OAK BANCSHARES INCput | $97,000 | +115.6% | 104,500 | +64.3% | 0.09% | +87.0% |
| OZK | New | BANK OZKput | $44,000 | – | 37,000 | – | 0.04% | – |
| HCI | New | HCI GROUP INCput | $18,000 | – | 99,400 | – | 0.02% | – |
| UVE | New | UNIVERSAL INS HLDGS INCput | $16,000 | – | 85,100 | – | 0.01% | – |
| ASPU | Exit | ASPEN GROUP INC | $0 | – | -17,900 | – | -0.14% | – |
| UFAB | Exit | UNIQUE FABRICATING INC | $0 | – | -17,589 | – | -0.16% | – |
| PCG | Exit | PG&E CORPcall | $0 | – | -100,000 | – | -0.30% | – |
| QMCO | Exit | QUANTUM CORP | $0 | – | -143,460 | – | -0.32% | – |
| STDY | Exit | STEADYMED LTD | $0 | – | -85,523 | – | -0.39% | – |
| LPLA | Exit | LPL FINL HLDGS INC | $0 | – | -10,800 | – | -0.72% | – |
| ERA | Exit | ERA GROUP INC | $0 | – | -64,799 | – | -0.85% | – |
| MCS | Exit | MARCUS CORP | $0 | – | -29,220 | – | -0.96% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -25,300 | – | -1.30% | – |
| ADNT | Exit | ADIENT PLC | $0 | – | -28,855 | – | -1.44% | – |
| AER | Exit | AERCAP HOLDINGS NV | $0 | – | -28,000 | – | -1.54% | – |
| FSAC | Exit | FEDERAL STR ACQUISITION CORPcl a | $0 | – | -301,500 | – | -3.00% | – |
| JMBA | Exit | JAMBA INC | $0 | – | -510,640 | – | -5.51% | – |
Q2 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UUP | New | INVESCO DB US DLR INDEX TRbullish fd | $9,273,000 | – | 371,800 | – | 9.39% | – |
| ILPT | New | INDUSTRIAL LOGISTICS PPTYS T | $8,119,000 | – | 363,268 | – | 8.22% | – |
| MRLN | New | MARLIN BUSINESS SVCS CORP | $5,714,000 | – | 191,437 | – | 5.78% | – |
| JMBA | New | JAMBA INC | $5,438,000 | – | 510,640 | – | 5.51% | – |
| OFS | New | OFS CAP CORP | $5,394,000 | – | 470,645 | – | 5.46% | – |
| LORL | New | LORAL SPACE & COMMUNICATNS I | $4,875,000 | – | 129,645 | – | 4.94% | – |
| VER | New | VEREIT INC | $4,682,000 | – | 629,283 | – | 4.74% | – |
| PLYA | New | PLAYA HOTELS & RESORTS NV | $4,403,000 | – | 407,705 | – | 4.46% | – |
| RLJPRA | New | RLJ LODGING TRcum conv pfd a | $3,685,000 | – | 140,445 | – | 3.73% | – |
| MSTR | New | MICROSTRATEGY INCcl a new | $3,275,000 | – | 25,635 | – | 3.32% | – |
| CSTM | New | CONSTELLIUM NVcl a | $2,997,000 | – | 290,981 | – | 3.03% | – |
| WFC | New | WELLS FARGO CO NEW | $2,994,000 | – | 54,000 | – | 3.03% | – |
| FSAC | New | FEDERAL STR ACQUISITION CORPcl a | $2,961,000 | – | 301,500 | – | 3.00% | – |
| EQC | New | EQUITY COMWLTH | $2,905,000 | – | 92,228 | – | 2.94% | – |
| PBSK | New | POAGE BANKSHARES INC | $2,486,000 | – | 126,474 | – | 2.52% | – |
