$10.2 Million is the total value of ROCKY MOUNTAIN ADVISERS, LLC's 152 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $1,275,000 | – | 10,754 | +100.0% | 12.55% | – |
| TW | New | TOWERS WATSON & COcl a | $700,000 | – | 5,486 | +100.0% | 6.89% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $534,000 | – | 3 | +100.0% | 5.26% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $497,000 | – | 2,650 | +100.0% | 4.89% | – |
| WMT | New | WAL-MART STORES INC | $488,000 | – | 6,200 | +100.0% | 4.80% | – |
| BIF | New | BOULDER GROWTH & INCOME FD I | $365,000 | – | 45,428 | +100.0% | 3.59% | – |
| MMM | New | 3M CO | $358,000 | – | 2,554 | +100.0% | 3.52% | – |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $338,000 | – | 4,230 | +100.0% | 3.33% | – |
| BTF | New | BOULDER TOTAL RETURN FD INC | $315,000 | – | 13,705 | +100.0% | 3.10% | – |
| IGSB | New | ISHARES1-3 yr cr bd etf | $287,000 | – | 2,725 | +100.0% | 2.83% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $227,000 | – | 2,830 | +100.0% | 2.24% | – |
| New | MICROSOFT CORP | $226,000 | – | 6,040 | +100.0% | 2.22% | – | |
| JNJ | New | JOHNSON & JOHNSON | $212,000 | – | 2,319 | +100.0% | 2.09% | – |
| YUM | New | YUM BRANDS INC | $196,000 | – | 2,590 | +100.0% | 1.93% | – |
| New | TANGER FACTORY OUTLET CTRS I | $183,000 | – | 5,700 | +100.0% | 1.80% | – | |
| KO | New | COCA COLA CO | $180,000 | – | 4,362 | +100.0% | 1.77% | – |
| UNP | New | UNION PAC CORP | $168,000 | – | 1,000 | +100.0% | 1.65% | – |
| PG | New | PROCTER & GAMBLE CO | $163,000 | – | 2,000 | +100.0% | 1.60% | – |
| VIG | New | VANGUARD SPECIALIZED PORTFOLdiv app etf | $159,000 | – | 2,110 | +100.0% | 1.56% | – |
| KMB | New | KIMBERLY CLARK CORP | $157,000 | – | 1,500 | +100.0% | 1.55% | – |
| CINF | New | CINCINNATI FINL CORP | $131,000 | – | 2,500 | +100.0% | 1.29% | – |
| PAYX | New | PAYCHEX INC | $127,000 | – | 2,800 | +100.0% | 1.25% | – |
| GXP | New | GREAT PLAINS ENERGY INC | $114,000 | – | 4,699 | +100.0% | 1.12% | – |
| DVY | New | ISHARESselect divid etf | $103,000 | – | 1,445 | +100.0% | 1.01% | – |
| MRK | New | MERCK & CO INC NEW | $99,000 | – | 1,986 | +100.0% | 0.98% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $87,000 | – | 910 | +100.0% | 0.86% | – |
| JMF | New | NUVEEN ENERGY MLP TOTL RTRNF | $84,000 | – | 4,321 | +100.0% | 0.83% | – |
| AAPL | New | APPLE INC | $84,000 | – | 150 | +100.0% | 0.83% | – |
| EXC | New | EXELON CORP | $83,000 | – | 3,040 | +100.0% | 0.82% | – |
| IWO | New | ISHARESrus 2000 grw etf | $74,000 | – | 545 | +100.0% | 0.73% | – |
| COP | New | CONOCOPHILLIPS | $70,000 | – | 996 | +100.0% | 0.69% | – |
| SDY | New | SPDR SERIES TRUSTs&p divid etf | $68,000 | – | 940 | +100.0% | 0.67% | – |
| BDX | New | BECTON DICKINSON & CO | $66,000 | – | 600 | +100.0% | 0.65% | – |
| EWA | New | ISHARESmsci aust etf | $65,000 | – | 2,650 | +100.0% | 0.64% | – |
| GIS | New | GENERAL MLS INC | $60,000 | – | 1,200 | +100.0% | 0.59% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $58,000 | – | 2,800 | +100.0% | 0.57% | – |
| BACPRL | New | BANK OF AMERICA CORPORATION7.25%cnv pfd l | $53,000 | – | 50 | +100.0% | 0.52% | – |
| BKH | New | BLACK HILLS CORP | $53,000 | – | 1,000 | +100.0% | 0.52% | – |
| EWC | New | ISHARESmsci cda etf | $52,000 | – | 1,800 | +100.0% | 0.51% | – |
