$368 Million is the total value of Clear Harbor Asset Management, LLC's 216 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 31.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ROP | Sell | ROPER INDS INC NEW | $50,377,000 | +6.6% | 379,142 | -0.3% | 13.68% | -2.3% |
| PXD | Sell | PIONEER NAT RES CO | $21,062,000 | +30.0% | 111,555 | -0.4% | 5.72% | +19.1% |
| EGN | Buy | ENERGEN CORP | $11,463,000 | +50.5% | 150,054 | +2.9% | 3.11% | +37.8% |
| CLB | Buy | CORE LABORATORIES N V | $11,045,000 | +30.6% | 65,272 | +17.0% | 3.00% | +19.6% |
| AWK | Buy | AMERICAN WTR WKS CO INC NEW | $10,990,000 | +0.3% | 266,229 | +0.2% | 2.98% | -8.1% |
| NOG | Buy | NORTHERN OIL & GAS INC NEV | $10,741,000 | +9.8% | 744,379 | +1.5% | 2.92% | +0.6% |
| FLEX | Buy | FLEXTRONICS INTL LTDord | $10,673,000 | +22.5% | 1,174,120 | +4.3% | 2.90% | +12.2% |
| TRMB | Sell | TRIMBLE NAVIGATION LTD | $10,501,000 | +14.0% | 353,445 | -0.3% | 2.85% | +4.4% |
| XOM | Buy | EXXON MOBIL CORP | $9,501,000 | +36.2% | 110,421 | +43.0% | 2.58% | +24.8% |
| PH | Buy | PARKER HANNIFIN CORP | $9,175,000 | +14.3% | 84,387 | +0.3% | 2.49% | +4.7% |
| JCI | Buy | JOHNSON CTLS INC | $8,320,000 | +17.6% | 200,476 | +1.4% | 2.26% | +7.7% |
| EQT | Buy | EQT CORP | $6,259,000 | +13.5% | 70,548 | +1.5% | 1.70% | +4.0% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $6,172,000 | +2.8% | 198,326 | +2.1% | 1.68% | -5.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $5,716,000 | +2.2% | 50,355 | +0.8% | 1.55% | -6.3% |
| AAPL | Sell | APPLE INC | $5,560,000 | +14.6% | 11,663 | -4.7% | 1.51% | +4.9% |
| APA | Sell | APACHE CORP | $5,560,000 | +0.3% | 65,308 | -1.3% | 1.51% | -8.2% |
| NWN | Buy | NORTHWEST NAT GAS CO | $5,548,000 | -1.1% | 132,157 | +0.0% | 1.51% | -9.4% |
| STR | Buy | QUESTAR CORP | $5,542,000 | -5.1% | 246,442 | +0.6% | 1.50% | -13.1% |
| CCCL | Sell | CHINA CERAMICS CO LTD | $5,299,000 | +59.1% | 1,586,633 | -0.9% | 1.44% | +45.8% |
| CAT | Sell | CATERPILLAR INC DEL | $5,128,000 | -6.7% | 61,486 | -7.7% | 1.39% | -14.5% |
| QEP | Buy | QEP RES INC | $4,641,000 | +10.1% | 167,610 | +10.5% | 1.26% | +0.9% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,354,000 | -1.3% | 50,230 | -2.2% | 1.18% | -9.6% |
| CTWS | Buy | CONNECTICUT WTR SVC INC | $4,218,000 | +12.9% | 131,150 | +0.7% | 1.14% | +3.4% |
| FXEN | Sell | FX ENERGY INC | $4,111,000 | +5.9% | 1,198,604 | -0.9% | 1.12% | -3.0% |
| NJR | Buy | NEW JERSEY RES | $4,004,000 | +10.1% | 90,907 | +3.8% | 1.09% | +0.8% |
| UNXLQ | Buy | UNI PIXEL INC | $3,839,000 | +125.8% | 216,700 | +86.8% | 1.04% | +106.7% |
| AJG | New | GALLAGHER ARTHUR J & CO | $3,782,000 | – | 86,644 | +100.0% | 1.03% | – |
| SJI | Buy | SOUTH JERSEY INDS INC | $3,714,000 | +3.9% | 63,393 | +1.9% | 1.01% | -4.8% |
