MIZUHO SECURITIES USA LLC - Q1 2019 holdings

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$1.33 Billion is the total value of MIZUHO SECURITIES USA LLC's 109 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 92.2% .

All

			Value		Shares		↓ Weighting
SPY	Buy	SPDR S&P 500 ETF TRtr unit	$889,427,000	+188.1%	3,146,542	+154.8%	66.74%	+62.2%
	New	MICRON TECHNOLOGY INCnote 3.125% 5/0	$24,855,000	–	6,000,000	+100.0%	1.86%	–
	Buy	RESTORATION HARDWARE HLDGS Inote 6/1	$20,175,000	+70.9%	20,075,000	+91.2%	1.51%	-3.8%
WRLS	Buy	PENSARE ACQUISITION CORP	$18,075,000	+48.6%	1,760,000	+46.6%	1.36%	-16.3%
	Sell	MICROCHIP TECHNOLOGY INCnote 1.625% 2/1	$17,999,000	-23.4%	11,000,000	-34.3%	1.35%	-56.9%
SCAC	Buy	SABAN CAP ACQUISITION CORP	$15,277,000	+5558.1%	1,486,075	+5445.1%	1.15%	+3083.3%
VEAC	Buy	VANTAGE ENERGY ACQUISITION	$15,005,000	+38.2%	1,468,223	+35.9%	1.13%	-22.2%
MMDM	Buy	MODERN MEDIA ACQUISITION	$13,505,000	+20.4%	1,357,318	+20.4%	1.01%	-32.2%
CMSS	Sell	CM SEVEN STAR ACQUISITION CO	$13,469,000	-28.0%	1,842,599	-0.6%	1.01%	-59.5%
IPOA	Buy	SOCIAL CAP HEDOSOPHIA HLDGScl a	$9,925,000	+1885.0%	973,986	+1848.0%	0.74%	+1011.9%
	Sell	ILLUMINA INCnote 6/1	$9,199,000	-14.3%	7,500,000	-14.5%	0.69%	-51.8%
LGC	Buy	LEGACY ACQUISITION CORP	$8,785,000	+116.2%	875,000	+111.5%	0.66%	+21.6%
KBLM	Sell	KBL MERGER CORP IV	$8,727,000	-20.2%	881,500	-20.2%	0.66%	-55.1%
	Buy	ON SEMICONDUCTOR CORPnote 1.000%12/0	$8,608,000	+42.7%	6,956,000	+26.5%	0.65%	-19.7%
BROG	Buy	TWELVE SEAS INVESTMENT COMPA	$8,547,000	+22.2%	854,727	+20.0%	0.64%	-31.2%
	New	RESTORATION HARDWARE HLDGS Idbcv 7/1	$8,468,000	–	7,735,000	+100.0%	0.64%	–
	New	INSULET CORPnote 1.250% 9/1	$8,245,000	–	5,000,000	+100.0%	0.62%	–
DIA	Buy	SPDR DOW JONES INDL AVRG ETFut ser 1	$7,373,000	+141.1%	28,453	+117.0%	0.55%	+35.5%
	Sell	CAESARS ENTMT CORPnote 5.000%10/0	$7,205,000	-35.8%	5,048,000	-44.2%	0.54%	-63.8%
ALAC	Buy	ALBERTON ACQUISITION CORP	$6,899,000	+38.6%	693,340	+36.5%	0.52%	-21.9%
	New	DEXCOM INCnote 0.750% 5/1	$6,720,000	–	5,000,000	+100.0%	0.50%	–
	Sell	J2 GLOBAL INCnote 3.250% 6/1	$6,310,000	-38.0%	4,714,000	-47.0%	0.47%	-65.1%
NEE	Buy	NEXTERA ENERGY INC	$6,235,000	+170.7%	32,250	+143.4%	0.47%	+52.4%
	Sell	HERBALIFE LTDnote 2.000% 8/1	$6,226,000	-30.7%	5,000,000	-23.1%	0.47%	-61.0%
