$156 Million is the total value of Shaker Financial Services, LLC's 136 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 68.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASG | Buy | LIBERTY ALL-STAR GROWTH FD I | $4,994,000 | +42.9% | 967,880 | +41.3% | 3.20% | +41.2% |
| JTA | Buy | NUVEEN TX ADV TOTAL RET STRG | $4,751,000 | +72.3% | 357,507 | +79.6% | 3.04% | +70.3% |
| ETG | Buy | EATON VANCE TX ADV GLBL DIV | $4,643,000 | +162.3% | 287,166 | +176.1% | 2.97% | +159.2% |
| DNY | Buy | DENALI FD INC | $4,544,000 | +9.0% | 201,151 | +4.7% | 2.91% | +7.7% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $4,079,000 | +499.9% | 204,968 | +552.7% | 2.61% | +493.2% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $3,975,000 | -10.0% | 664,744 | -12.3% | 2.54% | -11.1% |
| TY | Sell | TRI CONTL CORP | $3,578,000 | -9.0% | 167,125 | -11.3% | 2.29% | -10.1% |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $3,550,000 | – | 310,336 | +100.0% | 2.27% | – |
| ZF | New | ZWEIG FD | $3,437,000 | – | 222,322 | +100.0% | 2.20% | – |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $3,033,000 | +41.5% | 214,783 | +46.1% | 1.94% | +39.8% |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $3,012,000 | – | 282,563 | +100.0% | 1.93% | – |
| FAV | Buy | FIRST TR DIVIDEND INCOME FD | $3,001,000 | +22.3% | 324,104 | +19.5% | 1.92% | +20.9% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $2,829,000 | -11.5% | 215,489 | -4.9% | 1.81% | -12.5% |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $2,751,000 | +3.0% | 244,143 | +9.9% | 1.76% | +1.9% |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $2,740,000 | – | 329,354 | +100.0% | 1.75% | – |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $2,696,000 | -30.8% | 171,527 | -28.8% | 1.72% | -31.6% |
| GAB | New | GABELLI EQUITY TR INC | $2,694,000 | – | 416,450 | +100.0% | 1.72% | – |
| EEA | Sell | EUROPEAN EQUITY FUND | $2,428,000 | -2.3% | 294,998 | -2.5% | 1.55% | -3.4% |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $2,342,000 | – | 146,360 | +100.0% | 1.50% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $2,335,000 | – | 210,323 | +100.0% | 1.49% | – |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $2,317,000 | -5.5% | 150,733 | +2.5% | 1.48% | -6.6% |
| ETW | New | EATON VANCE TXMGD GL BUYWR O | $2,208,000 | – | 200,398 | +100.0% | 1.41% | – |
| FUND | Buy | ROYCE FOCUS TR | $2,169,000 | +114.1% | 298,331 | +131.9% | 1.39% | +111.6% |
| CET | Buy | CENTRAL SECS CORP | $2,097,000 | +0.0% | 95,449 | +4.6% | 1.34% | -1.1% |
| PFN | Buy | PIMCO INCOME STRATEGY FUND I | $2,025,000 | +18.5% | 206,444 | +27.2% | 1.30% | +17.2% |
| JTD | Sell | NUVEEN TAX ADVANTAGED DIV GR | $1,961,000 | -18.1% | 121,402 | -21.6% | 1.26% | -19.0% |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE INC | $1,958,000 | – | 161,674 | +100.0% | 1.25% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $1,919,000 | – | 154,370 | +100.0% | 1.23% | – |
