Westchester Capital Management, LLC

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$5.38 Billion is the total value of Westchester Capital Management, LLC's 324 reported holdings in Q2 2013. The portfolio turnover from Q1 2013 to Q2 2013 was 93.4% .

All

			Value		Shares		↓ Weighting
SPY	Buy	SPDR S&P 500 ETF TRput	$330,465,000	+91.8%	2,060,000	+87.3%	6.14%	+66.9%
LIFE	New	Life Technologies Corporation	$161,403,000	–	2,180,824	+100.0%	3.00%	–
NYX	Buy	NYSE Euronext	$154,232,000	+12.0%	3,725,403	+4.5%	2.87%	-2.5%
HES	Buy	Hess Corporationput	$125,448,000	+6.6%	1,886,700	+14.8%	2.33%	-7.2%
HES	Buy	Hess Corporation	$125,447,000	+6.6%	1,886,700	+14.8%	2.33%	-7.2%
S	Buy	Sprint Nextel Corporation	$119,260,000	+52.4%	16,988,612	+34.8%	2.22%	+32.8%
PFE	Buy	Pfizer Inc.put	$114,995,000	+239.7%	4,105,500	+250.0%	2.14%	+195.6%
PFE	Buy	Pfizer Inc.	$114,301,000	+101.0%	4,080,739	+107.0%	2.12%	+75.0%
GM	Buy	General Motors Co.	$108,054,000	+32.3%	3,243,900	+10.5%	2.01%	+15.1%
GM	Buy	General Motors Co.put	$108,056,000	+32.3%	3,243,900	+10.5%	2.01%	+15.1%
NVE	New	NV Energy, Inc.	$105,864,000	–	4,512,546	+100.0%	1.97%	–
HCBK	Buy	Hudson City Bancorp, Inc.	$97,990,000	+32.3%	10,697,520	+24.8%	1.82%	+15.2%
AIG	Sell	American International Group, Inc.	$96,351,000	-7.7%	2,155,500	-19.9%	1.79%	-19.7%
OIS	New	Oil States International, Inc.	$87,638,000	–	946,000	+100.0%	1.63%	–
BP	Buy	BP plcsponsored adr	$87,257,000	-1.4%	2,090,498	+0.0%	1.62%	-14.2%
SFD	New	Smithfield Foods, Inc.	$86,936,000	–	2,654,540	+100.0%	1.62%	–
AIG	Sell	American International Group, Inc.put	$86,232,000	-17.4%	1,929,100	-28.3%	1.60%	-28.1%
IR	Buy	Ingersoll-Rand plc	$76,467,000	+253.6%	1,377,300	+250.4%	1.42%	+207.6%
IR	Buy	Ingersoll-Rand plcput	$76,302,000	+252.9%	1,374,300	+249.6%	1.42%	+206.9%
WCRX	New	Warner Chilcott plc Ireland	$74,629,000	–	3,754,000	+100.0%	1.39%	–
WCRX	New	Warner Chilcott plc Irelandput	$74,629,000	–	3,754,000	+100.0%	1.39%	–
WMS	Buy	WMS Industries Inc.	$73,811,000	+1.6%	2,893,412	+0.4%	1.37%	-11.6%
EQIX	New	Equinix, Inc.	$72,798,000	–	394,100	+100.0%	1.35%	–
BMC	New	BMC Software, Inc.	$72,769,000	–	1,612,087	+100.0%	1.35%	–
EQIX	New	Equinix, Inc.put	$71,784,000	–	388,600	+100.0%	1.33%	–
ARB	Buy	Arbitron Inc.	$71,460,000	+14.1%	1,538,425	+15.2%	1.33%	-0.7%
OIS	New	Oil States International, Inc.put	$70,528,000	–	761,300	+100.0%	1.31%	–
BP	Buy	BP plcput	$69,785,000	+18.3%	1,671,900	+20.0%	1.30%	+3.0%
ASH	New	Ashland Inc.	$69,639,000	–	834,000	+100.0%	1.29%	–
CMCSK	Sell	Comcast Corp Newcl a spl	$68,418,000	-40.8%	1,724,682	-40.9%	1.27%	-48.5%
LAMR	Buy	Lamar Advertising Companyput	$68,404,000	+905.2%	1,576,100	+1025.8%	1.27%	+776.6%
APC	Buy	Anadarko Pete Corp	$66,269,000	+45.1%	771,200	+47.7%	1.23%	+26.4%
APC	Buy	Anadarko Pete Corpput	$66,270,000	+45.1%	771,200	+47.7%	1.23%	+26.4%
LAMR	Buy	Lamar Advertising Companycl a	$65,633,000	+382.2%	1,512,300	+440.1%	1.22%	+319.2%
DOV	New	Dover Corporation	$64,349,000	–	828,600	+100.0%	1.20%	–
TMUS	New	T-Mobile US, Inc.	$61,089,000	–	2,462,300	+100.0%	1.14%	–
SLM	Buy	SLM Corporationput	$60,558,000	+24.2%	2,649,100	+11.3%	1.13%	+8.2%
