$218 Million is the total value of Shaker Financial Services, LLC's 146 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 48.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $27,413,000 | +727.4% | 85,172 | +662.8% | 12.60% | +645.8% |
| JTA | Sell | NUVEEN TX ADV TOTAL RET STRG | $7,302,000 | -16.6% | 604,958 | -22.0% | 3.36% | -24.8% |
| CII | Sell | BLACKROCK ENH CAP & INC FD I | $6,917,000 | +1.5% | 401,009 | -4.9% | 3.18% | -8.5% |
| DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $6,085,000 | – | 21,345 | +100.0% | 2.80% | – |
| CET | Sell | CENTRAL SECS CORP | $5,799,000 | -8.5% | 175,181 | -13.2% | 2.66% | -17.5% |
| FUND | Buy | SPROTT FOCUS TR INC | $5,605,000 | +32.0% | 761,579 | +20.9% | 2.58% | +19.0% |
| JCE | Sell | NUVEEN CORE EQUITY ALPHA FUN | $5,584,000 | 0.0% | 381,923 | -2.0% | 2.57% | -9.9% |
| SOR | Sell | SOURCE CAP INC | $4,906,000 | -16.9% | 126,815 | -21.5% | 2.26% | -25.1% |
| JTD | Sell | NUVEEN TAX ADVANTAGED DIV GR | $4,845,000 | -27.3% | 279,748 | -29.7% | 2.23% | -34.5% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $4,758,000 | -22.5% | 403,573 | -26.3% | 2.19% | -30.1% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $4,755,000 | +174.5% | 705,549 | +176.2% | 2.18% | +147.5% |
| RVT | Sell | ROYCE VALUE TR INC | $4,751,000 | +3.4% | 321,698 | -3.7% | 2.18% | -6.8% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $4,494,000 | -31.8% | 204,743 | -33.2% | 2.06% | -38.5% |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $3,825,000 | +6.5% | 253,344 | +6.9% | 1.76% | -3.9% |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRITE | $3,811,000 | – | 215,792 | +100.0% | 1.75% | – |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $3,237,000 | +1081.4% | 323,059 | +1069.7% | 1.49% | +962.9% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $3,165,000 | +21.9% | 206,160 | +18.3% | 1.45% | +9.8% |
| FPF | Buy | FIRST TR INTER DUR PFD & IN | $2,917,000 | +290.0% | 123,671 | +290.8% | 1.34% | +251.7% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $2,898,000 | -45.7% | 196,730 | -47.5% | 1.33% | -51.0% |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $2,751,000 | -29.0% | 322,142 | -33.2% | 1.26% | -36.0% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $2,703,000 | -28.5% | 204,017 | -32.6% | 1.24% | -35.6% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $2,544,000 | +68.5% | 157,439 | +78.9% | 1.17% | +51.8% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOM | $2,518,000 | +104.7% | 117,960 | +116.7% | 1.16% | +84.5% |
| CBH | Buy | ALLIANZGI CON INCM 2024 TARG | $2,482,000 | +110.7% | 257,246 | +104.7% | 1.14% | +89.9% |
| JHI | Buy | HANCOCK JOHN INVS TR | $2,384,000 | +24.8% | 134,237 | +19.6% | 1.10% | +12.5% |
| IVH | Sell | IVY HIGH INC OPPORTUNITIES F | $2,213,000 | -23.8% | 159,215 | -24.8% | 1.02% | -31.3% |
