$215 Million is the total value of Shaker Financial Services, LLC's 155 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 32.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GDV | Sell | GABELLI DIVID & INCOME TR | $5,865,612 | -21.2% | 301,729 | -14.4% | 2.73% | -16.0% |
| DIAX | Sell | NUVEEN DOW 30 DYNMC OVERWRT | $3,099,597 | -49.8% | 218,897 | -49.1% | 1.44% | -46.4% |
| VGI | Sell | VIRTUS GLOBAL MULTI-SECTOR I | $2,958,681 | -3.8% | 403,090 | -2.1% | 1.38% | +2.6% |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FD | $2,544,722 | -36.5% | 247,782 | -39.5% | 1.19% | -32.3% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $2,333,643 | -8.0% | 213,508 | -5.6% | 1.09% | -1.8% |
| SWZ | Sell | SWISS HELVETIA FD INC | $2,174,926 | -8.5% | 284,676 | -1.5% | 1.01% | -2.3% |
| HNW | Sell | PIONEER DIVERSIFIED HIGH INC | $2,174,500 | -9.2% | 212,769 | -10.2% | 1.01% | -3.2% |
| SOR | Sell | SOURCE CAP INC | $2,169,723 | -49.3% | 56,225 | -49.6% | 1.01% | -45.9% |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $2,126,995 | -21.7% | 383,934 | -14.9% | 0.99% | -16.5% |
| IGA | Sell | VOYA GLBL ADV & PREM OPP FD | $1,908,295 | -32.1% | 229,915 | -30.1% | 0.89% | -27.5% |
| ETW | Sell | EATON VANCE TAX-MANAGED GLOB | $1,882,145 | -13.0% | 246,354 | -6.4% | 0.88% | -7.2% |
| FTF | Sell | FRANKLIN LTD DURATION INCOME | $1,818,889 | -26.0% | 298,668 | -24.9% | 0.85% | -21.0% |
| OPP | Sell | RIVERNORTH DOUBLELINE STRATE | $1,781,957 | -26.2% | 225,279 | -20.3% | 0.83% | -21.2% |
| CPZ | Sell | CALAMOS LNG SHR EQT DYNAMIC | $1,699,505 | -47.7% | 114,909 | -45.3% | 0.79% | -44.2% |
| EOS | Sell | EATON VANCE ENHANCED EQUITY | $1,652,768 | -6.5% | 96,203 | -2.6% | 0.77% | -0.3% |
| SPXX | Sell | NUVEEN S&P 500 DYNAMIC OVERW | $1,609,409 | -33.3% | 104,907 | -30.6% | 0.75% | -28.8% |
| PHT | Sell | PIONEER HIGH INCOME FUND INC | $1,351,475 | -42.2% | 201,412 | -42.1% | 0.63% | -38.4% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,285,795 | -29.6% | 290,247 | -20.4% | 0.60% | -24.9% |
| PFL | Sell | PIMCO INCOME STRATEGY FD | $1,262,101 | -29.3% | 163,603 | -24.2% | 0.59% | -24.6% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $1,220,131 | -40.5% | 99,117 | -43.5% | 0.57% | -36.4% |
| DHF | Sell | BNY MELLON HIGH YIELD STRATEsh ben int | $1,172,432 | -9.8% | 547,865 | -6.5% | 0.55% | -3.9% |
| BCV | Sell | BANCROFT FD LTD | $1,171,633 | -35.7% | 74,295 | -30.4% | 0.55% | -31.4% |
| EFR | Sell | EATON VANCE SR FLTNG RTE TR | $1,171,716 | -54.9% | 96,756 | -56.3% | 0.55% | -51.9% |
| ERC | Sell | ALLSPRING MULTI SECTOR INCOM | $1,114,705 | -20.3% | 121,675 | -18.9% | 0.52% | -14.9% |
| TWN | Sell | TAIWAN FD INC | $1,004,990 | -5.4% | 33,522 | -1.2% | 0.47% | +0.9% |
| BSL | Sell | BLACKSTONE SENI FLTN RAT 202 | $975,757 | -0.2% | 73,642 | -3.4% | 0.46% | +6.6% |
| VLT | Sell | INVESCO HIGH INCOME TR II | $962,591 | -14.1% | 96,842 | -9.2% | 0.45% | -8.2% |
| PHD | Sell | PIONEER FLOATING RATE FUND I | $769,752 | +2.8% | 85,433 | -1.0% | 0.36% | +9.8% |
| BGX | Sell | BLACKSTONE LONG SHORT CR INC | $740,812 | -57.3% | 63,589 | -58.5% | 0.34% | -54.5% |
| BWG | Sell | BRANDYWINEGBL GBL INCM OPP F | $654,439 | -9.4% | 86,241 | -3.1% | 0.30% | -3.5% |
| ACV | Sell | VIRTUS DIVERSIFIED INCM & CO | $649,691 | -14.4% | 34,465 | -8.5% | 0.30% | -8.5% |
| FFA | Sell | FIRST TR ENHANCED EQUITY INC | $599,580 | -77.6% | 34,718 | -77.3% | 0.28% | -76.2% |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $572,729 | -7.8% | 169,613 | -3.4% | 0.27% | -1.5% |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $552,288 | -56.6% | 65,870 | -55.2% | 0.26% | -53.8% |
| FOF | Sell | COHEN & STEERS CLOSED-END OP | $531,026 | -54.6% | 51,456 | -52.7% | 0.25% | -51.6% |
| RIV | Sell | RIVERNORTH OPPORTUNITIES FD | $509,462 | -72.3% | 48,474 | -69.8% | 0.24% | -70.5% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $470,014 | -83.0% | 28,246 | -82.9% | 0.22% | -81.9% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $466,875 | -73.8% | 54,099 | -73.0% | 0.22% | -72.0% |
