$1.7 Billion is the total value of MIZUHO SECURITIES USA LLC's 200 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 73.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DIA | Sell | SPDR DOW JONES INDL AVERAGEut ser 1 | $14,124,000 | -68.6% | 46,161 | -71.5% | 0.83% | -74.1% |
| Sell | OKTA INCnote 0.125% 9/0 | $13,013,000 | +8.3% | 8,780,000 | -3.5% | 0.76% | -10.7% | |
| LATN | Sell | UNION ACQUISITION CORP II | $9,045,000 | -2.6% | 900,000 | -4.3% | 0.53% | -19.8% |
| NEEPRO | Sell | NEXTERA ENERGY INCunit 09/01/2022s | $6,138,000 | -8.9% | 116,275 | -11.6% | 0.36% | -24.8% |
| AGBA | Sell | AGBA ACQUISITION LTD | $5,782,000 | -1.4% | 555,990 | -2.9% | 0.34% | -18.7% |
| ALUS | Sell | ALUSSA ENERGY ACQUISITION CO | $4,500,000 | -42.7% | 450,000 | -43.9% | 0.26% | -52.9% |
| PCGU | Sell | PG&E CORPunit 99/99/9999 | $4,071,000 | -62.8% | 35,000 | -70.1% | 0.24% | -69.4% |
| THCA | Sell | TUSCAN HLDGS CORP II | $3,990,000 | -44.0% | 379,970 | -47.2% | 0.23% | -53.8% |
| Sell | BLACKLINE INCnote 0.125% 8/0 | $3,746,000 | -22.2% | 2,000,000 | -42.9% | 0.22% | -35.9% | |
| Sell | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $2,187,000 | -66.6% | 1,179,000 | -73.8% | 0.13% | -72.5% | |
| NEEPRQ | Sell | NEXTERA ENERGY INCunit 99/99/9999 | $1,719,000 | -53.0% | 35,435 | -56.0% | 0.10% | -61.3% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $1,589,000 | -26.6% | 14,000 | -31.7% | 0.09% | -39.6% |
| Sell | IQIYI INCnote 3.750%12/0 | $1,517,000 | -84.1% | 1,500,000 | -83.3% | 0.09% | -86.9% | |
| Sell | DEXCOM INCnote 0.750%12/0 | $1,461,000 | -57.8% | 642,000 | -53.0% | 0.09% | -65.2% | |
| AMHC | Sell | AMPLITUDE HLTHCRE AQUSTIN CO | $1,300,000 | -24.6% | 130,000 | -26.1% | 0.08% | -38.2% |
| Sell | COLONY STARWOOD HOMESnote 3.500% 1/1 | $1,071,000 | -69.3% | 801,000 | -70.3% | 0.06% | -74.6% | |
| ALAC | Sell | ALBERTON ACQUISITION CORP | $1,015,000 | -77.2% | 92,260 | -78.0% | 0.06% | -81.1% |
| SFTW | Sell | OSPREY TECHNLGY AQUISTION CO | $1,025,000 | -24.6% | 100,000 | -27.2% | 0.06% | -38.1% |
| GOAC | Sell | GO ACQUISITION CORP | $1,010,000 | -52.1% | 100,000 | -53.4% | 0.06% | -60.7% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $975,000 | -40.6% | 11,000 | -48.4% | 0.06% | -51.3% |
| CCAC | Sell | CITIC CAPITAL ACQUISITION CO | $768,000 | -76.3% | 76,046 | -77.1% | 0.04% | -80.5% |
| DFNS | Sell | LGL SYS ACQUISITION CORP | $758,000 | -23.0% | 75,000 | -25.0% | 0.04% | -35.7% |
| Sell | KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $663,000 | -66.9% | 650,000 | -68.2% | 0.04% | -72.7% | |
| Sell | PRICELINE GRP INCnote 0.900% 9/1 | $632,000 | -76.8% | 543,000 | -78.7% | 0.04% | -80.9% | |
| TOTA | Sell | TOTTENHAM ACQUISITION I LTD | $627,000 | -83.7% | 59,723 | -83.2% | 0.04% | -86.5% |
| IQ | Sell | IQIYI INCput | $536,000 | -22.1% | 62,000 | -54.4% | 0.03% | -36.7% |
| ACAM | Sell | ACAMAR PARTNERS ACQSITION COcl a | $262,000 | -47.8% | 25,000 | -49.2% | 0.02% | -58.3% |
| DFPH | Sell | DFP HEALTHCARE ACQUISITNS CO | $262,000 | -48.4% | 25,000 | -50.0% | 0.02% | -58.3% |