IP	New	International Paper Companyput	$59,557,000	–	1,344,100	+100.0%	1.11%	–
IP	New	International Paper Company	$59,557,000	–	1,344,100	+100.0%	1.11%	–
ASH	New	Ashland Inc.put	$55,703,000	–	667,100	+100.0%	1.04%	–
STZ	Sell	Constellation Brands Inc.cl a	$55,216,000	-0.8%	1,059,400	-9.3%	1.03%	-13.7%
NE	New	Noble Corporation Barrnamen-akt	$52,796,000	–	1,404,900	+100.0%	0.98%	–
NE	New	Noble Corporation Barrput	$52,796,000	–	1,404,900	+100.0%	0.98%	–
WMB		Williams Companies, Inc. Delput	$52,721,000	-13.3%	1,623,700	0.0%	0.98%	-24.6%
WMB	Sell	Williams Companies, Inc. Del	$51,916,000	-14.6%	1,598,900	-1.5%	0.96%	-25.7%
MUR		Murphy Oil Corporation	$50,416,000	-4.5%	828,000	0.0%	0.94%	-16.9%
DOV	New	Dover Corporationput	$49,998,000	–	643,800	+100.0%	0.93%	–
BRY	Buy	Berry Pete Co.cl a	$46,209,000	+29.2%	1,091,900	+41.3%	0.86%	+12.4%
BRY	Buy	Berry Pete Co.put	$46,209,000	+29.2%	1,091,900	+41.3%	0.86%	+12.4%
LLY	Sell	Eli Lilly & Company	$44,277,000	-14.2%	901,400	-0.8%	0.82%	-25.3%
LLY	Buy	Eli Lilly & Companyput	$44,277,000	+2.3%	901,400	+18.3%	0.82%	-10.9%
HUN	Buy	Huntsman Corporation	$42,260,000	-2.6%	2,551,900	+9.3%	0.78%	-15.2%
SLM	Sell	SLM Corporation	$40,880,000	-7.9%	1,788,300	-17.5%	0.76%	-19.7%
CLP	New	Colonial Properties Trust	$39,872,000	–	1,653,068	+100.0%	0.74%	–
HUN	Sell	Huntsman Corporationput	$39,650,000	-37.6%	2,394,300	-30.0%	0.74%	-45.7%
RIG	New	Transocean Ltd.put	$39,185,000	–	817,200	+100.0%	0.73%	–
RIG	New	Transocean Ltd.	$39,185,000	–	817,200	+100.0%	0.73%	–
VHS	New	Vanguard Health Systems, Inc.	$34,117,000	–	1,644,978	+100.0%	0.63%	–
TIVO	New	TiVo Inc.put	$33,366,000	–	3,019,500	+100.0%	0.62%	–
OMX	Buy	OfficeMax Inc. Del	$32,823,000	+0.2%	3,208,464	+13.7%	0.61%	-12.7%
LUMN	Sell	CenturyLink, Inc.put	$32,466,000	-51.8%	918,400	-52.1%	0.60%	-58.1%
STEI	New	Stewart Enterprises, Inc.cl a	$31,151,000	–	2,379,760	+100.0%	0.58%	–
DELL	New	Dell Inc.	$30,971,000	–	2,319,945	+100.0%	0.58%	–
TIVO	New	TiVo Inc.	$29,913,000	–	2,707,100	+100.0%	0.56%	–
OXY	New	Occidental Pete Corp Delput	$29,071,000	–	325,800	+100.0%	0.54%	–
OXY	New	Occidental Pete Corp Del	$29,071,000	–	325,800	+100.0%	0.54%	–
VLO	Buy	Valero Energy Corporation New	$28,873,000	-22.7%	830,400	+1.2%	0.54%	-32.6%
ELN	New	Elan Corporation plcadr	$28,280,000	–	2,000,000	+100.0%	0.53%	–
ELN	New	Elan Corporation plcput	$25,452,000	–	1,800,000	+100.0%	0.47%	–
MUR	Sell	Murphy Oil Corporationput	$25,208,000	-52.2%	414,000	-50.0%	0.47%	-58.4%
FCX	Sell	Freeport-McMoRan Copper & Gold, Inc.	$24,941,000	-48.7%	903,314	-38.5%	0.46%	-55.3%
DISH	New	DISH Network Corp.cl a	$24,206,000	–	569,300	+100.0%	0.45%	–
DISCK		Discovery Communications, Inc. New	$23,642,000	+0.2%	339,400	0.0%	0.44%	-12.9%
TMUS	New	T-Mobile US, Inc.put	$23,013,000	–	927,600	+100.0%	0.43%	–
VLO	Sell	Valero Energy Corporation Newput	$22,524,000	-55.6%	647,800	-41.9%	0.42%	-61.3%
	New	Corrections Corporation of America	$21,815,000	–	644,085	+100.0%	0.40%	–
WWAVB	New	WhiteWave Foods Company	$20,615,000	–	1,356,244	+100.0%	0.38%	–
SONY	New	Sony Corporationput	$20,460,000	–	965,600	+100.0%	0.38%	–
