$297 Million is the total value of 10-15 ASSOCIATES, INC.'s 110 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 34.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VZ | Buy | VERIZON COMMUNICATIONS INC | $30,897,000 | +9.1% | 618,081 | +6.8% | 10.39% | +15.7% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $17,825,000 | +0.2% | 734,151 | +2.6% | 6.00% | +6.3% |
| SLB | Sell | SCHLUMBERGER LTD | $11,859,000 | -13.8% | 116,621 | -0.1% | 3.99% | -8.6% |
| GE | Buy | GENERAL ELECTRIC CO | $10,871,000 | -0.8% | 424,355 | +1.7% | 3.66% | +5.2% |
| BA | New | BOEING CO | $9,820,000 | – | 77,096 | +100.0% | 3.30% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $9,612,000 | +6.9% | 50,635 | +2.1% | 3.23% | +13.4% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $9,601,000 | +3.3% | 238,261 | +100.8% | 3.23% | +9.6% |
| PG | Buy | PROCTER & GAMBLE CO | $9,509,000 | +7.5% | 113,560 | +0.9% | 3.20% | +14.1% |
| IP | Buy | INTL PAPER CO | $8,929,000 | -4.7% | 187,047 | +0.8% | 3.00% | +1.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $8,702,000 | +3.0% | 81,644 | +1.1% | 2.93% | +9.3% |
| WY | Buy | WEYERHAEUSER CO | $8,521,000 | -3.3% | 267,466 | +0.4% | 2.87% | +2.6% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $8,074,000 | +10.8% | 112,520 | +1.0% | 2.72% | +17.5% |
| BAX | New | BAXTER INTL INC | $7,957,000 | – | 110,874 | +100.0% | 2.68% | – |
| JCI | Buy | JOHNSON CTLS INC | $7,089,000 | -9.8% | 161,115 | +2.4% | 2.38% | -4.3% |
| AGU | New | AGRIUM INC | $6,968,000 | – | 78,303 | +100.0% | 2.34% | – |
| KO | Buy | COCA COLA CO | $6,076,000 | +1.8% | 142,445 | +1.1% | 2.04% | +8.0% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $5,347,000 | +26.1% | 31,442 | +24.5% | 1.80% | +33.8% |
| SLW | Buy | SILVER WHEATON CORP | $4,726,000 | -23.7% | 237,175 | +0.6% | 1.59% | -19.1% |
| CSX | Sell | CSX CORP | $4,685,000 | +3.8% | 146,136 | -0.3% | 1.58% | +10.1% |
| DVY | Buy | ISHARES TRselect divid etf | $4,425,000 | +27.4% | 59,919 | +32.8% | 1.49% | +35.1% |
| TBT | Buy | PROSHARES TR | $4,399,000 | -5.1% | 78,100 | +2.4% | 1.48% | +0.7% |
| KEY | Buy | KEYCORP NEW | $3,995,000 | -6.2% | 299,704 | +0.8% | 1.34% | -0.4% |
| NEE | Sell | NEXTERA ENERGY INC | $3,572,000 | -14.7% | 38,049 | -6.9% | 1.20% | -9.5% |
| MOO | Buy | MARKET VECTORS ETF TRagribus etf | $3,482,000 | +7.3% | 65,842 | +11.6% | 1.17% | +13.9% |
| PGHEF | Buy | PENGROWTH ENERGY CORP | $3,101,000 | -26.8% | 596,475 | +1.1% | 1.04% | -22.3% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $3,054,000 | +10.3% | 30,920 | +4.9% | 1.03% | +17.0% |
| NEM | Buy | NEWMONT MINING CORP | $2,892,000 | -7.8% | 125,502 | +1.8% | 0.97% | -2.1% |
| TRP | Buy | TRANSCANADA CORP | $2,708,000 | +8.8% | 52,553 | +0.8% | 0.91% | +15.5% |
| GOLD | New | BARRICK GOLD CORP | $2,688,000 | – | 183,375 | +100.0% | 0.90% | – |
