MIZUHO SECURITIES USA LLC - Q4 2020 holdings

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$1.7 Billion is the total value of MIZUHO SECURITIES USA LLC's 200 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 139.5% .

All

			Value		Shares		↓ Weighting
SPY	Buy	SPDR S&P 500 ETF TRtr unit	$1,170,610,000	+31.2%	3,128,502	+17.5%	68.76%	+8.2%
QQQ	New	INVESCO QQQ TRunit ser 1	$51,950,000	–	165,538	+100.0%	3.05%	–
	Buy	COUPA SOFTWARE INCnote 0.125% 6/1	$26,035,000	+399.0%	12,000,000	+318.8%	1.53%	+311.0%
ESSC	Buy	EAST STONE ACQUISITION CORP	$16,266,000	+60.5%	1,626,650	+57.3%	0.96%	+32.3%
DIA	Sell	SPDR DOW JONES INDL AVERAGEut ser 1	$14,124,000	-68.6%	46,161	-71.5%	0.83%	-74.1%
BTAQ	New	BURGUNDY TECHNOLOGY ACQU CORcl a	$13,895,000	–	1,369,000	+100.0%	0.82%	–
	Sell	OKTA INCnote 0.125% 9/0	$13,013,000	+8.3%	8,780,000	-3.5%	0.76%	-10.7%
VHAQU	New	VIVEON HEALTH ACQUISITION COunit 99/99/9999	$12,484,000	–	1,218,000	+100.0%	0.73%	–
GNRS	Buy	GREENROSE ACQUISITION CORP	$11,909,000	+54.5%	1,185,000	+49.8%	0.70%	+27.5%
VTAQU	New	VENTOUX CCM ACQUISITION CORPunit 09/30/2025	$11,788,000	–	1,150,000	+100.0%	0.69%	–
	New	RHnote 6/1	$11,479,000	–	4,910,000	+100.0%	0.67%	–
NCLH	Buy	NORWEGIAN CRUISE LINE HLDG L	$10,826,000	+76.7%	425,728	+18.9%	0.64%	+45.9%
	New	INSULET CORPnote 1.375%11/1	$10,585,000	–	3,869,000	+100.0%	0.62%	–
	New	SNAP INCnote 0.750% 8/0	$10,301,000	–	4,558,000	+100.0%	0.60%	–
LATN	Sell	UNION ACQUISITION CORP II	$9,045,000	-2.6%	900,000	-4.3%	0.53%	-19.8%
ADOC	New	EDOC ACQUISITION CORPcl a	$8,944,000	–	890,000	+100.0%	0.52%	–
CCL	Buy	CARNIVAL CORPunit 99/99/9999	$8,829,000	+131.1%	407,638	+61.9%	0.52%	+90.8%
	Buy	Q2 HLDGS INCnote 0.750% 2/1	$8,217,000	+292.0%	3,750,000	+200.0%	0.48%	+224.2%
	New	WAYFAIR INCnote 1.125%11/0	$7,449,000	–	3,660,000	+100.0%	0.44%	–
VMAC	Buy	VISTAS MEDIA ACQUISITION CO	$7,100,000	+131.7%	710,000	+125.9%	0.42%	+91.3%
LIVK	Buy	LIV CAP ACQUISITION CORPcl a	$6,981,000	+27.9%	698,116	+25.3%	0.41%	+5.4%
GRNV	Buy	GREENVISION ACQUISITION CORP	$6,750,000	+18.2%	665,000	+15.9%	0.40%	-2.7%
ZGYH	Buy	YUNHONG INTL	$6,160,000	+90.7%	622,213	+87.7%	0.36%	+57.4%
NEEPRO	Sell	NEXTERA ENERGY INCunit 09/01/2022s	$6,138,000	-8.9%	116,275	-11.6%	0.36%	-24.8%
IBB	Buy	ISHARES TRnasdaq biotech	$6,057,000	+396.9%	40,000	+344.4%	0.36%	+309.2%
ACKIU	New	ACKRELL SPAC PARTNERS I COunit 12/01/2026	$5,914,000	–	577,000	+100.0%	0.35%	–
AGBA	Sell	AGBA ACQUISITION LTD	$5,782,000	-1.4%	555,990	-2.9%	0.34%	-18.7%
	New	Q2 HLDGS INCnote 0.750% 6/0	$5,703,000	–	3,744,000	+100.0%	0.34%	–
MUDSU	New	MUDRICK CAPITAL ACQU CORP IIunit 99/99/9999	$5,638,000	–	550,000	+100.0%	0.33%	–
	Buy	TWITTER INCnote 0.250% 6/1	$5,403,000	+878.8%	4,500,000	+800.0%	0.32%	+712.8%
	New	HANNON ARMSTRONG SUST INFR Cnote 8/1	$4,858,000	–	3,597,000	+100.0%	0.28%	–
CRSA	Buy	CRESCENT ACQUISITION CORP	$4,658,000	+94.6%	450,000	+88.9%	0.27%	+60.2%
