$450 Million is the total value of Clear Harbor Asset Management, LLC's 215 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 28.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ROP | Sell | ROPER INDS INC NEW | $54,109,000 | -0.5% | 369,877 | -0.7% | 12.01% | +3.2% |
| PXD | Sell | PIONEER NAT RES CO | $20,606,000 | -16.6% | 104,616 | -2.7% | 4.58% | -13.5% |
| AWK | Sell | AMERICAN WTR WKS CO INC NEW | $12,684,000 | -4.7% | 262,991 | -2.3% | 2.82% | -1.2% |
| FLEX | Sell | FLEXTRONICS INTL LTDord | $11,816,000 | -7.2% | 1,144,938 | -0.4% | 2.62% | -3.7% |
| TRMB | Buy | TRIMBLE NAVIGATION LTD | $10,899,000 | -16.5% | 357,352 | +1.1% | 2.42% | -13.4% |
| EGN | Buy | ENERGEN CORP | $10,592,000 | -18.7% | 146,627 | +0.0% | 2.35% | -15.6% |
| XOM | Sell | EXXON MOBIL CORP | $9,963,000 | -10.3% | 105,929 | -3.9% | 2.21% | -6.9% |
| CLB | Sell | CORE LABORATORIES N V | $9,649,000 | -12.4% | 65,915 | -0.1% | 2.14% | -9.2% |
| PH | Sell | PARKER HANNIFIN CORP | $9,424,000 | -10.8% | 82,558 | -1.8% | 2.09% | -7.5% |
| JCI | Sell | JOHNSON CTLS INC | $9,093,000 | -12.2% | 206,669 | -0.3% | 2.02% | -8.8% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $8,872,000 | +4.3% | 238,186 | +0.3% | 1.97% | +8.2% |
| NOG | Sell | NORTHERN OIL & GAS INC NEV | $8,752,000 | -17.2% | 615,480 | -5.1% | 1.94% | -14.1% |
| AAPL | Sell | APPLE INC | $8,542,000 | -16.0% | 84,782 | -22.5% | 1.90% | -12.9% |
| AXS | Buy | AXIS CAPITAL HOLDINGS LTD | $7,165,000 | +101.1% | 151,377 | +88.1% | 1.59% | +108.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $7,108,000 | +11.0% | 51,456 | +1.7% | 1.58% | +15.2% |
| APA | Sell | APACHE CORP | $6,961,000 | -10.5% | 74,153 | -4.1% | 1.54% | -7.2% |
| EQT | Buy | EQT CORP | $6,461,000 | -13.9% | 70,583 | +0.5% | 1.43% | -10.7% |
| ACRE | Buy | ARES COML REAL ESTATE CORP | $5,992,000 | +48.3% | 512,575 | +57.4% | 1.33% | +53.8% |
| APO | Buy | APOLLO GLOBAL MGMT LLC | $5,980,000 | +104.3% | 250,850 | +137.5% | 1.33% | +112.1% |
| NWN | Sell | NORTHWEST NAT GAS CO | $5,270,000 | -11.0% | 124,741 | -0.6% | 1.17% | -7.7% |
| STR | Sell | QUESTAR CORP | $5,129,000 | -17.3% | 230,122 | -8.0% | 1.14% | -14.2% |
| NJR | Buy | NEW JERSEY RES | $5,017,000 | -7.6% | 99,334 | +4.6% | 1.11% | -4.1% |
| JNJ | Sell | JOHNSON & JOHNSON | $5,002,000 | +1.8% | 46,931 | -0.0% | 1.11% | +5.7% |
| CAT | Sell | CATERPILLAR INC DEL | $4,851,000 | -20.2% | 48,982 | -12.4% | 1.08% | -17.2% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $4,846,000 | +9.3% | 25,526 | +4.3% | 1.08% | +13.4% |
| QEP | Sell | QEP RES INC | $4,362,000 | -17.1% | 141,709 | -7.1% | 0.97% | -14.0% |
| CTWS | Buy | CONNECTICUT WTR SVC INC | $4,266,000 | -3.4% | 131,269 | +0.7% | 0.95% | +0.2% |
| ENOC | Buy | ENERNOC INC | $4,259,000 | -9.0% | 251,126 | +1.7% | 0.95% | -5.5% |
| CUI | Buy | CUI GLOBAL INC | $4,263,000 | -4.1% | 588,853 | +11.2% | 0.95% | -0.6% |
| GM | Buy | GENERAL MTRS CO | $4,164,000 | +43.7% | 130,380 | +63.4% | 0.92% | +49.0% |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $4,003,000 | +227.0% | 212,725 | +248.0% | 0.89% | +239.3% |
