$775 Million is the total value of MIZUHO SECURITIES USA LLC's 230 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 52.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $125,201,000 | -27.7% | 705,452 | -27.6% | 16.16% | -5.3% |
| TLT | Buy | ISHARES TR20+ yr tr bd etf | $65,324,000 | +159.4% | 500,000 | +150.0% | 8.43% | +240.0% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $45,650,000 | -59.0% | 432,369 | -59.9% | 5.89% | -46.2% |
| AAPL | Sell | APPLE INC | $31,720,000 | -55.7% | 254,926 | -60.7% | 4.10% | -41.9% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $16,436,000 | -26.2% | 87,440 | -23.9% | 2.12% | -3.3% |
| MMM | Sell | 3M CO | $14,423,000 | -23.7% | 87,440 | -23.9% | 1.86% | +0.1% |
| EBAY | Sell | EBAY INC | $14,045,000 | -39.6% | 243,495 | -41.2% | 1.81% | -20.8% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $14,034,000 | -23.9% | 87,440 | -23.9% | 1.81% | -0.3% |
| MSFT | Sell | MICROSOFT CORP | $13,145,000 | -21.6% | 323,332 | -10.5% | 1.70% | +2.7% |
| BA | Sell | BOEING CO | $13,123,000 | -12.2% | 87,440 | -23.9% | 1.69% | +15.1% |
| TWC | New | TIME WARNER CABLE INC | $12,515,000 | – | 83,500 | +100.0% | 1.62% | – |
| UNH | Sell | UNITEDHEALTH GROUP INC | $10,343,000 | -11.0% | 87,440 | -23.9% | 1.34% | +16.6% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $10,248,000 | -22.5% | 87,440 | -23.9% | 1.32% | +1.6% |
| HD | Sell | HOME DEPOT INC | $9,934,000 | -17.7% | 87,440 | -23.9% | 1.28% | +7.8% |
| TRV | Sell | TRAVELERS COMPANIES INC | $9,455,000 | -22.3% | 87,440 | -23.9% | 1.22% | +1.8% |
| CVX | Sell | CHEVRON CORP NEW | $9,179,000 | -28.8% | 87,440 | -23.9% | 1.18% | -6.7% |
| DIS | Sell | DISNEY WALT CO | $9,172,000 | -15.3% | 87,440 | -23.9% | 1.18% | +11.0% |
| JNJ | Sell | JOHNSON & JOHNSON | $8,796,000 | -26.8% | 87,440 | -23.9% | 1.14% | -4.1% |
| NKE | Sell | NIKE INCcl b | $8,773,000 | -20.6% | 87,440 | -23.9% | 1.13% | +4.0% |
| BIIB | Buy | BIOGEN INC | $8,634,000 | +260.7% | 20,448 | +189.9% | 1.12% | +372.5% |
| MCD | Sell | MCDONALDS CORP | $8,520,000 | -20.9% | 87,440 | -23.9% | 1.10% | +3.7% |
| FOXA | Buy | TWENTY FIRST CENTY FOX INCcl a | $7,647,000 | +391.1% | 225,977 | +457.3% | 0.99% | +545.1% |
| XOM | Sell | EXXON MOBIL CORP | $7,432,000 | -30.1% | 87,440 | -23.9% | 0.96% | -8.4% |
| WMT | Sell | WAL-MART STORES INC | $7,192,000 | -27.2% | 87,440 | -23.9% | 0.93% | -4.5% |
| PG | Sell | PROCTER & GAMBLE CO | $7,165,000 | -31.6% | 87,440 | -23.9% | 0.92% | -10.3% |
| CAT | Sell | CATERPILLAR INC DEL | $6,998,000 | -33.5% | 87,440 | -23.9% | 0.90% | -12.8% |
| INTC | Sell | INTEL CORP | $6,993,000 | -25.7% | 223,623 | -13.8% | 0.90% | -2.6% |
| AXP | Sell | AMERICAN EXPRESS CO | $6,831,000 | -36.1% | 87,440 | -23.9% | 0.88% | -16.3% |
| ADBE | Buy | ADOBE SYS INC | $6,566,000 | +506.3% | 88,801 | +496.1% | 0.85% | +692.5% |
| CSCO | Sell | CISCO SYS INC | $6,447,000 | -13.4% | 234,226 | -12.5% | 0.83% | +13.5% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $6,249,000 | -26.5% | 87,440 | -23.9% | 0.81% | -3.6% |
| DDD | Buy | 3-D SYS CORP DEL | $5,865,000 | +19.7% | 213,900 | +43.5% | 0.76% | +56.7% |
| V | Sell | VISA INC | $5,719,000 | -81.0% | 87,440 | -23.9% | 0.74% | -75.1% |
| GOOG | Sell | GOOGLE INCcl c | $5,367,000 | +0.6% | 9,793 | -3.4% | 0.69% | +32.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $5,297,000 | -26.4% | 87,440 | -23.9% | 0.68% | -3.5% |