| DUC | Buy | DUFF & PHELPS UTIL CORP BD T | $1,899,000 | +13.8% | 193,546 | +13.5% | 1.22% | +12.5% |
| FCO | Buy | ABERDEEN GLOBAL INCOME FD IN | $1,787,000 | +366.6% | 185,948 | +419.7% | 1.14% | +360.9% |
| GDF | Buy | WESTERN ASSET GLB PTNRS INCO | $1,659,000 | +32.8% | 169,300 | +41.0% | 1.06% | +31.3% |
| HNW | New | PIONEER DIV HIGH INCOME TRUS | $1,633,000 | – | 91,987 | +100.0% | 1.04% | – |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $1,628,000 | -50.6% | 107,719 | -45.1% | 1.04% | -51.2% |
| BGX | Sell | BLACKSTONE GSO LNG SHRT CR I | $1,592,000 | -36.7% | 102,496 | -32.0% | 1.02% | -37.4% |
| HEQ | Buy | JOHN HANCOCK HDG EQ & INC FD | $1,572,000 | +208.8% | 96,312 | +230.7% | 1.01% | +205.8% |
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $1,572,000 | -19.5% | 98,247 | -14.1% | 1.01% | -20.5% |
| CII | New | BLACKROCK ENH CAP & INC FD I | $1,560,000 | – | 111,634 | +100.0% | 1.00% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $1,551,000 | – | 128,847 | +100.0% | 0.99% | – |
| MCN | Sell | MADISON CVRED CALL & EQ STR | $1,521,000 | -11.7% | 186,891 | -8.9% | 0.97% | -12.7% |
| SOR | Sell | SOURCE CAP INC | $1,513,000 | -40.4% | 21,182 | -45.8% | 0.97% | -41.1% |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $1,477,000 | +461.6% | 91,276 | +500.6% | 0.94% | +455.9% |
| LOR | New | LAZARD WORLD DIVID & INCOME | $1,456,000 | – | 111,167 | +100.0% | 0.93% | – |
| DDF | Sell | DELAWARE INVTS DIV & INCOME | $1,428,000 | -31.1% | 144,994 | -31.1% | 0.91% | -31.9% |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $1,360,000 | – | 244,998 | +100.0% | 0.87% | – |
| EAD | Sell | WELLS FARGO ADVANTAGE INCOME | $1,354,000 | -10.1% | 152,340 | -8.5% | 0.87% | -11.2% |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM | $1,319,000 | – | 152,612 | +100.0% | 0.84% | – |
| ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $1,260,000 | -49.0% | 79,677 | -45.0% | 0.81% | -49.6% |
| CIK | Sell | CREDIT SUISSE ASSET MGMT INC | $1,213,000 | -54.2% | 368,742 | -52.4% | 0.78% | -54.8% |
| GLV | Sell | CLOUGH GLOBAL ALLOCATION FD | $1,191,000 | -27.9% | 80,652 | -30.2% | 0.76% | -28.8% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,158,000 | -65.5% | 90,350 | -67.9% | 0.74% | -65.9% |
| FT | Sell | FRANKLIN UNVL TRsh ben int | $1,125,000 | -33.8% | 158,494 | -34.5% | 0.72% | -34.5% |
| MSP | Sell | MADISON STRTG SECTOR PREM FD | $1,112,000 | -29.9% | 93,653 | -26.9% | 0.71% | -30.8% |
| AIF | Sell | APOLLO TACTICAL INCOME FD IN | $1,095,000 | -25.2% | 68,629 | -18.8% | 0.70% | -26.0% |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $999,000 | – | 186,052 | +100.0% | 0.64% | – |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $992,000 | +9.0% | 266,686 | +12.0% | 0.64% | +7.8% |
| GGE | New | GUGGENHEIM ENHANCED EQUITY S | $971,000 | – | 54,766 | +100.0% | 0.62% | – |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC | $925,000 | -4.9% | 115,017 | +2.9% | 0.59% | -6.0% |
