$250 Million is the total value of Shaker Financial Services, LLC's 140 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 35.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $8,381,000 | +36.6% | 639,251 | +41.1% | 3.35% | +47.5% |
| TY | Buy | TRI CONTL CORP | $7,566,000 | -0.1% | 226,654 | +2.0% | 3.03% | +7.8% |
| GAM | Sell | GENERAL AMERN INVS CO INC | $7,504,000 | -7.6% | 174,275 | -6.8% | 3.00% | -0.3% |
| CET | Buy | CENTRAL SECS CORP | $7,156,000 | +1.3% | 169,384 | +1.1% | 2.86% | +9.3% |
| NFJ | Buy | VIRTUS DIVIDEND INTEREST & P | $7,052,000 | +83.7% | 475,512 | +86.7% | 2.82% | +98.3% |
| GDV | Buy | GABELLI DIVID & INCOME TR | $6,694,000 | +181.0% | 259,559 | +186.7% | 2.68% | +203.4% |
| SOR | Sell | SOURCE CAP INC | $6,184,000 | -6.7% | 138,562 | -4.8% | 2.48% | +0.7% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $5,601,000 | +21.0% | 490,424 | +31.4% | 2.24% | +30.6% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $5,470,000 | -20.9% | 276,243 | -21.0% | 2.19% | -14.6% |
| RVT | Buy | ROYCE VALUE TR INC | $5,413,000 | +20.3% | 300,394 | +26.6% | 2.17% | +29.9% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $5,268,000 | +32.1% | 296,633 | +34.5% | 2.11% | +42.5% |
| DIAX | Buy | NUVEEN DOW 30 DYNMC OVERWRT | $4,759,000 | +0.3% | 284,109 | +1.9% | 1.90% | +8.2% |
| GF | Sell | NEW GERMANY FD INC | $4,626,000 | -2.6% | 234,213 | -0.3% | 1.85% | +5.1% |
| BDJ | Buy | BLACKROCK ENHANCED EQUITY DI | $4,523,000 | +86.0% | 461,580 | +92.2% | 1.81% | +100.7% |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I | $4,321,000 | – | 500,753 | +100.0% | 1.73% | – |
| NIE | Buy | VIRTUS ALLIANZGI EQUITY & CO | $3,862,000 | +15.0% | 131,032 | +18.0% | 1.54% | +24.1% |
| SPXX | New | NUVEEN S&P 500 DYNAMIC OVERW | $3,784,000 | – | 221,428 | +100.0% | 1.51% | – |
| JTD | Sell | NUVEEN TAX-ADVANTAGED DIVID | $3,699,000 | -13.4% | 233,509 | -12.1% | 1.48% | -6.5% |
| GHY | Buy | PGIM GLOBAL HIGH YIELD FD FO | $3,624,000 | +14.3% | 235,307 | +18.3% | 1.45% | +23.4% |
| VTA | Buy | INVESCO DYNAMIC CR OPPORTUNI | $3,559,000 | +164.4% | 304,168 | +168.0% | 1.42% | +185.4% |
| SCD | Buy | LMP CAP & INCOME FD INC | $3,302,000 | +321.7% | 240,000 | +341.9% | 1.32% | +355.5% |
| BGY | Buy | BLACKROCK ENHANCED INTL DIV | $3,187,000 | +190.3% | 518,246 | +209.2% | 1.28% | +213.3% |
| CII | Buy | BLACKROCK ENHANCD CAP & INM | $3,158,000 | +111.2% | 156,348 | +115.3% | 1.26% | +128.2% |
| EHI | Buy | WESTERN ASSET GBL HIGH INC F | $3,099,000 | +81.8% | 300,918 | +88.8% | 1.24% | +96.2% |
| BGH | Buy | BARINGS GLOBAL SHORT DURATIO | $3,092,000 | +8.8% | 180,809 | +8.7% | 1.24% | +17.5% |
| FINS | Buy | ANGEL OAK FINL STRATEGIES IN | $3,008,000 | +70.1% | 176,758 | +79.8% | 1.20% | +83.8% |
| AIF | Sell | APOLLO TACTICAL INCOME FD IN | $2,913,000 | -15.3% | 184,150 | -16.2% | 1.17% | -8.5% |