| FB | Sell | FACEBOOK INCcl a | $5,287,000 | +2.0% | 64,306 | -3.2% | 0.68% | +33.9% |
| TMO | New | THERMO FISHER SCIENTIFIC INC | $5,239,000 | – | 39,000 | +100.0% | 0.68% | – |
| MRK | Sell | MERCK & CO INC NEW | $5,026,000 | -23.0% | 87,440 | -23.9% | 0.65% | +0.9% |
| AMZN | Sell | AMAZON COM INC | $4,969,000 | +15.8% | 13,355 | -3.4% | 0.64% | +51.8% |
| GOOGL | Sell | GOOGLE INCcl a | $4,576,000 | +1.4% | 8,250 | -3.0% | 0.59% | +32.8% |
| MAS | New | MASCO CORP | $4,264,000 | – | 159,700 | +100.0% | 0.55% | – |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $4,252,000 | -20.9% | 87,440 | -23.9% | 0.55% | +3.6% |
| CF | New | CF INDS HLDGS INC | $4,227,000 | – | 14,900 | +100.0% | 0.55% | – |
| GILD | Sell | GILEAD SCIENCES INC | $4,203,000 | -31.5% | 42,829 | -34.2% | 0.54% | -10.1% |
| CHRW | Buy | C H ROBINSON WORLDWIDE INC | $3,911,000 | +1096.0% | 53,410 | +1122.5% | 0.50% | +1478.1% |
| DDD | Buy | 3-D SYS CORP DELput | $3,901,000 | +111.8% | 213,900 | +41.7% | 0.50% | +178.5% |
| STI | New | SUNTRUST BKS INC | $3,641,000 | – | 88,600 | +100.0% | 0.47% | – |
| KO | Sell | COCA COLA CO | $3,546,000 | -26.9% | 87,440 | -23.9% | 0.46% | -4.2% |
| AMGN | Sell | AMGEN INC | $3,488,000 | -3.6% | 21,820 | -4.0% | 0.45% | +26.4% |
| Buy | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $3,472,000 | +12.7% | 3,496,000 | +13.1% | 0.45% | +47.9% | |
| CMCSA | Sell | COMCAST CORP NEWcl a | $3,460,000 | -7.1% | 61,280 | -4.6% | 0.45% | +21.8% |
| ACTPRA | New | ACTAVIS PLCpfd conv ser a | $3,299,000 | – | 3,200 | +100.0% | 0.43% | – |
| QCOM | Sell | QUALCOMM INC | $3,289,000 | -10.9% | 47,434 | -4.5% | 0.42% | +16.8% |
| GPRO | Buy | GOPRO INCcl a | $3,243,000 | -20.6% | 74,700 | +15.6% | 0.42% | +4.2% |
| AMAT | Sell | APPLIED MATLS INC | $3,053,000 | -10.2% | 135,329 | -0.8% | 0.39% | +17.6% |
| PFE | Sell | PFIZER INC | $3,042,000 | -15.1% | 87,440 | -23.9% | 0.39% | +11.3% |
| New | AFFYMETRIX INCnote 4.000% 7/0 | $2,749,000 | – | 1,250,000 | +100.0% | 0.36% | – | |
| WW | New | WEIGHT WATCHERS INTL INC NEWput | $2,690,000 | – | 15,700 | +100.0% | 0.35% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $2,654,000 | – | 31,340 | +100.0% | 0.34% | – |
| CELG | Sell | CELGENE CORP | $2,654,000 | -58.7% | 23,018 | -59.9% | 0.34% | -45.8% |
| New | ALON USA ENERGY INCnote 3.000% 9/1 | $2,647,000 | – | 2,085,000 | +100.0% | 0.34% | – | |
| BOX | New | BOX INCcl a | $2,548,000 | – | 129,000 | +100.0% | 0.33% | – |
| SANDISK CORPnote 1.500% 8/1 | $2,386,000 | -29.2% | 1,750,000 | 0.0% | 0.31% | -7.2% | ||
| IVZ | Sell | INVESCO LTD | $2,250,000 | -53.7% | 56,700 | -53.9% | 0.29% | -39.5% |
| CLF | Sell | CLIFFS NAT RES INCput | $2,208,000 | +9.9% | 111,300 | -4.5% | 0.28% | +43.9% |
| GE | Sell | GENERAL ELECTRIC CO | $2,169,000 | -25.3% | 87,440 | -23.9% | 0.28% | -2.1% |
| JWN | New | NORDSTROM INC | $2,161,000 | – | 26,900 | +100.0% | 0.28% | – |
| SBUX | Sell | STARBUCKS CORP | $2,042,000 | +11.3% | 21,561 | -3.5% | 0.26% | +45.9% |
| SCTY | Buy | SOLARCITY CORP | $2,036,000 | -3.6% | 39,700 | +0.5% | 0.26% | +26.4% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,919,000 | +3.6% | 12,668 | -3.1% | 0.25% | +36.3% |
| GME | New | GAMESTOP CORP NEWcl a | $1,898,000 | – | 50,000 | +100.0% | 0.24% | – |
| WPRT | Sell | WESTPORT INNOVATIONS INCput | $1,874,000 | -27.9% | 166,400 | -4.0% | 0.24% | -5.5% |
| NSM | NATIONSTAR MTG HLDGS INC | $1,848,000 | -12.1% | 74,600 | 0.0% | 0.24% | +15.5% | |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $1,814,000 | -2.3% | 20,902 | -4.6% | 0.23% | +27.9% |
