TFG Asset Management GP Ltd - Q1 2021 holdings

Add to watchlist

$1.4 Billion is the total value of TFG Asset Management GP Ltd's 112 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 177.1% .

All

			Value		Shares		↓ Weighting
	Sell	TESLA INCnote 2.000% 5/1	$242,284,000	-52.7%	22,500,000	-50.0%	17.32%	-49.5%
	Buy	CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1	$111,156,000	+72.6%	42,376,000	+28.9%	7.95%	+84.1%
		TERADYNE INCnote 1.250%12/1	$96,326,000	+1.6%	25,000,000	0.0%	6.89%	+8.4%
		RENEWABLE ENERGY GROUP INCnote 4.000% 6/1	$82,716,000	-6.9%	13,525,000	0.0%	5.91%	-0.7%
	Buy	SNAP INCnote 0.750% 8/0	$75,580,000	+10.8%	32,000,000	+6.7%	5.40%	+18.2%
	Buy	J2 GLOBAL INCnote 3.250% 6/1	$69,427,000	+52.9%	39,000,000	+25.8%	4.96%	+63.1%
	Buy	LIBERTY MEDIA CORP DELdeb 3.500% 1/1	$52,358,000	+17.2%	51,843,000	+7.6%	3.74%	+25.1%
	Sell	NICE SYS INCnote 1.250% 1/1	$35,317,000	-48.1%	13,495,000	-32.5%	2.52%	-44.6%
		WORLD WRESTLING ENTMT INCnote 3.375%12/1	$33,955,000	+11.5%	15,000,000	0.0%	2.43%	+19.0%
	New	FIRST MAJESTIC SILVER CORPnote 1.875% 3/0	$29,651,000	–	17,953,000	+100.0%	2.12%	–
		ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0	$28,187,000	+14.9%	17,500,000	0.0%	2.02%	+22.6%
	Buy	AKAMAI TECHNOLOGIES INCnote 0.125% 5/0	$24,248,000	+96.3%	20,000,000	+100.0%	1.73%	+109.4%
TLND	Sell	TALEND S Aads	$23,650,000	-14.4%	371,621	-48.4%	1.69%	-8.7%
		NUANCE COMMUNICATIONS INCdbcv 1.000%12/1	$23,178,000	-0.5%	12,500,000	0.0%	1.66%	+6.1%
		REALPAGE INCnote 1.500%11/1	$20,932,000	+0.2%	10,000,000	0.0%	1.50%	+6.9%
	Buy	UNITED STATES STL CORP NEWnote 5.000%11/0	$20,532,000	+109.8%	9,350,000	+43.8%	1.47%	+123.8%
BALY	New	BALLYS CORPORATION	$20,111,000	–	309,500	+100.0%	1.44%	–
		SPLUNK INCnote 1.125% 9/1	$17,764,000	-12.6%	15,000,000	0.0%	1.27%	-6.8%
	New	BANDWIDTH INC.note 0.250% 3/0	$17,113,000	–	11,165,000	+100.0%	1.22%	–
	Buy	ISIS PHARMACEUTICALS INC DELnote 1.000%11/1	$14,321,000	+44.6%	14,055,000	+55.2%	1.02%	+54.2%
AUTL	Buy	AUTOLUS THERAPEUTICS PLCspon ads	$13,957,000	-27.4%	2,435,714	+13.3%	1.00%	-22.5%
	New	LIGAND PHARMACEUTICALS INCnote 0.750% 5/1	$12,456,000	–	12,000,000	+100.0%	0.89%	–
TAK	Sell	TAKEDA PHARMACEUTICAL CO LTDsponsored ads	$10,762,000	-59.0%	589,390	-59.2%	0.77%	-56.3%
KAHCU	New	KKR ACQUISITION HOLDING I COunit 99/99/9999	$10,509,000	–	1,049,802	+100.0%	0.75%	–
	New	ZILLOW GROUP INCnote 2.750% 5/1	$10,402,000	–	5,000,000	+100.0%	0.74%	–
FVIVU	New	FORTRESS VALUE ACQUISI CORPunit 03/31/2028	$10,059,000	–	1,016,018	+100.0%	0.72%	–
FRLN		FREELINE THERAPEUTICS HLDGSsponsored ads	$9,225,000	-32.6%	750,000	0.0%	0.66%	-28.1%