| XOM | New | EXXON MOBIL CORP | $52,000 | – | 511 | +100.0% | 0.51% | – |
| A309PS | New | DIRECTV | $50,000 | – | 731 | +100.0% | 0.49% | – |
| NSC | New | NORFOLK SOUTHERN CORP | $49,000 | – | 529 | +100.0% | 0.48% | – |
| MTH | New | MERITAGE HOMES CORP | $48,000 | – | 1,000 | +100.0% | 0.47% | – |
| PGX | New | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $47,000 | – | 3,500 | +100.0% | 0.46% | – |
| JPM | New | JPMORGAN CHASE & CO | $44,000 | – | 745 | +100.0% | 0.43% | – |
| SHY | New | ISHARES1-3 yr tr bd etf | $42,000 | – | 500 | +100.0% | 0.41% | – |
| GE | New | GENERAL ELECTRIC CO | $42,000 | – | 1,500 | +100.0% | 0.41% | – |
| PHM | New | PULTE GROUP INC | $41,000 | – | 2,000 | +100.0% | 0.40% | – |
| BAC | New | BANK OF AMERICA CORPORATION | $38,000 | – | 2,431 | +100.0% | 0.37% | – |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RE | $37,000 | – | 2,000 | +100.0% | 0.36% | – |
| LMCA | New | LIBERTY MEDIA CORP DELAWAREcl a | $36,000 | – | 247 | +100.0% | 0.35% | – |
| INTC | New | INTEL CORP | $34,000 | – | 1,300 | +100.0% | 0.34% | – |
| DNY | New | DENALI FD INC | $33,000 | – | 1,719 | +100.0% | 0.32% | – |
| MDC | New | M D C HLDGS INC | $32,000 | – | 1,000 | +100.0% | 0.32% | – |
| CSCO | New | CISCO SYS INC | $31,000 | – | 1,400 | +100.0% | 0.30% | – |
| LLY | New | LILLY ELI & CO | $31,000 | – | 600 | +100.0% | 0.30% | – |
| C | New | CITIGROUP INC | $31,000 | – | 600 | +100.0% | 0.30% | – |
| IYY | New | ISHARESdow jones us etf | $30,000 | – | 320 | +100.0% | 0.30% | – |
| AGG | New | ISHAREScore totusbd etf | $27,000 | – | 250 | +100.0% | 0.27% | – |
| QRTEA | New | LIBERTY INTERACTIVE CORP | $27,000 | – | 915 | +100.0% | 0.27% | – |
| BOND | New | PIMCO ETF TRtotl retn etf | $26,000 | – | 250 | +100.0% | 0.26% | – |
| UL | New | UNILEVER PLCspon adr new | $25,000 | – | 600 | +100.0% | 0.25% | – |
| PUK | New | PRUDENTIAL PLCadr | $23,000 | – | 500 | +100.0% | 0.23% | – |
| TWX | New | TIME WARNER INC | $23,000 | – | 333 | +100.0% | 0.23% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $22,000 | – | 550 | +100.0% | 0.22% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $21,000 | – | 120 | +100.0% | 0.21% | – |
| APC | New | ANADARKO PETE CORP | $20,000 | – | 250 | +100.0% | 0.20% | – |
| PSX | New | PHILLIPS 66 | $19,000 | – | 248 | +100.0% | 0.19% | – |
| FOXA | New | TWENTY FIRST CENTY FOX INCcl a | $19,000 | – | 552 | +100.0% | 0.19% | – |
| KMI | New | KINDER MORGAN INC DEL | $19,000 | – | 534 | +100.0% | 0.19% | – |
| SLF | New | SUN LIFE FINL INC | $18,000 | – | 500 | +100.0% | 0.18% | – |
| HPF | New | HANCOCK JOHN PFD INCOME FD I | $18,000 | – | 1,000 | +100.0% | 0.18% | – |
| BAX | New | BAXTER INTL INC | $18,000 | – | 265 | +100.0% | 0.18% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $16,000 | – | 300 | +100.0% | 0.16% | – |
| WIP | New | SPDR SERIES TRUSTdb int gvt etf | $15,000 | – | 260 | +100.0% | 0.15% | – |
| CAB | New | CABELAS INC | $14,000 | – | 211 | +100.0% | 0.14% | – |
| ALL | New | ALLSTATE CORP | $14,000 | – | 260 | +100.0% | 0.14% | – |
| LM | New | LEGG MASON INC | $13,000 | – | 300 | +100.0% | 0.13% | – |
| PAA | New | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $13,000 | – | 244 | +100.0% | 0.13% | – |
