$155 Million is the total value of Waterstone Capital Management, L.P.'s 18 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 68.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WORKDAY INCnote 0.750% 7/1 | $26,015,000 | +5.3% | 20,000,000 | 0.0% | 16.79% | +17.1% | ||
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $24,702,000 | -0.8% | 485,137 | 0.0% | 15.95% | +10.4% | |
| ARNCPRB | New | ARCONIC INC5.375% pfd b 1 | $17,446,000 | – | 446,743 | +100.0% | 11.26% | – |
| HOLX | Sell | HOLOGIC INC | $14,353,000 | -24.8% | 391,200 | -7.0% | 9.27% | -16.3% |
| New | CTRIP COM INTL LTDnote 1.000% 7/0 | $12,461,000 | – | 10,957,000 | +100.0% | 8.04% | – | |
| NYLDA | Buy | NRG YIELD INCcl a new | $8,900,000 | +108.1% | 469,140 | +87.1% | 5.75% | +131.5% |
| TER | Buy | TERADYNE INC | $8,703,000 | +32.7% | 233,400 | +6.9% | 5.62% | +47.6% |
| WELLPRI | Sell | WELLTOWER INC6.50% pfd prepet | $7,236,000 | -42.8% | 114,440 | -39.9% | 4.67% | -36.4% |
| NMIH | Sell | NMI HLDGS INCcl a | $7,022,000 | -36.9% | 566,301 | -41.7% | 4.53% | -29.8% |
| STBZ | STATE BK FINL CORP | $5,677,000 | +5.7% | 198,135 | 0.0% | 3.66% | +17.5% | |
| SVU | New | SUPERVALU INC | $5,438,000 | – | 250,000 | +100.0% | 3.51% | – |
| CTXS | CITRIX SYS INC | $5,239,000 | -3.5% | 68,200 | 0.0% | 3.38% | +7.4% | |
| KR | New | KROGER CO | $4,514,000 | – | 225,000 | +100.0% | 2.91% | – |
| NBR | Buy | NABORS INDUSTRIES LTD | $2,418,000 | +4.5% | 299,600 | +5.5% | 1.56% | +16.3% |
| SFM | New | SPROUTS FMRS MKT INC | $2,346,000 | – | 125,000 | +100.0% | 1.51% | – |
| ILMN | ILLUMINA INC | $1,088,000 | +14.8% | 5,461 | 0.0% | 0.70% | +27.6% | |
| SFS | Sell | SMART & FINAL STORES INC | $1,002,000 | -32.9% | 127,615 | -22.3% | 0.65% | -25.4% |
| STL | New | STERLING BANCORP DEL | $343,000 | – | 13,935 | +100.0% | 0.22% | – |
| PARR | Exit | PAR PACIFIC HOLDINGS INC | $0 | – | -78,692 | -100.0% | -0.82% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -106,200 | -100.0% | -1.18% | – |
| AKAM | Exit | AKAMAI TECHNOLOGIES INC | $0 | – | -53,400 | -100.0% | -1.54% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -1,940,000 | -100.0% | -3.70% | – |
| DCUC | Exit | DOMINION ENERGY INCunit 99/99/9999 | $0 | – | -160,893 | -100.0% | -4.49% | – |
| ORI | Exit | OLD REP INTL CORP | $0 | – | -693,500 | -100.0% | -7.86% | – |
| OZRK | Exit | BANK OF THE OZARKS INC | $0 | – | -420,030 | -100.0% | -11.42% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| STATE BK FINL CORP | 20 | Q3 2018 | 6.8% |
| ILLUMINA INC | 20 | Q4 2019 | 10.8% |
| WORKDAY INC | 16 | Q2 2018 | 27.5% |
| HOLOGIC INC | 16 | Q4 2017 | 13.9% |
| NMI HLDGS INC | 15 | Q2 2018 | 11.8% |
| NEW YORK CMNTY CAP TR V | 14 | Q4 2019 | 56.0% |
| CITRIX SYS INC | 14 | Q1 2018 | 5.7% |
| CTRIP COM INTL LTD | 13 | Q3 2018 | 17.5% |
| NEW YORK CMNTY CAP TR V | 13 | Q2 2016 | 16.5% |
| COMMUNITYONE BANCORP | 13 | Q3 2016 | 6.1% |
View Waterstone Capital Management, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PAR PETROLEUM CORP/CO | February 13, 2015 | 1,022,920 | 2.8% |
| PAR PETROLEUM CORP/CO | February 13, 2014 | 18,428,923 | 6.2% |
View Waterstone Capital Management, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-02-12 |
| 13F-HR | 2019-11-12 |
| 13F-HR | 2019-08-12 |
| 13F-HR | 2019-05-14 |
| 13F-HR | 2019-02-14 |
| 13F-HR | 2018-11-13 |
| 13F-HR | 2018-08-13 |
| 13F-HR | 2018-05-14 |
| 13F-HR | 2018-02-13 |
| 13F-HR | 2017-11-14 |
View Waterstone Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.