$504 Million is the total value of TFG Asset Management GP Ltd's 38 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 35.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | JAZZ US HLDGS INCnote 8.000%12/3 | $59,145,000 | +40.6% | 29,779,000 | +14.6% | 11.75% | +47.5% | |
| MON | Sell | MONSANTO CO NEW | $57,866,000 | -12.9% | 550,000 | -15.4% | 11.49% | -8.6% |
| Buy | GLOBALSTAR INCnote 8.000% 4/0 | $40,005,000 | +30.7% | 15,807,929 | +2.7% | 7.94% | +37.1% | |
| Buy | INTEL CORPsdcv 12/1 | $39,811,000 | +218.0% | 29,400,000 | +226.7% | 7.91% | +233.6% | |
| ARRS | Sell | ARRIS INTL INC | $39,169,000 | -13.6% | 1,300,000 | -18.8% | 7.78% | -9.3% |
| GMWSB | Sell | GENERAL MTRS CO*w exp 07/10/201 | $32,920,000 | +20.0% | 1,918,422 | -2.4% | 6.54% | +25.9% |
| LEXICON PHARMACEUTICALS INCnote 5.250%12/0 | $31,512,000 | -21.0% | 17,500,000 | 0.0% | 6.26% | -17.1% | ||
| New | SUCAMPO PHARMACEUTICALS INCdbcv 3.250%12/1 | $21,041,000 | – | 19,750,000 | +100.0% | 4.18% | – | |
| Buy | YAHOO INCnote 12/0 | $17,328,000 | +68.0% | 17,500,000 | +74.1% | 3.44% | +76.3% | |
| Buy | STARWOOD PPTY TR INCnote 3.750%10/1 | $15,022,000 | +19.9% | 14,500,000 | +20.8% | 2.98% | +25.8% | |
| SHPG | Buy | SHIRE PLCsponsored adr | $14,863,000 | +31.4% | 87,234 | +49.5% | 2.95% | +37.8% |
| B2GOLD CORPnote 3.250%10/0 | $14,718,000 | -2.7% | 14,500,000 | 0.0% | 2.92% | +2.0% | ||
| Buy | ACCURAY INCnote 3.500% 2/0 | $14,625,000 | -16.3% | 13,750,000 | +3.8% | 2.90% | -12.2% | |
| Buy | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $13,674,000 | +12.7% | 10,000,000 | +17.6% | 2.72% | +18.2% | |
| LIGAND PHARMACEUTICALS INCnote 0.750% 8/1 | $11,729,000 | -1.1% | 8,100,000 | 0.0% | 2.33% | +3.8% | ||
| Buy | LGI HOMES INCnote 4.250%11/1 | $10,819,000 | +46.4% | 7,500,000 | +78.6% | 2.15% | +53.6% | |
| SPY | SPDR S&P 500 ETF TRput | $10,815,000 | 0.0% | 50,000 | 0.0% | 2.15% | +4.9% | |
| MERCADOLIBRE INCnote 2.250% 7/0 | $10,466,000 | -11.2% | 7,500,000 | 0.0% | 2.08% | -6.8% | ||
| Buy | INOTEK PHARMACEUTICALS CORPnote 5.750% 8/0 | $10,181,000 | +3.5% | 9,700,000 | +34.7% | 2.02% | +8.6% | |
| MEDICINES COdbcv 1.375% 6/0 | $9,652,000 | -9.9% | 7,210,000 | 0.0% | 1.92% | -5.5% | ||
| New | CARRIAGE SVCS INCnote 2.750% 3/1 | $5,089,000 | – | 3,723,000 | +100.0% | 1.01% | – | |
| Sell | TRULIA INCnote 2.750%12/1 | $4,123,000 | -90.8% | 2,500,000 | -91.4% | 0.82% | -90.3% | |
| ACCURAY INCdebt 3.500% 2/0 | $4,086,000 | -17.0% | 3,750,000 | 0.0% | 0.81% | -13.0% | ||
| New | SUNPOWER CORPdbcv 4.000% 1/1 | $3,640,000 | – | 5,000,000 | +100.0% | 0.72% | – | |