| CPK | Buy | CHESAPEAKE UTILS CORP | $3,977,000 | -7.4% | 95,469 | +58.6% | 0.88% | -3.9% |
| HXL | HEXCEL CORP NEW | $3,716,000 | -2.9% | 93,603 | 0.0% | 0.82% | +0.7% | |
| SJI | Sell | SOUTH JERSEY INDS INC | $3,639,000 | -13.0% | 68,193 | -1.5% | 0.81% | -9.7% |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $3,600,000 | -22.3% | 37,441 | -17.1% | 0.80% | -19.5% |
| EFC | New | ELLINGTON FINANCIAL LLC | $3,489,000 | – | 157,030 | +100.0% | 0.78% | – |
| AJG | GALLAGHER ARTHUR J & CO | $3,477,000 | -2.7% | 76,644 | 0.0% | 0.77% | +1.0% | |
| GE | Buy | GENERAL ELECTRIC CO | $3,427,000 | -2.3% | 133,765 | +0.3% | 0.76% | +1.5% |
| MTDR | Buy | MATADOR RES CO | $3,149,000 | -10.0% | 121,811 | +2.0% | 0.70% | -6.7% |
| MSFT | Sell | MICROSOFT CORP | $3,053,000 | -25.2% | 65,862 | -32.7% | 0.68% | -22.3% |
| AET | Buy | AETNA INC NEW | $3,029,000 | +3.3% | 37,393 | +3.4% | 0.67% | +7.0% |
| AGNC | Buy | AMERICAN CAPITAL AGENCY CORP | $3,000,000 | +483.7% | 141,155 | +542.3% | 0.67% | +505.5% |
| PWE | New | PENN WEST PETE LTD NEW | $2,943,000 | – | 436,040 | +100.0% | 0.65% | – |
| LIQT | Buy | LIQTECH INTL INC | $2,934,000 | +7.5% | 1,905,310 | +38.2% | 0.65% | +11.5% |
| FXEN | Sell | FX ENERGY INC | $2,867,000 | -22.9% | 943,188 | -8.4% | 0.64% | -20.0% |
| TGEN | Buy | TECOGEN INC NEW | $2,781,000 | +65.6% | 496,576 | +136.3% | 0.62% | +71.9% |
| FIG | Buy | FORTRESS INVESTMENT GROUP LLcl a | $2,720,000 | +284.7% | 395,300 | +316.1% | 0.60% | +300.0% |
| HFC | Buy | HOLLYFRONTIER CORP | $2,674,000 | +72.0% | 61,211 | +71.9% | 0.59% | +78.4% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,525,000 | +40.7% | 50,512 | +37.7% | 0.56% | +46.1% |
| MRK | Buy | MERCK & CO INC NEW | $2,442,000 | +6.7% | 41,193 | +4.2% | 0.54% | +10.6% |
| CWT | Buy | CALIFORNIA WTR SVC GROUP | $2,297,000 | -6.8% | 102,381 | +0.6% | 0.51% | -3.2% |
| XRX | Sell | XEROX CORP | $2,264,000 | -13.7% | 171,135 | -18.8% | 0.50% | -10.3% |
| EXH | Sell | EXTERRAN HLDGS INC | $2,246,000 | -3.2% | 50,680 | -1.7% | 0.50% | +0.4% |
| GTY | Sell | GETTY RLTY CORP NEW | $2,118,000 | -16.0% | 124,594 | -5.7% | 0.47% | -12.8% |
| UNP | Buy | UNION PAC CORP | $2,112,000 | +14.3% | 19,478 | +5.1% | 0.47% | +18.7% |
| DAKPQ | New | DAKOTA PLAINS HLDGS INC | $2,076,000 | – | 865,086 | +100.0% | 0.46% | – |
| TWO | Buy | TWO HBRS INVT CORP | $2,030,000 | -5.4% | 209,929 | +2.6% | 0.45% | -1.7% |
| AGO | New | ASSURED GUARANTY LTD | $1,983,000 | – | 89,500 | +100.0% | 0.44% | – |
| ED | CONSOLIDATED EDISON INC | $1,952,000 | -1.9% | 34,455 | 0.0% | 0.43% | +1.6% | |
| SUNS | Buy | SOLAR SR CAP LTD | $1,947,000 | -7.0% | 126,511 | +2.0% | 0.43% | -3.6% |
| PFE | Buy | PFIZER INC | $1,881,000 | +89.6% | 63,622 | +90.3% | 0.42% | +97.2% |
| YHOO | Buy | YAHOO INC | $1,840,000 | +205.1% | 45,165 | +163.0% | 0.41% | +217.1% |
| JBL | Sell | JABIL CIRCUIT INC | $1,791,000 | -12.9% | 88,787 | -9.8% | 0.40% | -9.5% |
| ABR | Buy | ARBOR RLTY TR INC | $1,758,000 | +8.3% | 260,899 | +11.7% | 0.39% | +12.4% |