| NFJ | Sell | ALLIANZGI NFJ DIVID INT & PR | $2,192,000 | -35.0% | 168,609 | -38.9% | 1.01% | -41.4% |
| GF | Sell | NEW GERMANY FD INC | $2,098,000 | +2.0% | 133,816 | -9.8% | 0.96% | -8.0% |
| EEA | Buy | EUROPEAN EQUITY FUND | $2,078,000 | +12.4% | 221,514 | +6.6% | 0.96% | +1.3% |
| ERC | Sell | WELLS FARGO MULTI SECTOR INC | $1,990,000 | -5.8% | 154,487 | -9.7% | 0.91% | -15.1% |
| MCR | Buy | MFS CHARTER INCOME TRsh ben int | $1,966,000 | +46.2% | 233,439 | +44.3% | 0.90% | +31.6% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $1,942,000 | +29.8% | 160,106 | +28.3% | 0.89% | +16.9% |
| TY | Buy | TRI CONTL CORP | $1,936,000 | +8.6% | 68,640 | +5.0% | 0.89% | -2.1% |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM | $1,911,000 | – | 237,089 | +100.0% | 0.88% | – |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $1,813,000 | -26.5% | 161,835 | -29.4% | 0.83% | -33.7% |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $1,784,000 | – | 157,140 | +100.0% | 0.82% | – |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $1,738,000 | – | 120,830 | +100.0% | 0.80% | – |
| EAD | New | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $1,606,000 | – | 190,695 | +100.0% | 0.74% | – |
| DHF | Sell | BNY MELLON HIGH YIELD STRATEsh ben int | $1,600,000 | -0.6% | 515,986 | -2.0% | 0.74% | -10.5% |
| AGD | Sell | ABERDEEN GLOBAL DYNAMIC DIVI | $1,577,000 | -35.5% | 151,595 | -40.1% | 0.72% | -41.8% |
| GHY | Sell | PGIM GLOBAL HIGH YIELD FD IN | $1,385,000 | +3.6% | 92,200 | -0.9% | 0.64% | -6.7% |
| JPS | Buy | NUVEEN PFD & INCM SECURTIES | $1,365,000 | +763.9% | 136,060 | +750.4% | 0.63% | +674.1% |
| PHT | Buy | PIONEER HIGH INCOME TR | $1,310,000 | +25.0% | 137,367 | +20.8% | 0.60% | +12.7% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $1,295,000 | +151.9% | 255,497 | +151.2% | 0.60% | +127.1% |
| VGI | New | VIRTUS GLOBAL MULTI-SEC INC | $1,276,000 | – | 102,115 | +100.0% | 0.59% | – |
| TSLF | Sell | THL CR SR LN FD | $1,268,000 | -22.9% | 83,618 | -23.7% | 0.58% | -30.5% |
| FDEU | New | FIRST TR DYNAMIC EUROPE EQT | $1,212,000 | – | 81,159 | +100.0% | 0.56% | – |
| FCT | Sell | FIRST TR SR FLG RTE INCM FD | $1,209,000 | -15.4% | 96,356 | -19.1% | 0.56% | -23.7% |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $1,189,000 | – | 60,191 | +100.0% | 0.55% | – |
| GLV | Sell | CLOUGH GLOBAL DIVND AND INC | $1,175,000 | -38.1% | 107,330 | -38.7% | 0.54% | -44.2% |
| ETG | Buy | EATON VANCE TX ADV GLBL DIV | $1,171,000 | +38.3% | 64,989 | +26.2% | 0.54% | +24.5% |
| GGZ | Sell | GABELLI GLB SML & MD CP VAL | $1,123,000 | -38.7% | 94,871 | -42.3% | 0.52% | -44.8% |
| CPZ | New | CALAMOS LNG SHR EQT DYNAMIC | $1,114,000 | – | 56,825 | +100.0% | 0.51% | – |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $1,055,000 | +13.2% | 248,118 | +11.6% | 0.48% | +2.1% |