| FUSE | Sell | FUSION ACQUISITION CORPcl a | $262,000 | -85.8% | 25,000 | -86.8% | 0.02% | -88.6% |
| CAPAU | Sell | HIGHCAPE CAP ACQUISITION CORunit 09/30/2027 | $250,000 | -80.2% | 25,000 | -80.0% | 0.02% | -83.3% |
| MCAC | Sell | MOUNTAIN CREST ACQUISITION C | $256,000 | -91.4% | 25,000 | -91.6% | 0.02% | -93.0% |
| BTAQU | Sell | BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025 | $259,000 | -95.8% | 23,562 | -96.2% | 0.02% | -96.6% |
| HPX | Sell | HPX CORP | $191,000 | -2.1% | 19,369 | -3.2% | 0.01% | -21.4% |
| BILI | Sell | BILIBILI INCput | $18,000 | -43.8% | 18,800 | -30.4% | 0.00% | -50.0% |
| PDD | Exit | PINDUODUO INCput | $0 | – | -65,100 | -100.0% | 0.00% | – |
| NKLA | Exit | NIKOLA CORPcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| AMC | Exit | AMC ENTMT HLDGS INCcall | $0 | – | -250,000 | -100.0% | -0.00% | – |
| CGC | Exit | CANOPY GROWTH CORPcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| GOACWS | Exit | GO ACQUISITION CORP*w exp 08/31/202 | $0 | – | -16,666 | -100.0% | -0.00% | – |
| Exit | SCORPIO TANKERS INCnote 3.000% 5/1 | $0 | – | -18,000 | -100.0% | -0.00% | – | |
| Exit | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $0 | – | -39,000 | -100.0% | -0.00% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -2,662,444 | -100.0% | -0.01% | – |
| FBP | Exit | FIRST BANCORP P R | $0 | – | -16,030 | -100.0% | -0.01% | – |
| GOGO | Exit | GOGO INCcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| CRHCU | Exit | COHN ROBBINS HOLDINGS CORPunit 08/11/2025 | $0 | – | -12,467 | -100.0% | -0.01% | – |
| ONB | Exit | OLD NATL BANCORP IND | $0 | – | -11,928 | -100.0% | -0.01% | – |
| CHPM | Exit | CHP MERGER CORP | $0 | – | -17,076 | -100.0% | -0.01% | – |
| PCPL | Exit | CC NEUBERGER PRINCIPAL HLDNG | $0 | – | -18,101 | -100.0% | -0.01% | – |
| NHICU | Exit | NEWHOLD INVESTMENT CORPunit 03/10/2025 | $0 | – | -21,046 | -100.0% | -0.02% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -1,380 | -100.0% | -0.02% | – |
| EQIX | Exit | EQUINIX INC | $0 | – | -293 | -100.0% | -0.02% | – |
| GOACU | Exit | GO ACQUISITION CORPunit 08/31/2027 | $0 | – | -25,000 | -100.0% | -0.02% | – |
| STPKU | Exit | STAR PEAK ENERGY TRANSITIONunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.02% | – |
| PLD | Exit | PROLOGIS INC. | $0 | – | -2,445 | -100.0% | -0.02% | – |
| PRPBU | Exit | CC NEUBERGER PRIN HLDGS IIunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.02% | – |
| WPF | Exit | FOLEY TRASIMENE ACQUISTN COR | $0 | – | -23,700 | -100.0% | -0.02% | – |
| FGNAU | Exit | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $0 | – | -25,000 | -100.0% | -0.02% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -4,544 | -100.0% | -0.02% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -9,603 | -100.0% | -0.02% | – |
| AMT | Exit | AMERICAN TOWER CORP NEW | $0 | – | -1,468 | -100.0% | -0.02% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INCput | $0 | – | -100,000 | -100.0% | -0.03% | – |