MCMJ	Buy	MERIDA MERGER CORP I	$4,545,000	+32.2%	450,000	+27.6%	0.27%	+9.0%
ALUS	Sell	ALUSSA ENERGY ACQUISITION CO	$4,500,000	-42.7%	450,000	-43.9%	0.26%	-52.9%
MLAC	Buy	MALACCA STRAITS ACQUISITION	$4,475,000	+236.2%	452,033	+229.4%	0.26%	+176.8%
BREZ	New	BREEZE HOLDINGS ACQUISITN CO	$4,352,000	–	430,852	+100.0%	0.26%	–
ITAC	New	INDUSTRIAL TECH ACQU INC	$4,120,000	–	412,034	+100.0%	0.24%	–
BLUWU	New	BLUE WTR ACQUISITION CORPunit 08/31/2027	$4,116,000	–	401,592	+100.0%	0.24%	–
PCGU	Sell	PG&E CORPunit 99/99/9999	$4,071,000	-62.8%	35,000	-70.1%	0.24%	-69.4%
BRLI	Buy	BRILLIANT ACQUISITION CORP	$4,070,000	+15.9%	409,004	+13.6%	0.24%	-4.4%
THCA	Sell	TUSCAN HLDGS CORP II	$3,990,000	-44.0%	379,970	-47.2%	0.23%	-53.8%
	New	SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1	$3,875,000	–	2,000,000	+100.0%	0.23%	–
	Sell	BLACKLINE INCnote 0.125% 8/0	$3,746,000	-22.2%	2,000,000	-42.9%	0.22%	-35.9%
SCPE	Buy	SC HEALTH CORP	$3,384,000	+3.2%	335,000	+2.1%	0.20%	-15.0%
SAII	New	SOFTWARE ACQUISITN GRUP INC	$3,245,000	–	327,800	+100.0%	0.19%	–
ASAQ	New	ATLANTIC AVE ACQUISITION COR	$3,220,000	–	322,000	+100.0%	0.19%	–
PSAC	Buy	PROPERTY SOLUTIONS ACQUISITI	$3,207,000	+127.1%	323,900	+121.4%	0.19%	+86.1%
KWACU	New	KINGSWOOD ACQUISITION CORPunit 99/99/9999	$3,075,000	–	300,000	+100.0%	0.18%	–
ATAU	New	AMERICAS TECHNOLOGY ACQSN COunit 99/99/9999	$3,060,000	–	300,000	+100.0%	0.18%	–
	New	LUMENTUM HLDGS INCnote 0.250% 3/1	$3,041,000	–	1,845,000	+100.0%	0.18%	–
GLEO		GALILEO ACQUISITION CORP	$3,015,000	+2.0%	300,000	0.0%	0.18%	-15.7%
SWK	New	STANLEY BLACK & DECKER INC	$2,875,000	–	16,100	+100.0%	0.17%	–
DEH	Buy	D8 HOLDINGS CORP	$2,841,000	+184.7%	284,052	+177.6%	0.17%	+135.2%
ZNTEU	New	ZANITE ACQUISITION CORPunit 10/08/2025	$2,832,000	–	275,000	+100.0%	0.17%	–
KINZU	New	KINS TECHNOLOGY GROUP INCunit 10/14/2025	$2,832,000	–	275,000	+100.0%	0.17%	–
GRCY	Buy	GREENCITY ACQUISITION CORP	$2,706,000	+89.2%	270,636	+84.5%	0.16%	+55.9%
BSN	New	BROADSTONE ACQUISITION CORP	$2,600,000	–	260,000	+100.0%	0.15%	–
ETAC	New	E MERGE TECHNOLOGY ACQUISITI	$2,550,000	–	250,000	+100.0%	0.15%	–
CASU	New	CASCADE ACQUISITION CORPunit 99/99/9999	$2,562,000	–	250,000	+100.0%	0.15%	–
GWAC	New	GOOD WORKS ACQUISITION CORP	$2,469,000	–	249,400	+100.0%	0.14%	–
OTRA	New	OTR ACQUISITION CORP	$2,420,000	–	239,613	+100.0%	0.14%	–
	New	FIREEYE INCnote 0.875% 6/0	$2,406,000	–	2,000,000	+100.0%	0.14%	–
	Sell	NUANCE COMMUNICATIONS INCdbcv 1.000%12/1	$2,187,000	-66.6%	1,179,000	-73.8%	0.13%	-72.5%
FST	New	FAST ACQUISITION CORP	$2,020,000	–	200,000	+100.0%	0.12%	–
ACEV	Buy	ACE CONVERGENCE ACQU CORPcl a	$2,000,000	+307.3%	200,000	+296.8%	0.12%	+234.3%
SGAM	New	SEAPORT GLOBAL ACQUISITN COR	$1,970,000	–	196,982	+100.0%	0.12%	–
TMTS	New	SPARTACUS ACQUISITION CORPcl a	$1,789,000	–	178,000	+100.0%	0.10%	–
NEEPRQ	Sell	NEXTERA ENERGY INCunit 99/99/9999	$1,719,000	-53.0%	35,435	-56.0%	0.10%	-61.3%