| HYI | New | WESTERN ASSET HGH YLD DFNDFD | $1,010,000 | – | 64,561 | +100.0% | 0.46% | – |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $1,008,000 | +134.4% | 74,631 | +125.9% | 0.46% | +111.4% |
| DBL | Sell | DOUBLELINE OPPORTUNISTIC CR | $1,004,000 | -7.4% | 48,653 | -7.1% | 0.46% | -16.6% |
| CSQ | Sell | CALAMOS STRATEGIC TOTL RETN | $953,000 | -36.7% | 70,053 | -40.8% | 0.44% | -42.9% |
| TEAF | New | TORTOISE ESSENTIAL ASSETS IN | $937,000 | – | 57,154 | +100.0% | 0.43% | – |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $932,000 | +242.6% | 145,361 | +226.5% | 0.43% | +207.9% |
| CUBA | Sell | HERZFELD CARIBBEAN BASIN FD | $926,000 | -18.1% | 139,830 | -21.3% | 0.43% | -26.0% |
| VLT | Buy | INVESCO HIGH INCOME TR II | $886,000 | +116.1% | 62,040 | +116.9% | 0.41% | +94.7% |
| JSD | Sell | NUVEEN SHT DUR CR OPP FD | $838,000 | -49.6% | 55,164 | -50.3% | 0.38% | -54.5% |
| SCD | Buy | LMP CAP & INCOME FD INC | $825,000 | +80.9% | 53,115 | +64.5% | 0.38% | +63.4% |
| JPC | Buy | NUVEEN PFD & INCM OPPORTNYS | $798,000 | +148.6% | 76,260 | +138.6% | 0.37% | +123.8% |
| EXG | Buy | EATON VANCE TAX MNGD GBL DV | $790,000 | +62.9% | 90,000 | +52.5% | 0.36% | +47.0% |
| VVR | Buy | INVESCO SR INCOME TR | $785,000 | +7.7% | 183,002 | +5.4% | 0.36% | -3.0% |
| HQH | Sell | TEKLA HEALTHCARE INVSsh ben int | $785,000 | -5.0% | 37,585 | -16.5% | 0.36% | -14.3% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $784,000 | +41.5% | 83,015 | +37.0% | 0.36% | +27.7% |
| DCF | Buy | BNY MELLON ALCENTRA GLOBAL C | $779,000 | +289.5% | 84,273 | +290.7% | 0.36% | +251.0% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $769,000 | -16.0% | 68,703 | -19.4% | 0.35% | -24.4% |
| AFT | Sell | APOLLO SR FLOATING RATE FD I | $752,000 | -35.8% | 49,659 | -37.2% | 0.35% | -42.1% |
| AWP | New | ABERDEEN GLOBAL PREMIER PPTY | $726,000 | – | 112,019 | +100.0% | 0.33% | – |
| FTF | Sell | FRANKLIN LTD DURATION INC TR | $725,000 | -48.0% | 75,632 | -49.5% | 0.33% | -53.2% |
| JDD | New | NUVEEN DIVERSIFIED DIV INCM | $724,000 | – | 66,466 | +100.0% | 0.33% | – |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $699,000 | -48.5% | 42,669 | -51.0% | 0.32% | -53.5% |
| MCN | Sell | MADISON CVRED CALL & EQ STR | $685,000 | -27.1% | 103,266 | -29.6% | 0.32% | -34.2% |
| AIO | New | ALLIANZGI ART INTEL & TECH O | $686,000 | – | 34,145 | +100.0% | 0.32% | – |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $683,000 | -29.4% | 144,132 | -31.6% | 0.31% | -36.3% |
| INSI | New | INSIGHT SELECT INCOME FD | $658,000 | – | 32,831 | +100.0% | 0.30% | – |
| SPEPRB | Sell | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $657,000 | -5.3% | 25,708 | -6.5% | 0.30% | -14.7% |
| NHS | Sell | NEUBERGER BERMAN HGH YLD FD | $653,000 | -35.9% | 52,840 | -37.4% | 0.30% | -42.3% |
| CHN | Sell | CHINA FD INC | $652,000 | -21.6% | 30,934 | -27.8% | 0.30% | -29.2% |