| VGI | Buy | VIRTUS GLOBAL MULTI-SEC INC | $911,000 | +144.9% | 57,460 | +163.5% | 0.58% | +141.9% |
| JGV | Sell | NUVEEN GLOBAL EQUITY INCOME | $838,000 | -47.4% | 64,438 | -46.0% | 0.54% | -48.0% |
| VLT | Sell | INVESCO HIGH INCOME TR II | $816,000 | -60.9% | 54,359 | -59.5% | 0.52% | -61.4% |
| JPW | Buy | NUVEEN FLEXIBLE INVT INCOME | $812,000 | +167.1% | 49,598 | +185.2% | 0.52% | +164.0% |
| RVT | Buy | ROYCE VALUE TR INC | $778,000 | +129.5% | 54,322 | +132.5% | 0.50% | +127.4% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $764,000 | +87.3% | 90,015 | +87.5% | 0.49% | +85.2% |
| EOD | New | WELLS FARGO ADV GLB DIV OPP | $737,000 | – | 98,433 | +100.0% | 0.47% | – |
| JDD | New | NUVEEN DIVERSIFIED DIV INCM | $735,000 | – | 62,441 | +100.0% | 0.47% | – |
| HIX | New | WESTERN ASSET HIGH INCM FD I | $712,000 | – | 85,700 | +100.0% | 0.46% | – |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $681,000 | -9.2% | 52,710 | -6.5% | 0.44% | -10.1% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $675,000 | +275.0% | 40,272 | +297.2% | 0.43% | +269.2% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $673,000 | -37.5% | 107,926 | -34.8% | 0.43% | -38.2% |
| CIF | Buy | MFS INTERMEDIATE HIGH INC FDsh ben int | $672,000 | +18.9% | 252,521 | +21.6% | 0.43% | +17.5% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $671,000 | – | 41,057 | +100.0% | 0.43% | – |
| LGI | Buy | LAZARD GLB TTL RET&INCM FD I | $657,000 | +57.2% | 41,553 | +72.7% | 0.42% | +55.0% |
| JFC | Buy | JPMORGAN CHINA REGION FD INC | $638,000 | +15.0% | 37,708 | +3.3% | 0.41% | +13.6% |
| AGC | Sell | ADVENT CLAY CONV SEC INC FD | $635,000 | -30.0% | 100,738 | -24.6% | 0.41% | -30.8% |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $592,000 | – | 112,765 | +100.0% | 0.38% | – |
| LDP | New | COHEN & STEERS LTD DUR PFD I | $593,000 | – | 26,163 | +100.0% | 0.38% | – |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $591,000 | – | 64,001 | +100.0% | 0.38% | – |
| KMM | Sell | DEUTSCHE MULTI-MKT INCOME TR | $587,000 | -52.3% | 68,846 | -50.4% | 0.38% | -52.8% |
| EVT | Sell | EATON VANCE TAX ADVT DIV INC | $580,000 | -77.7% | 27,893 | -78.3% | 0.37% | -77.9% |
| ECF | Sell | ELLSWORTH FUND LTD | $578,000 | -28.5% | 66,318 | -29.0% | 0.37% | -29.3% |
| NSL | Sell | NUVEEN SR INCOME FD | $558,000 | -71.0% | 85,150 | -70.4% | 0.36% | -71.4% |
| DHF | New | DREYFUS HIGH YIELD STRATEGIEsh ben int | $558,000 | – | 154,606 | +100.0% | 0.36% | – |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $542,000 | -62.5% | 67,204 | -62.1% | 0.35% | -62.9% |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $525,000 | – | 64,691 | +100.0% | 0.34% | – |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $504,000 | – | 22,450 | +100.0% | 0.32% | – |
| MHY | Sell | WESTERN ASSET MGD HI INCM FD | $498,000 | -46.6% | 97,481 | -42.3% | 0.32% | -47.2% |