| EEA | Buy | EUROPEAN EQUITY FD INC | $2,799,000 | -0.3% | 251,029 | +1.8% | 1.12% | +7.6% |
| DEX | New | DELAWARE ENHANCED GLOBAL DIV | $2,790,000 | – | 275,692 | +100.0% | 1.12% | – |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $2,738,000 | -18.1% | 672,712 | -15.7% | 1.10% | -11.6% |
| BGB | Sell | BLACKSTONE STRATEGIC CREDIT | $2,735,000 | -29.8% | 197,459 | -29.4% | 1.09% | -24.2% |
| VGI | Buy | VIRTUS GLOBAL MULTI-SECTOR I | $2,712,000 | +42.9% | 230,415 | +45.0% | 1.08% | +54.1% |
| NSL | Buy | NUVEEN SR INCOME FD | $2,605,000 | +163.4% | 445,263 | +166.0% | 1.04% | +183.9% |
| LGI | New | LAZARD GLOBAL TOTAL RETURN & | $2,594,000 | – | 129,493 | +100.0% | 1.04% | – |
| FAM | Sell | FIRST TR / ABERDEEN GLOBAL O | $2,490,000 | -7.0% | 245,827 | -6.0% | 1.00% | +0.3% |
| BXMX | Sell | NUVEEN S&P 500 BUY-WRITE INC | $2,420,000 | -10.3% | 170,091 | -9.4% | 0.97% | -3.2% |
| AIO | Sell | VIRTUS ALLIANZGI ARTIFICIAL | $2,398,000 | -40.5% | 89,874 | -38.2% | 0.96% | -35.8% |
| JQC | Buy | NUVEEN CR STRATEGIES INCOME | $2,305,000 | +542.1% | 351,402 | +561.3% | 0.92% | +593.2% |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $2,209,000 | -17.8% | 483,343 | -16.1% | 0.88% | -11.2% |
| FDEU | Sell | FIRST TR DYNAMIC EUROPE EQUI | $2,195,000 | -23.5% | 170,279 | -20.5% | 0.88% | -17.5% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $2,192,000 | +37.3% | 79,866 | +38.2% | 0.88% | +48.1% |
| JRO | Buy | NUVEEN FLOATING RATE INCOME | $2,119,000 | +27.8% | 212,370 | +25.0% | 0.85% | +37.9% |
| BOE | Buy | BLACKROCK ENHANCED GLOBAL DI | $2,037,000 | +913.4% | 173,927 | +988.3% | 0.82% | +986.7% |
| HTD | New | HANCOCK JOHN TAX-ADVANTAGED | $1,981,000 | – | 86,564 | +100.0% | 0.79% | – |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OV | $1,945,000 | – | 68,526 | +100.0% | 0.78% | – |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $1,927,000 | +391.6% | 117,623 | +400.7% | 0.77% | +431.7% |
| FUND | Sell | SPROTT FOCUS TR INC | $1,884,000 | -55.2% | 227,202 | -54.0% | 0.75% | -51.6% |
| FT | Sell | FRANKLIN UNVL TRsh ben int | $1,870,000 | -24.0% | 230,617 | -22.4% | 0.75% | -18.0% |
| CHN | Sell | CHINA FD INC | $1,791,000 | -16.9% | 70,439 | -0.3% | 0.72% | -10.3% |
| ISD | Sell | PGIM HIGH YIELD BOND FUND IN | $1,785,000 | -37.4% | 109,902 | -37.3% | 0.71% | -32.4% |
| BGT | Sell | BLACKROCK GLOBAL FLOATING RA | $1,735,000 | -17.5% | 130,619 | -20.1% | 0.69% | -10.9% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $1,650,000 | +1078.6% | 306,643 | +1128.3% | 0.66% | +1169.2% |
| FAX | New | ABERDEEN ASIA-PACIFIC INCOME | $1,646,000 | – | 396,588 | +100.0% | 0.66% | – |
| PHD | Buy | PIONEER FLOATING RATE FUND I | $1,631,000 | +1002.0% | 141,930 | +1042.3% | 0.65% | +1087.3% |
| FRA | Sell | BLACKROCK FLOATING RATE INCO | $1,546,000 | -22.5% | 115,750 | -23.1% | 0.62% | -16.4% |
| BRW | Buy | SABA CAPITAL INCOME & OPRNTshares | $1,532,000 | +3.6% | 336,613 | +7.2% | 0.61% | +11.9% |