| AEPPZ | Exit | AMERICAN ELEC PWR CO INCunit 99/99/9999 | $0 | – | -10,000 | -100.0% | -0.03% | – |
| JIH | Exit | JUNIPER INDL HLDGS INC | $0 | – | -50,000 | -100.0% | -0.04% | – |
| MOH | Exit | MOLINA HEALTHCARE INC | $0 | – | -2,664 | -100.0% | -0.04% | – |
| FTOCU | Exit | FTAC OLYMPUS ACQUISITION CORunit 08/24/2025 | $0 | – | -50,000 | -100.0% | -0.04% | – |
| PIAIU | Exit | PRIME IMPACT ACQUISITION Iunit 10/01/2030 | $0 | – | -50,000 | -100.0% | -0.04% | – |
| RMG | Exit | RMG ACQUISITION CORPcl a | $0 | – | -50,000 | -100.0% | -0.04% | – |
| ASPLU | Exit | ASPIRATIONAL CONSUMER LIFESTunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.04% | – |
| PSACU | Exit | PROPERTY SOLUTIONS ACQUISITIunit 03/30/2027 | $0 | – | -52,568 | -100.0% | -0.04% | – |
| Exit | STARWOOD PPTY TR INCnote 4.375% 4/0 | $0 | – | -590,000 | -100.0% | -0.04% | – | |
| FDEM | Exit | FIDELITY COVINGTON TRUSTtargeted emerg | $0 | – | -25,000 | -100.0% | -0.04% | – |
| OACBU | Exit | OAKTREE ACQUISITION CORP IIunit 09/15/2027 | $0 | – | -57,275 | -100.0% | -0.04% | – |
| Exit | PENN NATL GAMING INCnote 2.750% 5/1 | $0 | – | -216,000 | -100.0% | -0.05% | – | |
| LOAK | Exit | LIVE OAK ACQUISITION CORP | $0 | – | -75,000 | -100.0% | -0.05% | – |
| NMMCU | Exit | NORTH MOUNTAIN MERGER CORPunit 09/16/2025 | $0 | – | -84,056 | -100.0% | -0.06% | – |
| IPV | Exit | INTERPRIVATE ACQUISITION COR | $0 | – | -100,010 | -100.0% | -0.07% | – |
| SPCE | Exit | VIRGIN GALACTIC HOLDINGS INCput | $0 | – | -85,000 | -100.0% | -0.07% | – |
| CCIVU | Exit | CHURCHILL CAPITAL CORP IVunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.07% | – |
| TWNDU | Exit | TAILWIND ACQUISITION CORPunit 09/07/2027 | $0 | – | -103,538 | -100.0% | -0.07% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC | $0 | – | -100,000 | -100.0% | -0.08% | – |
| THBR | Exit | THUNDER BRDG ACQUISTION II L | $0 | – | -118,397 | -100.0% | -0.09% | – |
| ITACU | Exit | INDUSTRIAL TECH ACQU INCunit 08/31/2025 | $0 | – | -125,000 | -100.0% | -0.09% | – |
| GXGX | Exit | GX ACQUISITION CORP | $0 | – | -125,000 | -100.0% | -0.09% | – |
| LGVW | Exit | LONGVIEW ACQUISITION CORP | $0 | – | -150,000 | -100.0% | -0.10% | – |
| CIIC | Exit | CIIG MERGER CORP | $0 | – | -157,500 | -100.0% | -0.11% | – |
| SPCE | Exit | VIRGIN GALACTIC HOLDINGS INC | $0 | – | -85,000 | -100.0% | -0.12% | – |
| XLC | Exit | SELECT SECTOR SPDR TR | $0 | – | -28,000 | -100.0% | -0.12% | – |
| Exit | ZENDESK INCnote 0.250% 3/1 | $0 | – | -1,000,000 | -100.0% | -0.12% | – | |
| TDAC | Exit | TRIDENT ACQUISITIONS CORP | $0 | – | -170,383 | -100.0% | -0.13% | – |
| Exit | SILICON LABORATORIES INCnote 1.375% 3/0 | $0 | – | -1,650,000 | -100.0% | -0.14% | – | |
| FSRV | Exit | FINSERV ACQUISITION CORPcl a | $0 | – | -200,000 | -100.0% | -0.14% | – |
| KBLM | Exit | KBL MERGER CORP IV | $0 | – | -190,598 | -100.0% | -0.15% | – |
| Exit | CHEGG INCnote 0.125% 3/1 | $0 | – | -1,621,000 | -100.0% | -0.18% | – | |