SONY	New	Sony Corporationadr new	$20,461,000	–	965,600	+100.0%	0.38%	–
WY	New	Weyerhaeuser Company	$19,943,000	–	700,000	+100.0%	0.37%	–
WY	New	Weyerhaeuser Companyput	$19,943,000	–	700,000	+100.0%	0.37%	–
4945SC	New	Kinder Morgan Energy Partnerut ltd partner	$18,092,000	–	211,850	+100.0%	0.34%	–
DISH	New	DISH Network Corp.put	$16,060,000	–	377,700	+100.0%	0.30%	–
	New	Liberty Global PLC	$16,039,000	–	216,517	+100.0%	0.30%	–
	New	Liberty Global PLC	$14,106,000	–	207,772	+100.0%	0.26%	–
XLF	New	Select Sector SPDR TRput	$13,611,000	–	700,000	+100.0%	0.25%	–
PENN	New	Penn National Gaming, Inc.	$13,215,000	–	250,000	+100.0%	0.25%	–
PENN	New	Penn National Gaming, Inc.put	$13,215,000	–	250,000	+100.0%	0.25%	–
MRK	Sell	Merck & Co., Inc. Newput	$12,402,000	-59.3%	183,000	-73.4%	0.23%	-64.6%
XLP	New	Select Sector SPDR TRput	$11,901,000	–	300,000	+100.0%	0.22%	–
3101SC	New	CommonWealth REITput	$11,560,000	–	500,000	+100.0%	0.22%	–
3101SC	New	CommonWealth REIT	$11,560,000	–	500,000	+100.0%	0.22%	–
LUFK	New	Lufkin Industries, Inc.	$10,326,000	–	116,718	+100.0%	0.19%	–
VZ		Verizon Communications Inc.put	$9,046,000	+2.4%	179,700	0.0%	0.17%	-11.1%
FCX	Buy	Freeport-McMoRan Copper & Gold, Inc.put	$8,877,000	+6.2%	321,500	+27.3%	0.16%	-7.8%
LVNTA		Liberty Interactive Corp.	$8,432,000	+12.5%	99,196	0.0%	0.16%	-1.9%
T	Sell	AT&T Inc.put	$7,909,000	-25.4%	223,400	-22.7%	0.15%	-35.0%
	New	Corrections Corporation of Americaput	$7,719,000	–	227,900	+100.0%	0.14%	–
ET	New	ExactTarget Inc.	$6,815,000	–	202,129	+100.0%	0.13%	–
BBT	Sell	BB&T Corporation	$6,529,000	-11.4%	192,700	-17.9%	0.12%	-22.9%
DF	Sell	Dean Foods Companyput	$5,992,000	-92.5%	598,000	-86.4%	0.11%	-93.5%
DF	Sell	Dean Foods Company	$5,992,000	-92.5%	598,000	-86.4%	0.11%	-93.5%
IN	Sell	Intermec Inc.	$5,235,000	-52.2%	532,639	-52.2%	0.10%	-58.5%
BBT	Buy	BB&T Corporationput	$4,895,000	+32.9%	144,500	+23.2%	0.09%	+15.2%
LPS	New	Lender Processing Services Inc.	$4,852,000	–	150,000	+100.0%	0.09%	–
ASCA	New	Ameristar Casinos, Inc.	$4,621,000	–	175,771	+100.0%	0.09%	–
T	Sell	AT&T Inc.	$3,873,000	-77.3%	109,400	-76.5%	0.07%	-80.3%
3606SC		CommonWealth REITcv pfd-e 7.25%	$3,765,000	-2.4%	150,000	0.0%	0.07%	-14.6%
GDI		Gardner Denver Inc.	$3,763,000	+0.1%	50,048	0.0%	0.07%	-12.5%
CLWR	Buy	Clearwire Corp Newcl a	$3,711,000	+350.9%	745,200	+193.5%	0.07%	+283.3%
EFT	Buy	Eaton Vance Floating-Rate Income Trust	$2,762,000	+43.6%	166,674	+51.9%	0.05%	+24.4%
ABBV	Sell	AbbVie Inc.	$2,088,000	-48.8%	50,500	-49.5%	0.04%	-55.2%
ABBV	Sell	AbbVie Inc.put	$2,088,000	-48.8%	50,500	-49.5%	0.04%	-55.2%
RBSPRNCL	New	Royal Bank of Scotland PLCadr pref ser n	$1,698,000	–	80,700	+100.0%	0.03%	–
CST	New	CST Brands, Inc.	$1,598,000	–	51,857	+100.0%	0.03%	–
VZ	Sell	Verizon Communications Inc.	$1,404,000	-97.2%	27,900	-97.3%	0.03%	-97.6%
LUMN	Sell	CenturyLink, Inc.	$1,311,000	-97.9%	37,100	-97.9%	0.02%	-98.2%
XLB	New	Select Sector SPDR TRput	$1,227,000	–	32,000	+100.0%	0.02%	–
RBSPRTCL	Sell	Royal Bank of Scotland Group PLCsp adr pref t	$1,074,000	-73.4%	44,844	-73.0%	0.02%	-76.7%
