$1.89 Billion is the total value of MIZUHO SECURITIES USA LLC's 178 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 122.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $735,190,000 | +46.1% | 2,757,290 | +37.7% | 38.82% | +49.3% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $484,940,000 | +30.0% | 1,963,470 | +17.8% | 25.61% | +32.9% |
| ANTX | New | ANTHEM INCunit 05/01/20188 | $38,238,000 | – | 685,150 | +100.0% | 2.02% | – |
| AAPL | Buy | APPLE INC | $37,012,000 | +1469.0% | 218,706 | +1328.8% | 1.95% | +1501.6% |
| FB | New | FACEBOOK INCcl a | $35,363,000 | – | 200,400 | +100.0% | 1.87% | – |
| Buy | PALO ALTO NETWORKS INCnote 7/0 | $16,344,000 | +8.5% | 11,916,000 | +9.2% | 0.86% | +10.9% | |
| UNH | Buy | UNITEDHEALTH GROUP INC | $11,598,000 | +286.9% | 52,606 | +243.7% | 0.61% | +294.8% |
| New | YAHOO INCnote 12/0 | $10,263,000 | – | 7,612,000 | +100.0% | 0.54% | – | |
| BA | Buy | BOEING CO | $9,174,000 | +135.8% | 31,106 | +103.2% | 0.48% | +140.8% |
| Buy | INTERDIGITAL INCnote 1.500% 3/0 | $8,897,000 | +33.9% | 7,439,000 | +31.6% | 0.47% | +37.0% | |
| ELEC | Buy | ELECTRUM SPL ACQUISITION COR | $8,616,000 | +67.6% | 838,973 | +66.1% | 0.46% | +71.1% |
| GOOGL | New | ALPHABET INCcap stk cl a | $8,111,000 | – | 7,700 | +100.0% | 0.43% | – |
| New | INSULET CORPnote 1.250% 9/1 | $6,818,000 | – | 5,220,000 | +100.0% | 0.36% | – | |
| MCD | Buy | MCDONALDS CORP | $6,800,000 | +183.6% | 39,506 | +158.1% | 0.36% | +189.5% |
| Buy | SERVICENOW INCnote 11/0 | $6,720,000 | +49.4% | 3,800,000 | +35.7% | 0.36% | +53.0% | |
| CCZ | New | COMCAST HOLDINGS CORPzones cv2% pcs | $6,394,000 | – | 118,292 | +100.0% | 0.34% | – |
| MS | New | MORGAN STANLEY | $6,113,000 | – | 116,500 | +100.0% | 0.32% | – |
| MO | New | ALTRIA GROUP INC | $4,827,000 | – | 67,600 | +100.0% | 0.26% | – |
| GS | Buy | GOLDMAN SACHS GROUP INC | $4,715,000 | +29.9% | 18,506 | +20.9% | 0.25% | +32.4% |
| Buy | INTEL CORPsdcv 3.250% 8/0 | $4,438,000 | +510.5% | 2,000,000 | +406.3% | 0.23% | +515.8% | |
| MMM | Buy | 3M CO | $4,356,000 | +35.6% | 18,506 | +20.9% | 0.23% | +38.6% |
| Buy | PANDORA MEDIA INCnote 1.750%12/0 | $3,805,000 | +295.1% | 4,283,000 | +314.6% | 0.20% | +302.0% | |
| BKMU | Buy | BANK MUTUAL CORP NEW | $3,687,000 | +19.5% | 346,183 | +13.9% | 0.20% | +22.6% |
| Buy | TESLA INCnote 2.375% 3/1 | $3,507,000 | +42.6% | 3,020,000 | +51.0% | 0.18% | +45.7% | |
| ADBE | New | ADOBE SYS INC | $3,154,000 | – | 18,000 | +100.0% | 0.17% | – |
| Buy | CTRIP COM INTL LTDnote 1.250%10/1 | $2,944,000 | +112.9% | 2,500,000 | +150.0% | 0.16% | +118.3% | |
