$3.17 Billion is the total value of Westchester Capital Management, LLC's 153 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 79.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AABA | Sell | Altaba Inc. | $322,953,000 | +18.2% | 4,875,512 | -2.8% | 10.17% | +24.2% |
| TWX | Buy | Time Warner Inc. | $273,694,000 | +23.6% | 2,671,484 | +21.1% | 8.62% | +29.9% |
| NXPI | Sell | NXP Semiconductors NV | $206,935,000 | -11.9% | 1,829,830 | -14.7% | 6.52% | -7.4% |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $190,935,000 | +163.2% | 760,000 | +153.3% | 6.01% | +176.6% |
| BCR | Buy | C.R. Bard, Inc. | $184,321,000 | +16.2% | 575,106 | +14.6% | 5.81% | +22.2% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $125,615,000 | -20.1% | 500,000 | -23.1% | 3.96% | -16.0% |
| RICE | Buy | Rice Energy Inc. | $113,122,000 | +203.7% | 3,908,860 | +179.5% | 3.56% | +219.3% |
| HUN | Buy | Huntsman Corporationput | $111,292,000 | +8.8% | 4,058,800 | +2.5% | 3.51% | +14.4% |
| DWDP | New | DowDuPont Inc. | $104,868,000 | – | 1,514,782 | +100.0% | 3.30% | – |
| HUN | Buy | Huntsman Corporation | $97,656,000 | +26.8% | 3,561,500 | +19.5% | 3.08% | +33.3% |
| HPE | Hewlett Packard Enterprise Company | $83,213,000 | -11.3% | 5,656,897 | 0.0% | 2.62% | -6.8% | |
| AIG | Buy | American International Group, Inc.put | $80,709,000 | +14.8% | 1,314,700 | +16.9% | 2.54% | +20.6% |
| T | Buy | AT&T Inc.put | $80,537,000 | +14.2% | 2,056,100 | +10.0% | 2.54% | +20.1% |
| ABCO | New | The Advisory Board Company | $79,506,000 | – | 1,482,625 | +100.0% | 2.50% | – |
| DWDP | New | DowDuPont Inc.put | $78,520,000 | – | 1,134,200 | +100.0% | 2.47% | – |
| HPE | Sell | Hewlett Packard Enterprise Companyput | $75,760,000 | -15.3% | 5,150,200 | -4.4% | 2.39% | -10.9% |
| COL | New | Rockwell Collins, Inc. | $75,511,000 | – | 577,697 | +100.0% | 2.38% | – |
| FIG | Buy | Fortress Investment Group LLCcl a | $61,933,000 | +19.5% | 7,770,719 | +19.8% | 1.95% | +25.6% |
| ALR | Alere, Inc. | $57,411,000 | +1.6% | 1,125,917 | 0.0% | 1.81% | +6.8% | |
| SNI | New | Scripps Networks Interactive Inc | $55,897,000 | – | 650,801 | +100.0% | 1.76% | – |
| AIG | Sell | American International Group, Inc. | $53,324,000 | -38.5% | 868,600 | -37.3% | 1.68% | -35.3% |
| ASH | Sell | Ashland Global Holdings Inc. | $52,717,000 | -6.5% | 806,200 | -5.8% | 1.66% | -1.8% |
| ASH | Sell | Ashland Global Holdings Inc.put | $52,273,000 | -0.8% | 799,400 | -0.1% | 1.65% | +4.2% |
| CPN | New | Calpine Corporation | $48,353,000 | – | 3,278,187 | +100.0% | 1.52% | – |
| LVLT | Sell | Level 3 Communications, Inc. | $46,956,000 | -63.5% | 881,148 | -59.4% | 1.48% | -61.7% |
| SEE | Sell | Sealed Air Corporation NEWput | $43,989,000 | -24.9% | 1,029,700 | -21.3% | 1.39% | -21.0% |
| NWL | New | Newell Brands, Inc. | $41,012,000 | – | 961,127 | +100.0% | 1.29% | – |
| SEE | Buy | Sealed Air Corporation NEW | $38,824,000 | -0.1% | 908,800 | +4.7% | 1.22% | +5.0% |
| MON | Sell | Monsanto Company NEW | $37,120,000 | -5.5% | 309,799 | -6.7% | 1.17% | -0.8% |
