DG Capital Management, LLC - Q2 2021 holdings

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$463 Million is the total value of DG Capital Management, LLC's 194 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 81.4% .

All

			Value		Shares		↓ Weighting
EVRI	Sell	EVERI HLDGS INC	$23,257,000	+42.4%	932,524	-19.4%	5.02%	+28.7%
DRI	Sell	DARDEN RESTAURANTS INCcall	$11,577,000	+2.0%	79,300	-0.9%	2.50%	-7.9%
BKEP	Sell	BLUEKNIGHT ENERGY PARTNERS L	$11,302,000	+12.9%	2,990,020	-3.2%	2.44%	+2.1%
TVAC	Sell	THAYER VENTURES ACQU CORP	$7,614,000	-3.6%	757,600	-5.0%	1.64%	-12.9%
AWRE	Sell	AWARE INC MASS	$3,545,000	-9.7%	955,441	-11.2%	0.76%	-18.4%
RIBT	Sell	RICEBRAN TECHNOLOGIES	$466,000	-49.4%	412,121	-55.7%	0.10%	-54.1%
FRONU	Sell	FRONTIER ACQUISITION CORPunit 03/01/2026	$371,000	-48.4%	37,076	-48.8%	0.08%	-53.5%
TVACW	Sell	THAYER VENTURES ACQU CORP*w exp 01/01/203	$260,000	+8.3%	200,000	-50.0%	0.06%	-1.8%
TMTSW	Sell	SPARTACUS ACQUISITION CORP*w exp 10/31/202	$248,000	+72.2%	201,334	-10.5%	0.05%	+58.8%
APGBU	Sell	APOLLO STRATEGIC GRWT CPTL Iunit 99/99/9999	$250,000	-68.2%	25,000	-68.3%	0.05%	-71.3%
DBDR	Sell	ROMAN DBDR TECH ACQUISITION	$218,000	-82.7%	21,584	-83.0%	0.05%	-84.4%
CFVIU	Sell	CF ACQUISITION CORP VIunit 99/99/9999	$76,000	-69.4%	7,600	-69.6%	0.02%	-72.9%
ACIIU	Sell	ATLAS CREST INVESTMENT CORPunit 99/99/9999	$10,000	-98.3%	1,000	-98.3%	0.00%	-98.6%
THMAW	Exit	THIMBLE POINT ACQUISITION CO*w exp 02/04/202	$0	–	-8,333	-100.0%	-0.00%	–
ENFAW	Exit	890 5TH AVE PARTNERS INC*w exp 01/12/202	$0	–	-25,152	-100.0%	-0.01%	–
RTPYU	Exit	REINVENT TECHNOLOGY PARTNERSunit 03/12/2026	$0	–	-3,800	-100.0%	-0.01%	–
SLAMU	Exit	SLAM CORPunit 99/99/9999	$0	–	-10,000	-100.0%	-0.02%	–
LOKMU	Exit	LIVE OAK MOBILITY ACQUISI COunit 03/01/2028	$0	–	-14,800	-100.0%	-0.04%	–
DBDRW	Exit	ROMAN DBDR TECH ACQUISITION*w exp 10/31/202	$0	–	-200,000	-100.0%	-0.04%	–
SPGSU	Exit	SIMON PROPERTY GRP ACQ HOLDIunit 99/99/9999	$0	–	-19,400	-100.0%	-0.05%	–
PFDRU	Exit	PATHFINDER ACQUISITION CORPunit 02/17/2026	$0	–	-25,000	-100.0%	-0.06%	–
BOASU	Exit	BOA ACQUISITION CORPunit 99/99/9999	$0	–	-25,000	-100.0%	-0.06%	–
ROCRU	Exit	ROTH CH ACQUISITION III COunit 02/26/2026	$0	–	-25,000	-100.0%	-0.06%	–
RSVA	Exit	RODGERS SILICON VALLEY AQ CO	$0	–	-19,776	-100.0%	-0.06%	–
VGIIU	Exit	VIRGIN GROUP ACQUISIT CORP Iunit 99/99/9999	$0	–	-30,000	-100.0%	-0.07%	–
CFFEU	Exit	CF ACQUISITION CORP VIIIunit 03/31/2028	$0	–	-40,000	-100.0%	-0.10%	–
ITHXU	Exit	ITHAX ACQUISITION CORPunit 12/31/2027	$0	–	-41,000	-100.0%	-0.10%	–
PSAGU	Exit	PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026	$0	–	-50,000	-100.0%	-0.12%	–
OHPAU	Exit	ORION ACQUISITION CORPunit 02/19/2026	$0	–	-50,000	-100.0%	-0.12%	–
ARRWU	Exit	ARROWROOT ACQUISITION CORPunit 01/29/2026	$0	–	-50,000	-100.0%	-0.12%	–
PLMIU	Exit	PLUM ACQUISITION CORP Iunit 03/15/2026	$0	–	-50,000	-100.0%	-0.12%	–
SNIIU	Exit	SUPERNOVA PARTNERS ACQUISTNunit 99/99/9999	$0	–	-50,000	-100.0%	-0.12%	–
JWSMU	Exit	JAWS MUSTANG ACQUISITION CORunit 99/99/9999	$0	–	-60,000	-100.0%	-0.14%	–
LCAAU	Exit	L CATTERTON ASIA ACQUISITIONunit 03/11/2026	$0	–	-75,000	-100.0%	-0.18%	–