| IRL | Sell | NEW IRELAND FUND INC | $482,000 | -23.2% | 38,232 | -22.9% | 0.31% | -24.3% |
| ERC | Sell | WELLS FARGO ADVANTAGE MULTI | $471,000 | -38.8% | 34,530 | -37.4% | 0.30% | -39.6% |
| EXD | New | EATON VANCE TAX-ADV BD & OPT | $471,000 | – | 37,129 | +100.0% | 0.30% | – |
| BTO | Buy | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $457,000 | +127.4% | 19,382 | +114.7% | 0.29% | +124.6% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $450,000 | -63.5% | 37,998 | -62.0% | 0.29% | -63.9% |
| FHY | Buy | FIRST TR STRATEGIC HIGH INC | $424,000 | +168.4% | 29,255 | +185.1% | 0.27% | +165.7% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $408,000 | -72.4% | 25,871 | -70.9% | 0.26% | -72.7% |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $388,000 | -55.9% | 81,092 | -53.8% | 0.25% | -56.4% |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $374,000 | -84.4% | 22,709 | -84.1% | 0.24% | -84.6% |
| HYF | Sell | MANAGED HIGH YIELD PLUS FD I | $368,000 | -20.0% | 204,678 | -11.4% | 0.24% | -21.1% |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $359,000 | -39.0% | 25,375 | -36.8% | 0.23% | -39.6% |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $356,000 | -55.8% | 26,622 | -53.5% | 0.23% | -56.2% |
| ETY | Sell | EATON VANCE TX MGD DIV EQ IN | $352,000 | -81.3% | 31,555 | -80.9% | 0.22% | -81.5% |
| IAE | Sell | VOYA ASIA PAC DIVID EQUITY I | $347,000 | -37.7% | 30,324 | -31.2% | 0.22% | -38.5% |
| FTF | Buy | FRANKLIN LTD DURATION INC TR | $342,000 | +52.0% | 28,080 | +54.3% | 0.22% | +50.0% |
| RNP | New | COHEN & STEERS REIT & PFD IN | $322,000 | – | 16,950 | +100.0% | 0.21% | – |
| JHI | New | HANCOCK JOHN INVS TR | $315,000 | – | 17,784 | +100.0% | 0.20% | – |
| RQI | New | COHEN & STEERS QUALITY RLTY | $311,000 | – | 25,500 | +100.0% | 0.20% | – |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $293,000 | +4.3% | 23,835 | +9.3% | 0.19% | +2.7% |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $289,000 | – | 32,140 | +100.0% | 0.18% | – |
| FPF | New | FIRST TR INTER DUR PFD & IN | $284,000 | – | 12,514 | +100.0% | 0.18% | – |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FD | $281,000 | -44.0% | 19,373 | -44.7% | 0.18% | -44.6% |
| JOF | Sell | JAPAN SMALLER CAPTLZTN FD IN | $275,000 | -59.9% | 30,612 | -56.8% | 0.18% | -60.4% |
| PDT | New | HANCOCK JOHN PREMUIM DIV FD | $258,000 | – | 18,750 | +100.0% | 0.16% | – |
| PCI | New | PIMCO DYNAMIC CR INCOME FD | $251,000 | – | 12,157 | +100.0% | 0.16% | – |
| MXE | Buy | MEXICO EQUITY & INCOME FD | $247,000 | +1.6% | 19,554 | +32.7% | 0.16% | +0.6% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $242,000 | – | 10,664 | +100.0% | 0.16% | – |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $236,000 | +31.1% | 26,506 | +39.4% | 0.15% | +29.1% |
| KST | Sell | DEUTSCHE STRATEGIC INCOME TR | $228,000 | -72.5% | 19,691 | -71.1% | 0.15% | -72.8% |