| MPC | Sell | Marathon Petroleum Corporationput | $26,661,000 | +2.0% | 475,400 | -4.8% | 0.84% | +7.3% |
| MFGP | New | Micro Focus International PLCspon adr new | $24,781,000 | – | 776,836 | +100.0% | 0.78% | – |
| 3106PS | Sell | Delphi Automotive PLCput | $16,817,000 | -4.5% | 170,900 | -14.9% | 0.53% | +0.4% |
| BRCD | New | Brocade Communications Systems, Inc. | $15,678,000 | – | 1,312,006 | +100.0% | 0.49% | – |
| CBS | Buy | CBS Corporationput | $15,643,000 | +95.4% | 269,700 | +114.9% | 0.49% | +105.4% |
| JCI | Buy | Johnson Controls International PLCput | $14,592,000 | +187.6% | 362,200 | +209.6% | 0.46% | +202.6% |
| WYND | Buy | Wyndham Worldwide Corpput | $14,547,000 | +40.4% | 138,000 | +33.7% | 0.46% | +47.7% |
| New | Brocade Communications Systems, Inc.note 1.375% 1/0 | $11,992,000 | – | 11,954,000 | +100.0% | 0.38% | – | |
| WRLSU | New | Pensare Acquisition Corp.unit 07/27/2022 | $10,640,000 | – | 1,030,000 | +100.0% | 0.34% | – |
| STWD | Starwood Property Trust, Inc. | $10,520,000 | -3.0% | 484,358 | 0.0% | 0.33% | +1.8% | |
| DGI | DigitalGlobe Inc. | $10,279,000 | +5.9% | 291,587 | 0.0% | 0.32% | +11.3% | |
| MMDM | New | Modern Media Acquisition Corp. | $9,584,000 | – | 980,396 | +100.0% | 0.30% | – |
| CSX | Buy | CSX Corporationput | $8,253,000 | +23.2% | 152,100 | +23.9% | 0.26% | +29.4% |
| LSXMA | Liberty Media Corp Deleware | $8,087,000 | -0.2% | 193,007 | 0.0% | 0.26% | +4.9% | |
| MGI | Buy | MoneyGram International, Inc. | $7,804,000 | +95.3% | 484,417 | +109.1% | 0.25% | +105.0% |
| FMCIU | Forum Merger Corporationunit 06/01/2024 | $7,751,000 | +0.6% | 756,189 | 0.0% | 0.24% | +5.6% | |
| JCI | Buy | Johnson Controls International PLC | $7,663,000 | +51.1% | 190,207 | +62.6% | 0.24% | +58.6% |
| CBS | Sell | CBS Corporationcl b | $6,705,000 | -49.3% | 115,600 | -44.2% | 0.21% | -46.7% |
| OA | New | Orbital ATK, Inc. | $5,635,000 | – | 42,316 | +100.0% | 0.18% | – |
| CSX | CSX Corporation | $5,062,000 | -0.6% | 93,300 | 0.0% | 0.16% | +3.9% | |
| NEFF | New | Neff Corporation | $4,585,000 | – | 183,411 | +100.0% | 0.14% | – |
| ILG | Sell | ILG, Inc. | $4,437,000 | -10.1% | 166,000 | -7.6% | 0.14% | -5.4% |
| ILG | ILG, Inc.put | $4,322,000 | -2.8% | 161,700 | 0.0% | 0.14% | +2.3% | |
| OKSB | New | Southwest Bancorp, Inc. OKLA | $4,154,000 | – | 150,789 | +100.0% | 0.13% | – |
| PNR | New | Pentair PLCput | $3,990,000 | – | 58,700 | +100.0% | 0.13% | – |
| PNR | New | Pentair PLC | $3,990,000 | – | 58,700 | +100.0% | 0.13% | – |
| HIO | Western Asset High Income Opportunity Fun | $3,915,000 | +1.2% | 763,229 | 0.0% | 0.12% | +6.0% | |
| DSU | Blackrock Debt Strategies Fund, Inc. | $3,713,000 | +1.1% | 318,149 | 0.0% | 0.12% | +6.4% | |
| ELEC | New | Electrum Special Acquisition Corp. | $3,075,000 | – | 300,000 | +100.0% | 0.10% | – |
| GE | Sell | General Electric Company | $2,981,000 | -82.9% | 123,300 | -80.9% | 0.09% | -82.0% |
| ALV | New | Autoliv, Inc.put | $2,905,000 | – | 23,500 | +100.0% | 0.09% | – |
| GLBL | New | TerraForm Global, Inc.cl a | $2,707,000 | – | 569,722 | +100.0% | 0.08% | – |