| TSM | Buy | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $1,747,000 | +20.6% | 86,555 | +27.8% | 0.39% | +25.2% |
| STNG | Buy | SCORPIO TANKERS INC | $1,635,000 | +34.2% | 196,798 | +64.4% | 0.36% | +39.1% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $1,596,000 | -6.0% | 27,867 | -6.7% | 0.35% | -2.5% |
| VVC | Sell | VECTREN CORP | $1,584,000 | -6.3% | 39,695 | -0.3% | 0.35% | -2.8% |
| UNXLQ | Sell | UNI PIXEL INC | $1,478,000 | -23.2% | 233,165 | -2.6% | 0.33% | -20.4% |
| PG | Sell | PROCTER & GAMBLE CO | $1,355,000 | -2.1% | 16,177 | -8.1% | 0.30% | +1.7% |
| C | New | CITIGROUP INC | $1,326,000 | – | 25,595 | +100.0% | 0.29% | – |
| EXLP | Sell | EXTERRAN PARTNERS LP | $1,298,000 | -8.5% | 44,250 | -11.8% | 0.29% | -5.0% |
| TSRE | Buy | TRADE STR RESIDENTIAL INC | $1,292,000 | -1.2% | 180,908 | +3.6% | 0.29% | +2.5% |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $1,283,000 | +11.5% | 24,522 | +5.2% | 0.28% | +15.9% |
| TNA | New | DIREXION SHS ETF TRdly smcap bull3x | $1,268,000 | – | 20,000 | +100.0% | 0.28% | – |
| CSCO | CISCO SYS INC | $1,263,000 | +1.3% | 50,186 | 0.0% | 0.28% | +4.9% | |
| OXLC | Buy | OXFORD LANE CAP CORP | $1,248,000 | -5.8% | 81,383 | +4.0% | 0.28% | -2.5% |
| CVX | Buy | CHEVRON CORP NEW | $1,238,000 | -8.2% | 10,377 | +0.5% | 0.28% | -4.5% |
| AMTG | New | APOLLO RESIDENTIAL MTG INC | $1,234,000 | – | 80,000 | +100.0% | 0.27% | – |
| SLB | Sell | SCHLUMBERGER LTD | $1,232,000 | -15.2% | 12,111 | -1.6% | 0.27% | -11.9% |
| ECL | Sell | ECOLAB INC | $1,226,000 | -0.2% | 10,679 | -3.2% | 0.27% | +3.4% |
| WTI | New | W & T OFFSHORE INC | $1,221,000 | – | 111,000 | +100.0% | 0.27% | – |
| TWI | Sell | TITAN INTL INC ILL | $1,203,000 | -36.3% | 101,810 | -9.3% | 0.27% | -33.9% |
| SIR | Buy | SELECT INCOME REIT | $1,147,000 | -17.7% | 47,700 | +1.5% | 0.26% | -14.4% |
| OCN | Buy | OCWEN FINL CORP | $1,143,000 | -16.0% | 43,650 | +19.1% | 0.25% | -12.7% |
| GPS | Sell | GAP INC DEL | $1,135,000 | -29.1% | 27,223 | -29.3% | 0.25% | -26.3% |
| J105SC | Sell | CONVERSANT INC | $1,112,000 | -56.4% | 32,470 | -67.7% | 0.25% | -54.8% |
| SLRC | Buy | SOLAR CAP LTD | $1,073,000 | -4.2% | 57,465 | +9.2% | 0.24% | -0.8% |
| MCK | Sell | MCKESSON CORP | $1,016,000 | +1.4% | 5,220 | -3.0% | 0.23% | +5.6% |
| HEDJ | New | WISDOMTREE TReurope hedged eq | $1,015,000 | – | 17,571 | +100.0% | 0.22% | – |
| GLD | SPDR GOLD TRUST | $975,000 | -9.2% | 8,388 | 0.0% | 0.22% | -6.1% | |
| GILD | Buy | GILEAD SCIENCES INC | $973,000 | +44.8% | 9,144 | +12.9% | 0.22% | +50.0% |
| VMBS | VANGUARD SCOTTSDALE FDSmortg-back sec | $920,000 | -0.1% | 17,500 | 0.0% | 0.20% | +3.6% | |
| WDC | Buy | WESTERN DIGITAL CORP | $913,000 | +12.0% | 9,385 | +6.3% | 0.20% | +16.7% |
| MOS | Sell | MOSAIC CO NEW | $902,000 | -70.6% | 20,320 | -67.2% | 0.20% | -69.5% |
| WTR | Sell | AQUA AMERICA INC | $875,000 | -11.2% | 37,200 | -0.9% | 0.19% | -8.1% |
| SJM | Buy | SMUCKER J M CO | $866,000 | +11.6% | 8,745 | +20.1% | 0.19% | +15.7% |
| CHMI | Buy | CHERRY HILL MTG INVT CORP | $854,000 | -1.5% | 45,670 | +5.6% | 0.19% | +2.2% |
