$215 Million is the total value of Shaker Financial Services, LLC's 155 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 30.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETG | Buy | EATON VANCE TX ADV GLBL DIV | $8,907,343 | +36.0% | 579,151 | +47.6% | 4.15% | +45.1% |
| BIF | Buy | SRH TOTAL RETURN FUND INC | $7,945,383 | +0.8% | 612,125 | +3.2% | 3.70% | +7.6% |
| CET | Buy | CENTRAL SECS CORP | $7,369,543 | +3.9% | 207,886 | +7.0% | 3.44% | +10.8% |
| BDJ | Buy | BLACKROCK ENHANCED EQUITY DI | $6,548,494 | +19.7% | 860,512 | +31.2% | 3.05% | +27.8% |
| GDV | Sell | GABELLI DIVID & INCOME TR | $5,865,612 | -21.2% | 301,729 | -14.4% | 2.73% | -16.0% |
| FUND | Buy | SPROTT FOCUS TR INC | $5,112,374 | +16.7% | 678,934 | +23.3% | 2.38% | +24.6% |
| GAM | Buy | GENERAL AMERN INVS CO INC | $5,012,580 | +2.8% | 121,842 | +4.2% | 2.34% | +9.7% |
| RVT | Buy | ROYCE VALUE TR INC | $4,589,661 | -0.2% | 356,617 | +7.0% | 2.14% | +6.5% |
| BXMX | Buy | NUVEEN S&P 500 BUY-WRITE INC | $4,233,844 | +29.3% | 329,499 | +36.0% | 1.97% | +38.0% |
| ASG | Buy | LIBERTY ALL-STAR GROWTH FD I | $3,958,808 | +30.0% | 801,378 | +42.4% | 1.84% | +38.7% |
| EAD | Buy | ALLSPRING INCOME OPPORTUNITinc oppty fd | $3,543,430 | +1.1% | 576,601 | +6.8% | 1.65% | +7.9% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $3,413,656 | +751.0% | 411,310 | +716.1% | 1.59% | +809.1% |
| EXG | Buy | EATON VANCE TAX-MANAGED GLOB | $3,374,384 | -1.4% | 457,854 | +6.0% | 1.57% | +5.3% |
| HGLB | Buy | HIGHLAND GLOBAL ALLOCATION F | $3,222,760 | -5.6% | 402,845 | +2.0% | 1.50% | +0.7% |
| DIAX | Sell | NUVEEN DOW 30 DYNMC OVERWRT | $3,099,597 | -49.8% | 218,897 | -49.1% | 1.44% | -46.4% |
| FSD | Buy | FIRST TR HIGH INCOME LONG / | $3,028,572 | +107.3% | 282,516 | +121.3% | 1.41% | +121.3% |
| VGI | Sell | VIRTUS GLOBAL MULTI-SECTOR I | $2,958,681 | -3.8% | 403,090 | -2.1% | 1.38% | +2.6% |
| EVV | Buy | EATON VANCE LTD DURATION INC | $2,703,657 | +25.8% | 299,077 | +30.2% | 1.26% | +34.2% |
| ETB | Buy | EATON VANCE TAX MNGED BUY WR | $2,643,069 | +83.6% | 209,601 | +102.2% | 1.23% | +95.9% |
| JCE | Buy | NUVEEN CORE EQUITY ALPHA FD | $2,569,491 | +21.1% | 200,827 | +22.1% | 1.20% | +29.2% |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FD | $2,544,722 | -36.5% | 247,782 | -39.5% | 1.19% | -32.3% |
| EEA | Buy | EUROPEAN EQUITY FD INC | $2,448,435 | +2.7% | 307,983 | +11.2% | 1.14% | +9.6% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $2,448,091 | +9.0% | 115,585 | +17.0% | 1.14% | +16.3% |