| TDF | Sell | TEMPLETON DRAGON FD INC | $641,000 | -6.0% | 32,981 | -13.4% | 0.30% | -15.2% |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $636,000 | -13.9% | 167,422 | -13.5% | 0.29% | -22.5% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $615,000 | -41.8% | 61,576 | -44.4% | 0.28% | -47.4% |
| BSL | New | BLACKSTONE GSO FLTING RTE FU | $613,000 | – | 37,981 | +100.0% | 0.28% | – |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $567,000 | +25.2% | 44,057 | +19.4% | 0.26% | +13.0% |
| FIV | Sell | FIRST TR SR FLOATING RATE 20 | $539,000 | -23.8% | 58,608 | -26.7% | 0.25% | -31.1% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $507,000 | -28.5% | 36,922 | -31.2% | 0.23% | -35.5% |
| DHY | New | CREDIT SUISSE HIGH YLD BND Fsh ben int | $495,000 | – | 197,962 | +100.0% | 0.23% | – |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $493,000 | -37.2% | 72,864 | -40.6% | 0.23% | -43.2% |
| DUC | Buy | DUFF & PHELPS UTIL CORP BD T | $490,000 | +14.2% | 53,574 | +15.6% | 0.22% | +2.7% |
| SPXX | New | NUVEEN S&P 500 DYN OVERWRITE | $487,000 | – | 29,560 | +100.0% | 0.22% | – |
| AOD | Sell | ABERDEEN TOTAL DYNAMIC DIVD | $484,000 | -45.8% | 54,121 | -49.5% | 0.22% | -51.2% |
| RMRM | New | RMR REAL ESTATE INCOME FUND | $482,000 | – | 23,884 | +100.0% | 0.22% | – |
| GAM | Sell | GENERAL AMERN INVS INC | $462,000 | -89.5% | 12,254 | -89.9% | 0.21% | -90.5% |
| GFY | Buy | WESTERN ASSET VAR RT STRG FD | $454,000 | +7.1% | 27,181 | +4.2% | 0.21% | -3.2% |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $452,000 | – | 17,500 | +100.0% | 0.21% | – |
| QQQX | Sell | NUVEEN NASDAQ 100 DYNAMIC OV | $436,000 | -67.5% | 18,114 | -70.1% | 0.20% | -70.7% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $412,000 | – | 15,723 | +100.0% | 0.19% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $404,000 | – | 35,402 | +100.0% | 0.19% | – |
| IHIT | Sell | INVESCO HIGH INCOME 2023 TAR | $400,000 | -67.7% | 37,927 | -68.1% | 0.18% | -70.8% |
| NSL | Sell | NUVEEN SR INCOME FD | $395,000 | -27.8% | 66,321 | -30.0% | 0.18% | -34.8% |
| Sell | FLAHERTY & CRUMRINE DYN PFD | $391,000 | -62.4% | 14,607 | -63.3% | 0.18% | -66.0% | |
| HNW | Buy | PIONEER DIV HIGH INCOME TRUS | $387,000 | +103.7% | 25,988 | +98.0% | 0.18% | +83.5% |
| HEQ | Sell | JOHN HANCOCK HDG EQ & INC FD | $386,000 | -84.7% | 25,900 | -85.8% | 0.18% | -86.3% |
| BOE | Sell | BLACKROCK ENHANCED GBL DIV T | $383,000 | -26.1% | 34,885 | -29.7% | 0.18% | -33.3% |
| AVK | Sell | ADVENT CONVERTIBLE & INCOME | $352,000 | -62.6% | 22,642 | -64.9% | 0.16% | -66.2% |
| DPG | New | DUFF & PHELPS UTLITY AND INF | $327,000 | – | 21,539 | +100.0% | 0.15% | – |
| JHY | New | NUVEEN HIGH INCOME 2020 TARG | $324,000 | – | 33,163 | +100.0% | 0.15% | – |
| FFA | New | FIRST TR ENHANCED EQTY INC F | $325,000 | – | 18,851 | +100.0% | 0.15% | – |