FGNA	New	FG NEW AMER ACQUISITION CORP	$1,716,000	–	171,600	+100.0%	0.10%	–
GDXJ		VANECK VECTORS ETF TRjr gold miners e	$1,627,000	-2.0%	30,000	0.0%	0.10%	-18.6%
XLV	Sell	SELECT SECTOR SPDR TRsbi healthcare	$1,589,000	-26.6%	14,000	-31.7%	0.09%	-39.6%
	New	TWITTER INCnote 1.000% 9/1	$1,544,000	–	1,520,000	+100.0%	0.09%	–
DWINU	New	DELWINDS INS ACQUISITION CORunit 99/99/9999	$1,530,000	–	150,000	+100.0%	0.09%	–
	Sell	IQIYI INCnote 3.750%12/0	$1,517,000	-84.1%	1,500,000	-83.3%	0.09%	-86.9%
AVAN	New	AVANTI ACQUISITION CORP	$1,515,000	–	150,000	+100.0%	0.09%	–
TINVU	New	TIGA ACQUISITION CORPunit 99/99/9999	$1,486,000	–	142,850	+100.0%	0.09%	–
	Sell	DEXCOM INCnote 0.750%12/0	$1,461,000	-57.8%	642,000	-53.0%	0.09%	-65.2%
GDX	Buy	VANECK VECTORS ETF TRgold miners etf	$1,441,000	+5.1%	40,000	+14.3%	0.08%	-13.3%
VOO	New	VANGUARD INDEX FDS	$1,376,000	–	4,000	+100.0%	0.08%	–
DBDR	New	ROMAN DBDR TECH ACQUISITION	$1,350,000	–	135,000	+100.0%	0.08%	–
MAAC	New	MONTES ARCHIMEDES ACQUISITIO	$1,304,000	–	129,074	+100.0%	0.08%	–
AMHC	Sell	AMPLITUDE HLTHCRE AQUSTIN CO	$1,300,000	-24.6%	130,000	-26.1%	0.08%	-38.2%
PG	New	PROCTER AND GAMBLE CO	$1,282,000	–	9,217	+100.0%	0.08%	–
	New	PROOFPOINT INCnote 0.250% 8/1	$1,280,000	–	1,150,000	+100.0%	0.08%	–
APSG	New	APOLLO STRATEGIC GROWTH CAPT	$1,262,000	–	125,000	+100.0%	0.07%	–
ERES	Buy	EAST RES ACQUISITION CO	$1,239,000	+41.1%	123,908	+36.1%	0.07%	+15.9%
NHIC	New	NEWHOLD INVESTMENT CORP	$1,235,000	–	123,509	+100.0%	0.07%	–
HOL	New	HOLICITY INC	$1,210,000	–	121,000	+100.0%	0.07%	–
	New	SYNAPTICS INCnote 0.500% 6/1	$1,189,000	–	864,000	+100.0%	0.07%	–
SEAH	New	SPORTS ENTERTAINMENT ACQU CO	$1,150,000	–	115,000	+100.0%	0.07%	–
NGAC	New	NEXTGEN ACQUISITION CORPcl a	$1,144,000	–	115,000	+100.0%	0.07%	–
AAPL	New	APPLE INC	$1,148,000	–	8,649	+100.0%	0.07%	–
GLAQU	New	GLOBIS ACQUISITION CORPunit 11/01/2025	$1,123,000	–	109,000	+100.0%	0.07%	–
IQ	New	IQIYI INCsponsored ads	$1,084,000	–	62,000	+100.0%	0.06%	–
	Sell	COLONY STARWOOD HOMESnote 3.500% 1/1	$1,071,000	-69.3%	801,000	-70.3%	0.06%	-74.6%
	New	ZILLOW GROUP INCnote 2.750% 5/1	$1,040,000	–	500,000	+100.0%	0.06%	–
GNPKU	New	GENESIS PK ACQUISITION CORPunit 99/99/9999	$1,030,000	–	100,000	+100.0%	0.06%	–
ALAC	Sell	ALBERTON ACQUISITION CORP	$1,015,000	-77.2%	92,260	-78.0%	0.06%	-81.1%
ALTUU	New	ALTITUDE ACQUISITION CORPunit 11/30/2027	$1,025,000	–	100,000	+100.0%	0.06%	–
HEC	Buy	HUDSON EXECUTIVE INVT CORP	$1,025,000	+240.5%	100,000	+227.2%	0.06%	+185.7%
NCLH	Buy	NORWEGIAN CRUISE LINE HLDG Lput	$1,028,000	-58.5%	425,728	+18.9%	0.06%	-66.1%
SFTW	Sell	OSPREY TECHNLGY AQUISTION CO	$1,025,000	-24.6%	100,000	-27.2%	0.06%	-38.1%
CRHC	New	COHN ROBBINS HOLDINGS CORP	$1,010,000	–	100,000	+100.0%	0.06%	–
CCIV	New	CHURCHILL CAPITAL CORP IVcl a	$1,000,000	–	100,000	+100.0%	0.06%	–
GOAC	Sell	GO ACQUISITION CORP	$1,010,000	-52.1%	100,000	-53.4%	0.06%	-60.7%