| HXL | Sell | HEXCEL CORP NEW | $3,626,000 | +13.0% | 93,453 | -0.8% | 0.98% | +3.5% |
| ENOC | Buy | ENERNOC INC | $3,480,000 | +15.9% | 232,310 | +2.6% | 0.94% | +6.2% |
| GE | Buy | GENERAL ELECTRIC CO | $3,219,000 | +3.4% | 134,763 | +0.3% | 0.87% | -5.3% |
| CPK | Buy | CHESAPEAKE UTILS CORP | $3,104,000 | +3.2% | 59,136 | +1.2% | 0.84% | -5.5% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $2,984,000 | +5.0% | 31,897 | +0.1% | 0.81% | -3.8% |
| MSFT | Buy | MICROSOFT CORP | $2,943,000 | -3.3% | 88,443 | +0.4% | 0.80% | -11.4% |
| GTY | Sell | GETTY RLTY CORP NEW | $2,671,000 | -6.3% | 137,491 | -0.4% | 0.72% | -14.2% |
| VOD | Sell | VODAFONE GROUP PLC NEWspons adr new | $2,371,000 | -37.4% | 67,386 | -48.8% | 0.64% | -42.6% |
| ED | CONSOLIDATED EDISON INC | $2,215,000 | -5.4% | 40,165 | 0.0% | 0.60% | -13.4% | |
| CWT | Sell | CALIFORNIA WTR SVC GROUP | $2,198,000 | +2.3% | 108,174 | -1.8% | 0.60% | -6.3% |
| SUNS | Buy | SOLAR SR CAP LTD | $2,151,000 | +0.6% | 118,951 | +2.4% | 0.58% | -7.9% |
| JBL | Sell | JABIL CIRCUIT INC | $2,141,000 | +6.3% | 98,762 | -0.1% | 0.58% | -2.7% |
| EXXIQ | Buy | ENERGY XXI (BERMUDA) LTD | $2,065,000 | +161.4% | 68,355 | +92.0% | 0.56% | +139.7% |
| UNP | Sell | UNION PAC CORP | $1,867,000 | -0.2% | 12,018 | -0.8% | 0.51% | -8.5% |
| MTDR | Buy | MATADOR RES CO | $1,850,000 | +38.1% | 113,286 | +1.3% | 0.50% | +26.4% |
| EXLP | EXTERRAN PARTNERS LP | $1,841,000 | -3.7% | 63,310 | 0.0% | 0.50% | -11.7% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,836,000 | +21.8% | 9,916 | +25.7% | 0.50% | +11.4% |
| WTI | Buy | W & T OFFSHORE INC | $1,807,000 | +24.4% | 101,990 | +0.4% | 0.49% | +14.2% |
| MRK | Buy | MERCK & CO INC NEW | $1,794,000 | +87.7% | 37,682 | +83.1% | 0.49% | +72.1% |
| TWO | Buy | TWO HBRS INVT CORP | $1,739,000 | +351.7% | 179,113 | +376.8% | 0.47% | +314.0% |
| OMEX | Buy | ODYSSEY MARINE EXPLORATION I | $1,709,000 | +9.6% | 569,785 | +8.1% | 0.46% | +0.4% |
| HTS | Buy | HATTERAS FINL CORP | $1,704,000 | -17.6% | 91,065 | +8.5% | 0.46% | -24.5% |
| TWI | Buy | TITAN INTL INC ILL | $1,621,000 | -12.4% | 110,710 | +1.0% | 0.44% | -19.7% |
| AET | Sell | AETNA INC NEW | $1,573,000 | +0.5% | 24,571 | -0.2% | 0.43% | -8.0% |
| EXH | Buy | EXTERRAN HLDGS INC | $1,570,000 | +6.2% | 56,945 | +8.3% | 0.43% | -2.7% |
| AXS | Sell | AXIS CAPITAL HOLDINGS LTD | $1,513,000 | -48.2% | 34,933 | -45.3% | 0.41% | -52.5% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $1,464,000 | -61.9% | 33,465 | -61.0% | 0.40% | -65.1% |
| VVC | Buy | VECTREN CORP | $1,399,000 | 0.0% | 41,945 | +1.5% | 0.38% | -8.4% |
| CF | New | CF INDS HLDGS INC | $1,370,000 | – | 6,500 | +100.0% | 0.37% | – |
| CVE | Buy | CENOVUS ENERGY INC | $1,359,000 | +21.3% | 45,534 | +16.0% | 0.37% | +11.1% |