| CAT | Buy | CATERPILLAR INC DEL | $2,916,000 | +52.8% | 18,506 | +20.9% | 0.15% | +55.6% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $2,839,000 | +27.8% | 18,506 | +20.9% | 0.15% | +30.4% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $2,693,000 | +90.5% | 23,000 | +84.0% | 0.14% | +94.5% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,586,000 | +29.9% | 18,506 | +20.9% | 0.14% | +33.0% |
| TRV | Buy | TRAVELERS COMPANIES INC | $2,510,000 | +33.9% | 18,506 | +20.9% | 0.13% | +37.1% |
| WFC | New | WELLS FARGO CO NEW | $2,481,000 | – | 40,900 | +100.0% | 0.13% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $2,361,000 | +32.9% | 18,506 | +20.9% | 0.12% | +35.9% |
| GPRO | Buy | GOPRO INCput | $2,346,000 | +98.1% | 293,500 | +120.3% | 0.12% | +103.3% |
| ETP | New | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $2,348,000 | – | 131,000 | +100.0% | 0.12% | – |
| CVX | Buy | CHEVRON CORP NEW | $2,317,000 | +28.8% | 18,506 | +20.9% | 0.12% | +31.2% |
| GPRO | Buy | GOPRO INCcl a | $2,222,000 | +51.5% | 293,500 | +120.3% | 0.12% | +53.9% |
| COST | New | COSTCO WHSL CORP NEW | $2,159,000 | – | 11,600 | +100.0% | 0.11% | – |
| GE | Buy | GENERAL ELECTRIC CO | $2,068,000 | +458.9% | 118,506 | +674.2% | 0.11% | +473.7% |
| BZUN | New | BAOZUN INCsponsored adr | $2,048,000 | – | 64,900 | +100.0% | 0.11% | – |
| DIS | Buy | DISNEY WALT CO | $1,990,000 | +31.9% | 18,506 | +20.9% | 0.10% | +34.6% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,979,000 | +35.4% | 18,506 | +20.9% | 0.10% | +38.2% |
| OA | Buy | ORBITAL ATK INC | $1,972,000 | +48.0% | 15,000 | +50.0% | 0.10% | +50.7% |
| NESR | New | NATIONAL ENERGY SERVICES REU | $1,921,000 | – | 193,864 | +100.0% | 0.10% | – |
| AXP | Buy | AMERICAN EXPRESS CO | $1,838,000 | +32.7% | 18,506 | +20.9% | 0.10% | +34.7% |
| RHT | Buy | RED HAT INC | $1,817,000 | +60.7% | 15,129 | +48.3% | 0.10% | +65.5% |
| WMT | Buy | WAL-MART STORES INC | $1,827,000 | +52.8% | 18,506 | +20.9% | 0.10% | +54.8% |
| New | MICRON TECHNOLOGY INCnote 3.000%11/1 | $1,801,000 | – | 1,250,000 | +100.0% | 0.10% | – | |
| XLE | New | SELECT SECTOR SPDR TRenergy | $1,806,000 | – | 25,000 | +100.0% | 0.10% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $1,700,000 | +22.0% | 18,506 | +20.9% | 0.09% | +25.0% |
| PBNC | Buy | PARAGON COML CORP | $1,658,000 | +29.7% | 31,154 | +37.7% | 0.09% | +33.3% |
| BACPRL | New | BANK AMER CORP7.25%cnv pfd l | $1,671,000 | – | 1,271 | +100.0% | 0.09% | – |
| QD | New | QUDIAN INCadr | $1,641,000 | – | 130,900 | +100.0% | 0.09% | – |
| QD | New | QUDIAN INCput | $1,584,000 | – | 130,900 | +100.0% | 0.08% | – |
| MSFT | Buy | MICROSOFT CORP | $1,583,000 | +38.9% | 18,506 | +20.9% | 0.08% | +42.4% |
| WW | Buy | WEIGHT WATCHERS INTL INC NEW | $1,550,000 | +9.2% | 35,000 | +7.4% | 0.08% | +12.3% |
| XOM | Buy | EXXON MOBIL CORP | $1,548,000 | +23.3% | 18,506 | +20.9% | 0.08% | +26.2% |
| THC | Buy | TENET HEALTHCARE CORP | $1,516,000 | +10.5% | 100,000 | +19.8% | 0.08% | +12.7% |