| HEQ | Buy | JOHN HANCOCK HEDGED EQUITY & | $2,340,947 | +59.9% | 244,613 | +80.1% | 1.09% | +70.5% |
| TY | Buy | TRI CONTL CORP | $2,338,086 | +20.5% | 87,931 | +24.3% | 1.09% | +28.7% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $2,333,643 | -8.0% | 213,508 | -5.6% | 1.09% | -1.8% |
| AVK | Buy | ADVENT CONV & INCOME FD | $2,210,065 | +34.0% | 210,683 | +49.7% | 1.03% | +42.9% |
| SWZ | Sell | SWISS HELVETIA FD INC | $2,174,926 | -8.5% | 284,676 | -1.5% | 1.01% | -2.3% |
| HNW | Sell | PIONEER DIVERSIFIED HIGH INC | $2,174,500 | -9.2% | 212,769 | -10.2% | 1.01% | -3.2% |
| SOR | Sell | SOURCE CAP INC | $2,169,723 | -49.3% | 56,225 | -49.6% | 1.01% | -45.9% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $2,165,196 | +73.6% | 261,497 | +83.4% | 1.01% | +85.1% |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $2,126,995 | -21.7% | 383,934 | -14.9% | 0.99% | -16.5% |
| JPS | NUVEEN PFD & INCOME SECS FD | $2,074,816 | -3.2% | 334,224 | 0.0% | 0.97% | +3.3% | |
| BLW | Buy | BLACKROCK LTD DURATION INCOM | $1,941,789 | +24.9% | 150,760 | +24.9% | 0.90% | +33.3% |
| IGA | Sell | VOYA GLBL ADV & PREM OPP FD | $1,908,295 | -32.1% | 229,915 | -30.1% | 0.89% | -27.5% |
| GF | Buy | NEW GERMANY FD INC | $1,907,606 | -3.8% | 233,489 | +5.7% | 0.89% | +2.7% |
| ETW | Sell | EATON VANCE TAX-MANAGED GLOB | $1,882,145 | -13.0% | 246,354 | -6.4% | 0.88% | -7.2% |
| FPF | Buy | FIRST TR INTER DURATN PFD & | $1,855,646 | +20.1% | 124,540 | +25.1% | 0.86% | +28.1% |
| JHI | Buy | HANCOCK JOHN INVT TR II | $1,829,232 | -0.2% | 150,554 | +3.9% | 0.85% | +6.6% |
| EOD | Buy | ALLSPRING GLOBAL DIVIDEND OP | $1,825,983 | +4.1% | 444,344 | +12.7% | 0.85% | +11.1% |
| FTF | Sell | FRANKLIN LTD DURATION INCOME | $1,818,889 | -26.0% | 298,668 | -24.9% | 0.85% | -21.0% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,816,790 | +110.2% | 4,250 | +117.9% | 0.85% | +124.1% |
| OPP | Sell | RIVERNORTH DOUBLELINE STRATE | $1,781,957 | -26.2% | 225,279 | -20.3% | 0.83% | -21.2% |
| PFN | Buy | PIMCO INCOME STRATEGY FD II | $1,776,356 | +10.4% | 268,195 | +21.3% | 0.83% | +17.8% |
| ETV | Buy | EATON VANCE TAX-MANAGED BUY- | $1,753,785 | +43.9% | 146,515 | +53.7% | 0.82% | +53.6% |
| CPZ | Sell | CALAMOS LNG SHR EQT DYNAMIC | $1,699,505 | -47.7% | 114,909 | -45.3% | 0.79% | -44.2% |
| TEI | Buy | TEMPLETON EMERGING MKTS INCO | $1,699,897 | +163.5% | 368,741 | +194.4% | 0.79% | +180.9% |
| AGD | Buy | ABRDN GLOBAL DYNAMIC DIVIDEN | $1,680,829 | +4.2% | 194,091 | +14.8% | 0.78% | +11.2% |
| EOS | Sell | EATON VANCE ENHANCED EQUITY | $1,652,768 | -6.5% | 96,203 | -2.6% | 0.77% | -0.3% |