| YORW | Buy | YORK WTR CO | $779,000 | +0.9% | 38,925 | +5.0% | 0.17% | +4.8% |
| SPNC | SPECTRANETICS CORP | $773,000 | +16.1% | 29,110 | 0.0% | 0.17% | +20.3% | |
| PCYO | Buy | PURECYCLE CORP | $772,000 | +4.2% | 119,261 | +9.0% | 0.17% | +7.5% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $750,000 | +3.3% | 8,769 | +7.5% | 0.17% | +7.7% |
| RESI | New | ALTISOURCE RESIDENTIAL CORPcl b | $720,000 | – | 30,000 | +100.0% | 0.16% | – |
| VFC | Buy | V F CORP | $707,000 | +6.2% | 10,710 | +1.3% | 0.16% | +9.8% |
| JPM | Buy | JPMORGAN CHASE & CO | $705,000 | +191.3% | 11,696 | +178.7% | 0.16% | +201.9% |
| ABBV | ABBVIE INC | $699,000 | +2.3% | 12,110 | 0.0% | 0.16% | +6.2% | |
| WAG | Buy | WALGREEN CO | $692,000 | -15.5% | 11,677 | +5.6% | 0.15% | -12.0% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $648,000 | +9.5% | 3,287 | +8.7% | 0.14% | +13.4% |
| DFS | Buy | DISCOVER FINL SVCS | $644,000 | +107.7% | 10,000 | +100.0% | 0.14% | +116.7% |
| CL | COLGATE PALMOLIVE CO | $612,000 | -4.4% | 9,384 | 0.0% | 0.14% | -0.7% | |
| BHP | BHP BILLITON LTDsponsored adr | $595,000 | -13.9% | 10,100 | 0.0% | 0.13% | -10.8% | |
| EQM | EQT MIDSTREAM PARTNERS LPunit ltd partn | $578,000 | -7.4% | 6,450 | 0.0% | 0.13% | -4.5% | |
| ORBK | Sell | ORBOTECH LTDord | $562,000 | -0.2% | 36,100 | -2.7% | 0.12% | +4.2% |
| BBBY | Sell | BED BATH & BEYOND INC | $549,000 | -16.6% | 8,342 | -27.2% | 0.12% | -13.5% |
| PFG | PRINCIPAL FINL GROUP INC | $548,000 | +4.0% | 10,444 | 0.0% | 0.12% | +8.0% | |
| BIIB | BIOGEN IDEC INC | $543,000 | +5.0% | 1,641 | 0.0% | 0.12% | +9.0% | |
| IEF | Buy | ISHARES TR7-10 y tr bd etf | $546,000 | +2.6% | 5,272 | +2.7% | 0.12% | +6.1% |
| ABB | Sell | ABB LTDsponsored adr | $532,000 | -8.0% | 23,760 | -5.4% | 0.12% | -4.8% |
| MPC | Sell | MARATHON PETE CORP | $530,000 | -43.4% | 6,265 | -47.8% | 0.12% | -41.3% |
| UFS | New | DOMTAR CORP | $527,000 | – | 15,000 | +100.0% | 0.12% | – |
| GOOGL | Buy | GOOGLE INCcl a | $527,000 | +10.5% | 895 | +9.8% | 0.12% | +14.7% |
| RIO | Sell | RIO TINTO PLCsponsored adr | $516,000 | -10.6% | 10,500 | -1.2% | 0.12% | -6.5% |
| INTC | Buy | INTEL CORP | $513,000 | +16.1% | 14,733 | +3.0% | 0.11% | +20.0% |
| EMR | Sell | EMERSON ELEC CO | $510,000 | -19.0% | 8,155 | -14.1% | 0.11% | -16.3% |
| USB | Sell | US BANCORP DEL | $506,000 | -0.8% | 22,960 | -0.1% | 0.11% | +2.8% |
| ABT | ABBOTT LABS | $503,000 | +1.8% | 12,085 | 0.0% | 0.11% | +5.7% | |
| ETN | Sell | EATON CORP PLC | $505,000 | -18.2% | 7,969 | -0.2% | 0.11% | -15.2% |
| HTS | Sell | HATTERAS FINL CORP | $500,000 | -20.9% | 27,835 | -12.8% | 0.11% | -17.8% |
| KMB | KIMBERLY CLARK CORP | $493,000 | -3.1% | 4,581 | 0.0% | 0.11% | 0.0% | |
| FSC | Sell | FIFTH STREET FINANCE CORP | $484,000 | -85.8% | 52,674 | -84.8% | 0.11% | -85.4% |
| SWC | STILLWATER MNG CO | $470,000 | -14.2% | 31,250 | 0.0% | 0.10% | -11.1% | |
| ATHN | ATHENAHEALTH INC | $467,000 | +5.2% | 3,550 | 0.0% | 0.10% | +9.5% | |