| TROW | New | PRICE T ROWE GROUP INC | $1,814,000 | – | 22,400 | +100.0% | 0.23% | – |
| New | ICONIX BRAND GROUP INCnote 1.500% 3/1 | $1,748,000 | – | 1,462,000 | +100.0% | 0.23% | – | |
| PCLN | Sell | PRICELINE GRP INC | $1,736,000 | -2.6% | 1,491 | -4.7% | 0.22% | +27.3% |
| TXN | Sell | TEXAS INSTRS INC | $1,722,000 | +2.1% | 30,110 | -4.6% | 0.22% | +33.7% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $1,712,000 | -66.8% | 47,431 | -66.6% | 0.22% | -56.6% |
| GLW | New | CORNING INC | $1,710,000 | – | 75,400 | +100.0% | 0.22% | – |
| Sell | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $1,685,000 | -39.4% | 1,000,000 | -50.0% | 0.22% | -20.4% | |
| BIDU | Sell | BAIDU INCspon adr rep a | $1,660,000 | -12.0% | 7,967 | -3.7% | 0.21% | +15.1% |
| UPLMQ | Buy | ULTRA PETROLEUM CORP | $1,604,000 | +541.6% | 102,600 | +440.0% | 0.21% | +728.0% |
| SPWR | New | SUNPOWER CORP | $1,597,000 | – | 51,000 | +100.0% | 0.21% | – |
| SCHW | New | SCHWAB CHARLES CORP NEW | $1,574,000 | – | 51,700 | +100.0% | 0.20% | – |
| MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $1,544,000 | +9.5% | 789,000 | 0.0% | 0.20% | +43.2% | ||
| KRFT | Sell | KRAFT FOODS GROUP INC | $1,473,000 | +33.7% | 16,908 | -3.9% | 0.19% | +74.3% |
| KING | New | KING DIGITAL ENTMT PLC | $1,471,000 | – | 91,700 | +100.0% | 0.19% | – |
| NWL | New | NEWELL RUBBERMAID INC | $1,324,000 | – | 33,900 | +100.0% | 0.17% | – |
| SNECQ | New | SANCHEZ ENERGY CORP | $1,322,000 | – | 101,600 | +100.0% | 0.17% | – |
| AMP | New | AMERIPRISE FINL INC | $1,321,000 | – | 10,100 | +100.0% | 0.17% | – |
| REGN | Sell | REGENERON PHARMACEUTICALS | $1,306,000 | +7.0% | 2,892 | -2.9% | 0.17% | +40.8% |
| AREXQ | Sell | APPROACH RESOURCES INCput | $1,312,000 | -23.4% | 164,600 | -22.6% | 0.17% | 0.0% |
| A309PS | Sell | DIRECTV | $1,230,000 | -5.4% | 14,456 | -3.6% | 0.16% | +24.2% |
| TYFDL | Sell | TYSON FOODS INCunit 99/99/9999 | $1,197,000 | -15.1% | 24,700 | -11.8% | 0.16% | +11.5% |
| YHOO | Sell | YAHOO INC | $1,196,000 | -16.3% | 26,919 | -4.9% | 0.15% | +9.2% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $1,170,000 | -2.5% | 13,664 | -5.1% | 0.15% | +28.0% |
| New | MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $1,154,000 | – | 575,000 | +100.0% | 0.15% | – | |
| RIG | Buy | TRANSOCEAN LTDput | $1,130,000 | +210.4% | 52,200 | +3.8% | 0.15% | +305.6% |
| LOCO | Buy | EL POLLO LOCO HLDGS INC | $1,129,000 | +28.4% | 44,100 | +0.2% | 0.15% | +67.8% |
| CTSH | Sell | COGNIZANT TECHNOLOGY SOLUTIOcl a | $1,094,000 | +14.2% | 17,529 | -3.6% | 0.14% | +50.0% |
| NTRS | New | NORTHERN TR CORP | $1,094,000 | – | 15,700 | +100.0% | 0.14% | – |
| AREXQ | Buy | APPROACH RESOURCES INC | $1,085,000 | +7.2% | 164,600 | +4.0% | 0.14% | +40.0% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $1,057,000 | -8.0% | 20,029 | -6.5% | 0.14% | +20.4% |
| GPRO | Buy | GOPRO INCput | $1,018,000 | -62.4% | 74,700 | +11.2% | 0.13% | -50.9% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INC | $1,007,000 | -8.1% | 5,810 | -1.9% | 0.13% | +20.4% |
| CCL | New | CARNIVAL CORPpaired ctf | $1,000,000 | – | 20,900 | +100.0% | 0.13% | – |
| NSM | NATIONSTAR MTG HLDGS INCput | $947,000 | +19.1% | 74,600 | 0.0% | 0.12% | +56.4% | |
| AVGO | Sell | AVAGO TECHNOLOGIES LTD | $936,000 | +23.2% | 7,373 | -2.4% | 0.12% | +61.3% |