	New	Ingersoll-Rand plcput	$167,000	–	3,000	+100.0%	0.00%	–
MRK	Buy	Merck & Co., Inc. New	$139,000	+531.8%	3,000	+500.0%	0.00%	–
CYS	New	CYS Investments, Inc.	$87,000	–	9,500	+100.0%	0.00%	–
DOLE	Sell	Dole Food Company, Inc. New	$66,000	-99.8%	5,189	-99.9%	0.00%	-99.9%
VOD	Sell	Vodafone Group plc Newspons adr new	$52,000	-97.7%	1,800	-97.8%	0.00%	-98.0%
DOLE	Sell	Dole Food Company, Inc. Newput	$80,000	-99.8%	6,300	-99.8%	0.00%	-99.9%
LUK	Exit	Leucadia National Corp.	$0	–	-92	-100.0%	0.00%	–
AMTG	Exit	Apollo Residential Mortgage, Inc.	$0	–	-14,315	-100.0%	-0.01%	–
PFF	Exit	iShares TRus pfdstk idx	$0	–	-49,600	-100.0%	-0.04%	–
VOD	Exit	Vodafone Group plcput	$0	–	-81,200	-100.0%	-0.05%	–
C	Exit	Citigroup Inc.	$0	–	-60,700	-100.0%	-0.06%	–
NWSA	Exit	News Corporationcl a	$0	–	-87,400	-100.0%	-0.06%	–
C	Exit	Citigroup Inc.put	$0	–	-63,400	-100.0%	-0.06%	–
ABT	Exit	Abbott Labsput	$0	–	-100,000	-100.0%	-0.08%	–
ABT	Exit	Abbott Labs	$0	–	-100,000	-100.0%	-0.08%	–
TYC	Exit	Tyco International Ltd.put	$0	–	-124,000	-100.0%	-0.08%	–
TYC	Exit	Tyco International Ltd.	$0	–	-124,000	-100.0%	-0.08%	–
FITB	Exit	Fifth Third Bancorp	$0	–	-295,500	-100.0%	-0.10%	–
ALTE	Exit	Alterra Capital Holdings Ltd.	$0	–	-266,700	-100.0%	-0.18%	–
CRBC	Exit	Citizens Republic Bancorp, Inc.	$0	–	-395,190	-100.0%	-0.19%	–
FMCN	Exit	Focus Media Holding Limitedsponsored adr	$0	–	-355,683	-100.0%	-0.20%	–
CXW	Exit	Corrections Corporation of Americaput	$0	–	-404,700	-100.0%	-0.34%	–
STZ	Exit	Constellation Brands Inc.put	$0	–	-386,600	-100.0%	-0.39%	–
NAV	Exit	Navistar International Corporation	$0	–	-770,400	-100.0%	-0.57%	–
CBS	Exit	CBS Corporationput	$0	–	-576,900	-100.0%	-0.58%	–
NAV	Exit	Navistar International Corporationput	$0	–	-790,400	-100.0%	-0.58%	–
S	Exit	Sprint Nextel Corporationput	$0	–	-4,946,400	-100.0%	-0.66%	–
OMX	Exit	OfficeMax Inc.put	$0	–	-2,821,500	-100.0%	-0.70%	–
CPNO	Exit	Copano Energy LLC	$0	–	-906,970	-100.0%	-0.78%	–
KEY	Exit	KeyCorp	$0	–	-3,728,500	-100.0%	-0.79%	–
KEY	Exit	KeyCorpput	$0	–	-3,728,500	-100.0%	-0.79%	–
MMR	Exit	McMoRan Exploration Co.	$0	–	-2,415,200	-100.0%	-0.84%	–
GNW	Exit	Genworth Financial Inc.put	$0	–	-4,163,300	-100.0%	-0.89%	–
GNW	Exit	Genworth Financial Inc.	$0	–	-4,163,300	-100.0%	-0.89%	–
NWSA	Exit	News Corporationput	$0	–	-1,519,200	-100.0%	-0.99%	–
MHFI	Exit	McGraw-Hill Cos Incput	$0	–	-949,900	-100.0%	-1.06%	–
CHK	Exit	Chesapeake Energy Corporationput	$0	–	-2,565,400	-100.0%	-1.10%	–
CHK	Exit	Chesapeake Energy Corporation	$0	–	-2,565,400	-100.0%	-1.12%	–
CBS	Exit	CBS Corporationcl b	$0	–	-1,153,800	-100.0%	-1.15%	–
CXW	Exit	Corrections Corporation of America	$0	–	-1,674,300	-100.0%	-1.40%	–
MHFI	Exit	McGraw-Hill Cos Inc	$0	–	-1,349,200	-100.0%	-1.50%	–
VMED	Exit	Virgin Media Inc.	$0	–	-2,051,698	-100.0%	-2.14%	–
CYMI	Exit	Cymer, Inc.	$0	–	-1,362,440	-100.0%	-2.80%	–
PCS	Exit	MetroPCS Communications, Inc.	$0	–	-12,151,520	-100.0%	-2.83%	–
HNZ	Exit	H.J. Heinz Company	$0	–	-2,074,332	-100.0%	-3.20%	–
CVH	Exit	Coventry Health Care, Inc.	$0	–	-4,221,470	-100.0%	-4.24%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