WPCBU	Exit	WARBURG PINCUS CAPTAL CORP Iunit 99/99/9999	$0	–	-75,000	-100.0%	-0.18%	–
DCRNU	Exit	DECARBONIZATION PLUS ACQU IIunit 01/19/2026	$0	–	-78,523	-100.0%	-0.19%	–
PNTMU	Exit	PONTEM CORPORATIONunit 99/99/9999	$0	–	-82,653	-100.0%	-0.20%	–
PPGHU	Exit	POEMA GLOBAL HOLDINGS CORPunit 99/99/9999	$0	–	-84,669	-100.0%	-0.20%	–
GSQDU	Exit	G SQUARED ASCEND I INCunit 99/99/9999	$0	–	-90,000	-100.0%	-0.22%	–
FOREU	Exit	FORESIGHT ACQUISITION CORPunit 01/29/2026	$0	–	-98,494	-100.0%	-0.23%	–
MACCU	Exit	MISSION ADVANCEMENT CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.24%	–
ASZU	Exit	AUSTERLITZ ACQUISITION CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.24%	–
AUSU	Exit	AUSTERLITZ ACQUISITION CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.24%	–
SPKBU	Exit	SILVER SPIKE ACQUISITN CORPunit 02/26/2026	$0	–	-105,594	-100.0%	-0.25%	–
AMPIU	Exit	ADVANCED MERGER PARTNERS INCunit 99/99/9999	$0	–	-105,400	-100.0%	-0.25%	–
FTEVU	Exit	FINTECH EVOLUTION ACQUIS GROunit 99/99/9999	$0	–	-120,000	-100.0%	-0.28%	–
COVAU	Exit	COVA ACQUISITION CORPunit 04/01/2021	$0	–	-120,000	-100.0%	-0.28%	–
SPAQU	Exit	SPARTAN ACQUISITION CORP IIIunit 99/99/9999	$0	–	-120,000	-100.0%	-0.29%	–
PDOTU	Exit	PERIDOT ACQUISITION CORP IIunit 99/99/9999	$0	–	-127,000	-100.0%	-0.30%	–
GIGGU	Exit	GIGCAPITAL4 INCunit 99/99/9999	$0	–	-150,000	-100.0%	-0.35%	–
TWNTU	Exit	TAILWIND TWO ACQUISITION CORunit 03/01/2028	$0	–	-150,000	-100.0%	-0.35%	–
FMIVU	Exit	FORUM MERGER IV CORPunit 03/15/2028	$0	–	-150,000	-100.0%	-0.36%	–
LGACU	Exit	LAZARD GROWTH ACQUISITION COunit 99/99/9999	$0	–	-150,201	-100.0%	-0.36%	–
ESMU	Exit	ESM ACQUISITION CORPORATIONunit 99/99/9999	$0	–	-152,103	-100.0%	-0.36%	–
KURIU	Exit	ALKURI GLOBAL ACQUISITION COunit 01/01/2028	$0	–	-200,000	-100.0%	-0.47%	–
AGGRU	Exit	AGILE GROWTH CORPunit 03/09/2026	$0	–	-200,000	-100.0%	-0.47%	–
MBACU	Exit	M3 BRIGADE ACQUISITION II COunit 99/99/9999	$0	–	-200,000	-100.0%	-0.47%	–
SPTKU	Exit	SPORTSTEK ACQUISITION CORPunit 02/16/2028	$0	–	-200,000	-100.0%	-0.48%	–
BCRX	Exit	BIOCRYST PHARMACEUTICALS INC	$0	–	-203,337	-100.0%	-0.49%	–
FSNBU	Exit	FUSION ACQUISITION CORP IIunit 02/29/2028	$0	–	-221,400	-100.0%	-0.52%	–
RCLFU	Exit	ROSECLIFF ACQUISITION CORP Iunit 99/99/9999	$0	–	-225,000	-100.0%	-0.53%	–
TWNIU	Exit	TAILWIND INTERNATNAL ACQ CORunit 99/99/9999	$0	–	-250,000	-100.0%	-0.59%	–
GLBLU	Exit	CARTESIAN GROWTH CORPunit 02/26/2028	$0	–	-260,000	-100.0%	-0.62%	–
PTOCU	Exit	PINE TECHNOLOGY ACQUISITN COunit 03/31/2028	$0	–	-300,000	-100.0%	-0.71%	–
FSSIU	Exit	FORTISTAR SUSTAINABLE SOL COunit 01/14/2026	$0	–	-400,000	-100.0%	-0.95%	–
SSAAU	Exit	SCIENCE STRATEGIC ACQ ALPHAunit 01/20/2026	$0	–	-407,944	-100.0%	-0.97%	–
BIOTU	Exit	BIOTECH ACQUISITION COMPANYunit 11/30/2027	$0	–	-450,000	-100.0%	-1.06%	–
	Exit	NANTHEALTH INCnote 5.500%12/1	$0	–	-6,815,000	-100.0%	-1.58%	–
AZN	Exit	ASTRAZENECA PLCcall	$0	–	-242,000	-100.0%	-2.87%	–
STAY	Exit	EXTENDED STAY AMER INCunit 99/99/9999b	$0	–	-1,142,694	-100.0%	-5.39%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-08-12