| SPXX | Sell | NUVEEN S&P 500 DYNAMIC OVERW | $1,609,409 | -33.3% | 104,907 | -30.6% | 0.75% | -28.8% |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $1,567,693 | – | 264,813 | +100.0% | 0.73% | – |
| PDT | New | HANCOCK JOHN PREM DIVID FD | $1,561,173 | – | 162,284 | +100.0% | 0.73% | – |
| SDHY | Buy | PGIM SHORT DUR HIG YLD OPP F | $1,455,304 | +22.4% | 100,435 | +25.8% | 0.68% | +30.6% |
| ETJ | New | EATON VANCE RISK-MANAGED DIV | $1,432,873 | – | 186,572 | +100.0% | 0.67% | – |
| PDO | Buy | PIMCO DYNAMIC INCOME OPRNTS | $1,367,804 | +23.1% | 115,135 | +37.0% | 0.64% | +31.5% |
| PHT | Sell | PIONEER HIGH INCOME FUND INC | $1,351,475 | -42.2% | 201,412 | -42.1% | 0.63% | -38.4% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,285,795 | -29.6% | 290,247 | -20.4% | 0.60% | -24.9% |
| MCR | Buy | MFS CHARTER INCOME TRsh ben int | $1,278,641 | +93.0% | 218,571 | +108.2% | 0.60% | +106.2% |
| PFL | Sell | PIMCO INCOME STRATEGY FD | $1,262,101 | -29.3% | 163,603 | -24.2% | 0.59% | -24.6% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $1,220,131 | -40.5% | 99,117 | -43.5% | 0.57% | -36.4% |
| ISD | Buy | PGIM HIGH YIELD BOND FUND IN | $1,215,228 | +131.7% | 103,160 | +144.3% | 0.57% | +147.2% |
| DHF | Sell | BNY MELLON HIGH YIELD STRATEsh ben int | $1,172,432 | -9.8% | 547,865 | -6.5% | 0.55% | -3.9% |
| BCV | Sell | BANCROFT FD LTD | $1,171,633 | -35.7% | 74,295 | -30.4% | 0.55% | -31.4% |
| EFR | Sell | EATON VANCE SR FLTNG RTE TR | $1,171,716 | -54.9% | 96,756 | -56.3% | 0.55% | -51.9% |
| IHIT | Buy | INVESCO HIG INCM 2023 TARG T | $1,125,121 | +442.2% | 165,216 | +490.8% | 0.52% | +475.8% |
| ERC | Sell | ALLSPRING MULTI SECTOR INCOM | $1,114,705 | -20.3% | 121,675 | -18.9% | 0.52% | -14.9% |
| IAE | Buy | VOYA ASIA PAC HIGH DIV EQT I | $1,073,968 | -5.2% | 185,487 | +0.5% | 0.50% | +1.2% |
| JPC | NUVEEN PFD & INCOME OPPORTUN | $1,062,106 | -2.3% | 166,631 | 0.0% | 0.50% | +4.2% | |
| HYI | New | WESTERN ASSET HIGH YIELD DEF | $1,057,246 | – | 91,261 | +100.0% | 0.49% | – |
| LDP | Buy | COHEN & STEERS LTD DURATION | $1,057,683 | -5.7% | 61,961 | +0.5% | 0.49% | +0.6% |
| GHY | Buy | PGIM GLOBAL HIGH YIELD FD FO | $1,054,899 | +37.2% | 97,857 | +39.6% | 0.49% | +46.4% |
| TDF | TEMPLETON DRAGON FD INC | $1,013,262 | -6.3% | 118,649 | 0.0% | 0.47% | 0.0% | |
| TWN | Sell | TAIWAN FD INC | $1,004,990 | -5.4% | 33,522 | -1.2% | 0.47% | +0.9% |
| BSL | Sell | BLACKSTONE SENI FLTN RAT 202 | $975,757 | -0.2% | 73,642 | -3.4% | 0.46% | +6.6% |