TBRG	Sell	THUNDER BRIDGE ACQUISITION L	$6,178,000	-29.2%	605,689	-31.3%	0.46%	-60.1%
	Sell	PRICELINE GRP INCnote 0.350% 6/1	$5,945,000	-29.4%	4,385,000	-30.0%	0.45%	-60.2%
	Sell	ROYAL GOLD INCnote 2.875% 6/1	$5,905,000	-7.1%	5,913,000	-7.1%	0.44%	-47.7%
GPAQ	Buy	GORDON POINTE ACQUISITION CO	$5,628,000	+72.0%	557,267	+70.3%	0.42%	-3.2%
SREPRA	New	SEMPRA ENERGY6% pfd conv a	$5,283,000	–	50,000	+100.0%	0.40%	–
	New	DISH NETWORK CORPnote 3.375% 8/1	$5,108,000	–	6,000,000	+100.0%	0.38%	–
GLAC	Buy	GREENLAND ACQUISITIN CORPORA	$5,085,000	+40.7%	505,000	+38.4%	0.38%	-20.7%
BRAC	Buy	BLACK RIDGE ACQUISITION CORP	$4,860,000	+5.0%	498,999	+5.0%	0.36%	-40.8%
	New	II VI INCnote 0.250% 9/0	$4,764,000	–	4,555,000	+100.0%	0.36%	–
TZAC	Buy	TENZING ACQUISITION CORP	$4,492,000	+45.9%	446,100	+42.3%	0.34%	-17.8%
CCIPRA	Buy	CROWN CASTLE INTL CORP NEW6.875% con pfd a	$4,426,000	+2027.9%	3,738	+1769.0%	0.33%	+1085.7%
GIG	Sell	GIGCAPITAL INC	$4,412,000	-42.3%	432,500	-42.9%	0.33%	-67.5%
ENRPRA	New	ENERGIZER HLDGS INC NEW7.5 mcnv pfd a	$4,367,000	–	45,000	+100.0%	0.33%	–
LLY	New	LILLY ELI & CO	$3,945,000	–	30,400	+100.0%	0.30%	–
	New	WORKDAY INCnote 0.250%10/0	$3,901,000	–	2,761,000	+100.0%	0.29%	–
EIX	New	EDISON INTL	$3,901,000	–	62,998	+100.0%	0.29%	–
	Buy	GUIDEWIRE SOFTWARE INCnote 1.250% 3/1	$3,572,000	+30.7%	3,277,000	+16.0%	0.27%	-26.4%
	Buy	MEDICINES COnote 2.500% 1/1	$3,550,000	+58.6%	3,550,000	+36.5%	0.27%	-10.7%
	New	SCORPIO TANKERS INCnote 3.000% 5/1	$3,538,000	–	4,028,000	+100.0%	0.26%	–
ALGR	Sell	ALLEGRO MERGER CORP	$3,458,000	-23.4%	346,500	-25.2%	0.26%	-57.0%
TMCX	Sell	TRINITY MERGER CORP	$3,332,000	-41.3%	326,000	-42.8%	0.25%	-67.0%
	New	SQUARE INCnote 0.375% 3/0	$3,268,000	–	1,000,000	+100.0%	0.24%	–
	New	HERBALIFE LTDnote 2.625% 3/1	$3,175,000	–	3,000,000	+100.0%	0.24%	–
	Buy	CLOVIS ONCOLOGY INCnote 1.250% 5/0	$3,110,000	+121.5%	4,000,000	+100.0%	0.23%	+24.6%
	New	ZILLOW GROUP INCnote 2.000%12/0	$3,068,000	–	3,000,000	+100.0%	0.23%	–
	New	SILVER STD RES INCnote 2.875% 2/0	$3,006,000	–	3,000,000	+100.0%	0.23%	–
TOTA	Buy	TOTTENHAM ACQUISITION I LTD	$2,972,000	+269.2%	294,282	+258.2%	0.22%	+108.4%
TDAC	Sell	TRIDENT ACQUISITIONS CORP	$2,853,000	-32.7%	280,000	-34.1%	0.21%	-62.1%