XLI	Sell	SELECT SECTOR SPDR TRsbi int-inds	$975,000	-40.6%	11,000	-48.4%	0.06%	-51.3%
STWO	New	ACON S2 ACQUISITION CORP	$950,000	–	95,000	+100.0%	0.06%	–
MSFT	New	MICROSOFT CORP	$925,000	–	4,158	+100.0%	0.05%	–
CPSR	Buy	CAPSTAR SPL PURP ACQUISITION	$909,000	+23.7%	90,000	+19.9%	0.05%	+1.9%
	New	FIRST MAJESTIC SILVER CORPnote 1.875% 3/0	$864,000	–	600,000	+100.0%	0.05%	–
ANDA	New	ANDINA ACQUISITION CORP III	$863,000	–	85,430	+100.0%	0.05%	–
	Buy	ZILLOW GROUP INCnote 1.500% 7/0	$851,000	+28.2%	500,000	+8.0%	0.05%	+6.4%
GRSV	Buy	GORES HLDGS V INC	$850,000	+151.5%	85,000	+153.5%	0.05%	+108.3%
KO	New	COCA COLA CO	$788,000	–	14,375	+100.0%	0.05%	–
CCAC	Sell	CITIC CAPITAL ACQUISITION CO	$768,000	-76.3%	76,046	-77.1%	0.04%	-80.5%
SCOAU	New	SCION TECH GROWTH Iunit 12/17/2025	$769,000	–	75,000	+100.0%	0.04%	–
DFNS	Sell	LGL SYS ACQUISITION CORP	$758,000	-23.0%	75,000	-25.0%	0.04%	-35.7%
WMT	New	WALMART INC	$743,000	–	5,154	+100.0%	0.04%	–
LIN	New	LINDE PLC	$740,000	–	2,808	+100.0%	0.04%	–
PEP	New	PEPSICO INC	$719,000	–	4,849	+100.0%	0.04%	–
	Sell	KKR REAL ESTATE FIN TR INCnote 6.125% 5/1	$663,000	-66.9%	650,000	-68.2%	0.04%	-72.7%
	Sell	PRICELINE GRP INCnote 0.900% 9/1	$632,000	-76.8%	543,000	-78.7%	0.04%	-80.9%
PTK	New	PTK ACQUISITION CORP	$638,000	–	63,837	+100.0%	0.04%	–
TOTA	Sell	TOTTENHAM ACQUISITION I LTD	$627,000	-83.7%	59,723	-83.2%	0.04%	-86.5%
RCHG	New	RECHARGE ACQUISITION CORP	$623,000	–	62,255	+100.0%	0.04%	–
PAIC	New	PETRA ACQUISITION INC	$621,000	–	62,105	+100.0%	0.04%	–
EDTXU	New	EDTECHX HOLDINGS ACQU CORP Iunit 08/31/2027	$597,000	–	58,524	+100.0%	0.04%	–
IGAC	New	IG ACQUISITION CORP	$588,000	–	58,239	+100.0%	0.04%	–
IQ	Sell	IQIYI INCput	$536,000	-22.1%	62,000	-54.4%	0.03%	-36.7%
SAIIU	New	SOFTWARE ACQUISITN GRUP INCunit 99/99/9999	$520,000	–	50,000	+100.0%	0.03%	–
FTOC	New	FTAC OLYMPUS ACQUISITION COR	$512,000	–	50,000	+100.0%	0.03%	–
AACQ	New	ARTIUS ACQUISITION INC	$512,000	–	50,000	+100.0%	0.03%	–
ACND	New	ASCENDANT DIGITAL ACQUISITIO	$505,000	–	50,000	+100.0%	0.03%	–
CFACU	New	CF FIN ACQUISITION CORP IIIunit 09/30/2027	$518,000	–	50,000	+100.0%	0.03%	–
FAII	New	FORTRESS VALUE ACQUISITION I	$512,000	–	50,000	+100.0%	0.03%	–
DSAC	New	DUDDELL STREET ACQUISITN CORcl a	$517,000	–	52,252	+100.0%	0.03%	–
OACB	New	OAKTREE ACQUISITION CORP II	$512,000	–	50,000	+100.0%	0.03%	–
KSMT	New	KISMET ACQUISITION ONE CORP	$500,000	–	50,000	+100.0%	0.03%	–
CONX	New	CONX CORP	$500,000	–	50,000	+100.0%	0.03%	–
PRPB	New	CC NEUBERGER PRIN HLDGS II	$502,000	–	50,000	+100.0%	0.03%	–
SCVX	Buy	SCVX CORP	$482,000	+72.1%	47,000	+67.7%	0.03%	+40.0%
	New	8X8 INC NEWnote 0.500% 2/0	$435,000	–	300,000	+100.0%	0.03%	–
CLGX	New	CORELOGIC INC	$410,000	–	5,300	+100.0%	0.02%	–
TWND	New	TAILWIND ACQUISITION CORP	$400,000	–	40,000	+100.0%	0.02%	–
PMVC	New	PMV CONSUMER ACQUISITION COR	$400,000	–	40,000	+100.0%	0.02%	–