| PG | Buy | PROCTER & GAMBLE CO | $1,361,000 | +0.2% | 18,002 | +2.1% | 0.37% | -8.2% |
| GLD | Buy | SPDR GOLD TRUST | $1,310,000 | +7.8% | 10,218 | +0.2% | 0.36% | -1.1% |
| CVX | CHEVRON CORP NEW | $1,247,000 | +2.6% | 10,267 | 0.0% | 0.34% | -5.8% | |
| SIR | Buy | SELECT INCOME REIT | $1,123,000 | +27.3% | 43,538 | +38.5% | 0.30% | +16.9% |
| SLB | Buy | SCHLUMBERGER LTD | $1,092,000 | +27.6% | 12,361 | +3.5% | 0.30% | +16.5% |
| ITRI | Sell | ITRON INC | $1,026,000 | +0.9% | 23,955 | -0.1% | 0.28% | -7.3% |
| ECL | Buy | ECOLAB INC | $967,000 | +19.7% | 9,794 | +3.3% | 0.26% | +10.0% |
| PFE | Buy | PFIZER INC | $960,000 | +6.3% | 33,432 | +3.7% | 0.26% | -2.6% |
| WTR | Buy | AQUA AMERICA INC | $944,000 | +7.6% | 38,174 | +36.3% | 0.26% | -1.5% |
| SLRC | Sell | SOLAR CAP LTD | $932,000 | -47.3% | 42,030 | -45.2% | 0.25% | -51.8% |
| MOS | New | MOSAIC CO NEW | $919,000 | – | 21,364 | +100.0% | 0.25% | – |
| TSRE | Buy | TRADE STR RESIDENTIAL INC | $908,000 | -18.6% | 130,495 | +2.9% | 0.25% | -25.4% |
| XRX | Buy | XEROX CORP | $909,000 | +86.3% | 88,290 | +63.9% | 0.25% | +70.3% |
| MFA | New | MFA FINL INC | $898,000 | – | 120,600 | +100.0% | 0.24% | – |
| OXLC | Buy | OXFORD LANE CAP CORP | $898,000 | -5.9% | 58,569 | +1.6% | 0.24% | -13.8% |
| VVUS | Buy | VIVUS INC | $872,000 | -25.7% | 93,800 | +0.5% | 0.24% | -31.9% |
| LH | Buy | LABORATORY CORP AMER HLDGS | $870,000 | +5.5% | 8,776 | +6.4% | 0.24% | -3.7% |
| COP | Sell | CONOCOPHILLIPS | $866,000 | +8.8% | 12,464 | -5.2% | 0.24% | -0.4% |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $839,000 | +9.7% | 17,505 | +4.4% | 0.23% | +0.4% |
| GMWSB | Sell | GENERAL MTRS CO*w exp 07/10/201 | $839,000 | -47.5% | 45,100 | -53.9% | 0.23% | -51.9% |
| LIWA | Buy | LIHUA INTL INC | $816,000 | +25.2% | 163,833 | +20.9% | 0.22% | +15.0% |
| YORW | YORK WTR CO | $743,000 | +5.4% | 37,025 | 0.0% | 0.20% | -3.3% | |
| KR | Sell | KROGER CO | $733,000 | -23.6% | 18,175 | -34.5% | 0.20% | -29.9% |
| SJM | SMUCKER J M CO | $728,000 | +1.8% | 6,932 | 0.0% | 0.20% | -6.6% | |
| BHP | BHP BILLITON LTDsponsored adr | $725,000 | +15.4% | 10,900 | 0.0% | 0.20% | +5.9% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $716,000 | -55.9% | 10,000 | -59.7% | 0.19% | -59.7% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $691,000 | -7.9% | 40,729 | -0.5% | 0.19% | -15.3% |
| MCK | MCKESSON CORP | $690,000 | +12.0% | 5,380 | 0.0% | 0.19% | +2.2% | |
| IVAC | Sell | INTEVAC INC | $680,000 | -5.0% | 116,090 | -8.2% | 0.18% | -12.7% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $674,000 | 0.0% | 27,310 | +0.2% | 0.18% | -8.5% |
| LOW | LOWES COS INC | $655,000 | +16.5% | 13,750 | 0.0% | 0.18% | +6.6% | |
| NEM | Buy | NEWMONT MINING CORP | $644,000 | -4.6% | 22,915 | +1.7% | 0.18% | -12.5% |