| VIAB | New | VIACOM INC NEWcl b | $13,000 | – | 152 | +100.0% | 0.13% | – |
| MYL | New | MYLAN INC | $13,000 | – | 300 | +100.0% | 0.13% | – |
| EWJ | New | ISHARESmsci japan etf | $12,000 | – | 1,007 | +100.0% | 0.12% | – |
| SYY | New | SYSCO CORP | $11,000 | – | 300 | +100.0% | 0.11% | – |
| GOOGL | New | GOOGLE INCcl a | $11,000 | – | 10 | +100.0% | 0.11% | – |
| TWC | New | TIME WARNER CABLE INC | $11,000 | – | 83 | +100.0% | 0.11% | – |
| HON | New | HONEYWELL INTL INC | $11,000 | – | 124 | +100.0% | 0.11% | – |
| PIO | New | POWERSHARES GLOBAL ETF TRUSTgbl wtr port | $11,000 | – | 490 | +100.0% | 0.11% | – |
| ADX | New | ADAMS EXPRESS CO | $11,000 | – | 813 | +100.0% | 0.11% | – |
| OKS | New | ONEOK PARTNERS LPunit ltd partn | $11,000 | – | 200 | +100.0% | 0.11% | – |
| DBC | New | POWERSHARES DB CMDTY IDX TRAunit ltd partn | $10,000 | – | 395 | +100.0% | 0.10% | – |
| HST | New | HOST HOTELS & RESORTS INC | $10,000 | – | 511 | +100.0% | 0.10% | – |
| KSU | New | KANSAS CITY SOUTHERN | $10,000 | – | 81 | +100.0% | 0.10% | – |
| EPI | New | WISDOMTREE TRindia erngs fd | $10,000 | – | 565 | +100.0% | 0.10% | – |
| ORCL | New | ORACLE CORP | $10,000 | – | 252 | +100.0% | 0.10% | – |
| PFG | New | PRINCIPAL FINL GROUP INC | $10,000 | – | 211 | +100.0% | 0.10% | – |
| CBS | New | CBS CORP NEWcl b | $10,000 | – | 158 | +100.0% | 0.10% | – |
| AMSWA | New | AMERICAN SOFTWARE INCcl a | $10,000 | – | 1,000 | +100.0% | 0.10% | – |
| IAU | New | ISHARES GOLD TRUSTishares | $9,000 | – | 800 | +100.0% | 0.09% | – |
| WFC | New | WELLS FARGO & CO NEW | $9,000 | – | 200 | +100.0% | 0.09% | – |
| CAF | New | MORGAN STANLEY CHINA A SH FD | $8,000 | – | 340 | +100.0% | 0.08% | – |
| DIS | New | DISNEY WALT CO | $8,000 | – | 100 | +100.0% | 0.08% | – |
| TYG | New | TORTOISE ENERGY INFRSTRCTR C | $8,000 | – | 175 | +100.0% | 0.08% | – |
| LVNTA | New | LIBERTY INTERACTIVE CORP | $8,000 | – | 62 | +100.0% | 0.08% | – |
| PRU | New | PRUDENTIAL FINL INC | $8,000 | – | 87 | +100.0% | 0.08% | – |
| VVC | New | VECTREN CORP | $7,000 | – | 190 | +100.0% | 0.07% | – |
| NOV | New | NATIONAL OILWELL VARCO INC | $7,000 | – | 82 | +100.0% | 0.07% | – |
| RYN | New | RAYONIER INC | $7,000 | – | 165 | +100.0% | 0.07% | – |
| EWZ | New | ISHARESmsci brz cap etf | $7,000 | – | 150 | +100.0% | 0.07% | – |
| CVX | New | CHEVRON CORP NEW | $7,000 | – | 58 | +100.0% | 0.07% | – |
| STRZA | New | STARZ | $7,000 | – | 247 | +100.0% | 0.07% | – |
| DUK | New | DUKE ENERGY CORP NEW | $7,000 | – | 100 | +100.0% | 0.07% | – |
| NU | New | NORTHEAST UTILS | $6,000 | – | 150 | +100.0% | 0.06% | – |
| ISRG | New | INTUITIVE SURGICAL INC | $6,000 | – | 15 | +100.0% | 0.06% | – |
| NXR | New | NUVEEN SELECT TAX FREE INCMsh ben int | $6,000 | – | 500 | +100.0% | 0.06% | – |
| VCSH | New | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $6,000 | – | 80 | +100.0% | 0.06% | – |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $6,000 | – | 100 | +100.0% | 0.06% | – |
| STPZ | New | PIMCO ETF TR1-5 us tip idx | $6,000 | – | 115 | +100.0% | 0.06% | – |
| SAFT | New | SAFETY INS GROUP INC | $6,000 | – | 100 | +100.0% | 0.06% | – |
| SCG | New | SCANA CORP NEW | $6,000 | – | 135 | +100.0% | 0.06% | – |
| WR | New | WESTAR ENERGY INC | $6,000 | – | 200 | +100.0% | 0.06% | – |