| LBTYK | Sell | LIBERTY GLOBAL PLC | $896,000 | -3.6% | 17,995 | -6.4% | 0.12% | +27.5% |
| XONE | Buy | EXONE CO | $879,000 | +104.4% | 64,400 | +151.6% | 0.11% | +169.0% |
| DWA | New | DREAMWORKS ANIMATION SKG INCcl a | $876,000 | – | 36,200 | +100.0% | 0.11% | – |
| VDSI | New | VASCO DATA SEC INTL INC | $864,000 | – | 40,100 | +100.0% | 0.11% | – |
| LL | New | LUMBER LIQUIDATORS HLDGS INCput | $848,000 | – | 24,000 | +100.0% | 0.11% | – |
| MU | Sell | MICRON TECHNOLOGY INC | $840,000 | -25.1% | 30,975 | -3.4% | 0.11% | -2.7% |
| APC | New | ANADARKO PETE CORP | $828,000 | – | 10,000 | +100.0% | 0.11% | – |
| VRTX | Sell | VERTEX PHARMACEUTICALS INC | $821,000 | -3.8% | 6,961 | -3.1% | 0.11% | +26.2% |
| CRRTQ | New | CARBO CERAMICS INC | $821,000 | – | 26,900 | +100.0% | 0.11% | – |
| INTU | Sell | INTUIT | $772,000 | -1.8% | 7,957 | -6.7% | 0.10% | +29.9% |
| ILMN | Sell | ILLUMINA INC | $768,000 | -1.9% | 4,138 | -2.4% | 0.10% | +28.6% |
| RIG | Buy | TRANSOCEAN LTD | $766,000 | -15.3% | 52,200 | +5.9% | 0.10% | +11.2% |
| FOX | Sell | TWENTY FIRST CENTY FOX INCcl b | $755,000 | -14.2% | 22,963 | -3.7% | 0.10% | +11.5% |
| SPWR | New | SUNPOWER CORPput | $745,000 | – | 51,000 | +100.0% | 0.10% | – |
| LL | New | LUMBER LIQUIDATORS HLDGS INC | $739,000 | – | 24,000 | +100.0% | 0.10% | – |
| NFLX | Sell | NETFLIX INC | $725,000 | +17.9% | 1,741 | -3.2% | 0.09% | +54.1% |
| CERN | Sell | CERNER CORP | $722,000 | +9.6% | 9,849 | -3.4% | 0.09% | +43.1% |
| RSG | New | REPUBLIC SVCS INC | $698,000 | – | 17,200 | +100.0% | 0.09% | – |
| VIAB | Sell | VIACOM INC NEWcl b | $697,000 | -13.7% | 10,211 | -4.9% | 0.09% | +12.5% |
| ENCORE CAP GROUP INCnote 3.000%11/2 | $696,000 | -5.8% | 500,000 | 0.0% | 0.09% | +23.3% | ||
| TSLA | Sell | TESLA MTRS INC | $683,000 | -18.0% | 3,616 | -3.4% | 0.09% | +7.3% |
| BRCM | Sell | BROADCOM CORPcl a | $685,000 | -2.3% | 15,814 | -2.3% | 0.09% | +27.5% |
| NSR | New | NEUSTAR INCcl a | $677,000 | – | 27,500 | +100.0% | 0.09% | – |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $666,000 | +26.4% | 6,635 | -3.7% | 0.09% | +65.4% |
| MNST | Sell | MONSTER BEVERAGE CORP | $667,000 | +22.8% | 4,820 | -3.7% | 0.09% | +62.3% |
| WPRT | Sell | WESTPORT INNOVATIONS INC | $656,000 | +2.8% | 166,400 | -2.4% | 0.08% | +34.9% |
| PCAR | Sell | PACCAR INC | $644,000 | -10.4% | 10,193 | -3.6% | 0.08% | +16.9% |
| MYL | New | MYLAN N V | $640,000 | – | 10,781 | +100.0% | 0.08% | – |
| CMCSK | Sell | COMCAST CORP NEWcl a spl | $646,000 | -9.8% | 11,514 | -7.4% | 0.08% | +16.9% |
| ROST | Sell | ROSS STORES INC | $632,000 | +6.9% | 5,996 | -4.3% | 0.08% | +41.4% |
| ORLY | Sell | O REILLY AUTOMOTIVE INC NEW | $632,000 | +8.2% | 2,922 | -3.6% | 0.08% | +41.4% |
| MAR | Sell | MARRIOTT INTL INC NEWcl a | $639,000 | -3.2% | 7,952 | -6.0% | 0.08% | +26.2% |
| CHTR | Sell | CHARTER COMMUNICATIONS INC Dcl a new | $622,000 | +14.3% | 3,219 | -1.3% | 0.08% | +48.1% |
| GME | New | GAMESTOP CORP NEWput | $613,000 | – | 50,000 | +100.0% | 0.08% | – |
| SIRI | Sell | SIRIUS XM HLDGS INC | $613,000 | +6.8% | 160,489 | -2.2% | 0.08% | +38.6% |
| WDC | Sell | WESTERN DIGITAL CORP | $605,000 | -21.2% | 6,644 | -4.2% | 0.08% | +2.6% |
| FUEL | Buy | ROCKET FUEL INC | $597,000 | -3.6% | 64,900 | +69.0% | 0.08% | +26.2% |
| ADI | Sell | ANALOG DEVICES INC | $565,000 | +8.4% | 8,961 | -4.5% | 0.07% | +43.1% |
| FISV | Sell | FISERV INC | $545,000 | +5.4% | 6,862 | -5.8% | 0.07% | +37.3% |