| EMR | Buy | EMERSON ELEC CO | $614,000 | +19.5% | 9,489 | +0.6% | 0.17% | +9.9% |
| WAG | WALGREEN CO | $611,000 | +21.7% | 11,348 | 0.0% | 0.17% | +11.4% | |
| TICC | Buy | TICC CAPITAL CORP | $592,000 | +7.2% | 60,747 | +5.8% | 0.16% | -1.8% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $582,000 | -24.5% | 8,040 | -24.0% | 0.16% | -31.0% |
| GAS | AGL RES INC | $573,000 | +7.3% | 12,453 | 0.0% | 0.16% | -1.3% | |
| IEF | Buy | ISHARES7-10 y tr bd etf | $572,000 | +15.8% | 5,605 | +16.4% | 0.16% | +6.2% |
| CWEI | Sell | WILLIAMS CLAYTON ENERGY INC | $562,000 | -42.2% | 10,715 | -52.1% | 0.15% | -46.9% |
| CL | COLGATE PALMOLIVE CO | $562,000 | +3.5% | 9,484 | 0.0% | 0.15% | -5.0% | |
| ABBV | Buy | ABBVIE INC | $542,000 | +12.7% | 12,110 | +4.0% | 0.15% | +2.8% |
| IAU | Sell | ISHARES GOLD TRUSTishares | $537,000 | +7.4% | 41,690 | -0.1% | 0.15% | -1.4% |
| ABB | Buy | ABB LTDsponsored adr | $528,000 | +160.1% | 22,370 | +138.2% | 0.14% | +138.3% |
| VFC | New | V F CORP | $515,000 | – | 2,586 | +100.0% | 0.14% | – |
| PCYO | PURECYCLE CORP | $498,000 | -17.3% | 107,736 | 0.0% | 0.14% | -24.2% | |
| SPNC | Buy | SPECTRANETICS CORP | $489,000 | -1.2% | 29,110 | +9.8% | 0.13% | -9.5% |
| FSC | Buy | FIFTH STREET FINANCE CORP | $483,000 | -1.0% | 46,934 | +0.4% | 0.13% | -9.7% |
| F | Sell | FORD MTR CO DEL | $474,000 | -74.1% | 28,124 | -76.3% | 0.13% | -76.2% |
| RMBS | New | RAMBUS INC DEL | $470,000 | – | 50,000 | +100.0% | 0.13% | – |
| PFG | PRINCIPAL FINL GROUP INC | $447,000 | +14.3% | 10,444 | 0.0% | 0.12% | +4.3% | |
| SAND | SANDSTORM GOLD LTD | $446,000 | -7.3% | 82,288 | 0.0% | 0.12% | -15.4% | |
| T | AT&T INC | $442,000 | -4.3% | 13,055 | 0.0% | 0.12% | -12.4% | |
| IGSB | ISHARES1-3 yr cr bd etf | $437,000 | +0.2% | 4,148 | 0.0% | 0.12% | -7.8% | |
| KMB | KIMBERLY CLARK CORP | $432,000 | -2.9% | 4,581 | 0.0% | 0.12% | -11.4% | |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $410,000 | +25.8% | 3,804 | +8.6% | 0.11% | +14.4% |
| PNY | Buy | PIEDMONT NAT GAS INC | $408,000 | +2.5% | 12,400 | +5.1% | 0.11% | -5.9% |
| INTC | Sell | INTEL CORP | $405,000 | -8.6% | 17,653 | -3.6% | 0.11% | -16.0% |
| BAC | New | BANK OF AMERICA CORPORATION | $406,000 | – | 29,385 | +100.0% | 0.11% | – |
| TLT | Sell | ISHARES20+ yr tr bd etf | $404,000 | -8.6% | 3,800 | -5.1% | 0.11% | -16.0% |
| ABT | Buy | ABBOTT LABS | $401,000 | -1.0% | 12,085 | +4.0% | 0.11% | -9.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $389,000 | +4.6% | 8,399 | +0.9% | 0.11% | -3.6% |
| ORCL | Buy | ORACLE CORP | $392,000 | +51.4% | 11,826 | +40.3% | 0.11% | +37.7% |
| ATHN | ATHENAHEALTH INC | $385,000 | +27.9% | 3,550 | 0.0% | 0.10% | +18.0% | |
| PEP | Buy | PEPSICO INC | $386,000 | -1.8% | 4,851 | +0.9% | 0.10% | -9.5% |