| TLT | Buy | ISHARES TR20+ yr tr bd etf | $465,000 | +3.3% | 3,998 | +1.0% | 0.10% | +7.3% |
| IGSB | Buy | ISHARES1-3 yr cr bd etf | $459,000 | +4.3% | 4,360 | +4.6% | 0.10% | +8.5% |
| EMC | E M C CORP MASS | $447,000 | +10.9% | 15,285 | 0.0% | 0.10% | +15.1% | |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $448,000 | – | 6,973 | +100.0% | 0.10% | – |
| PEP | PEPSICO INC | $437,000 | +4.3% | 4,691 | 0.0% | 0.10% | +7.8% | |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $430,000 | – | 78,427 | +100.0% | 0.10% | – |
| NVS | Buy | NOVARTIS A Gsponsored adr | $430,000 | +4.9% | 4,570 | +0.9% | 0.10% | +8.0% |
| IAU | Sell | ISHARES GOLD TRUSTishares | $426,000 | -10.1% | 36,448 | -1.0% | 0.10% | -5.9% |
| ORCL | Sell | ORACLE CORP | $422,000 | -9.6% | 11,030 | -4.3% | 0.09% | -6.0% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $424,000 | -1.2% | 4,013 | +8.1% | 0.09% | +2.2% |
| PNY | PIEDMONT NAT GAS INC | $416,000 | -10.3% | 12,400 | 0.0% | 0.09% | -7.1% | |
| NVDA | New | NVIDIA CORP | $416,000 | – | 22,550 | +100.0% | 0.09% | – |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $413,000 | +1.7% | 8,073 | -3.6% | 0.09% | +5.7% |
| BAX | BAXTER INTL INC | $410,000 | -0.7% | 5,708 | 0.0% | 0.09% | +3.4% | |
| MIC | MACQUARIE INFRASTR CO LLCmembership int | $400,000 | +7.0% | 6,000 | 0.0% | 0.09% | +11.2% | |
| COP | CONOCOPHILLIPS | $397,000 | -10.6% | 5,182 | 0.0% | 0.09% | -7.4% | |
| KO | COCA COLA CO | $397,000 | +0.8% | 9,306 | 0.0% | 0.09% | +4.8% | |
| OMEX | Sell | ODYSSEY MARINE EXPLORATION I | $392,000 | -69.0% | 430,650 | -42.8% | 0.09% | -67.9% |
| CCCL | Sell | CHINA CERAMICS CO LTD | $375,000 | – | 374,559 | -2.5% | 0.08% | – |
| PGNX | Buy | PROGENICS PHARMACEUTICALS IN | $362,000 | +281.1% | 69,700 | +215.4% | 0.08% | +300.0% |
| HLF | New | HERBALIFE LTD | $350,000 | – | 8,000 | +100.0% | 0.08% | – |
| WSTC | Buy | WEST CORP | $350,000 | +45.2% | 11,868 | +31.8% | 0.08% | +50.0% |
| T | Buy | AT&T INC | $334,000 | +1.2% | 9,483 | +1.7% | 0.07% | +4.2% |
| ADSK | AUTODESK INC | $331,000 | -2.4% | 6,005 | 0.0% | 0.07% | 0.0% | |
| ALD | WISDOMTREE TRasia lc dbt fd | $329,000 | -3.2% | 6,860 | 0.0% | 0.07% | 0.0% | |
| NEM | NEWMONT MINING CORP | $324,000 | -9.5% | 14,070 | 0.0% | 0.07% | -6.5% | |
| MHRCQ | Sell | MAGNUM HUNTER RES CORP DEL | $326,000 | -9.9% | 17,078 | -6.4% | 0.07% | -6.5% |
| ESRX | EXPRESS SCRIPTS HLDG CO | $320,000 | +1.9% | 4,527 | 0.0% | 0.07% | +6.0% | |
| EXXIQ | Sell | ENERGY XXI BERMUDA LTD | $321,000 | -53.7% | 28,305 | -3.6% | 0.07% | -52.3% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $318,000 | +1.3% | 2,690 | +2.0% | 0.07% | +6.0% |
| SCO | PROSHARES TR IIulsht bloomb oil | $321,000 | +24.4% | 10,490 | 0.0% | 0.07% | +29.1% | |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $312,000 | -1.9% | 5,300 | 0.0% | 0.07% | +1.5% | |
| VSI | New | VITAMIN SHOPPE INC | $304,000 | – | 6,840 | +100.0% | 0.07% | – |
| LOW | LOWES COS INC | $302,000 | +10.2% | 5,710 | 0.0% | 0.07% | +13.6% | |
| PM | PHILIP MORRIS INTL INC | $299,000 | -1.3% | 3,590 | 0.0% | 0.07% | +1.5% | |