| ACFC | New | ATLANTIC COAST FINL CORP | $1,519,000 | – | 161,091 | +100.0% | 0.08% | – |
| SPWR | Buy | SUNPOWER CORP | $1,448,000 | +16.1% | 171,800 | +0.4% | 0.08% | +18.8% |
| OSTK | New | OVERSTOCK COM INC DEL | $1,348,000 | – | 21,100 | +100.0% | 0.07% | – |
| DWDP | Buy | DOWDUPONT INC | $1,318,000 | +24.3% | 18,506 | +20.9% | 0.07% | +27.3% |
| SPWR | Buy | SUNPOWER CORPput | $1,299,000 | -14.8% | 171,800 | +0.4% | 0.07% | -12.7% |
| SPY | New | SPDR S&P 500 ETF TRput | $1,263,000 | – | 2,757,290 | +100.0% | 0.07% | – |
| APRN | New | BLUE APRON HLDGS INCcl a | $1,209,000 | – | 300,000 | +100.0% | 0.06% | – |
| APRN | New | BLUE APRON HLDGS INCput | $1,203,000 | – | 300,000 | +100.0% | 0.06% | – |
| ROKU | New | ROKU INC | $1,196,000 | – | 23,100 | +100.0% | 0.06% | – |
| FMCI | New | FORUM MERGER CORP | $1,172,000 | – | 117,411 | +100.0% | 0.06% | – |
| GOGO | New | GOGO INC | $1,148,000 | – | 101,800 | +100.0% | 0.06% | – |
| NKE | Buy | NIKE INCcl b | $1,158,000 | +45.8% | 18,506 | +20.9% | 0.06% | +48.8% |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $1,115,000 | – | 30,000 | +100.0% | 0.06% | – |
| New | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $1,094,000 | – | 1,000,000 | +100.0% | 0.06% | – | |
| IRBT | New | IROBOT CORP | $1,051,000 | – | 13,700 | +100.0% | 0.06% | – |
| BDXA | New | BECTON DICKINSON & CO | $1,049,000 | – | 18,100 | +100.0% | 0.06% | – |
| MRK | Buy | MERCK & CO INC | $1,041,000 | +6.2% | 18,506 | +20.9% | 0.06% | +7.8% |
| BZUN | New | BAOZUN INCput | $1,034,000 | – | 64,900 | +100.0% | 0.06% | – |
| THC | Buy | TENET HEALTHCARE CORPput | $986,000 | +6.2% | 100,000 | +19.8% | 0.05% | +8.3% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $980,000 | +29.3% | 18,506 | +20.9% | 0.05% | +33.3% |
| OSPR | New | OSPREY ENERGY ACQUISITION CO | $972,000 | – | 101,214 | +100.0% | 0.05% | – |
| FLXN | New | FLEXION THERAPEUTICS INC | $926,000 | – | 37,000 | +100.0% | 0.05% | – |
| PXD | New | PIONEER NAT RES CO | $864,000 | – | 5,000 | +100.0% | 0.05% | – |
| GDXJ | New | VANECK VECTORS ETF TRjr gold miners e | $853,000 | – | 25,000 | +100.0% | 0.04% | – |
| INTC | Buy | INTEL CORP | $854,000 | +46.5% | 18,506 | +20.9% | 0.04% | +50.0% |
| KO | Buy | COCA COLA CO | $849,000 | +23.2% | 18,506 | +20.9% | 0.04% | +25.0% |
| WFTIQ | New | WEATHERFORD INTL PLC | $730,000 | – | 175,000 | +100.0% | 0.04% | – |
| KERX | New | KERYX BIOPHARMACEUTICALS INC | $713,000 | – | 153,400 | +100.0% | 0.04% | – |
| AET | New | AETNA INC NEW | $722,000 | – | 4,000 | +100.0% | 0.04% | – |
| NRG | New | NRG ENERGY INC | $712,000 | – | 25,000 | +100.0% | 0.04% | – |
| CSCO | Buy | CISCO SYS INC | $709,000 | +37.7% | 18,506 | +20.9% | 0.04% | +37.0% |