| HTY | Sell | HANCOCK JOHN INVT TRtax adv glb sh | $411,198 | -39.5% | 93,454 | -35.5% | 0.19% | -35.4% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $410,762 | -16.8% | 106,415 | -10.8% | 0.19% | -11.6% |
| NBB | Sell | NUVEEN TAXABLE MUNICPAL INM | $391,237 | -28.9% | 26,805 | -23.2% | 0.18% | -24.2% |
| EVG | Sell | EATON VANCE SHORT DURATION D | $320,776 | -55.9% | 30,933 | -58.3% | 0.15% | -52.8% |
| VVR | Sell | INVESCO SR INCOME TR | $312,495 | -52.2% | 79,718 | -53.1% | 0.15% | -49.0% |
| TEAF | Sell | ECOFIN SUSTAINABLE AND SOCIA | $303,298 | -77.1% | 25,317 | -76.1% | 0.14% | -75.6% |
| FDEU | Sell | FIRST TR DYNAMIC EUROPE EQUI | $298,258 | -31.1% | 24,053 | -27.2% | 0.14% | -26.5% |
| FT | Sell | FRANKLIN UNVL TRsh ben int | $259,792 | -21.2% | 40,912 | -16.5% | 0.12% | -16.0% |
| FCT | Sell | FIRST TR SR FLTG RATE INCOME | $246,760 | -76.6% | 24,676 | -76.9% | 0.12% | -75.1% |
| HPI | Sell | HANCOCK JOHN PFD INCOME FDsh ben int | $236,049 | -78.2% | 16,201 | -77.2% | 0.11% | -76.7% |
| WDI | Sell | WESTERN ASSET DIVERSIFIED IN | $230,000 | -70.1% | 17,190 | -69.6% | 0.11% | -68.2% |
| Sell | THORNBURG INCM BUILDER OPP T | $173,186 | -35.0% | 11,862 | -32.2% | 0.08% | -30.2% | |
| NCZ | Sell | VIRTUS CONVERTIBLE & INC FD | $169,320 | -56.3% | 60,253 | -51.2% | 0.08% | -53.3% |
| FINS | Sell | ANGEL OAK FINL STRATEGIES IN | $120,653 | -85.3% | 10,021 | -85.5% | 0.06% | -84.3% |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $58,547 | -81.4% | 19,246 | -80.6% | 0.03% | -80.3% |
| NRO | Sell | NEUBERGER BERMAN REAL ESTATE | $51,864 | -83.5% | 18,589 | -82.0% | 0.02% | -82.5% |
| EVF | Exit | EATON VANCE SR INCOME TRsh ben int | $0 | – | -16,731 | -100.0% | -0.04% | – |
| PGZ | Exit | PRINCIPAL REAL ESTATE INCOME | $0 | – | -11,315 | -100.0% | -0.05% | – |
| EDD | Exit | MORGAN STANLEY EMERGING MKTS | $0 | – | -26,571 | -100.0% | -0.06% | – |
| VBF | Exit | INVESCO BD FD | $0 | – | -11,810 | -100.0% | -0.08% | – |
| MFD | Exit | MACQUARIE / FIRST TR GLOBAL | $0 | – | -22,469 | -100.0% | -0.08% | – |
| ECF | Exit | ELLSWORTH GROWTH & INCOME FD | $0 | – | -22,059 | -100.0% | -0.08% | – |
| HPF | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -14,035 | -100.0% | -0.09% | – |
| AAPL | Exit | APPLE INC | $0 | – | -1,100 | -100.0% | -0.09% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -28,405 | -100.0% | -0.09% | – |
| ETO | Exit | EATON VANCE TAX-ADVANTAGED G | $0 | – | -10,000 | -100.0% | -0.10% | – |
| BIGZ | Exit | BLACKROCK INNOVATION AND GRW | $0 | – | -30,000 | -100.0% | -0.10% | – |
| BMEZ | Exit | BLACKROCK HEALTH SCIENCES TE | $0 | – | -15,000 | -100.0% | -0.11% | – |
| RSF | Exit | RIVERNORTH CAP AND INCM FD I | $0 | – | -19,413 | -100.0% | -0.13% | – |
| FIF | Exit | FIRST TR ENERGY INFRASTRCTR | $0 | – | -22,370 | -100.0% | -0.14% | – |
| EOI | Exit | EATON VANCE ENHANCED EQUITY | $0 | – | -29,814 | -100.0% | -0.22% | – |
| JGH | Exit | NUVEEN GLOBAL HIGH INCOME FD | $0 | – | -56,583 | -100.0% | -0.28% | – |
| NBXG | Exit | NEUBERGER BERMAN NEXT GENERA | $0 | – | -59,168 | -100.0% | -0.28% | – |
| JRO | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -83,333 | -100.0% | -0.29% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | -66,749 | -100.0% | -0.36% | – |
| JSD | Exit | NUVEEN SHORT DURATION CR OPP | $0 | – | -74,251 | -100.0% | -0.38% | – |
| CII | Exit | BLACKROCK ENHANCD CAP & INM | $0 | – | -48,528 | -100.0% | -0.39% | – |
| JRI | Exit | NUVEEN REAL ASSET INCOME & G | $0 | – | -81,804 | -100.0% | -0.41% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTAL RETU | $0 | – | -122,271 | -100.0% | -0.79% | – |
| Exit | NUVEEN MULTI ASSET INCOME FU | $0 | – | -157,241 | -100.0% | -0.82% | – | |
| AIF | Exit | APOLLO TACTICAL INCOME FD IN | $0 | – | -150,946 | -100.0% | -0.84% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -569,336 | -100.0% | -1.15% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-02
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.