| AOD | Sell | ABERDEEN TOTAL DYNAMIC DIVD | $1,516,000 | -37.5% | 155,697 | -34.7% | 0.61% | -32.6% |
| IRL | Buy | NEW IRELAND FD INC | $1,510,000 | +4.0% | 122,602 | +2.9% | 0.60% | +12.3% |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FD | $1,481,000 | -26.4% | 128,364 | -26.9% | 0.59% | -20.5% |
| GAB | Sell | GABELLI EQUITY TR INC | $1,475,000 | -25.8% | 221,809 | -23.0% | 0.59% | -19.9% |
| CAF | Sell | MORGAN STANLEY CHINA A SH FD | $1,472,000 | -9.6% | 70,134 | -1.5% | 0.59% | -2.3% |
| JPC | Sell | NUVEEN PFD & INCOME OPPORTUN | $1,424,000 | -8.8% | 143,842 | -8.1% | 0.57% | -1.6% |
| TDF | Sell | TEMPLETON DRAGON FD INC | $1,346,000 | -25.6% | 74,908 | -1.8% | 0.54% | -19.7% |
| SWZ | Buy | SWISS HELVETIA FD INC | $1,318,000 | +6.6% | 143,605 | +13.1% | 0.53% | +15.1% |
| NCZ | Sell | VIRTUS ALLIANZGI CONVERTIBLE | $1,240,000 | -13.9% | 238,955 | -11.2% | 0.50% | -7.1% |
| GDO | Buy | WESTERN ASSET GLOBAL CORP DE | $1,182,000 | +27.2% | 65,542 | +31.2% | 0.47% | +37.5% |
| AGD | Sell | ABERDEEN GLOBAL DYNAMIC DIVI | $1,127,000 | -36.6% | 96,954 | -34.5% | 0.45% | -31.6% |
| EVV | Sell | EATON VANCE LTD DURATION INC | $1,115,000 | -53.1% | 84,598 | -52.8% | 0.45% | -49.4% |
| HNW | Sell | PIONEER DIVERSIFIED HIGH INC | $1,102,000 | -65.1% | 70,944 | -65.9% | 0.44% | -62.3% |
| BST | New | BLACKROCK SCIENCE & TECHNOLO | $1,076,000 | – | 20,623 | +100.0% | 0.43% | – |
| IAE | VOYA ASIA PAC HIGH DIV EQT I | $1,061,000 | -11.4% | 123,355 | 0.0% | 0.42% | -4.3% | |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $1,061,000 | -0.7% | 86,438 | +1.2% | 0.42% | +7.3% |
| HIO | Buy | WESTERN ASSET HIGH INCOME OP | $1,036,000 | +17.9% | 199,572 | +19.8% | 0.42% | +27.3% |
| BCV | Buy | BANCROFT FD LTD | $1,023,000 | -2.3% | 34,509 | +5.5% | 0.41% | +5.4% |
| PGZ | Buy | PRINCIPAL REAL ESTATE INCOME | $1,010,000 | +49.2% | 68,735 | +54.0% | 0.40% | +61.0% |
| GGZ | Buy | GABELLI GLOBAL SMALL & MID C | $1,008,000 | +53.9% | 63,280 | +54.6% | 0.40% | +65.8% |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $981,000 | – | 102,524 | +100.0% | 0.39% | – |
| STK | New | COLUMBIA SELIGM PREM TECH GR | $979,000 | – | 29,694 | +100.0% | 0.39% | – |
| JTA | Sell | NUVEEN TX ADV TOTAL RET STRG | $953,000 | -61.5% | 85,812 | -59.5% | 0.38% | -58.5% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $910,000 | -49.7% | 108,870 | -47.0% | 0.36% | -45.7% |
| FSD | Sell | FIRST TR HIGH INCOME LONG / | $882,000 | -47.0% | 55,501 | -47.5% | 0.35% | -42.8% |
| JPS | Sell | NUVEEN PFD & INCM SECURTIES | $872,000 | -1.8% | 89,004 | -0.2% | 0.35% | +6.1% |
| TWN | TAIWAN FD INC | $830,000 | -0.4% | 23,574 | 0.0% | 0.33% | +7.4% | |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $826,000 | -22.7% | 81,979 | -23.1% | 0.33% | -16.4% |
| JRS | Sell | NUVEEN REAL ESTATE INCOME FD | $825,000 | -40.1% | 77,685 | -37.5% | 0.33% | -35.4% |