CCL	Buy	CARNIVAL CORPput	$386,000	-50.5%	407,638	+61.9%	0.02%	-58.9%
EMPW	New	EMPOWER LTD	$350,000	–	35,142	+100.0%	0.02%	–
PLTR	New	PALANTIR TECHNOLOGIES INCcall	$359,000	–	280,000	+100.0%	0.02%	–
PIPPU	New	PINE IS ACQUISITION CORPunit 99/99/9999	$366,000	–	35,000	+100.0%	0.02%	–
BWACU	New	BETTER WORLD ACQUISITION CORunit 11/15/2027	$360,000	–	35,000	+100.0%	0.02%	–
MDLZ	New	MONDELEZ INTL INCcl a	$338,000	–	5,787	+100.0%	0.02%	–
LCY	New	LANDCADIA HOLDINGS III INC	$343,000	–	34,000	+100.0%	0.02%	–
TACAU	New	TREPONT ACQUISITION CORP Iunit 99/99/9999	$337,000	–	33,066	+100.0%	0.02%	–
SHW	New	SHERWIN WILLIAMS CO	$320,000	–	436	+100.0%	0.02%	–
PM	New	PHILIP MORRIS INTL INC	$331,000	–	4,004	+100.0%	0.02%	–
MO	New	ALTRIA GROUP INC	$324,000	–	7,906	+100.0%	0.02%	–
APD	New	AIR PRODS & CHEMS INC	$323,000	–	1,182	+100.0%	0.02%	–
AMZN	New	AMAZON COM INC	$306,000	–	94	+100.0%	0.02%	–
COST	New	COSTCO WHSL CORP NEW	$306,000	–	812	+100.0%	0.02%	–
CL	New	COLGATE PALMOLIVE CO	$312,000	–	3,645	+100.0%	0.02%	–
FPACU	New	FAR PEAK ACQUISITION CORPunit 99/99/9999	$309,000	–	30,000	+100.0%	0.02%	–
DBDRU	New	ROMAN DBDR TECH ACQUISITIONunit 99/99/9999	$310,000	–	29,100	+100.0%	0.02%	–
ECL	New	ECOLAB INC	$288,000	–	1,329	+100.0%	0.02%	–
NEE	New	NEXTERA ENERGY INC	$286,000	–	3,711	+100.0%	0.02%	–
XLE	New	SELECT SECTOR SPDR TRenergy	$265,000	–	7,000	+100.0%	0.02%	–
DD	New	DUPONT DE NEMOURS INC	$279,000	–	3,925	+100.0%	0.02%	–
TSLA	New	TESLA INC	$266,000	–	377	+100.0%	0.02%	–
ACAM	Sell	ACAMAR PARTNERS ACQSITION COcl a	$262,000	-47.8%	25,000	-49.2%	0.02%	-58.3%
CTAQU	New	CARNEY TECHNOLOGY ACQU CORPunit 12/10/2025	$255,000	–	25,000	+100.0%	0.02%	–
DFPH	Sell	DFP HEALTHCARE ACQUISITNS CO	$262,000	-48.4%	25,000	-50.0%	0.02%	-58.3%
FUSE	Sell	FUSION ACQUISITION CORPcl a	$262,000	-85.8%	25,000	-86.8%	0.02%	-88.6%
GSAH	New	GS ACQUISITION HLDGS CORP II	$262,000	–	25,000	+100.0%	0.02%	–
CAPAU	Sell	HIGHCAPE CAP ACQUISITION CORunit 09/30/2027	$250,000	-80.2%	25,000	-80.0%	0.02%	-83.3%
EL	New	LAUDER ESTEE COS INCcl a	$256,000	–	963	+100.0%	0.02%	–
MCAC	Sell	MOUNTAIN CREST ACQUISITION C	$256,000	-91.4%	25,000	-91.6%	0.02%	-93.0%
NEM	New	NEWMONT CORP	$257,000	–	4,297	+100.0%	0.02%	–
RAACU	New	REVOLUTION ACCELERTN ACQU COunit 12/01/2025	$256,000	–	25,000	+100.0%	0.02%	–
ROCCU	New	ROTH CH ACQUISITION II COunit 12/11/2025	$260,000	–	25,000	+100.0%	0.02%	–
V	New	VISA INC	$255,000	–	1,164	+100.0%	0.02%	–
BTAQU	Sell	BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025	$259,000	-95.8%	23,562	-96.2%	0.02%	-96.6%
LNFAU	New	L&F ACQUISITION CORPunit 99/99/9999	$255,000	–	25,000	+100.0%	0.02%	–
RMGBU	New	RMG ACQUISITION CORP IIunit 12/09/2025	$259,000	–	25,000	+100.0%	0.02%	–
TREB	New	TREBIA ACQUISITION CORP	$256,000	–	25,000	+100.0%	0.02%	–
LCAP	New	LIONHEART ACQUISITION CORP I	$236,000	–	24,000	+100.0%	0.01%	–
GFXU	New	GOLDEN FALCON ACQUISITION COunit 99/99/9999	$218,000	–	21,089	+100.0%	0.01%	–
