$3.33 Billion is the total value of MIZUHO SECURITIES USA LLC's 224 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 46.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | EQT CORPnote 1.750% 5/0 | $31,415,821 | -27.8% | 11,307,000 | -26.8% | 0.94% | -34.5% | |
| Sell | NCL CORP LTDnote 6.000% 5/1 | $13,890,902 | -29.4% | 10,650,000 | -10.5% | 0.42% | -35.9% | |
| Sell | ZSCALER INCnote 0.125% 7/0 | $9,559,922 | -40.6% | 7,967,000 | -42.3% | 0.29% | -46.2% | |
| Sell | CNX RES CORPnote 2.250% 5/0 | $9,527,597 | -55.5% | 5,265,000 | -63.8% | 0.29% | -59.7% | |
| Sell | BIOPLUS ACQUISITION CORP | $7,267,908 | -32.3% | 674,829 | -33.5% | 0.22% | -38.5% | |
| Sell | PATRIA LATIN AMRCN OPPRNTY A | $7,161,012 | -22.7% | 653,377 | -24.9% | 0.22% | -30.0% | |
| Sell | INFINT ACQUISITION CORP | $7,073,000 | -0.6% | 643,000 | -3.3% | 0.21% | -9.7% | |
| Sell | METAL SKY STAR ACQUISITION Cordinary shares | $6,717,550 | +3.7% | 616,289 | -0.1% | 0.20% | -6.0% | |
| Sell | RCF ACQUISITION CORP | $6,724,630 | -15.4% | 621,500 | -17.1% | 0.20% | -23.2% | |
| Sell | ALPHA STAR ACQUISITION CORPordinary shares | $6,118,802 | -44.2% | 561,358 | -45.5% | 0.18% | -49.3% | |
| Sell | GENERATION ASIA I ACQUISITIO | $5,712,711 | -20.5% | 538,935 | -21.1% | 0.17% | -27.7% | |
| Sell | PEARL HOLDINGS ACQUISITN COR | $5,186,431 | -63.8% | 486,076 | -64.3% | 0.16% | -67.1% | |
| Sell | EMBRACE CHANGE ACQUISITN CORordinary shares | $4,675,347 | -15.1% | 434,916 | -16.6% | 0.14% | -22.5% | |
| KRNL | Sell | KERNEL GROUP HOLDINGS INC | $4,597,498 | -13.7% | 439,952 | -14.5% | 0.14% | -22.0% |
| Sell | BLUE OCEAN ACQUISITION CORP | $4,603,140 | -23.6% | 430,200 | -24.6% | 0.14% | -31.0% | |
| OPA | Sell | MAGNUM OPUS ACQUISITION LTD | $4,497,465 | -5.1% | 426,300 | -7.4% | 0.14% | -14.0% |
| Sell | AURORA TECHNOLOGY ACQUISITIO | $3,784,408 | +2.3% | 352,038 | -0.1% | 0.11% | -7.3% | |
| Sell | WORLDWIDE WEBB ACQUISITION C | $3,373,760 | +0.9% | 324,400 | -0.1% | 0.10% | -9.0% | |
| Sell | CSLM ACQUISITION CORP | $3,301,455 | -41.7% | 311,458 | -42.5% | 0.10% | -47.3% | |
| CSTA | Sell | CONSTELLATION ACQUISITN CORP | $3,218,078 | -1.3% | 300,755 | -3.6% | 0.10% | -10.2% |
| Sell | BLUE WORLD ACQUISITION CORP | $3,175,616 | -14.2% | 294,584 | -15.8% | 0.10% | -22.8% | |
| Sell | BENTLEY SYS INCnote 0.375% 7/0 | $3,014,700 | -18.8% | 3,500,000 | -15.2% | 0.09% | -26.0% | |
| Sell | FINTECH ECOSYSTEM DEVE | $2,989,136 | -41.2% | 281,994 | -41.8% | 0.09% | -46.7% | |