| JRI | Sell | NUVEEN REAL ASSET INM AND GW | $322,000 | -46.7% | 17,517 | -49.2% | 0.15% | -51.9% |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $322,000 | – | 23,000 | +100.0% | 0.15% | – |
| TLI | New | WESTERN ASSET CORPORATE LN F | $317,000 | – | 31,999 | +100.0% | 0.15% | – |
| SWZ | Buy | SWISS HELVETIA FD INC | $308,000 | +16.7% | 36,594 | +11.2% | 0.14% | +5.2% |
| JHS | Buy | HANCOCK JOHN INCOME SECS TR | $293,000 | +45.0% | 19,769 | +42.0% | 0.14% | +31.1% |
| EOD | New | WELLS FARGO GLOBAL DIVIDEND | $294,000 | – | 51,920 | +100.0% | 0.14% | – |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $289,000 | -71.8% | 17,657 | -73.1% | 0.13% | -74.6% |
| IRL | Sell | NEW IRELAND FUND INC | $269,000 | -68.1% | 27,187 | -72.4% | 0.12% | -71.2% |
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $265,000 | -28.4% | 16,808 | -31.1% | 0.12% | -35.4% |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $259,000 | -78.0% | 19,265 | -79.4% | 0.12% | -80.2% |
| TWN | TAIWAN FD INC | $257,000 | +11.3% | 12,500 | 0.0% | 0.12% | 0.0% | |
| CAF | Sell | MORGAN STANLEY CHINA A SH FD | $252,000 | -52.2% | 11,590 | -55.0% | 0.12% | -56.9% |
| OPP | New | RIVERNORTH DOUBLELINE STRATE | $230,000 | – | 14,005 | +100.0% | 0.11% | – |
| ETW | Sell | EATON VANCE TXMGD GL BUYWR O | $229,000 | -79.7% | 22,043 | -81.1% | 0.10% | -81.7% |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $223,000 | – | 12,726 | +100.0% | 0.10% | – |
| RSF | New | RIVERNORTH MARKETPLACE LENDI | $218,000 | – | 11,990 | +100.0% | 0.10% | – |
| IGA | Sell | VOYA GLBL ADV & PREM OPP FD | $214,000 | -56.7% | 20,381 | -57.4% | 0.10% | -61.1% |
| LDP | Sell | COHEN & STEERS LTD DUR PFD I | $210,000 | -62.4% | 7,997 | -63.3% | 0.10% | -65.8% |
| IGD | Sell | VOYA GLBL EQTY DIV & PREM OP | $201,000 | -91.8% | 32,402 | -92.1% | 0.09% | -92.6% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $190,000 | -49.9% | 18,596 | -52.4% | 0.09% | -54.9% |
| JRS | Sell | NUVEEN REAL ESTATE INCOME FD | $184,000 | -35.7% | 17,366 | -33.3% | 0.08% | -41.8% |
| MGF | New | MFS GOVT MKTS INCOME TRsh ben int | $179,000 | – | 39,086 | +100.0% | 0.08% | – |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $172,000 | – | 28,800 | +100.0% | 0.08% | – |
| NCV | New | ALLIANZGI CONV INCOME FD | $168,000 | – | 29,300 | +100.0% | 0.08% | – |
| PPR | Sell | VOYA PRIME RATE TRsh ben int | $161,000 | -80.1% | 32,117 | -81.3% | 0.07% | -82.1% |
| BGY | Sell | BLACKROCK ENHANCED INTL DIV | $152,000 | -81.4% | 25,890 | -82.8% | 0.07% | -83.2% |
| WEA | New | WESTERN ASSET PREMIER BD FD | $147,000 | – | 10,015 | +100.0% | 0.07% | – |
| FEO | New | FIRST TR/ABERDEEN EMERG OPT | $147,000 | – | 10,296 | +100.0% | 0.07% | – |
| JEMD | New | NUVEEN EMERGING MKTS DEBT 20 | $136,000 | – | 15,250 | +100.0% | 0.06% | – |