| ZTR | Buy | VIRTUS TOTAL RETURN FD INC | $973,239 | +838.6% | 202,758 | +1088.9% | 0.45% | +908.9% |
| VLT | Sell | INVESCO HIGH INCOME TR II | $962,591 | -14.1% | 96,842 | -9.2% | 0.45% | -8.2% |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC | $935,674 | +17.5% | 107,419 | +24.7% | 0.44% | +25.3% |
| FGB | Buy | FIRST TR SPECIALTY FIN & FIN | $932,901 | +125.9% | 276,825 | +118.6% | 0.44% | +141.7% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $886,886 | +141.8% | 208,189 | +156.0% | 0.41% | +158.1% |
| ETY | Buy | EATON VANCE TAX-MANAGED DIVE | $886,688 | +344.8% | 76,836 | +380.2% | 0.41% | +374.7% |
| IGR | New | CBRE GBL REAL ESTATE INC FD | $870,300 | – | 193,400 | +100.0% | 0.41% | – |
| MXE | MEXICO EQUITY & INCOME FD | $834,485 | -6.4% | 88,775 | 0.0% | 0.39% | 0.0% | |
| HQL | Buy | TEKLA LIFE SCIENCES INVSsh ben int | $829,605 | -6.0% | 66,528 | +2.1% | 0.39% | +0.3% |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OV | $813,669 | – | 34,074 | +100.0% | 0.38% | – |
| MFV | Buy | MFS SPL VALUE TRsh ben int | $803,605 | +41.7% | 206,053 | +48.3% | 0.38% | +51.2% |
| PHD | Sell | PIONEER FLOATING RATE FUND I | $769,752 | +2.8% | 85,433 | -1.0% | 0.36% | +9.8% |
| BGX | Sell | BLACKSTONE LONG SHORT CR INC | $740,812 | -57.3% | 63,589 | -58.5% | 0.34% | -54.5% |
| FTHY | Buy | FIRST TR HIGH YIELD OPPRT 20 | $738,022 | +10.1% | 55,407 | +13.5% | 0.34% | +17.4% |
| BWG | Sell | BRANDYWINEGBL GBL INCM OPP F | $654,439 | -9.4% | 86,241 | -3.1% | 0.30% | -3.5% |
| ACV | Sell | VIRTUS DIVERSIFIED INCM & CO | $649,691 | -14.4% | 34,465 | -8.5% | 0.30% | -8.5% |
| AIO | New | VIRTUS ARTIFICIAL INTELLIGEN | $610,771 | – | 36,994 | +100.0% | 0.28% | – |
| FFA | Sell | FIRST TR ENHANCED EQUITY INC | $599,580 | -77.6% | 34,718 | -77.3% | 0.28% | -76.2% |
| BGY | Buy | BLACKROCK ENHANCED INTL DIV | $579,115 | +86.4% | 116,055 | +103.2% | 0.27% | +98.5% |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $572,729 | -7.8% | 169,613 | -3.4% | 0.27% | -1.5% |
| CGO | Buy | CALAMOS GLOBAL TOTAL RETURN | $566,418 | +56.7% | 64,726 | +73.7% | 0.26% | +67.1% |
| CHN | CHINA FD INC | $564,687 | -4.5% | 53,424 | 0.0% | 0.26% | +1.9% | |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $552,288 | -56.6% | 65,870 | -55.2% | 0.26% | -53.8% |
| JOF | JAPAN SMALLER CAPITALIZATION | $537,751 | -1.3% | 75,633 | 0.0% | 0.25% | +5.5% | |
| FOF | Sell | COHEN & STEERS CLOSED-END OP | $531,026 | -54.6% | 51,456 | -52.7% | 0.25% | -51.6% |
| RIV | Sell | RIVERNORTH OPPORTUNITIES FD | $509,462 | -72.3% | 48,474 | -69.8% | 0.24% | -70.5% |