| HHLA | Sell | HH&L ACQUISITION CO | $2,887,500 | -35.1% | 275,000 | -36.0% | 0.09% | -40.8% |
| VHAQ | Sell | VIVEON HEALTH ACQUISITION CO | $2,851,035 | -35.5% | 259,185 | -36.1% | 0.09% | -41.1% |
| Sell | TECHNOLOGY & TELECOM ACQ COR | $2,602,508 | +3.2% | 231,334 | -0.0% | 0.08% | -7.1% | |
| Sell | NCL CORP LTDnote 5.375% 8/0 | $2,573,278 | -53.0% | 2,226,000 | -44.4% | 0.08% | -57.5% | |
| DKDCA | Sell | DATA KNIGHTS ACQUISITION COR | $2,203,628 | -6.3% | 199,243 | -9.0% | 0.07% | -15.4% |
| Sell | AURA FAT PROJS ACQUISITION Cclass a ord | $2,069,353 | -60.9% | 195,222 | -61.0% | 0.06% | -64.6% | |
| Sell | AQUARON ACQUISITION CORP | $2,020,497 | -44.4% | 193,349 | -44.8% | 0.06% | -49.2% | |
| Sell | BLACKSTONE MORTGAGE TRUST INnote 5.500% 3/1 | $1,769,928 | -15.2% | 1,992,000 | -17.9% | 0.05% | -23.2% | |
| Sell | PAPAYA GRWT OPPORTUNITY CORP | $1,591,961 | -68.4% | 150,185 | -68.7% | 0.05% | -71.3% | |
| Sell | ARTEMIS STRATEGIC INVT CORP | $1,471,170 | -6.5% | 140,245 | -6.5% | 0.04% | -15.4% | |
| Sell | MONTEREY INNOVATION ACQUI CO | $1,388,932 | -14.4% | 125,129 | -15.5% | 0.04% | -22.2% | |
| Sell | INVESTCORP INDIA ACQUISTN CO | $1,306,510 | -69.1% | 122,447 | -69.6% | 0.04% | -72.1% | |
| LCAA | Sell | L CATTERTON ASIA ACQUISITION | $1,259,813 | -77.0% | 119,868 | -77.2% | 0.04% | -79.0% |
| DHCA | Sell | DHC ACQUISITION CORP | $950,608 | +2.6% | 92,292 | -0.4% | 0.03% | -6.5% |
| KAII | Sell | QUADRO ACQUISITION ONE CORP | $903,198 | -8.5% | 86,846 | -10.3% | 0.03% | -18.2% |
| Sell | ENERGEM CORP | $871,207 | -43.7% | 79,854 | -45.3% | 0.03% | -49.0% | |
| Sell | LIBERTY RES ACQUISITION CORP | $696,912 | -65.5% | 64,829 | -66.1% | 0.02% | -68.7% | |
| Sell | DUET ACQUISITION CORP | $577,490 | -49.0% | 54,999 | -49.7% | 0.02% | -55.3% | |
| ARRW | Sell | ARROWROOT ACQUISITION CORP | $517,078 | -77.9% | 49,719 | -78.3% | 0.02% | -79.2% |
| Sell | GLOBAL SYSTEMS DYNAMICS INC | $513,600 | -47.2% | 48,000 | -48.9% | 0.02% | -53.1% | |
| Sell | FEUTUNE LIGHT ACQUISITION CO | $434,365 | -67.3% | 41,566 | -67.3% | 0.01% | -70.5% | |
| SPY | Sell | SPDR S&P 500 ETF TRput | $331,000 | +1701.4% | 500 | -50.0% | 0.01% | +900.0% |
| MACA | Sell | MORINGA ACQUISITION CORP | $316,365 | -82.4% | 30,130 | -83.0% | 0.01% | -83.3% |
| Sell | RF ACQUISITION CORP | $261,248 | -50.5% | 25,120 | -51.0% | 0.01% | -52.9% | |
| PUCK | Sell | GOAL ACQUISITIONS CORP | $209,200 | -95.8% | 20,000 | -95.8% | 0.01% | -96.4% |