QQQ	Sell	INVESCO QQQ TRunit ser 1	$2,838,000	-89.6%	15,788	-91.1%	0.21%	-94.2%
MU	New	MICRON TECHNOLOGY INC	$2,769,000	–	67,000	+100.0%	0.21%	–
ANDA	New	ANDINA ACQUISITION CORP III	$2,730,000	–	279,991	+100.0%	0.20%	–
OPES	Sell	OPES ACQUISITION CORP	$2,681,000	-31.5%	264,090	-33.0%	0.20%	-61.5%
	Buy	NXP SEMICONDUCTORS N Vnote 1.000%12/0	$2,572,000	+2472.0%	2,500,000	+2400.0%	0.19%	+1384.6%
LHC	Buy	LEO HOLDINGS CORP	$2,532,000	+26.0%	252,158	+22.6%	0.19%	-29.1%
	New	ILLUMINA INCnote 0.500% 6/1	$2,461,000	–	1,810,000	+100.0%	0.18%	–
	Buy	NUANCE COMMUNICATIONS INCnote 1.250% 4/0	$2,470,000	+303.6%	2,500,000	+257.1%	0.18%	+125.6%
DHRPRA	New	DANAHER CORPORATION4.75 mnd cv pfd	$2,410,000	–	2,300	+100.0%	0.18%	–
BRPA	Buy	BIG ROCK PARTNERS ACQUISI CO	$2,359,000	+88.0%	228,589	+85.8%	0.18%	+6.0%
LOAC	New	LONGEVITY ACQUISITION CORP	$2,296,000	–	228,496	+100.0%	0.17%	–
TIBR	Sell	TIBERIUS ACQUISITION CORP	$2,205,000	-33.3%	218,770	-35.1%	0.16%	-62.5%
FTVPRA	New	FORTIVE CORP5% pfd cnv ser a	$2,103,000	–	2,000	+100.0%	0.16%	–
HCCH	Buy	HL ACQUISITIONS CORP	$2,086,000	+4.5%	210,101	+1.0%	0.16%	-41.0%
BCAC	Sell	BISON CAP ACQUISITION CORP	$1,946,000	-41.9%	185,164	-42.5%	0.15%	-67.3%
	Buy	CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1	$1,915,000	+172.8%	1,500,000	+152.1%	0.14%	+53.2%
GDXJ	New	VANECK VECTORS ETF TRjr gold miners e	$1,904,000	–	60,000	+100.0%	0.14%	–
	Sell	WRIGHT MED GROUP INCnote 2.000% 2/1	$1,721,000	-47.1%	1,494,000	-51.4%	0.13%	-70.3%
	New	MEDICINES COnote 2.750% 7/1	$1,627,000	–	1,930,000	+100.0%	0.12%	–
RIG	New	TRANSOCEAN LTD	$1,611,000	–	185,000	+100.0%	0.12%	–
	New	SILICON LABORATORIES INCnote 1.375% 3/0	$1,615,000	–	1,500,000	+100.0%	0.12%	–
	New	INSMED INCnote 1.750% 1/1	$1,538,000	–	1,529,000	+100.0%	0.12%	–
GRAF	Sell	GRAF INDL CORP	$1,436,000	-52.3%	146,106	-53.4%	0.11%	-73.1%
BMRN	Sell	BIOMARIN PHARMACEUTICAL INC	$1,340,000	-37.7%	15,084	-40.3%	0.10%	-64.8%
BXP	New	BOSTON PROPERTIES INC	$1,339,000	–	10,000	+100.0%	0.10%	–
	New	LIBERTY MEDIA CORP DELAWAREdeb 2.250% 9/3	$1,285,000	–	2,500,000	+100.0%	0.10%	–
FMCI	Sell	FORUM MERGER II CORPcl a	$1,239,000	-6.9%	125,000	-9.4%	0.09%	-47.5%
WIX	Sell	WIX COM LTD	$1,208,000	+13.3%	10,000	-15.3%	0.09%	-35.9%