| BOFI | Sell | BOFI HLDG INC | $379,000 | -31.8% | 5,840 | -51.9% | 0.10% | -37.6% |
| GOOGL | Buy | GOOGLE INCcl a | $371,000 | +10.1% | 423 | +10.4% | 0.10% | +1.0% |
| KO | Buy | COCA COLA CO | $366,000 | +6.1% | 9,656 | +12.3% | 0.10% | -2.9% |
| EMC | E M C CORP MASS | $365,000 | +8.3% | 14,285 | 0.0% | 0.10% | -1.0% | |
| NVS | NOVARTIS A Gsponsored adr | $347,000 | +8.4% | 4,530 | 0.0% | 0.09% | -1.1% | |
| CRK | New | COMSTOCK RES INC | $348,000 | – | 21,900 | +100.0% | 0.09% | – |
| LQD | Sell | ISHARESiboxx inv cp etf | $347,000 | -4.7% | 3,056 | -4.7% | 0.09% | -13.0% |
| SWC | STILLWATER MNG CO | $344,000 | +2.4% | 31,250 | 0.0% | 0.09% | -7.0% | |
| SCO | New | PROSHARES TR IIultsh dj ubs cru | $338,000 | – | 11,190 | +100.0% | 0.09% | – |
| EQM | EQT MIDSTREAM PARTNERS LPunit ltd partn | $330,000 | +0.9% | 6,700 | 0.0% | 0.09% | -7.2% | |
| ALD | Buy | WISDOMTREE TRasia lc dbt fd | $330,000 | -0.3% | 6,815 | +0.4% | 0.09% | -8.2% |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $325,000 | – | 22,125 | +100.0% | 0.09% | – |
| CNTF | Sell | CHINA TECHFAITH WIRLS COMM Tsponsored adr | $321,000 | +40.8% | 223,050 | -0.1% | 0.09% | +27.9% |
| MIC | MACQUARIE INFRASTR CO LLCmembership int | $321,000 | 0.0% | 6,000 | 0.0% | 0.09% | -8.4% | |
| CUI | New | CUI GLOBAL INC | $319,000 | – | 55,350 | +100.0% | 0.09% | – |
| HA | Sell | HAWAIIAN HOLDINGS INC | $318,000 | +6.4% | 42,710 | -12.9% | 0.09% | -3.4% |
| BKT | BLACKROCK INCOME TR INC | $316,000 | -2.5% | 47,334 | 0.0% | 0.09% | -10.4% | |
| PM | PHILIP MORRIS INTL INC | $311,000 | 0.0% | 3,590 | 0.0% | 0.08% | -8.7% | |
| ORBK | Buy | ORBOTECH LTDord | $294,000 | -1.7% | 24,500 | +2.1% | 0.08% | -10.1% |
| VCLK | New | VALUECLICK INC | $292,000 | – | 14,000 | +100.0% | 0.08% | – |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $284,000 | -5.6% | 5,400 | 0.0% | 0.08% | -13.5% | |
| ESRX | EXPRESS SCRIPTS HLDG CO | $280,000 | +0.4% | 4,527 | 0.0% | 0.08% | -8.4% | |
| ETN | Buy | EATON CORP PLC | $255,000 | +6.7% | 3,700 | +1.8% | 0.07% | -2.8% |
| TEX | New | TEREX CORP NEW | $254,000 | – | 7,560 | +100.0% | 0.07% | – |
| DCOM | DIME CMNTY BANCSHARES | $242,000 | +8.5% | 14,536 | 0.0% | 0.07% | 0.0% | |
| PCL | PLUM CREEK TIMBER CO INC | $244,000 | +0.4% | 5,200 | 0.0% | 0.07% | -8.3% | |
| ADSK | New | AUTODESK INC | $235,000 | – | 5,705 | +100.0% | 0.06% | – |
| ATLS | New | ATLAS ENERGY LP | $232,000 | – | 4,250 | +100.0% | 0.06% | – |
| SRCL | STERICYCLE INC | $231,000 | +4.5% | 2,000 | 0.0% | 0.06% | -4.5% | |
| SPIB | New | SPDR SERIES TRUSTintr trm corp bd | $231,000 | – | 6,845 | +100.0% | 0.06% | – |
| NTS | NTS INC NEV | $224,000 | 0.0% | 142,744 | 0.0% | 0.06% | -7.6% | |
| AMGN | New | AMGEN INC | $223,000 | – | 1,992 | +100.0% | 0.06% | – |
| JPM | Sell | JPMORGAN CHASE & CO | $217,000 | -87.3% | 4,196 | -87.1% | 0.06% | -88.4% |