| SCD | New | LMP CAP & INCOME FD INC | $220,000 | – | 13,127 | +100.0% | 0.14% | – |
| EOI | New | EATON VANCE ENHANCED EQ INC | $208,000 | – | 15,052 | +100.0% | 0.13% | – |
| IVH | Sell | IVY HIGH INC OPPORTUNITIES F | $205,000 | -77.3% | 12,955 | -75.2% | 0.13% | -77.6% |
| GHY | New | PRUDENTIAL GLB SHT DUR HG YL | $203,000 | – | 12,763 | +100.0% | 0.13% | – |
| GLU | Sell | GABELLI GLOBL UTIL & INCOME | $202,000 | -41.4% | 10,390 | -42.2% | 0.13% | -42.2% |
| DHY | New | CREDIT SUISSE HIGH YLD BND Fsh ben int | $192,000 | – | 68,629 | +100.0% | 0.12% | – |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $186,000 | -43.8% | 16,445 | -36.7% | 0.12% | -44.4% |
| APB | Sell | ASIA PAC FD INC | $180,000 | -14.3% | 16,001 | -14.0% | 0.12% | -15.4% |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $175,000 | +29.6% | 33,000 | +17.9% | 0.11% | +28.7% |
| EOS | New | EATON VANCE ENH EQTY INC FD | $167,000 | – | 12,054 | +100.0% | 0.11% | – |
| KHI | Sell | DEUTSCHE HIGH INCOME TR | $164,000 | -79.0% | 18,800 | -78.5% | 0.10% | -79.2% |
| IGA | New | VOYA GLBL ADV & PREM OPP FD | $150,000 | – | 13,055 | +100.0% | 0.10% | – |
| BGT | New | BLACKROCK FLOATING RATE INCO | $146,000 | – | 11,380 | +100.0% | 0.09% | – |
| LDF | Sell | LATIN AMERN DISCOVERY FD INC | $144,000 | -18.6% | 12,947 | -4.0% | 0.09% | -20.0% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $132,000 | -94.6% | 14,400 | -94.7% | 0.08% | -94.6% |
| PCF | Sell | PUTMAN HIGH INCOME SEC FUND | $128,000 | -68.8% | 15,747 | -68.1% | 0.08% | -69.1% |
| EDD | New | MORGAN STANLEY EM MKTS DM DE | $119,000 | – | 11,300 | +100.0% | 0.08% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $111,000 | – | 11,000 | +100.0% | 0.07% | – |
| AGD | Sell | ALPINE GLOBAL DYNAMIC DIVD F | $109,000 | -52.6% | 11,055 | -52.5% | 0.07% | -53.0% |
| JEQ | ABERDEEN JAPAN EQUITY FD INC | $94,000 | -5.1% | 13,946 | 0.0% | 0.06% | -6.2% | |
| IRR | New | VOYA RISK MANAGED NAT RES FD | $86,000 | – | 10,346 | +100.0% | 0.06% | – |
| MMT | Exit | MFS MULTIMARKET INCOME TRsh ben int | $0 | – | -11,070 | -100.0% | -0.05% | – |
| IHD | Exit | VOYA EMERGING MKTS HIGH DIVI | $0 | – | -11,098 | -100.0% | -0.08% | – |
| GGZ | Exit | GABELLI GLB SML & MD CP VAL | $0 | – | -13,218 | -100.0% | -0.09% | – |
| SBW | Exit | WESTERN ASSET WORLDWIDE INCO | $0 | – | -11,238 | -100.0% | -0.09% | – |
| GRR | Exit | ASIA TIGERS FD INC | $0 | – | -13,600 | -100.0% | -0.10% | – |
| E103PS | Exit | WESTERN ASSET EMRG MKT INCM | $0 | – | -14,253 | -100.0% | -0.11% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -34,002 | -100.0% | -0.11% | – |
| WEA | Exit | WESTERN ASSET PREMIER BD FD | $0 | – | -12,564 | -100.0% | -0.12% | – |
| HHY | Exit | BROOKFIELD HIGH INCOME FD IN | $0 | – | -21,093 | -100.0% | -0.13% | – |
| HPF | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -10,020 | -100.0% | -0.13% | – |