| INAPQ | New | INTERNAP CORP | $2,482,000 | – | 238,234 | – | 2.51% | – |
| CAPL | New | CROSSAMERICA PARTNERS LPut ltd ptn int | $2,078,000 | – | 123,117 | – | 2.10% | – |
| CECO | New | CAREER EDUCATION CORP | $2,034,000 | – | 125,817 | – | 2.06% | – |
| CINR | New | CINER RES LP | $1,531,000 | – | 58,244 | – | 1.55% | – |
| HFBC | New | HOPFED BANCORP INC | $1,521,000 | – | 91,723 | – | 1.54% | – |
| AER | New | AERCAP HOLDINGS NV | $1,516,000 | – | 28,000 | – | 1.54% | – |
| NODK | New | NI HLDGS INC | $1,419,000 | – | 83,740 | – | 1.44% | – |
| ADNT | New | ADIENT PLC | $1,419,000 | – | 28,855 | – | 1.44% | – |
| LUV | New | SOUTHWEST AIRLS CO | $1,287,000 | – | 25,300 | – | 1.30% | – |
| NICK | New | NICHOLAS FINANCIAL INC | $1,285,000 | – | 139,693 | – | 1.30% | – |
| NCMI | New | NATIONAL CINEMEDIA INC | $1,153,000 | – | 137,315 | – | 1.17% | – |
| FNWB | New | FIRST NORTHWEST BANCORP | $1,111,000 | – | 69,599 | – | 1.12% | – |
| C | New | CITIGROUP INC | $1,094,000 | – | 16,350 | – | 1.11% | – |
| MCS | New | MARCUS CORP | $950,000 | – | 29,220 | – | 0.96% | – |
| ERA | New | ERA GROUP INC | $839,000 | – | 64,799 | – | 0.85% | – |
| IWM | New | ISHARES TRput | $807,000 | – | 185,000 | – | 0.82% | – |
| WCFB | New | WCF BANCORP INC | $766,000 | – | 85,101 | – | 0.78% | – |
| SUN | New | SUNOCO LP | $749,000 | – | 30,000 | – | 0.76% | – |
| LPLA | New | LPL FINL HLDGS INC | $708,000 | – | 10,800 | – | 0.72% | – |
| JPM | New | JPMORGAN CHASE & CO | $703,000 | – | 6,750 | – | 0.71% | – |
| AT | New | ATLANTIC PWR CORP | $545,000 | – | 247,826 | – | 0.55% | – |
| SFBC | New | SOUND FINL BANCORP INC | $485,000 | – | 12,560 | – | 0.49% | – |
| STDY | New | STEADYMED LTD | $385,000 | – | 85,523 | – | 0.39% | – |
| FUNC | New | FIRST UTD CORP | $381,000 | – | 18,617 | – | 0.39% | – |
| GPP | New | GREEN PLAINS PARTNERS LP | $366,000 | – | 21,351 | – | 0.37% | – |
| QMCO | New | QUANTUM CORP | $316,000 | – | 143,460 | – | 0.32% | – |
| PCG | New | PG&E CORPcall | $300,000 | – | 100,000 | – | 0.30% | – |
| NBN | New | NORTHEAST BANCORP | $292,000 | – | 13,415 | – | 0.30% | – |
| IROQ | New | IF BANCORP INC | $238,000 | – | 9,977 | – | 0.24% | – |
| CWBC | New | COMMUNITY WEST BANCSHARES | $162,000 | – | 13,712 | – | 0.16% | – |
| EQCPRD | New | EQUITY COMWLTHcum pfd s d 6.5% | $159,000 | – | 6,094 | – | 0.16% | – |
| UFAB | New | UNIQUE FABRICATING INC | $154,000 | – | 17,589 | – | 0.16% | – |
| WEBK | New | WELLESLEY BANCORP INC | $153,000 | – | 4,520 | – | 0.16% | – |