Signatures

The EDGAR filing(s) were signed by:

Eric Evanter — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
AWARE INC/MASS	24	Q3 2023	19.7%
BLUEKNIGHT ENERGY PARTNERS LLC	19	Q2 2022	34.3%
EVERI HOLDINGS INC	15	Q3 2023	12.7%
TURNING PT BRANDS INC	14	Q2 2023	7.1%
CAESARS ENTERTAINMENT INC NE	13	Q3 2023	10.6%
AMARIN CORP PLC -ADR	12	Q3 2023	4.7%
SUMMIT MATLS INC	11	Q2 2023	7.8%
NORTHERN REVIVAL ACQUISITION	11	Q3 2023	0.0%
CORNER GROWTH ACQUISITION CO	11	Q3 2023	0.0%
INSPIRED ENTMT INC	10	Q3 2023	7.9%

View DG Capital Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

DG Capital Management, LLC Q2 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Blueknight Energy Partners, L.P.	July 15, 2022	2,952,323	6.9%
AWARE INC /MA/	February 11, 2022	907,047	4.2%
ICTV Brands Inc.^{Sold out}	February 11, 2021	0	0.0%
RiceBran Technologies	February 11, 2021	1,279,319	3.0%
INNOVATIVE INDUSTRIAL PROPERTIES INC^{Sold out}	January 25, 2018	0	0.0%
Community Healthcare Trust Inc	February 10, 2017	142,484	1.1%
WESTMORELAND COAL Co^{Sold out}	February 10, 2017	0	0.0%
KCAP Financial, Inc.	April 04, 2016	1,253,258	3.4%
HC2 Holdings, Inc.	December 29, 2015	1,462,534	4.1%
SALEM COMMUNICATIONS CORP /DE/	February 12, 2014	229,420	1.2%

View DG Capital Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13D/A	2024-04-10
4	2024-03-15
SC 13D/A	2024-03-15
SC 13D/A	2024-02-15
13F-HR	2024-02-12
SC 13D/A	2024-02-02
SC 13G/A	2024-01-29
13F-HR	2023-11-14
SC 13D/A	2023-09-11
13F-HR	2023-08-11

View DG Capital Management, LLC's complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (463297000.0 != 463305000.0)

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