| 2101SC | New | DOW 30 PREMIUM & DIV INC FD | $5,000 | – | 300 | +100.0% | 0.05% | – |
| SO | New | SOUTHERN CO | $5,000 | – | 118 | +100.0% | 0.05% | – |
| RVT | New | ROYCE VALUE TR INC | $5,000 | – | 331 | +100.0% | 0.05% | – |
| AGO | New | ASSURED GUARANTY LTD | $5,000 | – | 230 | +100.0% | 0.05% | – |
| MCD | New | MCDONALDS CORP | $5,000 | – | 55 | +100.0% | 0.05% | – |
| PFE | New | PFIZER INC | $5,000 | – | 172 | +100.0% | 0.05% | – |
| MDU | New | MDU RES GROUP INC | $5,000 | – | 177 | +100.0% | 0.05% | – |
| RRC | New | RANGE RES CORP | $4,000 | – | 50 | +100.0% | 0.04% | – |
| CPN | New | CALPINE CORP | $4,000 | – | 200 | +100.0% | 0.04% | – |
| ADM | New | ARCHER DANIELS MIDLAND CO | $4,000 | – | 100 | +100.0% | 0.04% | – |
| COST | New | COSTCO WHSL CORP NEW | $3,000 | – | 28 | +100.0% | 0.03% | – |
| RWT | New | REDWOOD TR INC | $3,000 | – | 147 | +100.0% | 0.03% | – |
| DD | New | DU PONT E I DE NEMOURS & CO | $3,000 | – | 44 | +100.0% | 0.03% | – |
| KMIWS | New | KINDER MORGAN INC DEL*w exp 05/25/201 | $3,000 | – | 817 | +100.0% | 0.03% | – |
| ALXA | New | ALEXZA PHARMACEUTICALS INC | $2,000 | – | 350 | +100.0% | 0.02% | – |
| STO | New | STATOIL ASAsponsored adr | $2,000 | – | 100 | +100.0% | 0.02% | – |
| CCO | New | CLEAR CHANNEL OUTDOOR HLDGScl a | $2,000 | – | 228 | +100.0% | 0.02% | – |
| SHLDQ | New | SEARS HLDGS CORP | $2,000 | – | 43 | +100.0% | 0.02% | – |
| FITB | New | FIFTH THIRD BANCORP | $2,000 | – | 106 | +100.0% | 0.02% | – |
| 4305PS | New | ALCATEL-LUCENTsponsored adr | $2,000 | – | 390 | +100.0% | 0.02% | – |
| NWSA | New | NEWS CORP NEWcl a | $2,000 | – | 138 | +100.0% | 0.02% | – |
| NLY | New | ANNALY CAP MGMT INC | $2,000 | – | 230 | +100.0% | 0.02% | – |
| GMWSB | New | GENERAL MTRS CO*w exp 07/10/201 | $1,000 | – | 27 | +100.0% | 0.01% | – |
| GM | New | GENERAL MTRS CO | $1,000 | – | 29 | +100.0% | 0.01% | – |
| GNW | New | GENWORTH FINL INC | $1,000 | – | 70 | +100.0% | 0.01% | – |
| SUNEQ | New | SUNEDISON INC | $1,000 | – | 51 | +100.0% | 0.01% | – |
| AOL | New | AOL INC | $1,000 | – | 30 | +100.0% | 0.01% | – |
| PPL | New | PPL CORP | $1,000 | – | 43 | +100.0% | 0.01% | – |
| NFX | New | NEWFIELD EXPL CO | $1,000 | – | 40 | +100.0% | 0.01% | – |
| GMWSA | New | GENERAL MTRS CO*w exp 07/10/201 | $1,000 | – | 27 | +100.0% | 0.01% | – |
| TEX | New | TEREX CORP NEW | $1,000 | – | 29 | +100.0% | 0.01% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $0 | – | 47 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 40 | Q3 2023 | 9.0% |
| COHEN & STEERS INFRASTRUCTUR | 40 | Q3 2023 | 17.4% |
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 4.8% |
| WAL-MART STORES INC | 40 | Q3 2023 | 5.9% |
| BERKSHIRE HATHAWAY INC DEL | 40 | Q3 2023 | 5.3% |
| JPMORGAN CHASE & CO | 40 | Q3 2023 | 8.0% |
| SPDR SERIES TRUST | 40 | Q3 2023 | 4.0% |
| SOUTHERN CO | 40 | Q3 2023 | 7.3% |
| 3M CO | 40 | Q3 2023 | 3.5% |
| INTERNATIONAL BUSINESS MACHS | 40 | Q3 2023 | 4.9% |
View ROCKY MOUNTAIN ADVISERS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-24 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-07-27 |
| 13F-HR | 2023-04-19 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-02-09 |
View ROCKY MOUNTAIN ADVISERS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.