$493 Million is the total value of DG Capital Management, LLC's 173 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 79.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UTHR | Sell | UNITED THERAPEUTICS CORP DEL | $24,001,000 | -4.6% | 130,031 | -7.3% | 4.87% | -10.4% |
| AMRN | Sell | AMARIN CORP PLCspons adr new | $20,496,000 | +8.0% | 4,018,870 | -7.2% | 4.16% | +1.5% |
| HZNP | Sell | HORIZON THERAPEUTICS PUB L | $19,175,000 | +9.3% | 175,053 | -6.5% | 3.89% | +2.7% |
| CZR | Sell | CAESARS ENTERTAINMENT INC NE | $18,829,000 | +3.6% | 167,700 | -4.3% | 3.82% | -2.7% |
| FLL | Sell | FULL HSE RESORTS INC | $11,773,000 | -2.1% | 1,109,634 | -8.3% | 2.39% | -7.9% |
| AUPH | Sell | AURINIA PHARMACEUTICALS INC | $8,901,000 | +7.1% | 402,200 | -37.3% | 1.81% | +0.7% |
| HCAQ | Sell | HEALTHCOR CATALIO ACQU CORP | $3,852,000 | -2.0% | 389,136 | -2.5% | 0.78% | -7.9% |
| AWRE | Sell | AWARE INC MASS | $3,710,000 | +4.7% | 907,047 | -5.1% | 0.75% | -1.6% |
| ADF | Sell | ALDEL FINANCIAL INC | $344,000 | -65.1% | 34,054 | -65.9% | 0.07% | -67.1% |
| FRSGU | Sell | FIRST RESERVE SUSTAINABLE GWunit 03/05/2026 | $224,000 | -55.2% | 22,305 | -55.4% | 0.04% | -58.3% |
| HIIIW | Exit | HUDSON EXECUTIVE INVES III*w exp 02/22/202 | $0 | – | -1,829 | -100.0% | 0.00% | – |
| RXRAW | Exit | RXR ACQUISITION CORP*w exp 03/08/202 | $0 | – | -5,040 | -100.0% | -0.00% | – |
| LOKMWS | Exit | LIVE OAK MOBILITY ACQUISI CO*w exp 03/04/202 | $0 | – | -2,960 | -100.0% | -0.00% | – |
| KAHCWS | Exit | KKR ACQUISITION HOLDING I CO*w exp 99/99/999 | $0 | – | -3,782 | -100.0% | -0.00% | – |
| SPGSWS | Exit | SIMON PROPERTY GRP ACQ HOLDI*w exp 02/04/202 | $0 | – | -3,880 | -100.0% | -0.00% | – |
| SLAMW | Exit | SLAM CORP*w exp 02/23/202 | $0 | – | -2,500 | -100.0% | -0.00% | – |
| CFVIW | Exit | CF ACQUISITION CORP VI*w exp 02/18/202 | $0 | – | -6,250 | -100.0% | -0.00% | – |
| PFDRW | Exit | PATHFINDER ACQUISITION CORP*w exp 02/19/202 | $0 | – | -4,999 | -100.0% | -0.00% | – |
| CFFVW | Exit | CF ACQUISITION CORP V*w exp 01/25/202 | $0 | – | -8,332 | -100.0% | -0.00% | – |
| TZPSU | Exit | TZP STRATEGIES ACQUISTN CORPunit 01/06/2026 | $0 | – | -1,037 | -100.0% | -0.00% | – |
| BOASWS | Exit | BOA ACQUISITION CORP*w exp 02/22/202 | $0 | – | -8,333 | -100.0% | -0.00% | – |
| ACIIU | Exit | ATLAS CREST INVESTMENT CORPunit 99/99/9999 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| PICCU | Exit | PIVOTAL INVESTMENT CORP IIIunit 01/28/2028 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| FVIVWS | Exit | FORTRESS VALUE ACQUISI CORP*w exp 03/18/202 | $0 | – | -8,177 | -100.0% | -0.00% | – |
| GGPIW | Exit | GORES GUGGENHEIM INC*w exp 03/25/202 | $0 | – | -7,977 | -100.0% | -0.00% | – |
| FRSGW | Exit | FIRST RESERVE SUSTAINABLE GW*w exp 03/05/202 | $0 | – | -12,624 | -100.0% | -0.00% | – |
| RTPYW | Exit | REINVENT TECHNOLOGY PARTNERS*w exp 03/12/202 | $0 | – | -11,100 | -100.0% | -0.00% | – |
| GSQDWS | Exit | G SQUARED ASCEND I INC*w exp 02/01/202 | $0 | – | -17,999 | -100.0% | -0.01% | – |
| PPGHW | Exit | POEMA GLOBAL HOLDINGS CORP*w exp 01/08/202 | $0 | – | -42,334 | -100.0% | -0.01% | – |
| SPAQWS | Exit | SPARTAN ACQUISITION CORP III*w exp 02/04/202 | $0 | – | -30,000 | -100.0% | -0.01% | – |