| ASPU | New | ASPEN GROUP INC | $134,000 | – | 17,900 | – | 0.14% | – |
| LOB | New | LIVE OAK BANCSHARES INCput | $45,000 | – | 63,600 | – | 0.05% | – |
Q4 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GTYH | Exit | GTY TECHNOLOGY HOLDINGS IN-Acl a | $0 | – | -22,990 | – | -0.30% | – |
| HBNC | Exit | HORIZON BANCORP INDIANA | $0 | – | -8,269 | – | -0.32% | – |
| PFBX | Exit | PEOPLES FINANCIAL CORP/MISS | $0 | – | -20,582 | – | -0.40% | – |
| WCFB | Exit | WCF BANCORP INC | $0 | – | -31,700 | – | -0.40% | – |
| FUNC | Exit | FIRST UNITED CORP | $0 | – | -18,617 | – | -0.41% | – |
| NODK | Exit | NI HOLDINGS INC | $0 | – | -18,500 | – | -0.44% | – |
| AER | Exit | AERCAP HOLDINGS NV | $0 | – | -6,500 | – | -0.44% | – |
| LCA | Exit | LANDCADIA HOLDINGS INCcl a | $0 | – | -34,300 | – | -0.45% | – |
| MYRG | Exit | MYR GROUP INC/DELAWARE | $0 | – | -13,500 | – | -0.52% | – |
| SFBC | Exit | SOUND FINANCIAL BANCORP INC | $0 | – | -12,560 | – | -0.56% | – |
| HUNTF | Exit | HUNTER MARITIME ACQUISITIONcl a | $0 | – | -52,000 | – | -0.67% | – |
| LPLA | Exit | LPL FINANCIAL HOLDINGS INC | $0 | – | -10,800 | – | -0.74% | – |
| NICK | Exit | NICHOLAS FINANCIAL INC | $0 | – | -69,656 | – | -0.80% | – |
| AT | Exit | ATLANTIC POWER CORP | $0 | – | -250,726 | – | -0.81% | – |
| WBKC | Exit | WOLVERINE BANCORP INC | $0 | – | -14,500 | – | -0.82% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -43,233 | – | -0.83% | – |
| VEAC | Exit | VANTAGE ENERGY ACQUISITION-Acl a | $0 | – | -64,200 | – | -0.83% | – |
| MSTR | Exit | MICROSTRATEGY INC-CL Acl a new | $0 | – | -5,150 | – | -0.87% | – |
| CECO | Exit | CAREER EDUCATION CORP | $0 | – | -65,079 | – | -0.89% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -7,300 | – | -0.92% | – |
| WLBAQ | Exit | WESTMORELAND COAL CO | $0 | – | -276,185 | – | -0.93% | – |
| CCS | Exit | CENTURY COMMUNITIES INC | $0 | – | -31,033 | – | -1.01% | – |
| CINR | Exit | CINER RESOURCES LP | $0 | – | -32,557 | – | -1.08% | – |
| FNWB | Exit | FIRST NORTHWEST BANCORP | $0 | – | -55,899 | – | -1.26% | – |
| PBSK | Exit | POAGE BANKSHARES INC | $0 | – | -58,117 | – | -1.39% | – |
| KAAC | Exit | KAYNE ANDERSON ACQUISITION-A | $0 | – | -118,604 | – | -1.53% | – |
| PLYA | Exit | PLAYA HOTELS & RESORTS NV | $0 | – | -113,705 | – | -1.56% | – |
| C | Exit | CITIGROUP INC | $0 | – | -16,350 | – | -1.57% | – |
| Exit | HERBALIFE LTDnote 2.000% 8/19 | $0 | – | -1,250,000 | – | -1.65% | – | |
| FCEA | Exit | FOREST CITY REALTY TRUST- A | $0 | – | -60,195 | – | -2.03% | – |