| Sell | ABRI SPAC I INC | $157,151 | -91.7% | 14,687 | -91.8% | 0.01% | -92.1% | |
| Sell | QOMOLANGMA ACQUISITION CORP | $116,927 | -96.3% | 11,243 | -96.3% | 0.00% | -96.2% | |
| Sell | MOBIV ACQUISITION CORP | $100,000 | -97.7% | 10,000 | -97.6% | 0.00% | -97.9% | |
| Sell | PORTAGE FINTECH ACQUISITN CO | $106,760 | -95.9% | 10,365 | -95.9% | 0.00% | -96.5% | |
| Sell | CLOUDFLARE INCnote 8/1 | $80,177 | -93.9% | 95,000 | -93.9% | 0.00% | -95.5% | |
| Exit | AFTERNEXT HEALTHTECH ACQUISI*w exp 99/99/999 | $0 | – | -64,319 | -100.0% | 0.00% | – | |
| Sell | LF CAPITAL ACQUISITION CORP*w exp 02/19/202 | $1,328 | -0.6% | 132,810 | -0.6% | 0.00% | – | |
| Sell | DISTOKEN ACQUISITION CORP*w exp 11/30/202 | $988 | -0.5% | 98,790 | -0.5% | 0.00% | – | |
| PIAIWS | Exit | PRIME IMPACT ACQUISITION I*w exp 10/01/203 | $0 | – | -51,400 | -100.0% | 0.00% | – |
| Exit | FOXO TECHNOLOGIES INC*w exp 08/01/202 | $0 | – | -222,900 | -100.0% | 0.00% | – | |
| LGHLW | Exit | LION GROUP HOLDING LTD*w exp 06/16/202 | $0 | – | -99,900 | -100.0% | 0.00% | – |
| Exit | HAINAN MANASLU ACQUISTN CORP*w exp 01/31/202 | $0 | – | -251,000 | -100.0% | 0.00% | – | |
| Exit | CACTUS ACQUISITION CORP 1 LT*w exp 08/17/202 | $0 | – | -61,216 | -100.0% | 0.00% | – | |
| Exit | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $0 | – | -60,000 | -100.0% | -0.00% | – | |
| AURC | Exit | AURORA ACQUISITION CORP | $0 | – | -10,449 | -100.0% | -0.00% | – |
| Exit | BLUE WHALE ACQUISITION CORP | $0 | – | -23,030 | -100.0% | -0.01% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -1,000 | -100.0% | -0.01% | – |
| DTOC | Exit | DIGITAL TRANSFORMATN OPT COR | $0 | – | -75,447 | -100.0% | -0.02% | – |
| Exit | ESH ACQUISITION CORPunit 06/13/2028 | $0 | – | -79,819 | -100.0% | -0.03% | – | |
| Exit | OXBRIDGE ACQUISITION CORP | $0 | – | -78,625 | -100.0% | -0.03% | – | |
| Exit | KENSINGTON CAPITAL ACQUISITI | $0 | – | -80,882 | -100.0% | -0.03% | – | |
| Exit | ARYA SCIENCES ACQUISITN CORP | $0 | – | -100,292 | -100.0% | -0.03% | – | |
| Exit | PRIME NO ACQUISITION I CORP | $0 | – | -102,936 | -100.0% | -0.04% | – | |
| Exit | ICONIC SPORTS ACQUISITION CO | $0 | – | -106,610 | -100.0% | -0.04% | – | |
| Exit | ALSET CAPITAL ACQUISITION CO | $0 | – | -138,000 | -100.0% | -0.05% | – | |
| GFL | Exit | GFL ENVIRONMENTAL INC | $0 | – | -41,900 | -100.0% | -0.05% | – |
| Exit | BEARD ENERGY TRANSITION ACQ | $0 | – | -159,562 | -100.0% | -0.06% | – | |