| WFM | Sell | WHOLE FOODS MKT INC | $540,000 | -0.4% | 10,376 | -3.4% | 0.07% | +32.1% |
| ISRG | Sell | INTUITIVE SURGICAL INC | $532,000 | -7.2% | 1,053 | -2.8% | 0.07% | +23.2% |
| LC | LENDINGCLUB CORP | $531,000 | -22.3% | 27,000 | 0.0% | 0.07% | +3.0% | |
| CLF | Sell | CLIFFS NAT RES INC | $535,000 | -34.2% | 111,300 | -2.3% | 0.07% | -13.8% |
| EA | Sell | ELECTRONIC ARTS INC | $524,000 | +19.9% | 8,914 | -4.0% | 0.07% | +58.1% |
| GMCR | Sell | KEURIG GREEN MTN INC | $519,000 | -19.0% | 4,649 | -3.9% | 0.07% | +6.3% |
| PAYX | Sell | PAYCHEX INC | $518,000 | +3.6% | 10,439 | -3.7% | 0.07% | +36.7% |
| BOX | New | BOX INCput | $508,000 | – | 129,000 | +100.0% | 0.07% | – |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $491,000 | -24.5% | 9,438 | -3.4% | 0.06% | -1.6% |
| DLTR | Sell | DOLLAR TREE INC | $480,000 | +11.1% | 5,913 | -3.7% | 0.06% | +44.2% |
| CONN | Sell | CONNS INC | $469,000 | -59.4% | 15,500 | -74.9% | 0.06% | -46.5% |
| SIAL | Sell | SIGMA ALDRICH CORP | $475,000 | -2.7% | 3,436 | -3.4% | 0.06% | +27.1% |
| GOGO | GOGO INC | $476,000 | +15.3% | 25,000 | 0.0% | 0.06% | +48.8% | |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $472,000 | +9.0% | 20,786 | -3.2% | 0.06% | +41.9% |
| SYMC | Sell | SYMANTEC CORP | $458,000 | -13.4% | 19,623 | -4.8% | 0.06% | +13.5% |
| AMAT | APPLIED MATLS INCput | $448,000 | -12.2% | 100,000 | 0.0% | 0.06% | +16.0% | |
| DISH | Sell | DISH NETWORK CORPcl a | $450,000 | -7.0% | 6,426 | -3.3% | 0.06% | +20.8% |
| CHKP | Sell | CHECK POINT SOFTWARE TECH LTord | $433,000 | -3.3% | 5,285 | -7.2% | 0.06% | +27.3% |
| SBAC | Sell | SBA COMMUNICATIONS CORP | $435,000 | +1.9% | 3,714 | -3.7% | 0.06% | +33.3% |
| CA | Sell | CA INC | $415,000 | +2.5% | 12,735 | -4.2% | 0.05% | +35.0% |
| BBBY | Sell | BED BATH & BEYOND INC | $410,000 | -2.6% | 5,338 | -3.5% | 0.05% | +29.3% |
| LC | Sell | LENDINGCLUB CORPput | $403,000 | +54.4% | 27,000 | -1.8% | 0.05% | +100.0% |
| VOD | Sell | VODAFONE GROUP PLC NEWspnsr adr no par | $405,000 | -18.5% | 12,398 | -14.7% | 0.05% | +6.1% |
| XONE | Buy | EXONE COput | $394,000 | +60.8% | 64,400 | +67.3% | 0.05% | +112.5% |
| SNDK | Sell | SANDISK CORP | $389,000 | -39.8% | 6,122 | -7.1% | 0.05% | -21.9% |
| ADSK | Sell | AUTODESK INC | $384,000 | -5.9% | 6,541 | -3.6% | 0.05% | +25.0% |
| MNKD | New | MANNKIND CORP | $377,000 | – | 72,500 | +100.0% | 0.05% | – |
| LBTYA | Sell | LIBERTY GLOBAL PLC | $372,000 | -1.3% | 7,225 | -3.7% | 0.05% | +29.7% |
| ALTR | Sell | ALTERA CORP | $371,000 | +10.4% | 8,653 | -5.0% | 0.05% | +45.5% |
| QRTEA | Sell | LIBERTY INTERACTIVE CORP | $374,000 | -4.8% | 12,809 | -4.1% | 0.05% | +23.1% |
| WYNN | Sell | WYNN RESORTS LTD | $367,000 | -18.4% | 2,918 | -3.6% | 0.05% | +6.8% |
| AKAM | Sell | AKAMAI TECHNOLOGIES INC | $364,000 | +8.7% | 5,121 | -3.7% | 0.05% | +42.4% |
| CTRX | Sell | CATAMARAN CORP | $355,000 | +10.6% | 5,966 | -3.7% | 0.05% | +43.8% |
| FAST | Sell | FASTENAL CO | $352,000 | -16.4% | 8,495 | -4.1% | 0.04% | +9.8% |
| KING | New | KING DIGITAL ENTMT PLCput | $348,000 | – | 91,700 | +100.0% | 0.04% | – |
| SRCL | Sell | STERICYCLE INC | $343,000 | +3.3% | 2,444 | -3.6% | 0.04% | +33.3% |
| HSIC | Sell | SCHEIN HENRY INC | $337,000 | -1.5% | 2,411 | -4.1% | 0.04% | +29.4% |
| TSCO | Sell | TRACTOR SUPPLY CO | $333,000 | +4.1% | 3,915 | -3.6% | 0.04% | +34.4% |
| NVDA | Sell | NVIDIA CORP | $327,000 | +0.6% | 15,630 | -3.7% | 0.04% | +31.2% |