| VER | Exit | VEREIT INC | $0 | – | -222,073 | – | -2.43% | – |
| FRGI | Exit | FIESTA RESTAURANT GROUP | $0 | – | -118,551 | – | -2.97% | – |
| JMBA | Exit | JAMBA INC | $0 | – | -272,649 | – | -3.11% | – |
| MCS | Exit | MARCUS CORPORATION | $0 | – | -108,031 | – | -3.95% | – |
| LORL | Exit | LORAL SPACE & COMMUNICATIONS | $0 | – | -68,541 | – | -4.48% | – |
| WFC | Exit | WELLS FARGO & CO | $0 | – | -62,315 | – | -4.54% | – |
| RGC | Exit | REGAL ENTERTAINMENT GROUP-Acl a | $0 | – | -254,818 | – | -5.38% | – |
| MRLN | Exit | MARLIN BUSINESS SERVICES INC | $0 | – | -179,926 | – | -6.83% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS LP | $0 | – | -372,017 | – | -7.85% | – |
| NCMI | Exit | NATIONAL CINEMEDIA INC | $0 | – | -879,346 | – | -8.10% | – |
| OFS | Exit | OFS CAPITAL CORP | $0 | – | -502,174 | – | -8.73% | – |
| UUP | Exit | POWERSHARES DB US DOL IND BUdoll indx bull | $0 | – | -477,100 | – | -15.22% | – |
Q3 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UUP | Buy | POWERSHARES DB US DOL IND BUdoll indx bull | $11,536,000 | +27.0% | 477,100 | +30.0% | 15.22% | +22.8% |
| OFS | Buy | OFS CAPITAL CORP | $6,614,000 | -5.3% | 502,174 | +2.9% | 8.73% | -8.4% |
| NCMI | Buy | NATIONAL CINEMEDIA INC | $6,138,000 | +347.4% | 879,346 | +375.6% | 8.10% | +332.7% |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS LP | $5,945,000 | +118.3% | 372,017 | +118.6% | 7.85% | +111.2% |
| MRLN | Sell | MARLIN BUSINESS SERVICES INC | $5,173,000 | +6.7% | 179,926 | -6.7% | 6.83% | +3.2% |
| RGC | New | REGAL ENTERTAINMENT GROUP-Acl a | $4,077,000 | – | 254,818 | – | 5.38% | – |
| WFC | Buy | WELLS FARGO & CO | $3,437,000 | +114.5% | 62,315 | +96.8% | 4.54% | +107.5% |
| LORL | Sell | LORAL SPACE & COMMUNICATIONS | $3,393,000 | -38.6% | 68,541 | -48.5% | 4.48% | -40.6% |
| MCS | Buy | MARCUS CORPORATION | $2,992,000 | +151.2% | 108,031 | +174.0% | 3.95% | +143.0% |
| JMBA | Sell | JAMBA INC | $2,356,000 | -47.1% | 272,649 | -52.3% | 3.11% | -48.8% |
| FRGI | Sell | FIESTA RESTAURANT GROUP | $2,252,000 | -43.6% | 118,551 | -38.7% | 2.97% | -45.4% |
| VER | Buy | VEREIT INC | $1,841,000 | +3.5% | 222,073 | +1.6% | 2.43% | +0.2% |
| FCEA | Sell | FOREST CITY REALTY TRUST- A | $1,536,000 | -34.0% | 60,195 | -37.5% | 2.03% | -36.2% |
| New | HERBALIFE LTDnote 2.000% 8/19 | $1,250,000 | – | 1,250,000 | – | 1.65% | – | |
| C | Buy | CITIGROUP INC | $1,189,000 | +19.3% | 16,350 | +9.7% | 1.57% | +15.4% |
| PLYA | New | PLAYA HOTELS & RESORTS NV | $1,186,000 | – | 113,705 | – | 1.56% | – |