| BIOS | BIOSCRIP INC | $296,000 | -17.1% | 42,810 | 0.0% | 0.07% | -13.2% | |
| HD | Buy | HOME DEPOT INC | $293,000 | +28.5% | 3,197 | +13.7% | 0.06% | +32.7% |
| SIMO | SILICON MOTION TECHNOLOGY COsponsored adr | $288,000 | +31.5% | 10,700 | 0.0% | 0.06% | +36.2% | |
| 9207PS | New | ROCK-TENN COcl a | $286,000 | – | 6,007 | +100.0% | 0.06% | – |
| PIH | Buy | 1347 PPTY INS HLDGS INC | $283,000 | -10.4% | 36,224 | +2.2% | 0.06% | -7.4% |
| AMGN | AMGEN INC | $280,000 | +18.6% | 1,992 | 0.0% | 0.06% | +21.6% | |
| CRK | COMSTOCK RES INC | $279,000 | -35.6% | 15,000 | 0.0% | 0.06% | -33.3% | |
| MMM | Buy | 3M CO | $270,000 | +9.3% | 1,903 | +10.4% | 0.06% | +13.2% |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr no par | $268,000 | +3.1% | 8,156 | +4.9% | 0.06% | +5.4% |
| APC | Buy | ANADARKO PETE CORP | $261,000 | +4.0% | 2,570 | +12.2% | 0.06% | +7.4% |
| CNTF | CHINA TECHFAITH WIRLS COMM Tsponsored adr | $263,000 | +4.0% | 196,425 | 0.0% | 0.06% | +7.4% | |
| F | FORD MTR CO DEL | $250,000 | -14.4% | 16,924 | 0.0% | 0.06% | -9.7% | |
| V107SC | New | WELLPOINT INC | $245,000 | – | 2,045 | +100.0% | 0.05% | – |
| TEX | TEREX CORP NEW | $244,000 | -22.5% | 7,670 | 0.0% | 0.05% | -19.4% | |
| IP | New | INTL PAPER CO | $239,000 | – | 5,000 | +100.0% | 0.05% | – |
| SRCL | STERICYCLE INC | $233,000 | -1.7% | 2,000 | 0.0% | 0.05% | +2.0% | |
| M | MACYS INC | $233,000 | +0.4% | 4,000 | 0.0% | 0.05% | +4.0% | |
| SPIB | Sell | SPDR SERIES TRUSTintr trm corp bd | $230,000 | -6.5% | 6,745 | -5.5% | 0.05% | -3.8% |
| SYK | STRYKER CORP | $219,000 | -4.4% | 2,714 | 0.0% | 0.05% | 0.0% | |
| IJH | ISHARES TRcore s&p mcp etf | $217,000 | -4.4% | 1,584 | 0.0% | 0.05% | -2.0% | |
| DHR | Buy | DANAHER CORP DEL | $218,000 | 0.0% | 2,870 | +3.6% | 0.05% | +2.1% |
| WNR | Sell | WESTERN REFNG INC | $210,000 | -86.0% | 5,000 | -87.5% | 0.05% | -85.4% |
| DCOM | DIME CMNTY BANCSHARES | $209,000 | -9.1% | 14,536 | 0.0% | 0.05% | -6.1% | |
| CF | Sell | CF INDS HLDGS INC | $207,000 | -82.0% | 742 | -84.5% | 0.05% | -81.4% |
| TRV | Sell | TRAVELERS COMPANIES INC | $207,000 | -1.4% | 2,200 | -1.3% | 0.05% | +2.2% |
| PCL | PLUM CREEK TIMBER CO INC | $203,000 | -13.6% | 5,200 | 0.0% | 0.04% | -10.0% | |
| RST | ROSETTA STONE INC | $201,000 | -17.3% | 25,000 | 0.0% | 0.04% | -13.5% | |
| BKT | Sell | BLACKROCK INCOME TR INC | $200,000 | -11.1% | 31,525 | -6.8% | 0.04% | -8.3% |
| UPIP | Sell | UNWIRED PLANET INC NEW | $192,000 | -17.6% | 103,300 | -1.0% | 0.04% | -14.0% |
| MACK | Buy | MERRIMACK PHARMACEUTICALS IN | $182,000 | +24.7% | 20,700 | +3.5% | 0.04% | +29.0% |
| IPDN | PROFESSIONAL DIVERSITY NET I | $177,000 | +23.8% | 35,095 | 0.0% | 0.04% | +25.8% | |
| NNY | NUVEEN NY MUN VALUE FD | $166,000 | -1.8% | 17,100 | 0.0% | 0.04% | +2.8% | |
| CEF | CENTRAL FD CDA LTDcl a | $167,000 | -15.7% | 13,600 | 0.0% | 0.04% | -11.9% | |
| GOLD | BARRICK GOLD CORP | $153,000 | -19.9% | 10,439 | 0.0% | 0.03% | -17.1% | |
| MFA | Sell | MFA FINL INC | $144,000 | -55.6% | 18,450 | -53.2% | 0.03% | -53.6% |