| LRCX | Sell | LAM RESEARCH CORP | $322,000 | -14.6% | 4,580 | -3.5% | 0.04% | +13.5% |
| LLTC | Sell | LINEAR TECHNOLOGY CORP | $322,000 | -0.9% | 6,877 | -3.5% | 0.04% | +31.2% |
| VRSK | Sell | VERISK ANALYTICS INCcl a | $325,000 | +2.8% | 4,545 | -7.7% | 0.04% | +35.5% |
| XLNX | Sell | XILINX INC | $318,000 | -7.0% | 7,516 | -4.8% | 0.04% | +20.6% |
| NTAP | Sell | NETAPP INC | $318,000 | -17.6% | 8,965 | -3.7% | 0.04% | +7.9% |
| SNECQ | New | SANCHEZ ENERGY CORPput | $310,000 | – | 101,600 | +100.0% | 0.04% | – |
| TRIP | Sell | TRIPADVISOR INC | $311,000 | +7.2% | 3,744 | -3.7% | 0.04% | +37.9% |
| SPLS | Sell | STAPLES INC | $300,000 | -13.3% | 18,410 | -3.7% | 0.04% | +14.7% |
| MNKD | New | MANNKIND CORPput | $291,000 | – | 72,500 | +100.0% | 0.04% | – |
| New | DEALERTRACK TECHNOLOGIES INCnote 1.500% 3/1 | $297,000 | – | 250,000 | +100.0% | 0.04% | – | |
| CTXS | Sell | CITRIX SYS INC | $293,000 | -4.6% | 4,595 | -4.4% | 0.04% | +26.7% |
| KLAC | Sell | KLA-TENCOR CORP | $273,000 | -20.9% | 4,678 | -4.8% | 0.04% | +2.9% |
| UPLMQ | Buy | ULTRA PETROLEUM CORPput | $269,000 | +1.5% | 102,600 | +440.0% | 0.04% | +34.6% |
| GRMN | Sell | GARMIN LTD | $262,000 | -13.2% | 5,513 | -3.5% | 0.03% | +13.3% |
| VIP | Sell | VIMPELCOM LTDsponsored adr | $265,000 | +21.0% | 50,511 | -3.7% | 0.03% | +54.5% |
| EXPD | Sell | EXPEDITORS INTL WASH INC | $266,000 | +3.5% | 5,512 | -4.4% | 0.03% | +36.0% |
| LMCK | Sell | LIBERTY MEDIA CORP DELAWARE | $251,000 | +5.0% | 6,563 | -3.9% | 0.03% | +33.3% |
| CRRTQ | New | CARBO CERAMICS INCput | $241,000 | – | 26,900 | +100.0% | 0.03% | – |
| LOCO | Buy | EL POLLO LOCO HLDGS INCput | $242,000 | -65.3% | 44,100 | +0.2% | 0.03% | -55.1% |
| DISCK | Sell | DISCOVERY COMMUNICATNS NEW | $241,000 | -16.6% | 8,166 | -4.8% | 0.03% | +10.7% |
| KNDI | Sell | KANDI TECHNOLOGIES GROUP INC | $223,000 | -78.2% | 18,000 | -75.3% | 0.03% | -71.3% |
| MAT | Sell | MATTEL INC | $222,000 | -29.1% | 9,729 | -3.9% | 0.03% | -6.5% |
| Sell | PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $204,000 | -32.9% | 200,000 | -33.3% | 0.03% | -13.3% | |
| VDSI | New | VASCO DATA SEC INTL INCput | $197,000 | – | 40,100 | +100.0% | 0.02% | – |
| DWA | New | DREAMWORKS ANIMATION SKG INCput | $197,000 | – | 36,200 | +100.0% | 0.02% | – |
| New | ELECTRONIC ARTS INCnote 0.750% 7/1 | $185,000 | – | 100,000 | +100.0% | 0.02% | – | |
| FUEL | Buy | ROCKET FUEL INCput | $176,000 | -59.8% | 64,900 | +67.3% | 0.02% | -46.5% |
| CHART INDS INCnote 2.000% 8/0 | $164,000 | +0.6% | 168,000 | 0.0% | 0.02% | +31.2% | ||
| NSR | New | NEUSTAR INCput | $150,000 | – | 27,500 | +100.0% | 0.02% | – |
| XCO | EXCO RESOURCES INCput | $149,000 | +4.9% | 66,800 | 0.0% | 0.02% | +35.7% | |
| KN | New | KNOWLES CORP | $139,000 | – | 7,200 | +100.0% | 0.02% | – |
| XCO | EXCO RESOURCES INC | $122,000 | -15.9% | 66,800 | 0.0% | 0.02% | +14.3% | |
| ONVO | New | ORGANOVO HLDGS INCput | $122,000 | – | 7,000 | +100.0% | 0.02% | – |
| CONN | Sell | CONNS INCput | $123,000 | -89.5% | 15,500 | -75.0% | 0.02% | -86.1% |
| WW | New | WEIGHT WATCHERS INTL INC NEW | $110,000 | – | 15,700 | +100.0% | 0.01% | – |
| KNDI | Sell | KANDI TECHNOLOGIES GROUP INCput | $103,000 | -81.9% | 18,000 | -85.1% | 0.01% | -76.8% |
| SCTY | Sell | SOLARCITY CORPput | $76,000 | -85.8% | 39,700 | -47.1% | 0.01% | -81.1% |
| GOGO | GOGO INCput | $68,000 | -68.2% | 25,000 | 0.0% | 0.01% | -57.1% | |
| KERX | New | KERYX BIOPHARMACEUTICALS INC | $64,000 | – | 5,000 | +100.0% | 0.01% | – |
