$189 Million is the total value of Shaker Financial Services, LLC's 98 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 50.0% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
ISD | Sell | PRUDENTIAL SHT DURATION HG Y | $4,719,000 | -3.2% | 309,232 | -3.1% | 2.50% | -8.8% |
BIF | Sell | BOULDER GROWTH & INCOME FD I | $4,331,000 | +1.1% | 424,642 | -3.7% | 2.29% | -4.8% |
JTA | Sell | NUVEEN TX ADV TOTAL RET STRG | $4,184,000 | +1.0% | 304,972 | -5.0% | 2.22% | -4.9% |
EHI | Sell | WESTERN ASSET GLB HI INCOME | $3,295,000 | -3.0% | 320,178 | -5.2% | 1.74% | -8.7% |
PHT | Sell | PIONEER HIGH INCOME TR | $2,842,000 | -9.8% | 283,621 | -11.0% | 1.50% | -15.1% |
EEA | Sell | EUROPEAN EQUITY FUND | $2,579,000 | +1.7% | 266,442 | -3.7% | 1.37% | -4.2% |
BGX | Sell | BLACKSTONE GSO LNG SHRT CR I | $2,411,000 | -24.8% | 149,967 | -24.5% | 1.28% | -29.1% |
DUC | Sell | DUFF & PHELPS UTIL CORP BD T | $1,872,000 | -22.9% | 202,619 | -23.3% | 0.99% | -27.3% |
JCE | Sell | NUVEEN CORE EQUITY ALPHA FUN | $1,813,000 | -73.7% | 116,641 | -75.2% | 0.96% | -75.2% |
EAD | Sell | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $1,593,000 | -25.2% | 182,026 | -26.9% | 0.84% | -29.5% |
GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,361,000 | -9.6% | 121,936 | -14.2% | 0.72% | -14.9% |
AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $1,307,000 | -28.1% | 100,162 | -28.8% | 0.69% | -32.4% |
EVV | Sell | EATON VANCE LTD DUR INCOME F | $1,290,000 | -29.9% | 91,981 | -29.5% | 0.68% | -34.0% |
HNW | Sell | PIONEER DIV HIGH INCOME TRUS | $1,145,000 | -59.3% | 69,075 | -59.7% | 0.61% | -61.7% |
JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $970,000 | -33.1% | 114,212 | -32.2% | 0.51% | -36.9% |
SPXX | Sell | NUVEEN S&P 500 DYN OVERWRITE | $874,000 | -20.8% | 55,880 | -22.3% | 0.46% | -25.4% |
PHD | Sell | PIONEER FLOATING RATE TR | $740,000 | -44.8% | 61,895 | -45.1% | 0.39% | -48.0% |
ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $507,000 | -90.6% | 33,351 | -91.2% | 0.27% | -91.1% |
BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $484,000 | -81.3% | 30,264 | -81.3% | 0.26% | -82.4% |
JPI | Sell | NUVEEN PFD & INCOME TERM FD | $474,000 | -51.3% | 18,839 | -52.4% | 0.25% | -54.1% |
BGY | Sell | BLACKROCK ENHANCED INTL DIV | $410,000 | -65.8% | 62,559 | -67.3% | 0.22% | -67.9% |
GPM | Sell | GUGGENHEIM ENHNCD EQTY INCM | $336,000 | -94.8% | 39,263 | -95.0% | 0.18% | -95.1% |
RA | Sell | BROOKFIELD REAL ASSETS INCOM | $285,000 | -37.2% | 12,000 | -38.8% | 0.15% | -40.8% |
CII | Sell | BLACKROCK ENH CAP & INC FD I | $256,000 | -61.6% | 16,390 | -63.4% | 0.14% | -63.7% |
HIO | Sell | WESTERN ASSET HIGH INCM OPP | $246,000 | -57.3% | 47,915 | -57.8% | 0.13% | -59.9% |
TDF | Sell | TEMPLETON DRAGON FD INC | $225,000 | -12.5% | 10,841 | -14.9% | 0.12% | -17.9% |
HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $146,000 | -78.8% | 12,928 | -79.4% | 0.08% | -80.1% |