		ZILLOW GROUP INCnote 1.375% 9/0	$9,115,000	-0.7%	3,041,000	0.0%	0.65%	+6.0%
CFXA		COLFAX CORPunit 01/15/2022t	$9,035,000	+12.8%	50,000	0.0%	0.65%	+20.3%
		COUPA SOFTWARE INCnote 0.125% 6/1	$8,511,000	-22.0%	5,000,000	0.0%	0.61%	-16.7%
BYTSU	New	BYTE ACQUISITION CORPunit 03/18/2029	$8,500,000	–	850,000	+100.0%	0.61%	–
	Sell	CORENERGY INFRASTRUCTURE TRnote 5.875% 8/1	$7,894,000	+14.8%	8,500,000	-10.5%	0.56%	+22.3%
VGIIU	New	VIRGIN GROUP ACQUISIT CORP Iunit 99/99/9999	$7,448,000	–	750,000	+100.0%	0.53%	–
AAQCU	New	ACCELERATE ACQUISITION CORPunit 99/99/9999	$7,448,000	–	750,000	+100.0%	0.53%	–
VAQC	New	VECTOR ACQUISITION CORP II	$7,425,000	–	750,000	+100.0%	0.53%	–
GSQD	New	G SQUARED ASCEND I INC	$7,350,000	–	750,000	+100.0%	0.53%	–
		INTREXON CORPnote 3.500% 7/0	$7,321,000	-0.4%	8,550,000	0.0%	0.52%	+6.1%
PDOTU	New	PERIDOT ACQUISITION CORP IIunit 99/99/9999	$6,958,000	–	700,000	+100.0%	0.50%	–
LGVU	New	LONGVIEW ACQUISITION CORP IIunit 99/99/9999	$6,526,000	–	650,000	+100.0%	0.47%	–
WPCBU	New	WARBURG PINCUS CAPTAL CORP Iunit 99/99/9999	$6,487,000	–	650,000	+100.0%	0.46%	–
TSPQU	New	TCW SPECIAL PURPOSE ACQU CORunit 99/99/9999	$6,468,000	–	650,000	+100.0%	0.46%	–
MP	New	MP MATERIALS CORP	$6,421,000	–	178,600	+100.0%	0.46%	–
PFDRU	New	PATHFINDER ACQUISITION CORPunit 02/17/2026	$6,293,000	–	635,619	+100.0%	0.45%	–
	Sell	FORTUNA SILVER MINES INCsdcv 4.650%10/3	$6,165,000	-32.9%	4,150,000	-19.4%	0.44%	-28.3%
ACQRU	New	INDEPENDENCE HOLDINGS CORPunit 03/02/2026	$6,000,000	–	600,000	+100.0%	0.43%	–
HERAU	New	FTAC HERA ACQUISITION CORPunit 02/28/2026	$5,994,000	–	600,000	+100.0%	0.43%	–
		LEXICON PHARMACEUTICALS INCnote 5.250%12/0	$5,802,000	+31.6%	5,250,000	0.0%	0.42%	+40.2%
ROSSU	New	ROSS ACQUISITION CORP IIunit 99/99/9999	$5,732,000	–	575,493	+100.0%	0.41%	–
GSEVU	New	GORES HOLDINGS VII INCunit 02/12/2028	$5,714,000	–	573,700	+100.0%	0.41%	–
AGGRU	New	AGILE GROWTH CORPunit 03/09/2026	$5,527,000	–	556,632	+100.0%	0.40%	–
SBIIU	New	SANDBRIDGE X2 CORPunit 99/99/9999	$5,495,000	–	550,000	+100.0%	0.39%	–
SPKBU	New	SILVER SPIKE ACQUISITN CORPunit 02/26/2026	$5,273,000	–	530,200	+100.0%	0.38%	–
BIGZ	New	BLACKROCK INNOVATION AND GRW	$5,075,000	–	250,000	+100.0%	0.36%	–
	New	SHIP FINANCE INTERNATIONAL LTD5.75 10/15/1	$5,083,000	–	5,000,000	+100.0%	0.36%	–
ASZU	New	AUSTERLITZ ACQUISITION CORP IIunit 99/99/9999	$5,015,000	–	500,000	+100.0%	0.36%	–
DHBCU	New	DHB CAPITAL CORPunit 03/31/2028	$4,528,000	–	456,483	+100.0%	0.32%	–
		INSIGHT ENTERPRISES INCnote 0.750% 2/1	$4,413,000	+15.6%	3,000,000	0.0%	0.32%	+23.4%