| KAAC | Buy | KAYNE ANDERSON ACQUISITION-A | $1,156,000 | +1001.0% | 118,604 | +998.2% | 1.53% | +967.1% |
| PBSK | Buy | POAGE BANKSHARES INC | $1,052,000 | +15.2% | 58,117 | +21.2% | 1.39% | +11.4% |
| FNWB | Buy | FIRST NORTHWEST BANCORP | $956,000 | +10.0% | 55,899 | +1.5% | 1.26% | +6.4% |
| CINR | New | CINER RESOURCES LP | $816,000 | – | 32,557 | – | 1.08% | – |
| CCS | New | CENTURY COMMUNITIES INC | $767,000 | – | 31,033 | – | 1.01% | – |
| WLBAQ | Buy | WESTMORELAND COAL CO | $704,000 | +472.4% | 276,185 | +996.0% | 0.93% | +453.0% |
| CECO | Buy | CAREER EDUCATION CORP | $676,000 | +9.7% | 65,079 | +1.4% | 0.89% | +6.2% |
| MSTR | New | MICROSTRATEGY INC-CL Acl a new | $658,000 | – | 5,150 | – | 0.87% | – |
| VEAC | Buy | VANTAGE ENERGY ACQUISITION-Acl a | $629,000 | +27.6% | 64,200 | +26.9% | 0.83% | +23.3% |
| HFBC | Buy | HOPFED BANCORP INC | $627,000 | +33.4% | 43,233 | +32.0% | 0.83% | +29.0% |
| AT | New | ATLANTIC POWER CORP | $614,000 | – | 250,726 | – | 0.81% | – |
| NICK | Buy | NICHOLAS FINANCIAL INC | $604,000 | +62.4% | 69,656 | +72.4% | 0.80% | +56.9% |
| LPLA | New | LPL FINANCIAL HOLDINGS INC | $557,000 | – | 10,800 | – | 0.74% | – |
| HUNTF | Buy | HUNTER MARITIME ACQUISITIONcl a | $509,000 | +552.6% | 52,000 | +550.0% | 0.67% | +534.0% |
| MYRG | New | MYR GROUP INC/DELAWARE | $393,000 | – | 13,500 | – | 0.52% | – |
| LCA | Buy | LANDCADIA HOLDINGS INCcl a | $344,000 | +6.2% | 34,300 | +7.2% | 0.45% | +2.7% |
| AER | New | AERCAP HOLDINGS NV | $332,000 | – | 6,500 | – | 0.44% | – |
| NODK | New | NI HOLDINGS INC | $331,000 | – | 18,500 | – | 0.44% | – |
| FUNC | Buy | FIRST UNITED CORP | $310,000 | +59.8% | 18,617 | +43.1% | 0.41% | +54.3% |
| PFBX | Buy | PEOPLES FINANCIAL CORP/MISS | $303,000 | +129.5% | 20,582 | +111.3% | 0.40% | +122.2% |
| WCFB | Buy | WCF BANCORP INC | $303,000 | +31.2% | 31,700 | +40.6% | 0.40% | +27.0% |
| GTYH | Buy | GTY TECHNOLOGY HOLDINGS IN-Acl a | $230,000 | +17.9% | 22,990 | +19.1% | 0.30% | +14.3% |
| Exit | Put HOME BANCSHARESput | $0 | – | -300 | – | -0.01% | – | |
| Exit | Put BANC OF CALIFORput | $0 | – | -1,495 | – | -0.01% | – | |
| ELEC | Exit | ELECTRUM SPECIAL ACQUISITION | $0 | – | -973 | – | -0.01% | – |
| EAGL | Exit | DOUBLE EAGLE ACQUISITION-A | $0 | – | -4,333 | – | -0.06% | – |
| BLVD | Exit | BOULEVARD ACQUISITION COR IIcl a | $0 | – | -4,954 | – | -0.07% | – |
| Exit | Put ISHARES RUSSELLput | $0 | – | -575 | – | -0.15% | – | |
| Exit | Put SPDR S&P 500 ETput | $0 | – | -625 | – | -0.16% | – | |