| MFD | New | MACQUARIE FT TR GB INF UT DI | $125,000 | – | 11,695 | +100.0% | 0.06% | – |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FD | $125,000 | -75.6% | 10,367 | -76.7% | 0.06% | -78.2% |
| IAE | Sell | VOYA ASIA PAC DIVID EQUITY I | $96,000 | -68.9% | 11,247 | -69.1% | 0.04% | -72.2% |
| CIK | Sell | CREDIT SUISSE ASSET MGMT INC | $87,000 | -84.2% | 27,055 | -84.5% | 0.04% | -85.7% |
| IAF | ABERDEEN AUSTRALIA EQTY FD I | $80,000 | +3.9% | 14,810 | 0.0% | 0.04% | -5.1% | |
| LOR | Exit | LAZARD WORLD DIVID & INCOME | $0 | – | -12,100 | -100.0% | -0.06% | – |
| CIF | Exit | MFS INTERMEDIATE HIGH INC FDsh ben int | $0 | – | -48,097 | -100.0% | -0.06% | – |
| STK | Exit | COLUMBIA SELIGM PREM TECH GR | $0 | – | -10,282 | -100.0% | -0.11% | – |
| BCV | Exit | BANCROFT FUND LTD | $0 | – | -9,490 | -100.0% | -0.11% | – |
| IGR | Exit | CBRE CLARION GLOBAL REAL EST | $0 | – | -29,000 | -100.0% | -0.12% | – |
| PGZ | Exit | PRINCIPAL REAL ESTATE INCOME | $0 | – | -11,648 | -100.0% | -0.12% | – |
| NCZ | Exit | ALLIANZGI CONV INCOME FD II | $0 | – | -50,600 | -100.0% | -0.13% | – |
| CHW | Exit | CALAMOS GBL DYN INCOME FUND | $0 | – | -34,295 | -100.0% | -0.14% | – |
| EFF | Exit | EATON VANCE FLTG RATE INCOM | $0 | – | -19,345 | -100.0% | -0.15% | – |
| DEX | Exit | DELAWARE ENHANCED GBL DIV & | $0 | – | -30,795 | -100.0% | -0.16% | – |
| EGIF | Exit | EAGLE GRWTH & INCOME OPPTY F | $0 | – | -19,831 | -100.0% | -0.16% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -27,715 | -100.0% | -0.18% | – |
| ECF | Exit | ELLSWORTH GRWTH AND INCOME L | $0 | – | -38,154 | -100.0% | -0.20% | – |
| GDO | Exit | WESTERN ASSET GLOBAL CP DEFI | $0 | – | -24,855 | -100.0% | -0.22% | – |
| IHD | Exit | VOYA EMERGING MKTS HIGH DIVI | $0 | – | -62,557 | -100.0% | -0.23% | – |
| KIO | Exit | KKR INCOME OPPORTUNITIES FD | $0 | – | -28,973 | -100.0% | -0.23% | – |
| GCV | Exit | GABELLI CONV&INCOM SECS FD I | $0 | – | -87,496 | -100.0% | -0.24% | – |
| RGT | Exit | ROYCE GLOBAL VALUE TR INC | $0 | – | -47,373 | -100.0% | -0.24% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -88,522 | -100.0% | -0.34% | – |
| FT | Exit | FRANKLIN UNVL TRsh ben int | $0 | – | -100,545 | -100.0% | -0.39% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONV INCO | $0 | – | -35,971 | -100.0% | -0.40% | – |
| HTY | Exit | HANCOCK JOHN INV TRUSTtax adv glb sh | $0 | – | -136,689 | -100.0% | -0.48% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -105,402 | -100.0% | -0.49% | – |
| PHD | Exit | PIONEER FLOATING RATE TR | $0 | – | -122,588 | -100.0% | -0.66% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -226,498 | -100.0% | -0.71% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -258,626 | -100.0% | -1.72% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-04
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.