GREEN & SMITH INVESTMENT MANAGEMENT LLC #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2013-08-14

Signatures

The EDGAR filing(s) were signed by:

Bruce Rubin — Chief Operating Officer and Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF Trust	44	Q3 2023	11.8%
INVESCO SR INCOME TR	39	Q3 2023	0.2%
First Trust Senior Fltg. Rate Income Fd.I	37	Q3 2023	0.1%
Blackrock Fltg Rate OME Strategies Fund	30	Q3 2023	0.1%
Eaton Vance Flting-Rate Inc	27	Q4 2020	0.2%
Huntsman Corporation	25	Q2 2019	3.5%
Huntsman Corporation	25	Q2 2019	3.1%
CBS Corporation NEW	24	Q3 2019	1.7%
APOLLO SR FLOATING RATE FD I	24	Q3 2023	0.1%
CBS Corporation NEW	23	Q3 2019	2.5%

View Westchester Capital Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Westchester Capital Management, LLC Q2 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Data Knights Acquisition Corp.	February 14, 2023	504,457	15.2%
Alberton Acquisition Corp^{Sold out}	February 12, 2021	0	0.0%
BurgerFi International, Inc.^{Sold out}	February 12, 2021	0	0.0%
Digital Media Solutions, Inc.^{Sold out}	February 12, 2021	0	0.0%
PARTS iD, Inc.^{Sold out}	February 12, 2021	0	0.0%
Hall of Fame Resort & Entertainment Co^{Sold out}	July 10, 2020	0	0.0%
Trident Acquisitions Corp.	February 14, 2020	758,014	2.9%
CM Seven Star Acquisition Corp	February 12, 2019	1,274,998	4.8%
Constellation Alpha Capital Corp.	February 12, 2019	1,343,817	7.2%
GigCapital, Inc.	February 12, 2019	886,996	4.8%

View Westchester Capital Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-15
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14

View Westchester Capital Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (5380470000.0 != 5380479000.0)

Export Westchester Capital Management, LLC's holdings

Westchester Capital Management, LLC - Q2 2013 holdings