| OESX | Buy | ORION ENERGY SYSTEMS INC | $129,000 | +163.3% | 24,100 | +100.8% | 0.03% | +190.0% |
| TICC | Sell | TICC CAPITAL CORP | $114,000 | -33.7% | 12,900 | -25.9% | 0.02% | -32.4% |
| CRDS | CROSSROADS SYS INC | $104,000 | -15.4% | 36,627 | 0.0% | 0.02% | -11.5% | |
| SPPI | SPECTRUM PHARMACEUTICALS INC | $82,000 | 0.0% | 10,066 | 0.0% | 0.02% | 0.0% | |
| SZYM | SOLAZYME INC | $75,000 | -36.4% | 10,000 | 0.0% | 0.02% | -32.0% | |
| TSM | TAIWAN SEMICONDUCTOR MFG LTDcall | $63,000 | -43.2% | 60,000 | 0.0% | 0.01% | -41.7% | |
| ADGE | Buy | AMERICAN DG ENERGY INC | $38,000 | -13.6% | 33,323 | +36.4% | 0.01% | -11.1% |
| HK | HALCON RES CORPcall | $30,000 | -71.4% | 25,000 | 0.0% | 0.01% | -68.2% | |
| CYTR | CYTRX CORP | $33,000 | -38.9% | 13,000 | 0.0% | 0.01% | -41.7% | |
| XRA | EXETER RES CORP | $22,000 | -15.4% | 36,100 | 0.0% | 0.01% | -16.7% | |
| GCVRZ | SANOFIright 12/31/2020 | $16,000 | -5.9% | 33,635 | 0.0% | 0.00% | 0.0% | |
| API | ADVANCED PHOTONIX INCcl a | $7,000 | 0.0% | 12,000 | 0.0% | 0.00% | +100.0% | |
| BBBY | New | BED BATH & BEYOND INCcall | $3,000 | – | 100 | +100.0% | 0.00% | – |
| SIAL | Exit | SIGMA ALDRICH CORP | $0 | – | -10,999 | -100.0% | 0.00% | – |
| IWM | Exit | ISHARESrussell 2000 etf | $0 | – | -200 | -100.0% | 0.00% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -1,500 | -100.0% | 0.00% | – |
| IWM | Exit | ISHARESput | $0 | – | -400 | -100.0% | 0.00% | – |
| SHY | Exit | ISHARES1-3 yr tr bd etf | $0 | – | -30 | -100.0% | -0.00% | – |
| AUSE | Exit | WISDOMTREE TRaustralia div fd | $0 | – | -115 | -100.0% | -0.00% | – |
| PFF | Exit | ISHARESu.s. pfd stk etf | $0 | – | -125 | -100.0% | -0.00% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -134 | -100.0% | -0.00% | – |
| NYF | Exit | ISHARESny amtfre mu etf | $0 | – | -100 | -100.0% | -0.00% | – |
| EMCB | Exit | WISDOMTREE TRwsdm emktbd fd | $0 | – | -175 | -100.0% | -0.00% | – |
| CHOP | Exit | CHINA GERUI ADV MAT GR LTD | $0 | – | -26,965 | -100.0% | -0.00% | – |
| EFA | Exit | ISHARESmsci eafe etf | $0 | – | -320 | -100.0% | -0.01% | – |
| VPL | Exit | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $0 | – | -400 | -100.0% | -0.01% | – |
| IEI | Exit | ISHARES3-7 yr tr bd etf | $0 | – | -225 | -100.0% | -0.01% | – |
| LIWA | Exit | LIHUA INTL INC | $0 | – | -110,268 | -100.0% | -0.01% | – |
| IVE | Exit | ISHARESs&p 500 val etf | $0 | – | -477 | -100.0% | -0.01% | – |
| IWD | Exit | ISHARESrus 1000 val etf | $0 | – | -422 | -100.0% | -0.01% | – |
| EFV | Exit | ISHARESeafe value etf | $0 | – | -850 | -100.0% | -0.01% | – |
| TIP | Exit | ISHAREStips bd etf | $0 | – | -648 | -100.0% | -0.02% | – |
| IDSY | Exit | I D SYSTEMS INC | $0 | – | -13,500 | -100.0% | -0.02% | – |
| ACWX | Exit | ISHARESmsci acwi us etf | $0 | – | -1,741 | -100.0% | -0.02% | – |
| HYG | Exit | ISHARESiboxx hi yd etf | $0 | – | -949 | -100.0% | -0.02% | – |
| PQ | Exit | PETROQUEST ENERGY INC | $0 | – | -13,000 | -100.0% | -0.02% | – |
| AUNZ | Exit | WISDOMTREE TRaust new zeal db | $0 | – | -5,440 | -100.0% | -0.02% | – |