| PSTB | New | Park Sterling Corporation | $2,680,000 | – | 215,746 | +100.0% | 0.08% | – |
| NWSA | News Corporation NEWcl a | $2,161,000 | -3.2% | 163,001 | 0.0% | 0.07% | +1.5% | |
| BCACU | Bison Capital Acquisition Corp.unit 99/99/9999t | $2,054,000 | +0.7% | 200,000 | 0.0% | 0.06% | +6.6% | |
| FSACU | New | Federal Street Acquisition Corp.unit 99/99/9999 | $1,907,000 | – | 185,000 | +100.0% | 0.06% | – |
| DOTAU | New | Draper Oakwood Technology Acquisition, Inunit 09/30/2024 | $1,527,000 | – | 150,000 | +100.0% | 0.05% | – |
| GE | Sell | General Electric Companyput | $1,492,000 | -83.3% | 61,700 | -81.3% | 0.05% | -82.4% |
| HSNI | New | HSN, Inc. | $1,243,000 | – | 31,832 | +100.0% | 0.04% | – |
| MPC | Sell | Marathon Petroleum Corporation | $1,060,000 | -87.6% | 18,900 | -88.4% | 0.03% | -87.1% |
| RAD | Sell | Rite Aid Corp. | $722,000 | -95.6% | 368,200 | -93.3% | 0.02% | -95.3% |
| AHPA | New | Avista Healthcare Public Acquisition Corpcl a | $530,000 | – | 53,000 | +100.0% | 0.02% | – |
| NYRT | New | New York REIT, Inc. | $546,000 | – | 69,590 | +100.0% | 0.02% | – |
| MMDMW | New | Modern Media Acquisition Corp.*w exp 05/17/202 | $265,000 | – | 490,198 | +100.0% | 0.01% | – |
| BRQS | New | Borqs Technologies, Inc. | $60,000 | – | 10,444 | +100.0% | 0.00% | – |
| MSFG | New | MainSource Financial Group, Inc. | $30,000 | – | 850 | +100.0% | 0.00% | – |
| BRQSW | New | Borqs Technologies, Inc.*w exp 08/18/202 | $29,000 | – | 104,448 | +100.0% | 0.00% | – |
| LENB | Lennar Corporationcl b | $39,000 | 0.0% | 857 | 0.0% | 0.00% | 0.0% | |
| MRSN | Exit | Mersana Therapeutics, Inc. | $0 | – | -500 | -100.0% | 0.00% | – |
| PAACW | Exit | Pacific Special Acquisition Corp.*w exp 10/20/202 | $0 | – | -104,448 | -100.0% | -0.00% | – |
| DOW | Exit | Dow Chemical Company | $0 | – | -3,132 | -100.0% | -0.01% | – |
| CCP | Exit | Care Capital Properties, Inc. | $0 | – | -9,903 | -100.0% | -0.01% | – |
| HTZGQ | Exit | Hertz Global Holdings, Inc. | $0 | – | -27,000 | -100.0% | -0.01% | – |
| HTZGQ | Exit | Hertz Global Holdings, Inc.put | $0 | – | -78,400 | -100.0% | -0.03% | – |
| ALJ | Exit | Alon USA Energy, Inc. | $0 | – | -73,206 | -100.0% | -0.03% | – |
| DVMT | Exit | Dell Technologies Inc. | $0 | – | -22,521 | -100.0% | -0.04% | – |
| SGBK | Exit | Stonegate Bank FT. LAUDERDALE F | $0 | – | -43,719 | -100.0% | -0.06% | – |
| MGM | Exit | MGM Resorts Internationalput | $0 | – | -66,800 | -100.0% | -0.06% | – |
| PF | Exit | Pinnacle Foods Inc. DEL | $0 | – | -37,800 | -100.0% | -0.07% | – |
| PF | Exit | Pinnacle Foods Inc. DELput | $0 | – | -37,800 | -100.0% | -0.07% | – |
| WFM | Exit | Whole Foods Market, Inc. | $0 | – | -87,200 | -100.0% | -0.11% | – |
| SWFT | Exit | Swift Transportation Co.cl a | $0 | – | -174,425 | -100.0% | -0.14% | – |
| HRMN | Exit | Harmony Merger Corp | $0 | – | -500,000 | -100.0% | -0.16% | – |
| CLNS | Exit | Colony NorthStar, Inc. | $0 | – | -496,722 | -100.0% | -0.21% | – |
| GM | Exit | General Motors Co. | $0 | – | -222,800 | -100.0% | -0.23% | – |
| MMDMU | Exit | Modern Media Acquisitionunit 99/99/9999 | $0 | – | -980,400 | -100.0% | -0.30% | – |