| BOI | Exit | BROOKFIELD MTG OPP INC FD IN | $0 | – | -12,008 | -100.0% | -0.13% | – |
| JSD | Exit | NUVEEN SHT DUR CR OPP FD | $0 | – | -12,115 | -100.0% | -0.13% | – |
| NID | Exit | NUVEEN INTER DURATION MN TMF | $0 | – | -16,725 | -100.0% | -0.14% | – |
| FOF | Exit | COHEN & STEERS CLOSED END OP | $0 | – | -19,018 | -100.0% | -0.16% | – |
| SGL | Exit | STRATEGIC GLOBAL INCOME FD | $0 | – | -28,755 | -100.0% | -0.16% | – |
| BKT | Exit | BLACKROCK INCOME TR INC | $0 | – | -40,433 | -100.0% | -0.17% | – |
| BQY | Exit | BLACKROCK DIVID INCOME TR | $0 | – | -19,764 | -100.0% | -0.17% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -12,662 | -100.0% | -0.17% | – |
| AFT | Exit | APOLLO SR FLOATING RATE FD I | $0 | – | -16,057 | -100.0% | -0.18% | – |
| JGT | Exit | NUVEEN DIVER CURRENCY OPPOR | $0 | – | -26,508 | -100.0% | -0.18% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -25,321 | -100.0% | -0.19% | – |
| BGR | Exit | BLACKROCK ENERGY & RES TR | $0 | – | -13,024 | -100.0% | -0.20% | – |
| APF | Exit | MORGAN STANLEY ASIA PAC FD I | $0 | – | -19,364 | -100.0% | -0.20% | – |
| 7105SC | Exit | DOW 30SM ENHANCED PREM & INC | $0 | – | -33,135 | -100.0% | -0.29% | – |
| FFA | Exit | FIRST TR ENHANCED EQTY INC F | $0 | – | -33,910 | -100.0% | -0.31% | – |
| TLI | Exit | LMP CORPORATE LN FD INC | $0 | – | -42,917 | -100.0% | -0.32% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -40,909 | -100.0% | -0.36% | – |
| JPS | Exit | NUVEEN QUALITY PFD INCOME FD | $0 | – | -63,775 | -100.0% | -0.36% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -39,426 | -100.0% | -0.37% | – |
| BGY | Exit | BLACKROCK INTL GRWTH & INC T | $0 | – | -82,060 | -100.0% | -0.40% | – |
| GEQ | Exit | GUGGENHEIM EQ WEIGHT ENHANC | $0 | – | -32,130 | -100.0% | -0.41% | – |
| INF | Exit | BROOKFIELD GLOBL LISTED INFR | $0 | – | -32,456 | -100.0% | -0.49% | – |
| T107SC | Exit | NUVEEN EQUITY PREM ADV FD | $0 | – | -69,121 | -100.0% | -0.58% | – |
| JHP | Exit | NUVEEN QUALITY PFD INC FD 3 | $0 | – | -109,255 | -100.0% | -0.59% | – |
| ETB | Exit | EATON VANCE TAX MNGED BUY WR | $0 | – | -61,042 | -100.0% | -0.62% | – |
| ETO | Exit | EATON VANCE TX ADV GLB DIV O | $0 | – | -47,636 | -100.0% | -0.76% | – |
| HPS | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -67,610 | -100.0% | -0.77% | – |
| ISD | Exit | PRUDENTIAL SHT DURATION HG Y | $0 | – | -77,014 | -100.0% | -0.83% | – |
| SPXX | Exit | NUVEEN EQUITY PREM & GROWTH | $0 | – | -151,255 | -100.0% | -1.38% | – |
| ADX | Exit | ADAMS EXPRESS CO | $0 | – | -158,549 | -100.0% | -1.43% | – |
| RFI | Exit | COHEN & STEERS TOTAL RETURN | $0 | – | -260,880 | -100.0% | -2.02% | – |
| GAM | Exit | GENERAL AMERN INVS INC | $0 | – | -90,007 | -100.0% | -2.16% | – |
| JCE | Exit | NUVEEN CORE EQUITY ALPHA FUN | $0 | – | -205,728 | -100.0% | -2.29% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-10
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.