| SRUN | Exit | SILVER RUN ACQUISITION COR-A | $0 | – | -16,000 | – | -0.22% | – |
| ETM | Exit | ENTERCOM COMMUNICATIONS-CL Acl a | $0 | – | -33,000 | – | -0.47% | – |
| JILL | Exit | J. JILL INC | $0 | – | -48,613 | – | -0.82% | – |
| WPT | Exit | WORLD POINT TERMINALS LPunit rep ltd pt | $0 | – | -35,683 | – | -0.84% | – |
| ANIP | Exit | ANI PHARMACEUTICALS INC | $0 | – | -14,800 | – | -0.95% | – |
| NBN | Exit | NORTHEAST BANCORP | $0 | – | -34,670 | – | -0.96% | – |
| ALDW | Exit | ALON USA PARTNERS LP UT LTDut ltdpart int | $0 | – | -114,857 | – | -1.64% | – |
| OSUR | Exit | ORASURE TECHNOLOGIES INC | $0 | – | -89,618 | – | -2.11% | – |
| JAX | Exit | J ALEXANDER'S HOLDINGS | $0 | – | -137,602 | – | -2.30% | – |
| IBKR | Exit | INTERACTIVE BROKERS | $0 | – | -75,600 | – | -3.86% | – |
| AMC | Exit | AMC ENTERTAINMENT HLDS-CL A | $0 | – | -170,200 | – | -5.28% | – |
| SGBK | Exit | STONEGATE BANK | $0 | – | -104,966 | – | -6.61% | – |
Q2 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UUP | New | POWERSHARES DB US DOL IND BUdoll indx bull | $9,086,000 | – | 367,100 | – | 12.40% | – |
| OFS | New | OFS CAPITAL CORP | $6,984,000 | – | 488,074 | – | 9.53% | – |
| LORL | New | LORAL SPACE & COMMUNICATIONS | $5,528,000 | – | 133,041 | – | 7.54% | – |
| MRLN | New | MARLIN BUSINESS SERVICES INC | $4,849,000 | – | 192,790 | – | 6.62% | – |
| SGBK | New | STONEGATE BANK | $4,847,000 | – | 104,966 | – | 6.61% | – |
| JMBA | New | JAMBA INC | $4,454,000 | – | 571,753 | – | 6.08% | – |
| FRGI | New | FIESTA RESTAURANT GROUP | $3,992,000 | – | 193,306 | – | 5.45% | – |
| AMC | New | AMC ENTERTAINMENT HLDS-CL A | $3,872,000 | – | 170,200 | – | 5.28% | – |
| IBKR | New | INTERACTIVE BROKERS | $2,829,000 | – | 75,600 | – | 3.86% | – |
| EEP | New | ENBRIDGE ENERGY PARTNERS LP | $2,723,000 | – | 170,215 | – | 3.72% | – |
| FCEA | New | FOREST CITY REALTY TRUST- A | $2,327,000 | – | 96,258 | – | 3.18% | – |
| VER | New | VEREIT INC | $1,778,000 | – | 218,473 | – | 2.43% | – |
| JAX | New | J ALEXANDER'S HOLDINGS | $1,686,000 | – | 137,602 | – | 2.30% | – |
| WFC | New | WELLS FARGO & COw exp 10/28/2018 | $1,602,000 | – | 31,662 | – | 2.19% | – |
| OSUR | New | ORASURE TECHNOLOGIES INC | $1,547,000 | – | 89,618 | – | 2.11% | – |
| NCMI | New | NATIONAL CINEMEDIA INC | $1,372,000 | – | 184,900 | – | 1.87% | – |
| ALDW | New | ALON USA PARTNERS LP UT LTDut ltdpart int | $1,204,000 | – | 114,857 | – | 1.64% | – |
| MCS | New | MARCUS CORPORATION | $1,191,000 | – | 39,426 | – | 1.62% | – |