GTPBU	New	GORES TECHNOLOGY PARTNERS IIunit 03/16/2028	$4,400,000	–	440,922	+100.0%	0.32%	–
CHAAU	New	CATCHA INVESTMENT CORPunit 99/99/9999	$4,058,000	–	407,868	+100.0%	0.29%	–
KVSC	New	KHOSLA VENTURES ACQUT CO III	$3,984,000	–	400,000	+100.0%	0.28%	–
LCAHU	New	LANDCADIA HOLDINGS IV INCunit 05/01/2025	$3,960,000	–	400,000	+100.0%	0.28%	–
TWNIU	New	TAILWIND INTERNATNAL ACQ CORunit 99/99/9999	$3,956,000	–	400,000	+100.0%	0.28%	–
TWOA	New	TWO	$3,483,000	–	350,000	+100.0%	0.25%	–
NGCAU	New	NEXTGEN ACQUISITION CORP IIunit 03/23/2026	$3,465,000	–	350,000	+100.0%	0.25%	–
	New	MICROCHIP TECHNOLOGY INC.note 1.625% 2/1	$3,464,000	–	1,000,000	+100.0%	0.25%	–
TBSAU	New	TB SA ACQUISITION CORPunit 03/25/2028	$3,448,000	–	350,000	+100.0%	0.25%	–
		OKTA INCnote 0.125% 9/0	$3,375,000	-9.6%	2,500,000	0.0%	0.24%	-3.6%
		WAYFAIR INCnote 1.000% 8/1	$3,355,000	+32.6%	1,500,000	0.0%	0.24%	+41.2%
AUSU	New	AUSTERLITZ ACQUISITION CORP Iunit 99/99/9999	$3,263,000	–	325,000	+100.0%	0.23%	–
	Sell	AURORA CANNABIS INCnote 5.500% 2/2	$3,128,000	-11.4%	3,550,000	-22.0%	0.22%	-5.5%
TWLVU	New	TWELVE SEAS INVESTMENT CO IIunit 99/99/9999	$3,102,000	–	314,936	+100.0%	0.22%	–
WPCAU	New	WARBURG PINCUS CAPTAL CORP Iunit 99/99/9999	$2,757,000	–	273,488	+100.0%	0.20%	–
GIIXU	New	GORES HLDGS VIII INCunit 02/01/2028	$2,741,000	–	274,100	+100.0%	0.20%	–
CVIIU	New	CHURCHILL CAPITAL CORP VIIunit 99/99/9999	$2,475,000	–	248,282	+100.0%	0.18%	–
ITRG	Buy	INTEGRA RES CORP	$2,247,000	+27.1%	830,055	+84.4%	0.16%	+35.3%
		INSEEGO CORPnote 3.250% 5/0	$2,157,000	-21.9%	2,000,000	0.0%	0.15%	-16.8%
DGNU	New	DRAGONEER GROWTH OPT CORP II	$2,022,000	–	200,000	+100.0%	0.14%	–
RTPYU	New	REINVENT TECHNOLOGY PARTNERSunit 03/12/2026	$2,009,000	–	200,100	+100.0%	0.14%	–
SSRM	Sell	SSR MNG INC	$1,563,000	-58.5%	109,423	-41.5%	0.11%	-55.6%
GIGGU	New	GIGCAPITAL4 INCunit 99/99/9999	$1,481,000	–	150,000	+100.0%	0.11%	–
GOL		GOL LINHAS AEREAS INTELIGENTspon adr pfd new	$1,317,000	-22.1%	172,100	0.0%	0.09%	-16.8%
TWNKW		HOSTESS BRANDS INC*w exp 11/04/202	$1,280,000	-8.8%	882,467	0.0%	0.09%	-2.1%
TCACU	New	TUATARA CAPITAL ACQUISITN COunit 99/99/9999	$1,000,000	–	100,000	+100.0%	0.07%	–
CRHC	New	COHN ROBBINS HOLDINGS CORP	$951,000	–	96,699	+100.0%	0.07%	–
		AMERICAN AIRLS GROUP INCnote 6.500% 7/0	$868,000	+34.2%	500,000	0.0%	0.06%	+44.2%
SPAQU	New	SPARTAN ACQUISITION CORP IIIunit 99/99/9999	$867,000	–	86,475	+100.0%	0.06%	–
GTPAU	New	GORES TECHNOLOGY PARTNERS INunit 03/16/2028	$813,000	–	81,170	+100.0%	0.06%	–
LGACU	New	LAZARD GROWTH ACQUISITION COunit 99/99/9999	$657,000	–	65,674	+100.0%	0.05%	–