| CFXA | Exit | COLFAX CORPunit 01/15/2022t | $0 | – | -20,000 | -100.0% | -0.19% | – |
| LOAC | Exit | LONGEVITY ACQUISITION CORP | $0 | – | -255,490 | -100.0% | -0.19% | – |
| Exit | ENVESTNET INCnote 1.750% 6/0 | $0 | – | -2,130,000 | -100.0% | -0.19% | – | |
| Exit | SPLUNK INCnote 0.500% 9/1 | $0 | – | -2,000,000 | -100.0% | -0.20% | – | |
| GIX | Exit | GIGCAPITAL2 INC | $0 | – | -299,300 | -100.0% | -0.21% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -52,290 | -100.0% | -0.22% | – |
| Exit | TWILIO INCnote 0.250% 6/0 | $0 | – | -975,000 | -100.0% | -0.24% | – | |
| NPA | Exit | NEW PROVIDENCE ACQUISITION | $0 | – | -354,696 | -100.0% | -0.25% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -149,413 | -100.0% | -0.26% | – |
| Exit | ZYNGA INCnote 0.250% 6/0 | $0 | – | -2,897,000 | -100.0% | -0.26% | – | |
| ORSN | Exit | ORISUN ACQUISITION CORP | $0 | – | -383,491 | -100.0% | -0.28% | – |
| HYAC | Exit | HAYMAKER ACQUISITION CORP II | $0 | – | -443,379 | -100.0% | -0.32% | – |
| GIK | Exit | GIGCAPITAL3 INC | $0 | – | -459,802 | -100.0% | -0.32% | – |
| RPLA | Exit | REPLAY ACQUISITION CORP | $0 | – | -450,000 | -100.0% | -0.32% | – |
| VPU | Exit | VANGUARD WORLD FDSutilities etf | $0 | – | -36,589 | -100.0% | -0.34% | – |
| SAMA | Exit | SCHULTZE SPL PURP ACQUSTN CO | $0 | – | -477,448 | -100.0% | -0.35% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -84,229 | -100.0% | -0.36% | – |
| TZAC | Exit | TENZING ACQUISITION CORP | $0 | – | -485,734 | -100.0% | -0.37% | – |
| SRAC | Exit | STABLE RD ACQUISITION CORP | $0 | – | -540,000 | -100.0% | -0.38% | – |
| NBAC | Exit | NEWBORN ACQUISITION CORP | $0 | – | -557,100 | -100.0% | -0.39% | – |
| Exit | PINDUODUO INCnote 10/0 | $0 | – | -3,081,000 | -100.0% | -0.40% | – | |
| AMCI | Exit | AMCI ACQUISITION CORPclass a | $0 | – | -543,428 | -100.0% | -0.40% | – |
| Exit | NUVASIVE INCnote 2.250% 3/1 | $0 | – | -5,520,000 | -100.0% | -0.40% | – | |
| LGC | Exit | LEGACY ACQUISITION CORP | $0 | – | -583,989 | -100.0% | -0.43% | – |
| Exit | HUBSPOT INCnote 0.250% 6/0 | $0 | – | -2,000,000 | -100.0% | -0.44% | – | |
| CGRO | Exit | COLLECTIVE GROWTH CORP | $0 | – | -649,072 | -100.0% | -0.45% | – |
| MFAC | Exit | MEGALITH FINL ACQUISITION CO | $0 | – | -644,083 | -100.0% | -0.47% | – |
| MNCL | Exit | MONOCLE ACQUISITION CORP | $0 | – | -656,837 | -100.0% | -0.48% | – |
| JFK | Exit | 8I ENTERPRISES ACQUISITION C | $0 | – | -696,421 | -100.0% | -0.51% | – |
| QTSPRB | Exit | QTS RLTY TR INC6.50% con pfd b | $0 | – | -50,000 | -100.0% | -0.51% | – |
| DHRPRA | Exit | DANAHER CORPORATION4.75 mnd cv pfd | $0 | – | -5,605 | -100.0% | -0.57% | – |
| XLB | Exit | SELECT SECTOR SPDR TRsbi materials | $0 | – | -126,776 | -100.0% | -0.58% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -76,600 | -100.0% | -0.64% | – |
| SSPK | Exit | SILVER SPIKE ACQUISITION COR | $0 | – | -1,313,095 | -100.0% | -0.94% | – |
| THCB | Exit | TUSCAN HLDGS CORP | $0 | – | -2,912,167 | -100.0% | -2.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.