| HD | HOME DEPOT INC | $213,000 | -2.3% | 2,812 | 0.0% | 0.06% | -10.8% | |
| APC | New | ANADARKO PETE CORP | $213,000 | – | 2,290 | +100.0% | 0.06% | – |
| GDX | New | MARKET VECTORS ETF TRgold miner etf | $205,000 | – | 8,200 | +100.0% | 0.06% | – |
| CEF | CENTRAL FD CDA LTDcl a | $206,000 | +8.4% | 14,000 | 0.0% | 0.06% | 0.0% | |
| LTXC | Sell | LTX-CREDENCE CORP | $208,000 | +9.5% | 31,551 | -0.6% | 0.06% | 0.0% |
| GOLD | Sell | BARRICK GOLD CORP | $199,000 | +10.6% | 10,689 | -6.5% | 0.05% | +1.9% |
| PRGN | New | PARAGON SHIPPING INCcl a new | $173,000 | – | 30,000 | +100.0% | 0.05% | – |
| IPDN | Buy | PROFESSIONAL DIVERSITY NET I | $162,000 | +12.5% | 35,095 | +2.1% | 0.04% | +2.3% |
| DHT | New | DHT HOLDINGS INC | $153,000 | – | 35,000 | +100.0% | 0.04% | – |
| IEI | Buy | ISHARES3-7 yr tr bd etf | $148,000 | +2.1% | 1,220 | +1.7% | 0.04% | -7.0% |
| NNY | New | NUVEEN NY MUN VALUE FD | $140,000 | – | 15,650 | +100.0% | 0.04% | – |
| PESI | PERMA-FIX ENVIRONMENTAL SVCS | $136,000 | +103.0% | 185,550 | 0.0% | 0.04% | +85.0% | |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $135,000 | – | 10,358 | +100.0% | 0.04% | – |
| BIOS | New | BIOSCRIP INC | $132,000 | – | 15,000 | +100.0% | 0.04% | – |
| ALTV | New | ALTEVA | $126,000 | – | 16,250 | +100.0% | 0.03% | – |
| NTC | New | NUVEEN CONN PREM INCOME MUN | $125,000 | – | 10,449 | +100.0% | 0.03% | – |
| HIMX | New | HIMAX TECHNOLOGIES INCsponsored adr | $113,000 | – | 11,260 | +100.0% | 0.03% | – |
| AUNZ | Buy | WISDOMTREE TRaust new zeal db | $116,000 | +6.4% | 5,640 | +1.6% | 0.03% | -3.1% |
| HYG | Buy | ISHARESiboxx hi yd etf | $88,000 | +3.5% | 964 | +3.2% | 0.02% | -4.0% |
| SHY | Buy | ISHARES1-3 yr tr bd etf | $87,000 | +3.6% | 1,030 | +3.0% | 0.02% | -4.0% |
| SPPI | SPECTRUM PHARMACEUTICALS INC | $84,000 | +12.0% | 10,066 | 0.0% | 0.02% | +4.5% | |
| BB | New | BLACKBERRY LTD | $80,000 | – | 10,000 | +100.0% | 0.02% | – |
| ARNA | Buy | ARENA PHARMACEUTICALS INC | $79,000 | +2.6% | 15,000 | +50.0% | 0.02% | -8.7% |
| MHRCQ | MAGNUM HUNTER RES CORP DEL | $72,000 | +67.4% | 11,728 | 0.0% | 0.02% | +53.8% | |
| NFX | NEWFIELD EXPL CO | $73,000 | +14.1% | 2,667 | 0.0% | 0.02% | +5.3% | |
| VIXM | New | PROSHARES TR IIvix mdtrm futr | $69,000 | – | 3,000 | +100.0% | 0.02% | – |
| NFX | Sell | NEWFIELD EXPL COcall | $66,000 | -26.7% | 20,000 | -46.7% | 0.02% | -33.3% |
| TNK | New | TEEKAY TANKERS LTDcl a | $67,000 | – | 25,500 | +100.0% | 0.02% | – |
| MSFT | MICROSOFT CORPcall | $56,000 | -38.5% | 25,000 | 0.0% | 0.02% | -44.4% | |
| PQ | PETROQUEST ENERGY INC | $52,000 | +2.0% | 13,000 | 0.0% | 0.01% | -6.7% | |
| EFV | ISHARESeafe value etf | $46,000 | +12.2% | 850 | 0.0% | 0.01% | 0.0% | |