MA	New	MASTERCARD INCORPORATEDcl a	$216,000	–	604	+100.0%	0.01%	–
SPFRU	New	JAWS SPITFIRE ACQUISITION COunit 99/99/9999	$215,000	–	20,000	+100.0%	0.01%	–
FCX	New	FREEPORT-MCMORAN INCcl b	$204,000	–	7,847	+100.0%	0.01%	–
NMMC	New	NORTH MOUNTAIN MERGER CORP	$205,000	–	20,000	+100.0%	0.01%	–
HD	New	HOME DEPOT INC	$202,000	–	762	+100.0%	0.01%	–
DOW	New	DOW INC	$201,000	–	3,613	+100.0%	0.01%	–
HPX	Sell	HPX CORP	$191,000	-2.1%	19,369	-3.2%	0.01%	-21.4%
SBG	New	SANDBRIDGE ACQUISITION CORP	$187,000	–	19,000	+100.0%	0.01%	–
ASPL	New	ASPIRATIONAL CONSUMER LIFEST	$131,000	–	13,338	+100.0%	0.01%	–
GDX	New	VANECK VECTORS ETF TRcall	$93,000	–	40,000	+100.0%	0.01%	–
BMYRT	New	BRISTOL-MYERS SQUIBB COright 99/99/9999	$12,000	–	25,000	+100.0%	0.00%	–
OTRAW	New	OTR ACQUISITION CORP*w exp 11/30/202	$12,000	–	16,252	+100.0%	0.00%	–
BILI	Sell	BILIBILI INCput	$18,000	-43.8%	18,800	-30.4%	0.00%	-50.0%
PDD	Exit	PINDUODUO INCput	$0	–	-65,100	-100.0%	0.00%	–
BREZR	New	BREEZE HOLDINGS ACQUISITN COright 05/23/2022	$8,000	–	39,251	+100.0%	0.00%	–
AAL	Buy	AMERICAN AIRLS GROUP INCcall	$6,000	-88.9%	96,750	+1.5%	0.00%	-100.0%
NKLA	Exit	NIKOLA CORPcall	$0	–	-50,000	-100.0%	0.00%	–
AMC	Exit	AMC ENTMT HLDGS INCcall	$0	–	-250,000	-100.0%	-0.00%	–
CGC	Exit	CANOPY GROWTH CORPcall	$0	–	-100,000	-100.0%	-0.00%	–
GOACWS	Exit	GO ACQUISITION CORP*w exp 08/31/202	$0	–	-16,666	-100.0%	-0.00%	–
	Exit	SCORPIO TANKERS INCnote 3.000% 5/1	$0	–	-18,000	-100.0%	-0.00%	–
	Exit	HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0	$0	–	-39,000	-100.0%	-0.00%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-2,662,444	-100.0%	-0.01%	–
FBP	Exit	FIRST BANCORP P R	$0	–	-16,030	-100.0%	-0.01%	–
GOGO	Exit	GOGO INCcall	$0	–	-200,000	-100.0%	-0.01%	–
CRHCU	Exit	COHN ROBBINS HOLDINGS CORPunit 08/11/2025	$0	–	-12,467	-100.0%	-0.01%	–
ONB	Exit	OLD NATL BANCORP IND	$0	–	-11,928	-100.0%	-0.01%	–
CHPM	Exit	CHP MERGER CORP	$0	–	-17,076	-100.0%	-0.01%	–
PCPL	Exit	CC NEUBERGER PRINCIPAL HLDNG	$0	–	-18,101	-100.0%	-0.01%	–
NHICU	Exit	NEWHOLD INVESTMENT CORPunit 03/10/2025	$0	–	-21,046	-100.0%	-0.02%	–
CCI	Exit	CROWN CASTLE INTL CORP NEW	$0	–	-1,380	-100.0%	-0.02%	–
EQIX	Exit	EQUINIX INC	$0	–	-293	-100.0%	-0.02%	–
GOACU	Exit	GO ACQUISITION CORPunit 08/31/2027	$0	–	-25,000	-100.0%	-0.02%	–
STPKU	Exit	STAR PEAK ENERGY TRANSITIONunit 99/99/9999	$0	–	-25,000	-100.0%	-0.02%	–
PLD	Exit	PROLOGIS INC.	$0	–	-2,445	-100.0%	-0.02%	–
PRPBU	Exit	CC NEUBERGER PRIN HLDGS IIunit 99/99/9999	$0	–	-25,000	-100.0%	-0.02%	–
WPF	Exit	FOLEY TRASIMENE ACQUISTN COR	$0	–	-23,700	-100.0%	-0.02%	–
FGNAU	Exit	FG NEW AMER ACQUISITION CORPunit 08/31/2027	$0	–	-25,000	-100.0%	-0.02%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-4,544	-100.0%	-0.02%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-9,603	-100.0%	-0.02%	–
AMT	Exit	AMERICAN TOWER CORP NEW	$0	–	-1,468	-100.0%	-0.02%	–
