$1.57 Billion is the total value of MIZUHO SECURITIES USA LLC's 141 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 36.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $116,899,000 | +64.1% | 1,483,432 | +48.3% | 7.43% | +110.8% |
| V | New | VISA INC | $28,955,000 | – | 151,519 | +100.0% | 1.84% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $28,101,000 | +0.9% | 151,752 | +4.1% | 1.79% | +29.7% |
| GS | New | GOLDMAN SACHS GROUP INC | $23,968,000 | – | 151,494 | +100.0% | 1.52% | – |
| CVX | Buy | CHEVRON CORP NEW | $18,485,000 | +6.9% | 152,137 | +4.1% | 1.18% | +37.3% |
| MMM | Buy | 3M CO | $18,100,000 | +13.7% | 151,581 | +4.1% | 1.15% | +46.1% |
| BA | Buy | BOEING CO | $17,813,000 | +19.4% | 151,603 | +4.1% | 1.13% | +53.5% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $16,353,000 | +20.8% | 151,668 | +4.1% | 1.04% | +55.2% |
| MCD | Buy | MCDONALDS CORP | $14,598,000 | +1.2% | 151,732 | +4.1% | 0.93% | +30.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $13,220,000 | +5.1% | 152,496 | +4.1% | 0.84% | +35.2% |
| XOM | Buy | EXXON MOBIL CORP | $13,179,000 | -0.9% | 153,172 | +4.0% | 0.84% | +27.4% |
| TRV | Buy | TRAVELERS COMPANIES INC | $12,840,000 | +10.5% | 151,463 | +4.1% | 0.82% | +41.9% |
| CAT | Buy | CATERPILLAR INC DEL | $12,638,000 | +5.2% | 151,587 | +4.1% | 0.80% | +35.4% |
| HD | Buy | HOME DEPOT INC | $11,523,000 | +1.9% | 151,914 | +4.1% | 0.73% | +31.1% |
| PG | Buy | PROCTER & GAMBLE CO | $11,525,000 | +2.2% | 152,472 | +4.1% | 0.73% | +31.4% |
| AXP | Buy | AMERICAN EXPRESS CO | $11,458,000 | +5.2% | 151,718 | +4.1% | 0.73% | +35.3% |
| WMT | Buy | WAL-MART STORES INC | $11,243,000 | +3.4% | 152,021 | +4.1% | 0.72% | +32.9% |
| NKE | New | NIKE INCcl b | $11,014,000 | – | 151,623 | +100.0% | 0.70% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $10,866,000 | +13.9% | 151,736 | +4.1% | 0.69% | +46.4% |
| DIS | Buy | DISNEY WALT CO | $9,803,000 | +6.3% | 152,011 | +4.1% | 0.62% | +36.6% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $8,884,000 | +16.1% | 151,710 | +4.1% | 0.56% | +49.1% |
| JPM | Buy | JPMORGAN CHASE & CO | $7,904,000 | +1.9% | 152,902 | +4.1% | 0.50% | +31.0% |
| MRK | Buy | MERCK & CO INC NEW | $7,263,000 | +6.7% | 152,547 | +4.1% | 0.46% | +37.1% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $7,117,000 | -3.5% | 152,519 | +4.1% | 0.45% | +24.1% |
| KO | Buy | COCA COLA CO | $5,793,000 | -1.7% | 152,941 | +4.1% | 0.37% | +26.0% |
| T | Buy | AT&T INC | $5,193,000 | -0.6% | 153,557 | +4.0% | 0.33% | +27.4% |
| Buy | VERISIGN INCsdcv 3.250% 8/1 | $4,476,000 | +192.2% | 2,867,000 | +162.5% | 0.28% | +275.0% | |
| PFE | Buy | PFIZER INC | $4,425,000 | +6.5% | 154,112 | +3.9% | 0.28% | +36.4% |
| FOXA | New | TWENTY FIRST CENTY FOX INCcl a | $4,393,000 | – | 131,139 | +100.0% | 0.28% | – |
| GE | Buy | GENERAL ELECTRIC CO | $3,718,000 | +7.1% | 155,622 | +3.9% | 0.24% | +37.2% |
| Buy | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $2,736,000 | +40.7% | 2,700,000 | +42.1% | 0.17% | +81.2% | |
| New | LEAP WIRELESS INTL INCnote 4.500% 7/1 | $2,040,000 | – | 2,000,000 | +100.0% | 0.13% | – | |
| TSLA | New | TESLA MTRS INC | $2,017,000 | – | 10,428 | +100.0% | 0.13% | – |
| Buy | NAVISTAR INTL CORP NEWnote 3.000%10/1 | $1,691,000 | +217.9% | 1,683,000 | +206.0% | 0.11% | +315.4% | |
| CERN | Buy | CERNER CORP | $1,554,000 | -7.1% | 29,577 | +69.9% | 0.10% | +19.3% |
| LBTYA | Buy | LIBERTY GLOBAL PLC | $1,521,000 | +44.4% | 19,168 | +34.8% | 0.10% | +86.5% |
| New | MGM RESORTS INTERNATIONALnote 4.250% 4/1 | $1,274,000 | – | 1,000,000 | +100.0% | 0.08% | – | |
| CHTR | New | CHARTER COMMUNICATIONS INC Dcl a new | $1,173,000 | – | 8,707 | +100.0% | 0.08% | – |
| GMCR | New | GREEN MTN COFFEE ROASTERS IN | $975,000 | – | 12,939 | +100.0% | 0.06% | – |
| WYPRA | New | WEYERHAEUSER COpref conv ser a | $529,000 | – | 10,000 | +100.0% | 0.03% | – |
| New | ALLIANT TECHSYSTEMS INCnote 3.000% 8/1 | $51,000 | – | 39,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.