CCV	New	CHURCHILL CAPITAL CORP V	$619,000	–	62,701	+100.0%	0.04%	–
OSH	New	OAK STR HEALTH INC	$597,000	–	11,000	+100.0%	0.04%	–
CONX	New	CONX CORP	$541,000	–	54,242	+100.0%	0.04%	–
BTNB	New	BRIDGETOWN 2 HOLDINGS LTDcl a	$536,000	–	52,296	+100.0%	0.04%	–
IPOF	New	SOCIAL CAPITAL HEDOSOPHA HLD	$533,000	–	49,789	+100.0%	0.04%	–
SVFA	New	SVF INVESTMENT CORP	$511,000	–	50,000	+100.0%	0.04%	–
APGBU	New	APOLLO STRATEGIC GRWT CPL Iunit 99/99/9999	$513,000	–	51,383	+100.0%	0.04%	–
BTWN	New	BRIDGETOWN HOLDINGS LTD	$520,000	–	47,971	+100.0%	0.04%	–
JWSMU	New	JAWS MUSTANG ACQUISITION CORunit 99/99/9999	$515,000	–	50,763	+100.0%	0.04%	–
GMIIU	New	GORES METROPOULOS II INCunit 01/31/2028	$523,000	–	51,742	+100.0%	0.04%	–
NVSAU	New	NEW VISTA ACQUISITION CORPunit 02/01/2026	$501,000	–	50,196	+100.0%	0.04%	–
RTP	New	REINVENT TECHNOLOGY PARTNERScl a	$510,000	–	50,262	+100.0%	0.04%	–
FVT	New	FORTRESS VALUE ACQUIS CORP I	$507,000	–	51,311	+100.0%	0.04%	–
RTPZ	New	REINVENT TECHNOLOGY PARTNERS	$488,000	–	48,761	+100.0%	0.04%	–
SLAMU	New	SLAM CORPunit 99/99/9999	$496,000	–	49,980	+100.0%	0.04%	–
PGEN	New	PRECIGEN INC	$360,000	–	52,277	+100.0%	0.03%	–
IPOD	New	SOCIAL CAPITAL HEDOSOPHA HLD	$313,000	–	28,554	+100.0%	0.02%	–
BLUAU	New	BLUERIVER ACQUISITION CORPunit 01/04/2026	$298,000	–	29,920	+100.0%	0.02%	–
BLUA	New	BLUERIVER ACQUISITION CORP	$194,000	–	20,000	+100.0%	0.01%	–
GEO		GEO GROUP INC NEWcall	$202,000	-12.2%	26,000	0.0%	0.01%	-6.7%
HL	New	HECLA MNG CO	$160,000	–	28,155	+100.0%	0.01%	–
GSQDWS	New	G SQUARED ASCEND I INC*w exp 02/01/202	$143,000	–	150,000	+100.0%	0.01%	–
ATMRU	New	ALTIMAR ACQUISITION CORP IIunit 99/99/9999	$102,000	–	10,000	+100.0%	0.01%	–
DCRNU	New	DECARBONIZATION PLUS ACQU IIunit 01/19/2026	$101,000	–	10,000	+100.0%	0.01%	–
BMYRT	Exit	BRISTOL-MYERS SQUIBB COright 99/99/9999	$0	–	-200,000	-100.0%	0.00%	–
SNOW	Exit	SNOWFLAKE INCcl a	$0	–	-80	-100.0%	-0.00%	–
GEO	Exit	GEO GROUP INC NEWput	$0	–	-100,000	-100.0%	-0.06%	–
CXW	Exit	CORECIVIC INC	$0	–	-267,000	-100.0%	-0.12%	–
CGC	Exit	CANOPY GROWTH CORP	$0	–	-81,300	-100.0%	-0.13%	–
	Exit	CHENIERE ENERGY INCnote 4.250% 3/1	$0	–	-7,000,000	-100.0%	-0.38%	–
	Exit	MAGNACHIP SEMICONDUCTOR SAnote 5.00% 3/0	$0	–	-4,000,000	-100.0%	-0.45%	–
LYFT	Exit	LYFT INC	$0	–	-200,000	-100.0%	-0.66%	–
	Exit	INSULET CORPnote 1.375% 11/1	$0	–	-5,000,000	-100.0%	-0.92%	–
	Exit	MERCADOLIBRE INCnote 2.000% 8/1	$0	–	-10,000,000	-100.0%	-2.55%	–
	Exit	DOCUSIGN INCnote 0.500% 9/1	$0	–	-34,337,000	-100.0%	-7.17%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-05-17