| C | New | CITIGROUP INC | $997,000 | – | 14,900 | – | 1.36% | – |
| PBSK | New | POAGE BANKSHARES INC | $913,000 | – | 47,939 | – | 1.25% | – |
| FNWB | New | FIRST NORTHWEST BANCORP | $869,000 | – | 55,099 | – | 1.19% | – |
| NBN | New | NORTHEAST BANCORP | $706,000 | – | 34,670 | – | 0.96% | – |
| ANIP | New | ANI PHARMACEUTICALS INC | $693,000 | – | 14,800 | – | 0.95% | – |
| JPM | New | JPMORGAN CHASE & CO | $667,000 | – | 7,300 | – | 0.91% | – |
| WPT | New | WORLD POINT TERMINALS LPunit rep ltd pt | $617,000 | – | 35,683 | – | 0.84% | – |
| CECO | New | CAREER EDUCATION CORP | $616,000 | – | 64,179 | – | 0.84% | – |
| JILL | New | J. JILL INC | $597,000 | – | 48,613 | – | 0.82% | – |
| WBKC | New | WOLVERINE BANCORP INC | $582,000 | – | 14,500 | – | 0.79% | – |
| VEAC | New | VANTAGE ENERGY ACQUISITION-A | $493,000 | – | 50,600 | – | 0.67% | – |
| HFBC | New | HOPFED BANCORP INC | $470,000 | – | 32,760 | – | 0.64% | – |
| SFBC | New | SOUND FINANCIAL BANCORP INC | $383,000 | – | 12,560 | – | 0.52% | – |
| NICK | New | NICHOLAS FINANCIAL INC | $372,000 | – | 40,405 | – | 0.51% | – |
| ETM | New | ENTERCOM COMMUNICATIONS-CL Acl a | $342,000 | – | 33,000 | – | 0.47% | – |
| LCA | New | LANDCADIA HOLDINGS INCcl a | $324,000 | – | 32,000 | – | 0.44% | – |
| WCFB | New | WCF BANCORP INC | $231,000 | – | 22,551 | – | 0.32% | – |
| HBNC | New | HORIZON BANCORP INDIANA | $218,000 | – | 8,269 | – | 0.30% | – |
| GTYH | New | GTY TECHNOLOGY HOLDINGS IN-Acl a | $195,000 | – | 19,300 | – | 0.27% | – |
| FUNC | New | FIRST UNITED CORP | $194,000 | – | 13,010 | – | 0.26% | – |
| SRUN | New | SILVER RUN ACQUISITION COR-A | $162,000 | – | 16,000 | – | 0.22% | – |
| PFBX | New | PEOPLES FINANCIAL CORP/MISS | $132,000 | – | 9,741 | – | 0.18% | – |
| WLBAQ | New | WESTMORELAND COAL CO | $123,000 | – | 25,200 | – | 0.17% | – |
| New | Put SPDR S&P 500 ETput | $114,000 | – | 625 | – | 0.16% | – | |
| New | Put ISHARES RUSSELLput | $112,000 | – | 575 | – | 0.15% | – | |
| KAAC | New | KAYNE ANDERSON ACQUISITION-A | $105,000 | – | 10,800 | – | 0.14% | – |
| HUNTF | New | HUNTER MARITIME ACQUISITIONcl a | $78,000 | – | 8,000 | – | 0.11% | – |
| BLVD | New | BOULEVARD ACQUISITION COR IIcl a | $50,000 | – | 4,954 | – | 0.07% | – |
| EAGL | New | DOUBLE EAGLE ACQUISITION-A | $43,000 | – | 4,333 | – | 0.06% | – |
| ELEC | New | ELECTRUM SPECIAL ACQUISITION | $10,000 | – | 973 | – | 0.01% | – |
| New | Put BANC OF CALIFORput | $7,000 | – | 1,495 | – | 0.01% | – | |
| New | Put HOME BANCSHARESput | $5,000 | – | 300 | – | 0.01% | – |