| MSFT | Sell | MICROSOFT CORP | $2,664,000 | +11.1% | 57,472 | -0.0% | 0.90% | +17.9% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,604,000 | +4.0% | 43,237 | -0.5% | 0.88% | +10.5% |
| AMGN | New | AMGEN INC | $2,524,000 | – | 17,972 | +100.0% | 0.85% | – |
| AMLP | Buy | ALPS ETF TRalerian mlp | $2,456,000 | +12.9% | 128,125 | +11.9% | 0.83% | +19.9% |
| T | Buy | AT&T INC | $2,222,000 | +88.9% | 63,068 | +89.6% | 0.75% | +100.3% |
| WM | Buy | WASTE MGMT INC DEL | $2,183,000 | +8.3% | 45,931 | +1.9% | 0.73% | +14.9% |
| POT | Buy | POTASH CORP SASK INC | $2,153,000 | -7.1% | 62,320 | +2.1% | 0.72% | -1.4% |
| MET | Buy | METLIFE INC | $2,082,000 | +5.2% | 38,768 | +8.8% | 0.70% | +11.6% |
| INTC | Buy | INTEL CORP | $2,067,000 | +14.4% | 59,383 | +1.5% | 0.70% | +21.3% |
| APD | New | AIR PRODS & CHEMS INC | $2,043,000 | – | 15,700 | +100.0% | 0.69% | – |
| BX | Buy | BLACKSTONE GROUP L P | $1,972,000 | +1.9% | 62,667 | +8.2% | 0.66% | +8.0% |
| ZTS | Buy | ZOETIS INCcl a | $1,917,000 | +20.8% | 51,891 | +5.5% | 0.64% | +28.2% |
| ACI | New | ARCH COAL INC | $1,851,000 | – | 873,339 | +100.0% | 0.62% | – |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $1,792,000 | +29.2% | 32,464 | +40.3% | 0.60% | +37.0% |
| DE | Buy | DEERE & CO | $1,775,000 | -7.6% | 21,656 | +2.0% | 0.60% | -2.0% |
| IBB | Buy | ISHARES TRnasdq biotec etf | $1,731,000 | +9.6% | 6,326 | +3.0% | 0.58% | +16.2% |
| MRK | Buy | MERCK & CO INC NEW | $1,591,000 | +3.9% | 26,841 | +1.4% | 0.54% | +10.1% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $1,540,000 | -2.3% | 18,001 | +1.7% | 0.52% | +3.6% |
| BLK | Sell | BLACKROCK INC | $1,481,000 | +2.6% | 4,512 | -0.1% | 0.50% | +9.0% |
| CCJ | New | CAMECO CORP | $1,411,000 | – | 79,925 | +100.0% | 0.48% | – |
| CAT | Buy | CATERPILLAR INC DEL | $1,358,000 | -6.6% | 13,722 | +2.5% | 0.46% | -0.9% |
| TEF | Buy | TELEFONICA S Asponsored adr | $1,293,000 | -10.2% | 84,125 | +0.2% | 0.44% | -4.6% |
| XOM | Buy | EXXON MOBIL CORP | $1,275,000 | +3.7% | 13,560 | +11.1% | 0.43% | +10.0% |
| PHO | Buy | POWERSHARES ETF TRUSTwater resource | $1,223,000 | +3.6% | 49,707 | +12.0% | 0.41% | +9.9% |
| TDC | Buy | TERADATA CORP DEL | $1,150,000 | +7.1% | 27,445 | +2.7% | 0.39% | +13.8% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $1,105,000 | -7.8% | 10,467 | +0.9% | 0.37% | -2.1% |
| DIS | Buy | DISNEY WALT CO | $1,062,000 | +15.4% | 11,929 | +11.2% | 0.36% | +22.3% |
| HCBK | Buy | HUDSON CITY BANCORP | $1,024,000 | +0.6% | 105,405 | +1.8% | 0.34% | +6.5% |
| QCOM | Buy | QUALCOMM INC | $989,000 | -4.2% | 13,236 | +1.5% | 0.33% | +1.8% |
| IEZ | Buy | ISHARESus oil eq&sv etf | $957,000 | +4.1% | 14,430 | +21.7% | 0.32% | +10.7% |
| IYR | Buy | ISHARES TRu.s. real es etf | $952,000 | +1.0% | 13,763 | +4.8% | 0.32% | +7.0% |
| WOOD | Buy | ISHARESgl timb fore etf | $934,000 | +1.5% | 18,945 | +8.8% | 0.31% | +7.5% |