Signatures

The EDGAR filing(s) were signed by:

Stacy Scheehle — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LEXICON PHARMACEUTICALS INC	24	Q3 2021	95.6%
ALLEGHENY TECHNOLOGIES INC	22	Q4 2021	6.1%
AUTOLUS THERAPEUTICS PLC	22	Q3 2023	5.1%
TAKEDA PHARMACEUTICAL CO LTD	19	Q3 2023	5.4%
NICE SYS INC	18	Q3 2023	5.0%
TRULIA INC	18	Q3 2020	8.9%
WORLD WRESTLING ENTMT INC	17	Q1 2023	11.1%
RENEWABLE ENERGY GROUP INC	16	Q1 2021	11.2%
PRECIGEN INC	16	Q2 2022	1.5%
HOSTESS BRANDS INC	15	Q1 2021	0.3%

View TFG Asset Management GP Ltd's complete holdings history.

Latest significant ownerships (13-D/G)

TFG Asset Management GP Ltd Q1 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
CorEnergy Infrastructure Trust, Inc.	February 03, 2020	260,000	1.9%
IMMUNOGEN INC	February 14, 2018	50	0.0%
SYNERGY PHARMACEUTICALS, INC.^{Sold out}	February 13, 2017	0	0.0%
INOTEK PHARMACEUTICALS CORP^{Sold out}	February 12, 2016	0	0.0%
NextWave Wireless Inc.^{Sold out}	January 30, 2013	0	-
TRUMP ENTERTAINMENT RESORTS, INC.	June 24, 2011	2,525,432	23.6%

View TFG Asset Management GP Ltd's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-15
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR	2022-08-15
13F-HR	2022-05-16
13F-HR	2022-02-14
13F-HR	2021-11-15

View TFG Asset Management GP Ltd's complete filings history.

All filings

View complete filings history.

Compare quarters

Export TFG Asset Management GP Ltd's holdings