| New | THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $2,885,000 | – | 2,500,000 | +100.0% | 0.57% | – | |
| SALT | Sell | SCORPIO BULKERS INC | $2,576,000 | -56.7% | 510,186 | -70.3% | 0.51% | -54.6% |
| GCVRZ | New | SANOFIright 12/31/2020 | $1,015,000 | – | 2,670,316 | +100.0% | 0.20% | – |
| WMGIZ | Buy | WRIGHT MED GROUP N Vright 03/01/2019 | $976,000 | +4.6% | 739,304 | +3.8% | 0.19% | +9.6% |
| GG | Sell | GOLDCORP INC NEW | $884,000 | -73.9% | 65,000 | -68.3% | 0.18% | -72.5% |
| Sell | COBALT INTL ENERGY INCnote 2.625%12/0 | $847,000 | -59.6% | 2,000,000 | -50.0% | 0.17% | -57.6% | |
| NVRO | NEVRO CORP | $828,000 | -30.4% | 11,400 | 0.0% | 0.16% | -27.1% | |
| AKG | Sell | ASANKO GOLD INC | $449,000 | -85.1% | 146,500 | -79.7% | 0.09% | -84.4% |
| HLSWS | Buy | HEALTHSOUTH CORP*w exp 01/17/201 | $419,000 | -41.6% | 625,875 | +109.4% | 0.08% | -39.0% |
| AAU | New | ALMADEN MINERALS LTD | $338,000 | – | 346,400 | +100.0% | 0.07% | – |
| GOGL | Exit | GOLDEN OCEAN GROUP LTD | $0 | – | -21,972 | -100.0% | -0.02% | – |
| Exit | ALMADEN MINERALS LTD | $0 | – | -335,600 | -100.0% | -0.09% | – | |
| FCX | Exit | FREEPORT-MCMORAN INCput | $0 | – | -500,000 | -100.0% | -1.03% | – |
| Exit | MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $0 | – | -4,500,000 | -100.0% | -1.06% | – | |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -1,273,610 | -100.0% | -3.93% | – |
| Exit | ENDOLOGIX INCnote 3.250%11/0 | $0 | – | -17,450,000 | -100.0% | -4.41% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LEXICON PHARMACEUTICALS INC | 24 | Q3 2021 | 95.6% |
| ALLEGHENY TECHNOLOGIES INC | 22 | Q4 2021 | 6.1% |
| AUTOLUS THERAPEUTICS PLC | 22 | Q3 2023 | 5.1% |
| TAKEDA PHARMACEUTICAL CO LTD | 19 | Q3 2023 | 5.4% |
| NICE SYS INC | 18 | Q3 2023 | 5.0% |
| TRULIA INC | 18 | Q3 2020 | 8.9% |
| WORLD WRESTLING ENTMT INC | 17 | Q1 2023 | 11.1% |
| RENEWABLE ENERGY GROUP INC | 16 | Q1 2021 | 11.2% |
| PRECIGEN INC | 16 | Q2 2022 | 1.5% |
| HOSTESS BRANDS INC | 15 | Q1 2021 | 0.3% |
View TFG Asset Management GP Ltd's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CorEnergy Infrastructure Trust, Inc. | February 03, 2020 | 260,000 | 1.9% |
| IMMUNOGEN INC | February 14, 2018 | 50 | 0.0% |
| SYNERGY PHARMACEUTICALS, INC.Sold out | February 13, 2017 | 0 | 0.0% |
| INOTEK PHARMACEUTICALS CORPSold out | February 12, 2016 | 0 | 0.0% |
| NextWave Wireless Inc.Sold out | January 30, 2013 | 0 | - |
| TRUMP ENTERTAINMENT RESORTS, INC. | June 24, 2011 | 2,525,432 | 23.6% |
View TFG Asset Management GP Ltd's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-15 |
View TFG Asset Management GP Ltd's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.