| MGA | Exit | Magna International Inc.put | $0 | – | -223,000 | -100.0% | -0.31% | – |
| DISH | Exit | DISH Network Corp.cl a | $0 | – | -176,700 | -100.0% | -0.33% | – |
| DISH | Exit | DISH Network Corp.put | $0 | – | -182,500 | -100.0% | -0.34% | – |
| CBI | Exit | Chicago Bridge & Iron Company N.V.put | $0 | – | -733,900 | -100.0% | -0.43% | – |
| CBI | Exit | Chicago Bridge & Iron Company N.V. | $0 | – | -733,900 | -100.0% | -0.43% | – |
| VTTI | Exit | VTTI Energy Partners LP | $0 | – | -820,680 | -100.0% | -0.48% | – |
| VVV | Exit | Valvoline Inc. | $0 | – | -871,745 | -100.0% | -0.62% | – |
| FCH | Exit | FelCor Lodging Trust Inc. | $0 | – | -3,022,500 | -100.0% | -0.65% | – |
| OKS | Exit | ONEOK Partners, LPunit ltd partn | $0 | – | -502,484 | -100.0% | -0.77% | – |
| DOW | Exit | Dow Chemical Companyput | $0 | – | -430,700 | -100.0% | -0.81% | – |
| MET | Exit | MetLife Inc.put | $0 | – | -542,700 | -100.0% | -0.89% | – |
| DD | Exit | Du Pont (E.I.) de Nemoursput | $0 | – | -397,500 | -100.0% | -0.96% | – |
| WOOF | Exit | VCA Inc. | $0 | – | -438,495 | -100.0% | -1.21% | – |
| BHI | Exit | Baker Hughes Incorporated | $0 | – | -1,264,140 | -100.0% | -2.06% | – |
| BHI | Exit | Baker Hughes Jul.52 putput | $0 | – | -1,320,400 | -100.0% | -2.16% | – |
| MBBYF | Exit | Mobileye N.V. AMSTELVEEN | $0 | – | -1,632,360 | -100.0% | -3.07% | – |
| DD | Exit | Du Pont (E.I.) de Nemours | $0 | – | -1,296,603 | -100.0% | -3.14% | – |
| RAI | Exit | Reynolds American Inc. | $0 | – | -3,449,068 | -100.0% | -6.72% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF Trust | 44 | Q3 2023 | 11.8% |
| INVESCO SR INCOME TR | 39 | Q3 2023 | 0.2% |
| First Trust Senior Fltg. Rate Income Fd.I | 37 | Q3 2023 | 0.1% |
| Blackrock Fltg Rate OME Strategies Fund | 30 | Q3 2023 | 0.1% |
| Eaton Vance Flting-Rate Inc | 27 | Q4 2020 | 0.2% |
| Huntsman Corporation | 25 | Q2 2019 | 3.5% |
| Huntsman Corporation | 25 | Q2 2019 | 3.1% |
| CBS Corporation NEW | 24 | Q3 2019 | 1.7% |
| APOLLO SR FLOATING RATE FD I | 24 | Q3 2023 | 0.1% |
| CBS Corporation NEW | 23 | Q3 2019 | 2.5% |
View Westchester Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Data Knights Acquisition Corp. | February 14, 2023 | 504,457 | 15.2% |
| Alberton Acquisition CorpSold out | February 12, 2021 | 0 | 0.0% |
| BurgerFi International, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| Digital Media Solutions, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| PARTS iD, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| Hall of Fame Resort & Entertainment CoSold out | July 10, 2020 | 0 | 0.0% |
| Trident Acquisitions Corp. | February 14, 2020 | 758,014 | 2.9% |
| CM Seven Star Acquisition Corp | February 12, 2019 | 1,274,998 | 4.8% |
| Constellation Alpha Capital Corp. | February 12, 2019 | 1,343,817 | 7.2% |
| GigCapital, Inc. | February 12, 2019 | 886,996 | 4.8% |
View Westchester Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-15 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
View Westchester Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.