CSQ | Sell | CALAMOS STRATEGIC TOTL RETN | $136,000 | -93.1% | 11,199 | -93.4% | 0.07% | -93.5% |
FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -11,462 | -100.0% | -0.09% | – |
JMM | Exit | NUVEEN MULTI MKT INCOME FD | $0 | – | -21,300 | -100.0% | -0.09% | – |
RVT | Exit | ROYCE VALUE TR INC | $0 | – | -13,437 | -100.0% | -0.11% | – |
GFY | Exit | WESTERN ASSET VAR RT STRG FD | $0 | – | -13,257 | -100.0% | -0.13% | – |
FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -16,560 | -100.0% | -0.13% | – |
BIT | Exit | BLACKROCK MULTI-SECTOR INC T | $0 | – | -13,965 | -100.0% | -0.14% | – |
RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -23,936 | -100.0% | -0.17% | – |
BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -24,792 | -100.0% | -0.19% | – |
TEI | Exit | TEMPLETON EMERG MKTS INCOME | $0 | – | -33,570 | -100.0% | -0.21% | – |
KIO | Exit | KKR INCOME OPPORTUNITIES FD | $0 | – | -22,447 | -100.0% | -0.22% | – |
BOE | Exit | BLACKROCK ENHANCED GBL DIV T | $0 | – | -29,890 | -100.0% | -0.22% | – |
ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -31,572 | -100.0% | -0.25% | – |
CCD | Exit | CALAMOS DYNAMIC CONV & INCOM | $0 | – | -24,581 | -100.0% | -0.28% | – |
AGD | Exit | ALPINE GLOBAL DYNAMIC DIVD F | $0 | – | -58,913 | -100.0% | -0.34% | – |
IVH | Exit | IVY HIGH INC OPPORTUNITIES F | $0 | – | -39,876 | -100.0% | -0.35% | – |
GLV | Exit | CLOUGH GLOBAL DIVND AND INC | $0 | – | -46,947 | -100.0% | -0.35% | – |
GDO | Exit | WESTERN ASSET GLOBAL CP DEFI | $0 | – | -35,422 | -100.0% | -0.36% | – |
GLQ | Exit | CLOUGH GLOBAL EQUITY FD | $0 | – | -58,516 | -100.0% | -0.42% | – |
RIV | Exit | RIVERNORTH OPPRTUNITIES FD I | $0 | – | -46,535 | -100.0% | -0.52% | – |
FCO | Exit | ABERDEEN GLOBAL INCOME FD IN | $0 | – | -136,270 | -100.0% | -0.66% | – |
JGH | Exit | NUVEEN GLOBAL HIGH INCOME FD | $0 | – | -75,973 | -100.0% | -0.72% | – |
BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -82,844 | -100.0% | -0.74% | – |
NIE | Exit | ALLIANZGI EQUITY & CONV INCO | $0 | – | -69,765 | -100.0% | -0.78% | – |
IGA | Exit | VOYA GLBL ADV & PREM OPP FD | $0 | – | -147,675 | -100.0% | -0.90% | – |
NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -195,056 | -100.0% | -1.30% | – |
NFJ | Exit | ALLIANZGI NFJ DIVID INT & PR | $0 | – | -238,234 | -100.0% | -1.75% | – |
ASG | Exit | LIBERTY ALL-STAR GROWTH FD I | $0 | – | -805,014 | -100.0% | -2.23% | – |
USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -1,011,382 | -100.0% | -3.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-09
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-07 |
13F-HR | 2023-11-02 |
13F-HR | 2023-08-07 |
13F-HR | 2023-05-08 |
13F-HR | 2023-02-03 |
13F-HR | 2022-11-09 |
13F-HR | 2022-08-01 |
13F-HR | 2022-05-06 |
13F-HR | 2022-02-07 |
13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.