| CAF | Buy | MORGAN STANLEY CHINA A SH FD | $506,610 | -1.2% | 40,659 | +0.8% | 0.24% | +5.4% |
| HIO | Buy | WESTERN ASSET HIGH INCOME OP | $505,933 | +21.0% | 137,650 | +24.9% | 0.24% | +29.0% |
| NFJ | Buy | VIRTUS DIVIDEND INTEREST & P | $492,855 | +46.0% | 43,500 | +57.3% | 0.23% | +56.5% |
| NPCT | Buy | NUVEEN CORE PLUS IMPACT FUND | $485,420 | +240.0% | 52,525 | +269.8% | 0.23% | +264.5% |
| GGZ | New | GABELLI GLOBAL SMALL & MID C | $474,136 | – | 45,766 | +100.0% | 0.22% | – |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $470,014 | -83.0% | 28,246 | -82.9% | 0.22% | -81.9% |
| MXF | MEXICO FD INC | $468,243 | -1.8% | 28,430 | 0.0% | 0.22% | +4.8% | |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $466,875 | -73.8% | 54,099 | -73.0% | 0.22% | -72.0% |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $456,832 | – | 35,689 | +100.0% | 0.21% | – |
| GLQ | CLOUGH GLOBAL EQUITY FD | $443,168 | -12.2% | 80,870 | 0.0% | 0.21% | -5.9% | |
| LGI | Buy | LAZARD GLOBAL TOTAL RETURN & | $424,058 | +50.4% | 30,640 | +69.6% | 0.20% | +61.0% |
| HTY | Sell | HANCOCK JOHN INVT TRtax adv glb sh | $411,198 | -39.5% | 93,454 | -35.5% | 0.19% | -35.4% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $410,762 | -16.8% | 106,415 | -10.8% | 0.19% | -11.6% |
| FAX | Buy | ABRDN ASIA PACIFIC INCOME FU | $405,914 | +62.2% | 165,679 | +78.7% | 0.19% | +73.4% |
| NBB | Sell | NUVEEN TAXABLE MUNICPAL INM | $391,237 | -28.9% | 26,805 | -23.2% | 0.18% | -24.2% |
| GLV | CLOUGH GLOBAL DIVID & INCOME | $386,324 | -10.5% | 77,731 | 0.0% | 0.18% | -4.3% | |
| IGD | Buy | VOYA GLBL EQTY DIV & PREM OP | $376,639 | +169.8% | 76,865 | +183.0% | 0.18% | +188.5% |
| KIO | New | KKR INCOME OPPORTUNITIES FD | $365,761 | – | 30,582 | +100.0% | 0.17% | – |
| JEQ | ABRDN JAPAN EQUITY FUND INC | $355,631 | -11.9% | 66,473 | 0.0% | 0.17% | -5.7% | |
| AEF | ABRDN EMRG MKTS EQTY INCM FD | $351,540 | -8.1% | 73,698 | 0.0% | 0.16% | -1.8% | |
| MCN | New | MADISON COVERED CALL & EQUIT | $344,578 | – | 48,738 | +100.0% | 0.16% | – |
| NCV | Buy | VIRTUS CONVERTIBLE & INCOME | $342,625 | +38.9% | 109,022 | +55.3% | 0.16% | +48.1% |
| EVG | Sell | EATON VANCE SHORT DURATION D | $320,776 | -55.9% | 30,933 | -58.3% | 0.15% | -52.8% |
| IHD | VOYA EMERGING MKTS HIGH DIVI | $317,586 | -5.6% | 64,419 | 0.0% | 0.15% | +0.7% | |
| VVR | Sell | INVESCO SR INCOME TR | $312,495 | -52.2% | 79,718 | -53.1% | 0.15% | -49.0% |
| New | FLAHERTY & CRUMRINE DYNAMIC | $307,512 | – | 18,337 | +100.0% | 0.14% | – | |