| GCV | Sell | GABELLI CONV & INC SECS FD I | $817,000 | -38.5% | 134,309 | -33.3% | 0.33% | -33.5% |
| MSD | Sell | MORGAN STANLEY EMKT DBT FD I | $799,000 | -22.1% | 87,663 | -20.1% | 0.32% | -15.8% |
| ECF | New | ELLSWORTH GROWTH & INCOME FD | $794,000 | – | 59,437 | +100.0% | 0.32% | – |
| FOF | New | COHEN & STEERS CLOSED-END OP | $779,000 | – | 57,267 | +100.0% | 0.31% | – |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD | $766,000 | +7.9% | 47,675 | +8.9% | 0.31% | +16.7% |
| DDF | New | DELAWARE INVTS DIVID & INCOM | $749,000 | – | 67,890 | +100.0% | 0.30% | – |
| EAD | Sell | WELLS FARGO ADVANTAGE INCOMEwf inc oppty fd | $745,000 | -79.9% | 84,686 | -79.9% | 0.30% | -78.3% |
| EMD | Buy | WESTERN ASSET EMERGING MKTS | $730,000 | +96.8% | 53,653 | +102.6% | 0.29% | +111.6% |
| JHB | Sell | NUVEEN CORPORATE INCM NOVEME | $724,000 | -56.1% | 77,218 | -55.9% | 0.29% | -52.5% |
| JOF | JAPAN SMALLER CAPITALIZATION | $672,000 | +0.3% | 74,253 | 0.0% | 0.27% | +8.5% | |
| IHD | Buy | VOYA EMERGING MKTS HIGH DIVI | $666,000 | -0.1% | 90,061 | +15.8% | 0.27% | +8.1% |
| DBL | Sell | DOUBLELINE OPPORTUNISTIC CR | $663,000 | -39.7% | 33,615 | -38.7% | 0.26% | -34.9% |
| JEMD | Sell | NUVEEN EMERGING MKTS DEBT 20 | $642,000 | -42.0% | 80,299 | -41.0% | 0.26% | -37.3% |
| NCV | Sell | VIRTUS ALLIANZGI CONVERTIBLE | $626,000 | -61.2% | 105,030 | -60.1% | 0.25% | -58.1% |
| JSD | Sell | NUVEEN SHORT DURATION CR OPP | $605,000 | -26.9% | 40,089 | -27.4% | 0.24% | -21.2% |
| EOI | Sell | EATON VANCE ENHANCED EQUITY | $570,000 | -74.2% | 31,849 | -73.3% | 0.23% | -72.2% |
| VVR | Buy | INVESCO SR INCOME TR | $569,000 | +129.4% | 127,811 | +130.3% | 0.23% | +147.8% |
| DHY | Sell | CREDIT SUISSE HIGH YIELD BDsh ben int | $561,000 | -27.3% | 227,314 | -26.1% | 0.22% | -21.7% |
| HGLB | Sell | HIGHLAND GLOBAL ALLOCATION F | $555,000 | -75.6% | 61,099 | -75.6% | 0.22% | -73.6% |
| ACV | Sell | VIRTUS ALLIANZGI DIVERSIFIED | $555,000 | -36.6% | 16,393 | -35.0% | 0.22% | -31.5% |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $536,000 | – | 21,610 | +100.0% | 0.21% | – |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $528,000 | -41.5% | 145,826 | -39.6% | 0.21% | -37.0% |
| RQI | Buy | COHEN & STEERS QUALITY INCOM | $515,000 | +80.1% | 34,595 | +90.1% | 0.21% | +94.3% |
| FFA | Sell | FIRST TR ENHANCED EQUITY INC | $512,000 | -66.4% | 26,000 | -65.3% | 0.20% | -63.7% |
| FCT | New | FIRST TR SR FLTG RATE INCOME | $467,000 | – | 38,129 | +100.0% | 0.19% | – |
| FGB | Buy | FIRST TR SPECIALTY FIN & FIN | $461,000 | +87.4% | 116,118 | +91.0% | 0.18% | +102.2% |
| FIF | FIRST TR ENERGY INFRASTRCTR | $457,000 | -6.5% | 35,853 | 0.0% | 0.18% | +1.1% | |
| EMF | Sell | TEMPLETON EMERGING MKTS FD | $454,000 | -18.8% | 26,760 | -5.2% | 0.18% | -12.1% |
| FIV | Sell | FIRST TR SR FLOATING RATE 20 | $416,000 | -80.7% | 43,176 | -80.9% | 0.17% | -79.2% |