	New	HORIZON PHARMA INVT LTDnote 2.500% 3/1	$1,133,000	–	1,000,000	+100.0%	0.08%	–
DTV	Sell	DTE ENERGY COunit 99/99/9999	$1,106,000	-74.2%	20,000	-75.8%	0.08%	-85.5%
AMCI	New	AMCI ACQUISITION CORPclass a	$1,085,000	–	110,299	+100.0%	0.08%	–
FPAC	Sell	FAR PT ACQUISITION CORP	$995,000	-31.3%	100,000	-33.3%	0.08%	-61.1%
MNCL	New	MONOCLE ACQUISITION CORP	$980,000	–	100,000	+100.0%	0.07%	–
SPAQ	New	SPARTAN ENERGY ACQUISITON CO	$934,000	–	95,072	+100.0%	0.07%	–
PCRX	New	PACIRA PHARMACEUTICALS INC	$932,000	–	24,500	+100.0%	0.07%	–
ARYA	New	ARYA SCIENCES ACQUISITION CO	$736,000	–	75,000	+100.0%	0.06%	–
COTY	New	COTY INCcall	$709,000	–	3,700	+100.0%	0.05%	–
MFAC	Sell	MEGALITH FINL ACQUISITION CO	$671,000	-74.0%	67,200	-74.8%	0.05%	-85.5%
RWGE	New	REGALWOOD GLOBAL ENERGY LTD	$614,000	–	60,827	+100.0%	0.05%	–
	New	FIREEYE INCnote 1.625% 6/0	$521,000	–	560,000	+100.0%	0.04%	–
GSAH	Sell	GS ACQUISITION HLDGS CORP	$501,000	-50.4%	50,000	-51.5%	0.04%	-71.9%
NFC		NEW FRONTIER CORP	$495,000	+1.0%	50,000	0.0%	0.04%	-43.1%
FTV	New	FORTIVE CORP	$419,000	–	5,000	+100.0%	0.03%	–
CTRP	New	CTRIP COM INTL LTDsponsored ads	$350,000	–	8,000	+100.0%	0.03%	–
SXCP	New	SUNCOKE ENERGY PARTNERS L P	$326,000	–	26,218	+100.0%	0.02%	–
CLVS	New	CLOVIS ONCOLOGY INC	$261,000	–	10,500	+100.0%	0.02%	–
STNL	Sell	SENTINEL ENERGY SVCS INCcl a	$252,000	-90.1%	25,000	-90.1%	0.02%	-94.4%
THCB	New	TUSCAN HOLDINGS CORP	$244,000	–	25,000	+100.0%	0.02%	–
GMHIU	New	GORES METROPOULOS INCunit 99/99/9999	$218,000	–	21,326	+100.0%	0.02%	–
EEFT	New	EURONET WORLDWIDE INC	$214,000	–	1,500	+100.0%	0.02%	–
VIPS	New	VIPSHOP HLDGS LTDsponsored ads a	$129,000	–	16,089	+100.0%	0.01%	–
LACQ	New	LEISURE ACQUISITION CORP	$106,000	–	10,522	+100.0%	0.01%	–
TELL	Sell	TELLURIAN INC NEW	$113,000	-24.2%	10,069	-52.9%	0.01%	-60.0%
COTY	New	COTY INC	$43,000	–	3,700	+100.0%	0.00%	–
KBLMR	Sell	KBL MERGER CORP IVright 06/07/2019	$11,000	-45.0%	49,900	-0.2%	0.00%	-66.7%
GDXJ	New	VANECK VECTORS ETF TRcall	$15,000	–	60,000	+100.0%	0.00%	–
SIRI	Exit	SIRIUS XM HLDGS INCcall	$0	–	-86,400	-100.0%	0.00%	–
LLY	New	LILLY ELI & COcall	$1,000	–	30,400	+100.0%	0.00%	–
MMDMW	Exit	MODERN MEDIA ACQUISITION*w exp 05/17/202	$0	–	-32,155	-100.0%	-0.00%	–
MMDMR	Exit	MODERN MEDIA ACQUISITIONright 99/99/9999	$0	–	-30,000	-100.0%	-0.00%	–