| MORT | Exit | MARKET VECTORS ETF TRmtg reit etf | $0 | – | -5,040 | -100.0% | -0.03% | – |
| HEROQ | Exit | HERCULES OFFSHORE INC | $0 | – | -40,400 | -100.0% | -0.04% | – |
| VET | Exit | VERMILION ENERGY INC | $0 | – | -2,900 | -100.0% | -0.04% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FD | $0 | – | -9,240 | -100.0% | -0.05% | – |
| GDX | Exit | MARKET VECTORS ETF TRgold miner etf | $0 | – | -8,500 | -100.0% | -0.05% | – |
| SWN | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -5,400 | -100.0% | -0.05% | – |
| AGCO | Exit | AGCO CORP | $0 | – | -4,525 | -100.0% | -0.05% | – |
| SAND | Exit | SANDSTORM GOLD LTD | $0 | – | -46,790 | -100.0% | -0.07% | – |
| JGW | Exit | JGWPT HLDGS INCcl a | $0 | – | -30,000 | -100.0% | -0.07% | – |
| BOFI | Exit | BOFI HLDG INC | $0 | – | -4,960 | -100.0% | -0.08% | – |
| GLW | Exit | CORNING INC | $0 | – | -21,000 | -100.0% | -0.10% | – |
| GAS | Exit | AGL RES INC | $0 | – | -9,552 | -100.0% | -0.11% | – |
| ENH | Exit | ENDURANCE SPECIALTY HLDGS LT | $0 | – | -10,325 | -100.0% | -0.11% | – |
| GNCIQ | Exit | GNC HLDGS INC | $0 | – | -16,590 | -100.0% | -0.12% | – |
| VVUS | Exit | VIVUS INC | $0 | – | -112,500 | -100.0% | -0.13% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -26,445 | -100.0% | -0.14% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEX Fftse europe etf | $0 | – | -10,961 | -100.0% | -0.14% | – |
| 6107SC | Exit | URS CORP NEW | $0 | – | -20,020 | -100.0% | -0.20% | – |
| WAC | Exit | WALTER INVT MGMT CORP | $0 | – | -33,550 | -100.0% | -0.21% | – |
| NTAP | Exit | NETAPP INC | $0 | – | -35,000 | -100.0% | -0.27% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -141,580 | -100.0% | -0.46% | – |
| OUTR | Exit | OUTERWALL INC | $0 | – | -37,560 | -100.0% | -0.48% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -72,050 | -100.0% | -0.77% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-10-22
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROPER TECHNOLOGIES INC | 42 | Q3 2023 | 17.6% |
| AMERICAN WTR WKS CO INC NEW | 42 | Q3 2023 | 5.4% |
| APPLE INC | 42 | Q3 2023 | 6.7% |
| FLEXTRONICS INTL LTD | 42 | Q3 2023 | 3.8% |
| PIONEER NAT RES CO | 42 | Q3 2023 | 5.7% |
| TRIMBLE NAVIGATION LTD | 42 | Q3 2023 | 3.2% |
| PARKER-HANNIFIN CORP | 42 | Q3 2023 | 2.7% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 2.2% |
| TAIWAN SEMICONDUCTOR MFG LTD | 42 | Q3 2023 | 3.1% |
| HARTFORD FINL SVCS GROUP INC | 42 | Q3 2023 | 2.3% |
View Clear Harbor Asset Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIQTECH INTERNATIONAL INC | January 12, 2023 | 577,604 | 1.3% |
| CUI Global, Inc. | January 29, 2018 | 10 | 12.0% |
| China Ceramics Co., Ltd | January 29, 2015 | 360,289 | 1.8% |
View Clear Harbor Asset Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-01-30 |
| 13F-HR | 2024-01-18 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-01-20 |
| SC 13G/A | 2023-01-12 |
| SC 13G/A | 2023-01-12 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-20 |
View Clear Harbor Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.