| JPT | Sell | NUVEEN PFD & INCOME 2022 TER | $390,000 | -34.1% | 15,638 | -33.9% | 0.16% | -28.8% |
| KF | KOREA FD INC | $387,000 | -11.4% | 9,459 | 0.0% | 0.16% | -4.3% | |
| EGF | BLACKROCK ENHANCED GOVT FD I | $376,000 | -2.6% | 29,834 | 0.0% | 0.15% | +4.9% | |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $345,000 | -74.2% | 22,308 | -75.0% | 0.14% | -72.1% |
| MFD | Buy | MACQUARIE / FIRST TR GLOBAL | $343,000 | +9.2% | 36,026 | +11.7% | 0.14% | +18.1% |
| AFT | Sell | APOLLO SR FLOATING RATE FD I | $315,000 | -69.5% | 19,935 | -69.6% | 0.13% | -67.1% |
| GLU | New | GABELLI GLOBL UTIL & INCOME | $309,000 | – | 15,717 | +100.0% | 0.12% | – |
| CUBA | Sell | HERZFELD CARIBBEAN BASIN FD | $273,000 | -56.5% | 47,809 | -52.3% | 0.11% | -53.2% |
| MCR | New | MFS CHARTER INCOME TRsh ben int | $264,000 | – | 30,648 | +100.0% | 0.11% | – |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $262,000 | +53.2% | 19,850 | +56.6% | 0.10% | +66.7% |
| IAF | Sell | ABERDEEN AUSTRALIA EQUITY FD | $258,000 | -56.9% | 43,736 | -52.8% | 0.10% | -53.6% |
| JLS | Sell | NUVEEN MORTGAGE AND INCOME F | $249,000 | -42.2% | 12,024 | -41.8% | 0.10% | -37.5% |
| JHI | Sell | HANCOCK JOHN INVS TR | $248,000 | -19.7% | 13,302 | -18.9% | 0.10% | -13.9% |
| AEF | ABERDEEN EMRG MRKTS EQT INM | $240,000 | -8.0% | 28,809 | 0.0% | 0.10% | -1.0% | |
| CPZ | Sell | CALAMOS LNG SHR EQT DYNAMIC | $237,000 | -52.9% | 11,624 | -51.9% | 0.10% | -48.9% |
| VLT | Sell | INVESCO HIGH INCOME TR II | $235,000 | -7.8% | 16,091 | -5.7% | 0.09% | -1.1% |
| ADBE | ADOBE SYSTEMS INCORPORATED | $230,000 | -1.7% | 400 | 0.0% | 0.09% | +5.7% | |
| HEQ | New | JOHN HANCOCK HEDGED EQUITY & | $227,000 | – | 18,120 | +100.0% | 0.09% | – |
| MXF | MEXICO FD INC | $206,000 | -2.4% | 13,861 | 0.0% | 0.08% | +5.1% | |
| EOD | Sell | WELLS FARGO GLOBAL DIVID OPP | $204,000 | -56.8% | 37,000 | -54.6% | 0.08% | -53.1% |
| JMM | Buy | NUVEEN MULTI-MKT INCOME FD | $161,000 | +59.4% | 21,438 | +58.8% | 0.06% | +73.0% |
| JEQ | ABERDEEN JAPAN EQUITY FD INC | $143,000 | +10.0% | 14,700 | 0.0% | 0.06% | +18.8% | |
| AWP | Sell | ABERDEEN GLOBAL PREMIER PPTY | $138,000 | -82.0% | 22,800 | -81.0% | 0.06% | -80.6% |
| IGD | Sell | VOYA GLBL EQTY DIV & PREM OP | $106,000 | -40.1% | 18,000 | -39.3% | 0.04% | -36.4% |
| GNT | GAMCO NAT RES GOLD & INCOMEsh ben int | $74,000 | -7.5% | 14,685 | 0.0% | 0.03% | 0.0% | |
| New | ANGEL OAK FINL STRATEGIES INright 10/14/2021 | $30,000 | – | 139,680 | +100.0% | 0.01% | – | |
| CBH | Exit | VIRTUS ALLIANZGI CONVERTIBLE | $0 | – | -15,400 | -100.0% | -0.06% | – |
| MMT | Exit | MFS MULTIMARKET INCOME TRsh ben int | $0 | – | -25,740 | -100.0% | -0.06% | – |
| HYI | Exit | WESTERN ASSET HIGH YIELD DEF | $0 | – | -11,485 | -100.0% | -0.07% | – |
| EXD | Exit | EATON VANCE TAX MNGD BUY WRI | $0 | – | -16,218 | -100.0% | -0.07% | – |