| KRE | Buy | SPDR SERIES TRUSTs&p regl bkg | $929,000 | +10.6% | 24,563 | +17.8% | 0.31% | +17.3% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $904,000 | -25.5% | 39,340 | +0.7% | 0.30% | -21.0% |
| MAS | Buy | MASCO CORP | $893,000 | +30.4% | 37,350 | +21.0% | 0.30% | +38.2% |
| ECA | Buy | ENCANA CORP | $874,000 | -9.4% | 41,245 | +1.3% | 0.29% | -3.9% |
| IR | Buy | INGERSOLL-RAND PLC | $818,000 | -5.0% | 14,525 | +5.4% | 0.28% | +0.7% |
| IXG | Buy | ISHARES TRglobal finls etf | $806,000 | +17.5% | 14,336 | +19.4% | 0.27% | +24.9% |
| HSIC | Buy | SCHEIN HENRY INC | $776,000 | +7.2% | 6,670 | +9.2% | 0.26% | +13.5% |
| STL | New | STERLING BANCORP DEL | $773,000 | – | 60,459 | +100.0% | 0.26% | – |
| NSC | Sell | NORFOLK SOUTHERN CORP | $755,000 | +6.6% | 6,770 | -1.6% | 0.25% | +13.4% |
| BTU | Sell | PEABODY ENERGY CORP | $716,000 | -25.4% | 57,897 | -1.4% | 0.24% | -20.7% |
| CP | Sell | CANADIAN PAC RY LTD | $715,000 | +1.3% | 3,450 | -11.5% | 0.24% | +7.1% |
| IYH | Buy | ISHARES TRus hlthcare etf | $670,000 | +7.4% | 4,987 | +2.5% | 0.22% | +13.6% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $615,000 | +34.6% | 11,575 | +36.7% | 0.21% | +42.8% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $609,000 | +46.4% | 26,320 | +43.6% | 0.20% | +55.3% |
| WFC | Buy | WELLS FARGO & CO NEW | $608,000 | +2.9% | 11,731 | +4.3% | 0.20% | +9.1% |
| WU | Buy | WESTERN UN CO | $567,000 | +3.5% | 35,359 | +11.7% | 0.19% | +9.8% |
| NLY | New | ANNALY CAP MGMT INC | $565,000 | – | 52,984 | +100.0% | 0.19% | – |
| CMCSA | Buy | COMCAST CORP NEWcl a | $546,000 | +30.0% | 10,165 | +29.9% | 0.18% | +38.3% |
| WTR | Buy | AQUA AMERICA INC | $524,000 | -6.6% | 22,300 | +4.1% | 0.18% | -1.1% |
| TD | Buy | TORONTO DOMINION BK ONT | $481,000 | +2.3% | 9,757 | +6.6% | 0.16% | +8.7% |
| AAPL | New | APPLE INC | $480,000 | – | 4,769 | +100.0% | 0.16% | – |
| HSY | Sell | HERSHEY CO | $463,000 | -16.3% | 4,853 | -14.7% | 0.16% | -10.9% |
| BLMN | New | BLOOMIN BRANDS INC | $458,000 | – | 25,025 | +100.0% | 0.15% | – |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $448,000 | +22.1% | 3,797 | +23.1% | 0.15% | +30.2% |
| BAC | New | BANK AMER CORP | $427,000 | – | 25,094 | +100.0% | 0.14% | – |
| VEOEY | Buy | VEOLIA ENVIRONNEMENTsponsored adr | $421,000 | -5.2% | 24,000 | +2.6% | 0.14% | +0.7% |
| DZZ | Buy | DEUTSCHE BK AG LDN BRHps gold ds etn | $412,000 | +21.5% | 56,825 | +1.8% | 0.14% | +29.9% |
| BK | New | BANK NEW YORK MELLON CORP | $408,000 | – | 10,544 | +100.0% | 0.14% | – |
| RWT | Buy | REDWOOD TR INC | $402,000 | -12.2% | 24,250 | +2.9% | 0.14% | -6.9% |
| PFE | Buy | PFIZER INC | $378,000 | +13.9% | 12,784 | +14.2% | 0.13% | +21.0% |
| KOL | Buy | MARKET VECTORS ETF TRcoal etf | $340,000 | +4.0% | 19,875 | +13.7% | 0.11% | +9.6% |
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $333,000 | +19.4% | 23,200 | +23.6% | 0.11% | +27.3% |