| Exit | UTA ACQUISITION CORPORATION | $0 | – | -169,000 | -100.0% | -0.06% | – | |
| Exit | GIGCAPITAL 5 INC | $0 | – | -175,218 | -100.0% | -0.06% | – | |
| Exit | SHOPIFY INCnote 0.125%11/0 | $0 | – | -2,162,000 | -100.0% | -0.06% | – | |
| Exit | REDWOODS ACQUISITION CORP | $0 | – | -192,872 | -100.0% | -0.07% | – | |
| Exit | AFTERNEXT HEALTHTECH ACQUISI | $0 | – | -200,001 | -100.0% | -0.07% | – | |
| ANZU | Exit | ANZU SPECIAL ACQUISITIN CORP | $0 | – | -241,401 | -100.0% | -0.08% | – |
| TRCA | Exit | TWIN RIDGE CAPITAL ACQUIS CO | $0 | – | -250,000 | -100.0% | -0.09% | – |
| ATAQ | Exit | ALTIMAR ACQUISITION CORP III | $0 | – | -272,548 | -100.0% | -0.09% | – |
| GPAC | Exit | GLOBAL PARTNER ACQISTN CORP | $0 | – | -275,000 | -100.0% | -0.10% | – |
| Exit | NABORS ENERGY TRANSITION COR | $0 | – | -275,083 | -100.0% | -0.10% | – | |
| APGB | Exit | APOLLO STRATEGIC GRWT CPTL I | $0 | – | -285,634 | -100.0% | -0.10% | – |
| Exit | UNITED STATES STL CORPnote 5.000%11/0 | $0 | – | -1,537,000 | -100.0% | -0.10% | – | |
| SCAQ | Exit | STRATIM CLOUD ACQUISITION CO | $0 | – | -300,000 | -100.0% | -0.10% | – |
| Exit | BUKIT JALIL GBL ACQUISITIONunit 05/02/2029 | $0 | – | -299,686 | -100.0% | -0.10% | – | |
| PIAI | Exit | PRIME IMPACT ACQUISITION I | $0 | – | -296,312 | -100.0% | -0.10% | – |
| Exit | POWER & DIGITAL INFRASTRUCTU | $0 | – | -310,762 | -100.0% | -0.11% | – | |
| Exit | FORD MTR CO DELnote 3/1 | $0 | – | -3,600,000 | -100.0% | -0.13% | – | |
| Exit | GENESIS UNICORN CAPITAL CORP | $0 | – | -381,000 | -100.0% | -0.13% | – | |
| Exit | WELSBACH TECH METALS ACQU CO | $0 | – | -389,173 | -100.0% | -0.14% | – | |
| Exit | IMPINJ INCnote 1.125% 5/1 | $0 | – | -3,915,000 | -100.0% | -0.14% | – | |
| Exit | HAINAN MANASLU ACQUISTN CORPordinary shares | $0 | – | -425,500 | -100.0% | -0.15% | – | |
| Exit | BLACK SPADE ACQUISITION CO | $0 | – | -477,158 | -100.0% | -0.16% | – | |
| Exit | DATADOG INCnote 0.125% 6/1 | $0 | – | -4,761,000 | -100.0% | -0.20% | – | |
| Exit | HUBSPOT INCnote 0.375% 6/0 | $0 | – | -3,753,000 | -100.0% | -0.24% | – | |
| Exit | LF CAPITAL ACQUISITION CORP | $0 | – | -847,541 | -100.0% | -0.30% | – | |
| Exit | COPA HOLDINGS SAnote 4.500% 4/1 | $0 | – | -5,861,000 | -100.0% | -0.43% | – | |
| Exit | A SPAC II ACQUISITION CORP | $0 | – | -1,417,013 | -100.0% | -0.49% | – | |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -414,990 | -100.0% | -5.08% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.