| EMF | TEMPLETON EMERGING MKTS FD | $302,566 | -4.5% | 26,752 | 0.0% | 0.14% | +2.2% | |
| TEAF | Sell | ECOFIN SUSTAINABLE AND SOCIA | $303,298 | -77.1% | 25,317 | -76.1% | 0.14% | -75.6% |
| EHI | New | WESTERN ASSET GBL HIGH INC F | $300,393 | – | 45,104 | +100.0% | 0.14% | – |
| FDEU | Sell | FIRST TR DYNAMIC EUROPE EQUI | $298,258 | -31.1% | 24,053 | -27.2% | 0.14% | -26.5% |
| KF | KOREA FD INC | $268,049 | -9.1% | 12,746 | 0.0% | 0.12% | -3.1% | |
| IAF | ABRDN AUSTRALIA EQUITY FD IN | $263,047 | -8.4% | 66,594 | 0.0% | 0.12% | -1.6% | |
| HQH | TEKLA HEALTHCARE INVSsh ben int | $263,439 | -8.8% | 16,941 | 0.0% | 0.12% | -2.4% | |
| DCF | Buy | BNY MELLON ALCENTRA GLOBAL C | $263,344 | +58.7% | 33,936 | +54.4% | 0.12% | +70.8% |
| FT | Sell | FRANKLIN UNVL TRsh ben int | $259,792 | -21.2% | 40,912 | -16.5% | 0.12% | -16.0% |
| FCT | Sell | FIRST TR SR FLTG RATE INCOME | $246,760 | -76.6% | 24,676 | -76.9% | 0.12% | -75.1% |
| HPI | Sell | HANCOCK JOHN PFD INCOME FDsh ben int | $236,049 | -78.2% | 16,201 | -77.2% | 0.11% | -76.7% |
| WDI | Sell | WESTERN ASSET DIVERSIFIED IN | $230,000 | -70.1% | 17,190 | -69.6% | 0.11% | -68.2% |
| QQQ | INVESCO QQQ TRunit ser 1 | $224,613 | -3.0% | 626 | 0.0% | 0.10% | +4.0% | |
| PSF | New | COHEN & STEERS SELECT PFD & | $225,854 | – | 12,485 | +100.0% | 0.10% | – |
| FAM | New | FIRST TR ABRDN GBL OPP INCM | $224,729 | – | 39,426 | +100.0% | 0.10% | – |
| CIK | New | CREDIT SUISSE ASSET MGMT INC | $210,650 | – | 81,332 | +100.0% | 0.10% | – |
| ADBE | New | ADOBE INC | $203,960 | – | 400 | +100.0% | 0.10% | – |
| PGP | New | PIMCO GLOBAL STOCKSPLS INCM | $202,645 | – | 30,611 | +100.0% | 0.09% | – |
| Sell | THORNBURG INCM BUILDER OPP T | $173,186 | -35.0% | 11,862 | -32.2% | 0.08% | -30.2% | |
| NCZ | Sell | VIRTUS CONVERTIBLE & INC FD | $169,320 | -56.3% | 60,253 | -51.2% | 0.08% | -53.3% |
| MIN | New | MFS INTER INCOME TRsh ben int | $168,934 | – | 63,035 | +100.0% | 0.08% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $144,156 | – | 12,300 | +100.0% | 0.07% | – |
| AOD | New | ABRDN TOTAL DYNAMIC DIVIDEND | $140,972 | – | 18,647 | +100.0% | 0.07% | – |
| BGB | New | BLACKSTONE STRATEGIC CRED 20 | $131,880 | – | 12,000 | +100.0% | 0.06% | – |
| JQC | NUVEEN CR STRATEGIES INCOME | $122,736 | +0.3% | 24,000 | 0.0% | 0.06% | +7.5% | |
| FINS | Sell | ANGEL OAK FINL STRATEGIES IN | $120,653 | -85.3% | 10,021 | -85.5% | 0.06% | -84.3% |
| BTZ | BLACKROCK CR ALLOCATION INCO | $100,818 | -4.6% | 10,415 | 0.0% | 0.05% | +2.2% | |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $58,547 | -81.4% | 19,246 | -80.6% | 0.03% | -80.3% |