| WEA | Exit | WESTERN ASSET PREMIER BD FD | $0 | – | -14,023 | -100.0% | -0.08% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | -13,143 | -100.0% | -0.08% | – |
| INSI | Exit | INSIGHT SELECT INCOME FD | $0 | – | -11,000 | -100.0% | -0.09% | – |
| RSF | Exit | RIVERNORTH SPECIALTY FIN COR | $0 | – | -13,700 | -100.0% | -0.10% | – |
| HIE | Exit | MILLER HOWARD HIGH INC EQTY | $0 | – | -31,909 | -100.0% | -0.12% | – |
| VBF | Exit | INVESCO BD FD | $0 | – | -16,984 | -100.0% | -0.13% | – |
| IGA | Exit | VOYA GLBL ADV & PREM OPP FD | $0 | – | -47,641 | -100.0% | -0.17% | – |
| FEO | Exit | FIRST TR / ABERDEEN EMERGING | $0 | – | -31,087 | -100.0% | -0.17% | – |
| DCF | Exit | BNY MELLON ALCENTRA GLOBAL C | $0 | – | -59,783 | -100.0% | -0.21% | – |
| IDE | Exit | VOYA INFRASTRUCTURE INDLS & | $0 | – | -51,166 | -100.0% | -0.24% | – |
| MGU | Exit | MACQUARIE GLOBAL INFRASTRUCT | $0 | – | -29,088 | -100.0% | -0.25% | – |
| PAI | Exit | WESTERN ASSET INVESTMENT GRA | $0 | – | -43,093 | -100.0% | -0.25% | – |
| EDD | Exit | MORGAN STANLEY EMERGING MKTS | $0 | – | -111,333 | -100.0% | -0.25% | – |
| BSL | Exit | BLACKSTONE SENIOR FLOATNG RA | $0 | – | -53,003 | -100.0% | -0.32% | – |
| BGX | Exit | BLACKSTONE LONG SHORT CR INC | $0 | – | -59,901 | -100.0% | -0.34% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -2,119 | -100.0% | -0.34% | – |
| AVK | Exit | ADVENT CONV & INCOME FD | $0 | – | -49,178 | -100.0% | -0.35% | – |
| HQL | Exit | TEKLA LIFE SCIENCES INVSsh ben int | $0 | – | -59,972 | -100.0% | -0.48% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -91,835 | -100.0% | -0.48% | – |
| GPM | Exit | GUGGENHEIM ENHANCED EQT INCM | $0 | – | -152,188 | -100.0% | -0.49% | – |
| EXG | Exit | EATON VANCE TAX-MANAGED GLOB | $0 | – | -137,865 | -100.0% | -0.52% | – |
| ERC | Exit | WELLS FARGO ADV MULTI SCTR I | $0 | – | -110,837 | -100.0% | -0.53% | – |
| ETO | Exit | EATON VANCE TAX-ADVANTAGED G | $0 | – | -55,141 | -100.0% | -0.60% | – |
| TEI | Exit | TEMPLETON EMERGING MKTS INCO | $0 | – | -206,936 | -100.0% | -0.61% | – |
| TEAF | Exit | TORTOISE ESSENTIAL ASSETS IN | $0 | – | -120,227 | -100.0% | -0.66% | – |
| ACP | Exit | ABERDEEN INCOME CR STRATEGIE | $0 | – | -182,738 | -100.0% | -0.75% | – |
| JCE | Exit | NUVEEN CORE EQUITY ALPHA FD | $0 | – | -166,913 | -100.0% | -1.02% | – |
| IVH | Exit | IVY HIGH INCOME OPPORTUNITIE | $0 | – | -207,651 | -100.0% | -1.08% | – |
| ETG | Exit | EATON VANCE TX ADV GLBL DIV | $0 | – | -140,652 | -100.0% | -1.10% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FD | $0 | – | -252,582 | -100.0% | -1.38% | – |
| SPE | Exit | SPECIAL OPPORTUNITIES FD INC | $0 | – | -254,451 | -100.0% | -1.43% | – |
| EOS | Exit | EATON VANCE ENHANCED EQUITY | $0 | – | -207,913 | -100.0% | -1.79% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-02
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.