| KN | New | KNOWLES CORPput | $56,000 | – | 7,200 | +100.0% | 0.01% | – |
| New | TESLA MTRS INCnote 0.250% 3/0 | $28,000 | – | 33,000 | +100.0% | 0.00% | – | |
| ONVO | New | ORGANOVO HLDGS INC | $25,000 | – | 7,000 | +100.0% | 0.00% | – |
| KERX | New | KERYX BIOPHARMACEUTICALS INCput | $17,000 | – | 5,000 | +100.0% | 0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA INCput | $0 | – | -41,800 | -100.0% | 0.00% | – |
| PBPB | Exit | POTBELLY CORPput | $0 | – | -8,000 | -100.0% | 0.00% | – |
| SCTY | Exit | SOLARCITY CORPcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| GTATQ | Exit | GT ADVANCED TECHNOLOGIES INC | $0 | – | -32,000 | -100.0% | -0.00% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INCput | $0 | – | -16,000 | -100.0% | -0.00% | – |
| GDPMQ | Exit | GOODRICH PETE CORP | $0 | – | -3,700 | -100.0% | -0.00% | – |
| Exit | MICRON TECHNOLOGY INCnote 1.625% 2/1 | $0 | – | -11,000 | -100.0% | -0.00% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -61,000 | -100.0% | -0.00% | – |
| QTWWQ | Exit | QUANTUM FUEL SYS TECH WORLDW | $0 | – | -25,200 | -100.0% | -0.01% | – |
| TASR | Exit | TASER INTL INCput | $0 | – | -44,100 | -100.0% | -0.01% | – |
| Exit | NEWPARK RES INCnote 4.000%10/0 | $0 | – | -65,000 | -100.0% | -0.01% | – | |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -2,000 | -100.0% | -0.01% | – |
| HK | Exit | HALCON RES CORP | $0 | – | -44,900 | -100.0% | -0.01% | – |
| PBPB | Exit | POTBELLY CORP | $0 | – | -8,000 | -100.0% | -0.01% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEENput | $0 | – | -22,600 | -100.0% | -0.01% | – |
| Exit | SALIX PHARMACEUTICALS INCnote 1.500% 3/1 | $0 | – | -55,000 | -100.0% | -0.01% | – | |
| QTWWQ | Exit | QUANTUM FUEL SYS TECH WORLDWput | $0 | – | -25,200 | -100.0% | -0.01% | – |
| AUXL | Exit | AUXILIUM PHARMACEUTICALS INCput | $0 | – | -19,000 | -100.0% | -0.01% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC | $0 | – | -15,000 | -100.0% | -0.01% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INCput | $0 | – | -58,200 | -100.0% | -0.01% | – |
| NESCQ | Exit | NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | -27,500 | -100.0% | -0.02% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -58,200 | -100.0% | -0.02% | – |
| HK | Exit | HALCON RES CORPput | $0 | – | -44,900 | -100.0% | -0.02% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -340,000 | -100.0% | -0.02% | – |
| AMBA | Exit | AMBARELLA INCput | $0 | – | -20,000 | -100.0% | -0.02% | – |
| VHC | Exit | VIRNETX HLDG CORP | $0 | – | -43,300 | -100.0% | -0.02% | – |
| DNOW | Exit | NOW INCput | $0 | – | -35,000 | -100.0% | -0.02% | – |
| YGE | Exit | YINGLI GREEN ENERGY HLDG COadr | $0 | – | -120,100 | -100.0% | -0.03% | – |
| PLUG | Exit | PLUG POWER INCput | $0 | – | -110,000 | -100.0% | -0.03% | – |
| PLUG | Exit | PLUG POWER INC | $0 | – | -105,000 | -100.0% | -0.03% | – |
| ANET | Exit | ARISTA NETWORKS INCput | $0 | – | -21,900 | -100.0% | -0.03% | – |
| VJET | Exit | VOXELJET AGads | $0 | – | -40,700 | -100.0% | -0.03% | – |
| YGE | Exit | YINGLI GREEN ENERGY HLDG COput | $0 | – | -120,100 | -100.0% | -0.04% | – |
| OPK | Exit | OPKO HEALTH INCput | $0 | – | -75,000 | -100.0% | -0.04% | – |
| EQIX | Exit | EQUINIX INC | $0 | – | -1,641 | -100.0% | -0.04% | – |
| NESCQ | Exit | NUVERRA ENVIRONMENTAL SOLUTIput | $0 | – | -27,500 | -100.0% | -0.04% | – |
| VJET | Exit | VOXELJET AGput | $0 | – | -40,700 | -100.0% | -0.04% | – |