| ADFWS | Exit | ALDEL FINANCIAL INC*w exp 99/99/999 | $0 | – | -50,000 | -100.0% | -0.01% | – |
| FPACU | Exit | FAR PEAK ACQUISITION CORPunit 99/99/9999 | $0 | – | -5,400 | -100.0% | -0.01% | – |
| OEPWU | Exit | ONE EQUITY PARTNERS OPEN WTRunit 01/14/2026 | $0 | – | -5,974 | -100.0% | -0.01% | – |
| GLBLW | Exit | CARTESIAN GROWTH CORP*w exp 02/26/202 | $0 | – | -86,665 | -100.0% | -0.02% | – |
| CFVIU | Exit | CF ACQUISITION CORP VIunit 99/99/9999 | $0 | – | -7,600 | -100.0% | -0.02% | – |
| MBACWS | Exit | M3 BRIGADE ACQUISITION II CO*w exp 09/03/202 | $0 | – | -66,666 | -100.0% | -0.02% | – |
| HIII | Exit | HUDSON EXECUTIVE INVES III | $0 | – | -9,149 | -100.0% | -0.02% | – |
| AMR | Exit | ALPHA METALLURGICAL RESOUR I | $0 | – | -5,327 | -100.0% | -0.03% | – |
| FPAC | Exit | FAR PEAK ACQUISITION CORP | $0 | – | -15,236 | -100.0% | -0.03% | – |
| TMTSW | Exit | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $0 | – | -201,334 | -100.0% | -0.05% | – |
| TVACW | Exit | THAYER VENTURES ACQU CORP*w exp 01/01/203 | $0 | – | -200,000 | -100.0% | -0.06% | – |
| GGPI | Exit | GORES GUGGENHEIM INC | $0 | – | -39,887 | -100.0% | -0.08% | – |
| BTNB | Exit | BRIDGETOWN 2 HOLDINGS LTDcl a | $0 | – | -49,747 | -100.0% | -0.11% | – |
| RTPY | Exit | REINVENT TECHNOLOGY PARTNERS | $0 | – | -88,800 | -100.0% | -0.19% | – |
| MDHU | Exit | MDH ACQUISITION CORPunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.22% | – |
| ORIAU | Exit | ORION BIOTECH OPPORTUNTES COunit 04/15/2025 | $0 | – | -175,000 | -100.0% | -0.38% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -42,000 | -100.0% | -1.83% | – |
| DRI | Exit | DARDEN RESTAURANTS INCcall | $0 | – | -79,300 | -100.0% | -2.50% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AWARE INC/MASS | 24 | Q3 2023 | 19.7% |
| BLUEKNIGHT ENERGY PARTNERS LLC | 19 | Q2 2022 | 34.3% |
| EVERI HOLDINGS INC | 15 | Q3 2023 | 12.7% |
| TURNING PT BRANDS INC | 14 | Q2 2023 | 7.1% |
| CAESARS ENTERTAINMENT INC NE | 13 | Q3 2023 | 10.6% |
| AMARIN CORP PLC -ADR | 12 | Q3 2023 | 4.7% |
| SUMMIT MATLS INC | 11 | Q2 2023 | 7.8% |
| NORTHERN REVIVAL ACQUISITION | 11 | Q3 2023 | 0.0% |
| CORNER GROWTH ACQUISITION CO | 11 | Q3 2023 | 0.0% |
| INSPIRED ENTMT INC | 10 | Q3 2023 | 7.9% |
View DG Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blueknight Energy Partners, L.P. | July 15, 2022 | 2,952,323 | 6.9% |
| AWARE INC /MA/ | February 11, 2022 | 907,047 | 4.2% |
| ICTV Brands Inc.Sold out | February 11, 2021 | 0 | 0.0% |
| RiceBran Technologies | February 11, 2021 | 1,279,319 | 3.0% |
| INNOVATIVE INDUSTRIAL PROPERTIES INCSold out | January 25, 2018 | 0 | 0.0% |
| Community Healthcare Trust Inc | February 10, 2017 | 142,484 | 1.1% |
| WESTMORELAND COAL CoSold out | February 10, 2017 | 0 | 0.0% |
| KCAP Financial, Inc. | April 04, 2016 | 1,253,258 | 3.4% |
| HC2 Holdings, Inc. | December 29, 2015 | 1,462,534 | 4.1% |
| SALEM COMMUNICATIONS CORP /DE/ | February 12, 2014 | 229,420 | 1.2% |
View DG Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-10 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-12 |
| SC 13D/A | 2024-02-02 |
| SC 13G/A | 2024-01-29 |
| 13F-HR | 2023-11-14 |
| SC 13D/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
View DG Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.