| NRO | Sell | NEUBERGER BERMAN REAL ESTATE | $51,864 | -83.5% | 18,589 | -82.0% | 0.02% | -82.5% |
| EVF | Exit | EATON VANCE SR INCOME TRsh ben int | $0 | – | -16,731 | -100.0% | -0.04% | – |
| PGZ | Exit | PRINCIPAL REAL ESTATE INCOME | $0 | – | -11,315 | -100.0% | -0.05% | – |
| EDD | Exit | MORGAN STANLEY EMERGING MKTS | $0 | – | -26,571 | -100.0% | -0.06% | – |
| VBF | Exit | INVESCO BD FD | $0 | – | -11,810 | -100.0% | -0.08% | – |
| MFD | Exit | MACQUARIE / FIRST TR GLOBAL | $0 | – | -22,469 | -100.0% | -0.08% | – |
| ECF | Exit | ELLSWORTH GROWTH & INCOME FD | $0 | – | -22,059 | -100.0% | -0.08% | – |
| HPF | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -14,035 | -100.0% | -0.09% | – |
| AAPL | Exit | APPLE INC | $0 | – | -1,100 | -100.0% | -0.09% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -28,405 | -100.0% | -0.09% | – |
| ETO | Exit | EATON VANCE TAX-ADVANTAGED G | $0 | – | -10,000 | -100.0% | -0.10% | – |
| BIGZ | Exit | BLACKROCK INNOVATION AND GRW | $0 | – | -30,000 | -100.0% | -0.10% | – |
| BMEZ | Exit | BLACKROCK HEALTH SCIENCES TE | $0 | – | -15,000 | -100.0% | -0.11% | – |
| RSF | Exit | RIVERNORTH CAP AND INCM FD I | $0 | – | -19,413 | -100.0% | -0.13% | – |
| FIF | Exit | FIRST TR ENERGY INFRASTRCTR | $0 | – | -22,370 | -100.0% | -0.14% | – |
| EOI | Exit | EATON VANCE ENHANCED EQUITY | $0 | – | -29,814 | -100.0% | -0.22% | – |
| JGH | Exit | NUVEEN GLOBAL HIGH INCOME FD | $0 | – | -56,583 | -100.0% | -0.28% | – |
| NBXG | Exit | NEUBERGER BERMAN NEXT GENERA | $0 | – | -59,168 | -100.0% | -0.28% | – |
| JRO | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -83,333 | -100.0% | -0.29% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | -66,749 | -100.0% | -0.36% | – |
| JSD | Exit | NUVEEN SHORT DURATION CR OPP | $0 | – | -74,251 | -100.0% | -0.38% | – |
| CII | Exit | BLACKROCK ENHANCD CAP & INM | $0 | – | -48,528 | -100.0% | -0.39% | – |
| JRI | Exit | NUVEEN REAL ASSET INCOME & G | $0 | – | -81,804 | -100.0% | -0.41% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTAL RETU | $0 | – | -122,271 | -100.0% | -0.79% | – |
| Exit | NUVEEN MULTI ASSET INCOME FU | $0 | – | -157,241 | -100.0% | -0.82% | – | |
| AIF | Exit | APOLLO TACTICAL INCOME FD IN | $0 | – | -150,946 | -100.0% | -0.84% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -569,336 | -100.0% | -1.15% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-02
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.