| SIRI | SIRIUS XM RADIO INC | $40,000 | +14.3% | 10,310 | 0.0% | 0.01% | +10.0% | |
| CHOP | Sell | CHINA GERUI ADV MAT GR LTD | $42,000 | -16.0% | 26,965 | -2.9% | 0.01% | -26.7% |
| FSTO | FOREST OIL CORPcall | $41,000 | +173.3% | 40,000 | 0.0% | 0.01% | +175.0% | |
| CHYR | CHYRONHEGO CORP | $42,000 | +10.5% | 27,500 | 0.0% | 0.01% | 0.0% | |
| ADGE | New | AMERICAN DG ENERGY INC | $35,000 | – | 22,023 | +100.0% | 0.01% | – |
| VVUS | New | VIVUS INCcall | $33,000 | – | 35,000 | +100.0% | 0.01% | – |
| MBIS | MEDIABISTRO INC | $30,000 | -9.1% | 20,282 | 0.0% | 0.01% | -20.0% | |
| XRA | EXETER RES CORP | $29,000 | +11.5% | 36,100 | 0.0% | 0.01% | 0.0% | |
| HILL | DOT HILL SYS CORP | $28,000 | -3.4% | 13,252 | 0.0% | 0.01% | -11.1% | |
| APA | APACHE CORPcall | $25,000 | -47.9% | 5,000 | 0.0% | 0.01% | -50.0% | |
| CRDS | Buy | CROSSROADS SYS INC | $27,000 | -54.2% | 32,700 | +3.2% | 0.01% | -58.8% |
| DRAD | New | DIGIRAD CORP | $25,000 | – | 10,000 | +100.0% | 0.01% | – |
| CAMT | CAMTEK LTDord | $26,000 | -29.7% | 15,500 | 0.0% | 0.01% | -36.4% | |
| TZA | New | DIREXION SHS ETF TRdly sc bear3xnew | $23,000 | – | 1,000 | +100.0% | 0.01% | – |
| EMCB | WISDOMTREE TRwsdm emktbd fd | $13,000 | 0.0% | 175 | 0.0% | 0.00% | 0.0% | |
| TZA | Sell | DIREXION SHS ETF TRcall | $14,000 | -94.7% | 130,000 | -50.1% | 0.00% | -94.9% |
| NYF | ISHARESny amtfre mu etf | $10,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| DMND | New | DIAMOND FOODS INCput | $12,000 | – | 40,000 | +100.0% | 0.00% | – |
| HIMX | New | HIMAX TECHNOLOGIES INCput | $6,000 | – | 41,100 | +100.0% | 0.00% | – |
| UNXLQ | Buy | UNI PIXEL INCcall | $7,000 | +600.0% | 1,700 | +466.7% | 0.00% | – |
| API | ADVANCED PHOTONIX INCcl a | $9,000 | -18.2% | 17,000 | 0.0% | 0.00% | -33.3% | |
| AUSE | WISDOMTREE TRaustralia div fd | $7,000 | +16.7% | 115 | 0.0% | 0.00% | 0.0% | |
| EFA | ISHARESmsci eafe etf | $3,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| GM | GENERAL MTRS CO | $5,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| GM | New | GENERAL MTRS COput | $4,000 | – | 13,500 | +100.0% | 0.00% | – |
| BACWSA | New | BANK OF AMERICA CORPORATION*w exp 01/16/201 | $2,000 | – | 300 | +100.0% | 0.00% | – |
| F | FORD MTR CO DELcall | $2,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| OMEX | Sell | ODYSSEY MARINE EXPLORATION Icall | $0 | -100.0% | 3,500 | -65.0% | 0.00% | -100.0% |
| BKW | Exit | BURGER KING WORLDWIDE INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| FSTO | FOREST OIL CORP | $0 | – | 31 | 0.0% | 0.00% | – | |
| IWM | Sell | ISHARESput | $0 | -100.0% | 3,000 | -40.0% | 0.00% | -100.0% |
| EFA | Exit | ISHARES TRput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EDC | Exit | DIREXION SHS ETF TRput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| NOG | Exit | NORTHERN OIL & GAS INC NEVcall | $0 | – | -5,000 | -100.0% | -0.00% | – |