| ICON | Exit | ICONIX BRAND GROUP INC | $0 | – | -13,300 | -100.0% | -0.04% | – |
| TTSH | Exit | TILE SHOP HLDGS INC | $0 | – | -50,000 | -100.0% | -0.04% | – |
| JMEI | Exit | JUMEI INTL HLDG LTDsponsored adr | $0 | – | -35,100 | -100.0% | -0.05% | – |
| VHC | Exit | VIRNETX HLDG CORPput | $0 | – | -43,300 | -100.0% | -0.05% | – |
| TTSH | Exit | TILE SHOP HLDGS INCput | $0 | – | -50,000 | -100.0% | -0.06% | – |
| GLUU | Exit | GLU MOBILE INC | $0 | – | -150,000 | -100.0% | -0.06% | – |
| TRCO | Exit | TRIBUNE MEDIA COcl a | $0 | – | -10,000 | -100.0% | -0.06% | – |
| MYL | Exit | MYLAN INC | $0 | – | -11,178 | -100.0% | -0.06% | – |
| AUXL | Exit | AUXILIUM PHARMACEUTICALS INC | $0 | – | -19,000 | -100.0% | -0.06% | – |
| GDPMQ | Exit | GOODRICH PETE CORPput | $0 | – | -141,400 | -100.0% | -0.07% | – |
| OPK | Exit | OPKO HEALTH INC | $0 | – | -75,000 | -100.0% | -0.07% | – |
| HLF | Exit | HERBALIFE LTD | $0 | – | -20,000 | -100.0% | -0.07% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTD | $0 | – | -38,500 | -100.0% | -0.08% | – |
| GTATQ | Exit | GT ADVANCED TECHNOLOGIES INCput | $0 | – | -32,000 | -100.0% | -0.08% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTDput | $0 | – | -38,500 | -100.0% | -0.08% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTput | $0 | – | -575,800 | -100.0% | -0.08% | – |
| DNOW | Exit | NOW INC | $0 | – | -35,000 | -100.0% | -0.09% | – |
| JMEI | Exit | JUMEI INTL HLDG LTDput | $0 | – | -35,600 | -100.0% | -0.09% | – |
| AMBA | Exit | AMBARELLA INC | $0 | – | -20,000 | -100.0% | -0.10% | – |
| Exit | DEPOMED INCnote 2.500% 9/0 | $0 | – | -1,000,000 | -100.0% | -0.11% | – | |
| HLF | Exit | HERBALIFE LTDput | $0 | – | -50,000 | -100.0% | -0.11% | – |
| TASR | Exit | TASER INTL INC | $0 | – | -44,100 | -100.0% | -0.12% | – |
| ANET | Exit | ARISTA NETWORKS INC | $0 | – | -21,500 | -100.0% | -0.13% | – |
| 4107PS | Exit | MEADWESTVACO CORP | $0 | – | -32,300 | -100.0% | -0.14% | – |
| GLUU | Exit | GLU MOBILE INCput | $0 | – | -150,000 | -100.0% | -0.15% | – |
| INVN | Exit | INVENSENSE INCput | $0 | – | -253,900 | -100.0% | -0.16% | – |
| INVN | Exit | INVENSENSE INC | $0 | – | -112,500 | -100.0% | -0.18% | – |
| JCPNQ | Exit | PENNEY J C INCput | $0 | – | -384,700 | -100.0% | -0.22% | – |
| LULU | Exit | LULULEMON ATHLETICA INC | $0 | – | -41,300 | -100.0% | -0.23% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -383,200 | -100.0% | -0.24% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -38,700 | -100.0% | -0.31% | – |
| Exit | VOLCANO CORPORATIONnote 1.750%12/0 | $0 | – | -3,819,000 | -100.0% | -0.37% | – | |
| PPL | Exit | PPL CORP | $0 | – | -105,400 | -100.0% | -0.38% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GROUP | $0 | – | -93,000 | -100.0% | -0.38% | – |
| T | Exit | AT&T INC | $0 | – | -114,970 | -100.0% | -0.38% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -33,800 | -100.0% | -0.64% | – |
| COF | Exit | CAPITAL ONE FINL CORP | $0 | – | -82,400 | -100.0% | -0.67% | – |
| LO | Exit | LORILLARD INC | $0 | – | -109,900 | -100.0% | -0.68% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -121,500 | -100.0% | -0.77% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -149,800 | -100.0% | -0.87% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -61,100 | -100.0% | -1.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-04-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.