INO	Exit	INOVIO PHARMACEUTICALS INCput	$0	–	-100,000	-100.0%	-0.03%	–
AEPPZ	Exit	AMERICAN ELEC PWR CO INCunit 99/99/9999	$0	–	-10,000	-100.0%	-0.03%	–
JIH	Exit	JUNIPER INDL HLDGS INC	$0	–	-50,000	-100.0%	-0.04%	–
MOH	Exit	MOLINA HEALTHCARE INC	$0	–	-2,664	-100.0%	-0.04%	–
FTOCU	Exit	FTAC OLYMPUS ACQUISITION CORunit 08/24/2025	$0	–	-50,000	-100.0%	-0.04%	–
PIAIU	Exit	PRIME IMPACT ACQUISITION Iunit 10/01/2030	$0	–	-50,000	-100.0%	-0.04%	–
RMG	Exit	RMG ACQUISITION CORPcl a	$0	–	-50,000	-100.0%	-0.04%	–
ASPLU	Exit	ASPIRATIONAL CONSUMER LIFESTunit 99/99/9999	$0	–	-50,000	-100.0%	-0.04%	–
PSACU	Exit	PROPERTY SOLUTIONS ACQUISITIunit 03/30/2027	$0	–	-52,568	-100.0%	-0.04%	–
	Exit	STARWOOD PPTY TR INCnote 4.375% 4/0	$0	–	-590,000	-100.0%	-0.04%	–
FDEM	Exit	FIDELITY COVINGTON TRUSTtargeted emerg	$0	–	-25,000	-100.0%	-0.04%	–
OACBU	Exit	OAKTREE ACQUISITION CORP IIunit 09/15/2027	$0	–	-57,275	-100.0%	-0.04%	–
	Exit	PENN NATL GAMING INCnote 2.750% 5/1	$0	–	-216,000	-100.0%	-0.05%	–
LOAK	Exit	LIVE OAK ACQUISITION CORP	$0	–	-75,000	-100.0%	-0.05%	–
NMMCU	Exit	NORTH MOUNTAIN MERGER CORPunit 09/16/2025	$0	–	-84,056	-100.0%	-0.06%	–
IPV	Exit	INTERPRIVATE ACQUISITION COR	$0	–	-100,010	-100.0%	-0.07%	–
SPCE	Exit	VIRGIN GALACTIC HOLDINGS INCput	$0	–	-85,000	-100.0%	-0.07%	–
CCIVU	Exit	CHURCHILL CAPITAL CORP IVunit 99/99/9999	$0	–	-100,000	-100.0%	-0.07%	–
TWNDU	Exit	TAILWIND ACQUISITION CORPunit 09/07/2027	$0	–	-103,538	-100.0%	-0.07%	–
INO	Exit	INOVIO PHARMACEUTICALS INC	$0	–	-100,000	-100.0%	-0.08%	–
THBR	Exit	THUNDER BRDG ACQUISTION II L	$0	–	-118,397	-100.0%	-0.09%	–
ITACU	Exit	INDUSTRIAL TECH ACQU INCunit 08/31/2025	$0	–	-125,000	-100.0%	-0.09%	–
GXGX	Exit	GX ACQUISITION CORP	$0	–	-125,000	-100.0%	-0.09%	–
LGVW	Exit	LONGVIEW ACQUISITION CORP	$0	–	-150,000	-100.0%	-0.10%	–
CIIC	Exit	CIIG MERGER CORP	$0	–	-157,500	-100.0%	-0.11%	–
SPCE	Exit	VIRGIN GALACTIC HOLDINGS INC	$0	–	-85,000	-100.0%	-0.12%	–
XLC	Exit	SELECT SECTOR SPDR TR	$0	–	-28,000	-100.0%	-0.12%	–
	Exit	ZENDESK INCnote 0.250% 3/1	$0	–	-1,000,000	-100.0%	-0.12%	–
TDAC	Exit	TRIDENT ACQUISITIONS CORP	$0	–	-170,383	-100.0%	-0.13%	–
	Exit	SILICON LABORATORIES INCnote 1.375% 3/0	$0	–	-1,650,000	-100.0%	-0.14%	–
FSRV	Exit	FINSERV ACQUISITION CORPcl a	$0	–	-200,000	-100.0%	-0.14%	–
KBLM	Exit	KBL MERGER CORP IV	$0	–	-190,598	-100.0%	-0.15%	–
	Exit	CHEGG INCnote 0.125% 3/1	$0	–	-1,621,000	-100.0%	-0.18%	–
CFXA	Exit	COLFAX CORPunit 01/15/2022t	$0	–	-20,000	-100.0%	-0.19%	–
LOAC	Exit	LONGEVITY ACQUISITION CORP	$0	–	-255,490	-100.0%	-0.19%	–
	Exit	ENVESTNET INCnote 1.750% 6/0	$0	–	-2,130,000	-100.0%	-0.19%	–
	Exit	SPLUNK INCnote 0.500% 9/1	$0	–	-2,000,000	-100.0%	-0.20%	–
GIX	Exit	GIGCAPITAL2 INC	$0	–	-299,300	-100.0%	-0.21%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-52,290	-100.0%	-0.22%	–
	Exit	TWILIO INCnote 0.250% 6/0	$0	–	-975,000	-100.0%	-0.24%	–