| TNA | Exit | DIREXION SHS ETF TRput | $0 | – | -16,600 | -100.0% | -0.01% | – |
| NUGT | Exit | DIREXION SHS ETF TRcall | $0 | – | -120,000 | -100.0% | -0.01% | – |
| EMMS | Exit | EMMIS COMMUNICATIONS CORPcl a | $0 | – | -25,000 | -100.0% | -0.02% | – |
| WLL | Exit | WHITING PETE CORP NEWcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -1,375 | -100.0% | -0.02% | – |
| MBI | Exit | MBIA INC | $0 | – | -10,000 | -100.0% | -0.04% | – |
| ERX | Exit | DIREXION SHS ETF TRput | $0 | – | -51,000 | -100.0% | -0.04% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS L P | $0 | – | -6,600 | -100.0% | -0.06% | – |
| VTSS | Exit | VITESSE SEMICONDUCTOR CORP | $0 | – | -85,000 | -100.0% | -0.07% | – |
| DSX | Exit | DIANA SHIPPING INC | $0 | – | -25,900 | -100.0% | -0.08% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -7,296 | -100.0% | -0.11% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -6,300 | -100.0% | -0.12% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -41,270 | -100.0% | -0.14% | – |
| HEAR | Exit | PARAMETRIC SOUND CORP | $0 | – | -48,024 | -100.0% | -0.23% | – |
| 6107SC | Exit | URS CORP NEW | $0 | – | -17,125 | -100.0% | -0.24% | – |
| DGAS | Exit | DELTA NAT GAS INC | $0 | – | -48,183 | -100.0% | -0.30% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -42,443 | -100.0% | -0.31% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -78,730 | -100.0% | -0.33% | – |
| RDA | Exit | RDA MICROELECTRONICS INCsponsored adr | $0 | – | -124,850 | -100.0% | -0.41% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-10-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROPER TECHNOLOGIES INC | 42 | Q3 2023 | 17.6% |
| AMERICAN WTR WKS CO INC NEW | 42 | Q3 2023 | 5.4% |
| APPLE INC | 42 | Q3 2023 | 6.7% |
| FLEXTRONICS INTL LTD | 42 | Q3 2023 | 3.8% |
| PIONEER NAT RES CO | 42 | Q3 2023 | 5.7% |
| TRIMBLE NAVIGATION LTD | 42 | Q3 2023 | 3.2% |
| PARKER-HANNIFIN CORP | 42 | Q3 2023 | 2.7% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 2.2% |
| TAIWAN SEMICONDUCTOR MFG LTD | 42 | Q3 2023 | 3.1% |
| HARTFORD FINL SVCS GROUP INC | 42 | Q3 2023 | 2.3% |
View Clear Harbor Asset Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIQTECH INTERNATIONAL INC | January 12, 2023 | 577,604 | 1.3% |
| CUI Global, Inc. | January 29, 2018 | 10 | 12.0% |
| China Ceramics Co., Ltd | January 29, 2015 | 360,289 | 1.8% |
View Clear Harbor Asset Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-01-30 |
| 13F-HR | 2024-01-18 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-01-20 |
| SC 13G/A | 2023-01-12 |
| SC 13G/A | 2023-01-12 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-20 |
View Clear Harbor Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.