| PFE | Buy | PFIZER INC | $670,000 | +22.7% | 18,506 | +20.9% | 0.04% | +25.0% |
| KERX | New | KERYX BIOPHARMACEUTICALS INCput | $648,000 | – | 153,400 | +100.0% | 0.03% | – |
| GME | New | GAMESTOP CORP NEWcl a | $610,000 | – | 34,000 | +100.0% | 0.03% | – |
| AAPL | New | APPLE INCput | $608,000 | – | 218,706 | +100.0% | 0.03% | – |
| BG | New | BUNGE LIMITED | $578,000 | – | 8,610 | +100.0% | 0.03% | – |
| KNDI | New | KANDI TECHNOLOGIES GROUP INC | $537,000 | – | 79,000 | +100.0% | 0.03% | – |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N V | $536,000 | +103.0% | 33,200 | +111.5% | 0.03% | +100.0% |
| KNDI | New | KANDI TECHNOLOGIES GROUP INCput | $518,000 | – | 79,000 | +100.0% | 0.03% | – |
| NEE | New | NEXTERA ENERGY INC | $519,000 | – | 3,320 | +100.0% | 0.03% | – |
| OASPQ | New | OASIS PETE INC NEW | $450,000 | – | 53,500 | +100.0% | 0.02% | – |
| DISH | New | DISH NETWORK CORPcl a | $439,000 | – | 9,200 | +100.0% | 0.02% | – |
| PCRX | Buy | PACIRA PHARMACEUTICALS INC | $425,000 | +47.1% | 9,300 | +20.8% | 0.02% | +46.7% |
| AFT | New | APOLLO SR FLOATING RATE FD I | $406,000 | – | 25,000 | +100.0% | 0.02% | – |
| DLTH | New | DULUTH HLDGS INC | $405,000 | – | 22,700 | +100.0% | 0.02% | – |
| FLXN | New | FLEXION THERAPEUTICS INCput | $367,000 | – | 37,000 | +100.0% | 0.02% | – |
| GOGO | New | GOGO INCput | $276,000 | – | 101,800 | +100.0% | 0.02% | – |
| QCOM | New | QUALCOMM INC | $256,000 | – | 4,000 | +100.0% | 0.01% | – |
| RDFN | New | REDFIN CORPcall | $188,000 | – | 4,100 | +100.0% | 0.01% | – |
| IRBT | New | IROBOT CORPput | $175,000 | – | 13,700 | +100.0% | 0.01% | – |
| HRG | New | HRG GROUP INC | $178,000 | – | 10,500 | +100.0% | 0.01% | – |
| EACQ | New | EASTERLY ACQUISITION CORP | $176,000 | – | 17,400 | +100.0% | 0.01% | – |
| ROKU | New | ROKU INCput | $143,000 | – | 23,100 | +100.0% | 0.01% | – |
| DLTH | New | DULUTH HLDGS INCput | $131,000 | – | 22,700 | +100.0% | 0.01% | – |
| GME | New | GAMESTOP CORP NEWput | $108,000 | – | 34,400 | +100.0% | 0.01% | – |
| OSTK | New | OVERSTOCK COM INC DELput | $119,000 | – | 21,800 | +100.0% | 0.01% | – |
| OSTK | New | OVERSTOCK COM INC DELcall | $35,000 | – | 21,800 | +100.0% | 0.00% | – |
| KERX | New | KERYX BIOPHARMACEUTICALS INCcall | $6,000 | – | 153,400 | +100.0% | 0.00% | – |
| ROKU | New | ROKU INCcall | $6,000 | – | 23,100 | +100.0% | 0.00% | – |
| DDD | New | 3-D SYS CORP DELcall | $8,000 | – | 82,600 | +100.0% | 0.00% | – |
| CYHHZ | Buy | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $3,000 | -40.0% | 425,000 | +6.2% | 0.00% | – |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N Vput | $6,000 | -92.4% | 33,200 | +111.5% | 0.00% | -100.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-01-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.