SCACW	Exit	SABAN CAP ACQUISITION CORP*w exp 09/21/202	$0	–	-27,500	-100.0%	-0.00%	–
	Exit	AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1	$0	–	-47,000	-100.0%	-0.01%	–
SOGO	Exit	SOGOU INCadr repstg a	$0	–	-25,200	-100.0%	-0.02%	–
VHC	Exit	VIRNETX HLDG CORP	$0	–	-98,500	-100.0%	-0.03%	–
HYAC	Exit	HAYMAKER ACQUISITION CORP	$0	–	-24,670	-100.0%	-0.03%	–
SOGO	Exit	SOGOU INCput	$0	–	-25,200	-100.0%	-0.03%	–
BHP	Exit	BHP GROUP LIMITEDsponsored ads	$0	–	-6,000	-100.0%	-0.04%	–
BAC	Exit	BANK AMER CORP	$0	–	-16,000	-100.0%	-0.05%	–
SUPN	Exit	SUPERNUS PHARMACEUTICALS INC	$0	–	-12,000	-100.0%	-0.05%	–
NEWR	Exit	NEW RELIC INC	$0	–	-5,200	-100.0%	-0.06%	–
EXPE	Exit	EXPEDIA GROUP INC	$0	–	-4,300	-100.0%	-0.06%	–
SIRI	Exit	SIRIUS XM HLDGS INC	$0	–	-86,400	-100.0%	-0.07%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-29,000	-100.0%	-0.07%	–
VHC	Exit	VIRNETX HLDG CORPput	$0	–	-98,500	-100.0%	-0.07%	–
	Exit	ENSCO JERSEY FIN LTDnote 3.000% 1/3	$0	–	-1,000,000	-100.0%	-0.09%	–
W	Exit	WAYFAIR INCcl a	$0	–	-7,500	-100.0%	-0.09%	–
LYV	Exit	LIVE NATION ENTERTAINMENT IN	$0	–	-13,900	-100.0%	-0.09%	–
DOCU	Exit	DOCUSIGN INC	$0	–	-19,600	-100.0%	-0.10%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-8,700	-100.0%	-0.12%	–
FEYE	Exit	FIREEYE INC	$0	–	-56,000	-100.0%	-0.12%	–
CRON	Exit	CRONOS GROUP INCput	$0	–	-105,400	-100.0%	-0.13%	–
TKKS	Exit	TKK SYMPHONY ACQUISITION COR	$0	–	-100,000	-100.0%	-0.13%	–
TWLO	Exit	TWILIO INCcl a	$0	–	-11,600	-100.0%	-0.14%	–
XEL	Exit	XCEL ENERGY INC	$0	–	-21,180	-100.0%	-0.14%	–
CRON	Exit	CRONOS GROUP INC	$0	–	-105,400	-100.0%	-0.15%	–
INVA	Exit	INNOVIVA INC	$0	–	-65,600	-100.0%	-0.15%	–
DXCM	Exit	DEXCOM INC	$0	–	-9,600	-100.0%	-0.15%	–
	Exit	INTERDIGITAL INCnote 1.500% 3/0	$0	–	-1,120,000	-100.0%	-0.16%	–
HZNP	Exit	HORIZON PHARMA PLC	$0	–	-60,500	-100.0%	-0.16%	–
SJW	Exit	SJW GROUP	$0	–	-23,303	-100.0%	-0.17%	–
MDB	Exit	MONGODB INCcl a	$0	–	-16,800	-100.0%	-0.19%	–
RNG	Exit	RINGCENTRAL INCcl a	$0	–	-17,700	-100.0%	-0.19%	–
D	Exit	DOMINION ENERGY INC	$0	–	-21,275	-100.0%	-0.20%	–
LFAC	Exit	LF CAP ACQUISITION CORPcl a	$0	–	-156,900	-100.0%	-0.20%	–
	Exit	IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1	$0	–	-1,959,000	-100.0%	-0.25%	–