NPA	Exit	NEW PROVIDENCE ACQUISITION	$0	–	-354,696	-100.0%	-0.25%	–
XLF	Exit	SELECT SECTOR SPDR TRsbi int-finl	$0	–	-149,413	-100.0%	-0.26%	–
	Exit	ZYNGA INCnote 0.250% 6/0	$0	–	-2,897,000	-100.0%	-0.26%	–
ORSN	Exit	ORISUN ACQUISITION CORP	$0	–	-383,491	-100.0%	-0.28%	–
HYAC	Exit	HAYMAKER ACQUISITION CORP II	$0	–	-443,379	-100.0%	-0.32%	–
GIK	Exit	GIGCAPITAL3 INC	$0	–	-459,802	-100.0%	-0.32%	–
RPLA	Exit	REPLAY ACQUISITION CORP	$0	–	-450,000	-100.0%	-0.32%	–
VPU	Exit	VANGUARD WORLD FDSutilities etf	$0	–	-36,589	-100.0%	-0.34%	–
SAMA	Exit	SCHULTZE SPL PURP ACQUSTN CO	$0	–	-477,448	-100.0%	-0.35%	–
XLU	Exit	SELECT SECTOR SPDR TRsbi int-utils	$0	–	-84,229	-100.0%	-0.36%	–
TZAC	Exit	TENZING ACQUISITION CORP	$0	–	-485,734	-100.0%	-0.37%	–
SRAC	Exit	STABLE RD ACQUISITION CORP	$0	–	-540,000	-100.0%	-0.38%	–
NBAC	Exit	NEWBORN ACQUISITION CORP	$0	–	-557,100	-100.0%	-0.39%	–
	Exit	PINDUODUO INCnote 10/0	$0	–	-3,081,000	-100.0%	-0.40%	–
AMCI	Exit	AMCI ACQUISITION CORPclass a	$0	–	-543,428	-100.0%	-0.40%	–
	Exit	NUVASIVE INCnote 2.250% 3/1	$0	–	-5,520,000	-100.0%	-0.40%	–
LGC	Exit	LEGACY ACQUISITION CORP	$0	–	-583,989	-100.0%	-0.43%	–
	Exit	HUBSPOT INCnote 0.250% 6/0	$0	–	-2,000,000	-100.0%	-0.44%	–
CGRO	Exit	COLLECTIVE GROWTH CORP	$0	–	-649,072	-100.0%	-0.45%	–
MFAC	Exit	MEGALITH FINL ACQUISITION CO	$0	–	-644,083	-100.0%	-0.47%	–
MNCL	Exit	MONOCLE ACQUISITION CORP	$0	–	-656,837	-100.0%	-0.48%	–
JFK	Exit	8I ENTERPRISES ACQUISITION C	$0	–	-696,421	-100.0%	-0.51%	–
QTSPRB	Exit	QTS RLTY TR INC6.50% con pfd b	$0	–	-50,000	-100.0%	-0.51%	–
DHRPRA	Exit	DANAHER CORPORATION4.75 mnd cv pfd	$0	–	-5,605	-100.0%	-0.57%	–
XLB	Exit	SELECT SECTOR SPDR TRsbi materials	$0	–	-126,776	-100.0%	-0.58%	–
XLK	Exit	SELECT SECTOR SPDR TRtechnology	$0	–	-76,600	-100.0%	-0.64%	–
SSPK	Exit	SILVER SPIKE ACQUISITION COR	$0	–	-1,313,095	-100.0%	-0.94%	–
THCB	Exit	TUSCAN HLDGS CORP	$0	–	-2,912,167	-100.0%	-2.10%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-01-29

Signatures

The EDGAR filing(s) were signed by:

Mitchell Billek — Managing Director

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TR	36	Q3 2023	71.4%
SPDR DOW JONES INDL AVRG ETF	28	Q3 2021	29.1%
APPLE INC	27	Q2 2022	11.2%
JOHNSON & JOHNSON	25	Q2 2022	6.7%
MICROSOFT CORP	25	Q2 2022	3.5%
CHEVRON CORP NEW	25	Q2 2022	2.4%
WAL-MART STORES INC	25	Q2 2022	1.6%
PROCTER & GAMBLE CO	24	Q2 2022	2.0%
MERCK & CO INC NEW	24	Q2 2022	2.4%
INTERNATIONAL BUSINESS MACHS	22	Q2 2022	3.9%

View MIZUHO SECURITIES USA LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-02-08
13F-HR	2023-11-09
13F-HR	2023-08-09
13F-HR	2023-05-03
13F-HR	2023-02-03
13F-HR	2022-10-24
13F-HR	2022-07-28
13F-HR	2022-04-27
13F-HR	2022-01-28
13F-HR	2021-10-28

View MIZUHO SECURITIES USA LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1702441000.0 != 1702432000.0)

Export MIZUHO SECURITIES USA LLC's holdings