CTAC	Exit	CHASERG TECHNLGY ACQUISITN Cclass a	$0	–	-201,775	-100.0%	-0.26%	–
	Exit	ZILLOW GROUP INCnote 1.500% 7/0	$0	–	-2,382,000	-100.0%	-0.28%	–
	Exit	ON SEMICONDUCTOR CORPnote 1.625%10/1	$0	–	-2,000,000	-100.0%	-0.28%	–
MUDS	Exit	MUDRICK CAP ACQUISITION CORP	$0	–	-225,416	-100.0%	-0.30%	–
VTIQ	Exit	VECTOIQ ACQUISITION CORP	$0	–	-277,269	-100.0%	-0.36%	–
	Exit	JAZZ INVESTMENTS I LTDnote 1.875% 8/1	$0	–	-3,062,000	-100.0%	-0.40%	–
INTU	Exit	INTUIT	$0	–	-15,300	-100.0%	-0.40%	–
MMM	Exit	3M CO	$0	–	-16,600	-100.0%	-0.42%	–
	Exit	PACIRA PHARMACEUTICALS INCnote 2.375% 4/0	$0	–	-3,426,000	-100.0%	-0.46%	–
BA	Exit	BOEING CO	$0	–	-11,000	-100.0%	-0.47%	–
	Exit	EURONET WORLDWIDE INCnote 1.500%10/0	$0	–	-2,530,000	-100.0%	-0.48%	–
GTYH	Exit	GTY TECHNOLOGY HOLDINGS INCcl a	$0	–	-451,057	-100.0%	-0.60%	–
	Exit	SERVICENOW INCnote 6/0	$0	–	-3,513,000	-100.0%	-0.66%	–
LTN	Exit	UNION ACQUISITION CORP	$0	–	-499,800	-100.0%	-0.67%	–
PACQ	Exit	PURE ACQUISITION CORPcl a	$0	–	-674,393	-100.0%	-0.88%	–
CNAC	Exit	CONSTELLATION ALPHA CAP CORP	$0	–	-1,228,349	-100.0%	-1.63%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-14,900	-100.0%	-2.08%	–
	Exit	MICRON TECHNOLOGY INCnote 3.000%11/1	$0	–	-27,206,000	-100.0%	-4.01%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-04-24

Signatures

The EDGAR filing(s) were signed by:

Mitchell Billek — Managing Director

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TR	36	Q3 2023	71.4%
SPDR DOW JONES INDL AVRG ETF	28	Q3 2021	29.1%
APPLE INC	27	Q2 2022	11.2%
JOHNSON & JOHNSON	25	Q2 2022	6.7%
MICROSOFT CORP	25	Q2 2022	3.5%
CHEVRON CORP NEW	25	Q2 2022	2.4%
WAL-MART STORES INC	25	Q2 2022	1.6%
PROCTER & GAMBLE CO	24	Q2 2022	2.0%
MERCK & CO INC NEW	24	Q2 2022	2.4%
INTERNATIONAL BUSINESS MACHS	22	Q2 2022	3.9%

View MIZUHO SECURITIES USA LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-02-08
13F-HR	2023-11-09
13F-HR	2023-08-09
13F-HR	2023-05-03
13F-HR	2023-02-03
13F-HR	2022-10-24
13F-HR	2022-07-28
13F-HR	2022-04-27
13F-HR	2022-01-28
13F-HR	2021-10-28

View MIZUHO SECURITIES USA LLC's complete filings history.

All filings

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Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1332710000.0 != 1332711000.0)

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