| AEG | New | AEGON N Vny registry sh | $314,000 | – | 38,217 | +100.0% | 0.11% | – |
| PEP | Sell | PEPSICO INC | $307,000 | -97.0% | 3,303 | -97.1% | 0.10% | -96.9% |
| EWZ | Buy | ISHARESmsci brz cap etf | $297,000 | -1.0% | 6,844 | +8.9% | 0.10% | +5.3% |
| PWE | PENN WEST PETE LTD NEW | $293,000 | -30.9% | 43,504 | 0.0% | 0.10% | -26.1% | |
| FNFG | Buy | FIRST NIAGARA FINL GP INC | $272,000 | +12.9% | 32,733 | +18.7% | 0.09% | +19.7% |
| EMR | Sell | EMERSON ELEC CO | $264,000 | -7.4% | 4,222 | -1.7% | 0.09% | -1.1% |
| ABC | New | AMERISOURCEBERGEN CORP | $261,000 | – | 3,381 | +100.0% | 0.09% | – |
| GLW | Buy | CORNING INC | $260,000 | -2.3% | 13,451 | +10.8% | 0.09% | +3.6% |
| ED | Buy | CONSOLIDATED EDISON INC | $237,000 | +12.3% | 4,189 | +14.4% | 0.08% | +19.4% |
| BUD | Buy | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $227,000 | -3.0% | 2,056 | +1.0% | 0.08% | +2.7% |
| C | New | CITIGROUP INC | $222,000 | – | 4,302 | +100.0% | 0.08% | – |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $164,000 | +33.3% | 25,267 | +19.4% | 0.06% | +41.0% |
| F | New | FORD MTR CO DEL | $152,000 | – | 10,337 | +100.0% | 0.05% | – |
| ALTV | New | ALTEVA | $74,000 | – | 10,580 | +100.0% | 0.02% | – |
| ANRZQ | Buy | ALPHA NATURAL RESOURCES INC | $72,000 | -33.3% | 29,425 | +0.9% | 0.02% | -29.4% |
| SIRI | New | SIRIUS XM HLDGS INC | $43,000 | – | 12,579 | +100.0% | 0.01% | – |
| AVLNF | New | AVALON RARE METALS INC | $3,000 | – | 11,000 | +100.0% | 0.00% | – |
| GDX | Exit | MARKET VECTORS ETF TRgold miner etf | $0 | – | -7,540 | -100.0% | -0.06% | – |
| Exit | AEGON N Vny registry sh | $0 | – | -37,052 | -100.0% | -0.10% | – | |
| Exit | BANK OF AMERICA CORPORATION | $0 | – | -25,132 | -100.0% | -0.12% | – | |
| Exit | BANK NEW YORK MELLON CORP | $0 | – | -10,542 | -100.0% | -0.12% | – | |
| Exit | ANNALY CAP MGMT INC | $0 | – | -51,995 | -100.0% | -0.19% | – | |
| Exit | AIR PRODS & CHEMS INC | $0 | – | -15,725 | -100.0% | -0.64% | – | |
| Exit | AMGEN INC | $0 | – | -18,249 | -100.0% | -0.68% | – | |
| Exit | ARCH COAL INC | $0 | – | -872,629 | -100.0% | -1.01% | – | |
| Exit | BARRICK GOLD CORP | $0 | – | -182,630 | -100.0% | -1.06% | – | |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -31,218 | -100.0% | -1.29% | – |
| Exit | BOEING CO | $0 | – | -61,159 | -100.0% | -2.47% | – | |
| Exit | BAXTER INTL INC | $0 | – | -108,888 | -100.0% | -2.50% | – | |
| CSCO | Exit | CISCO SYS INC | $0 | – | -361,102 | -100.0% | -2.84% | – |
| SE | Exit | SPECTRA ENERGY CORP | $0 | – | -243,830 | -100.0% | -3.28% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VERIZON COMMUNICATIONS INC | 30 | Q3 2020 | 12.2% |
| JOHNSON & JOHNSON | 30 | Q3 2020 | 4.5% |
| JPMORGAN CHASE & CO | 30 | Q3 2020 | 4.5% |
| ENTERPRISE PRODS PARTNERS L | 30 | Q3 2020 | 3.3% |
| MICROSOFT CORP | 30 | Q3 2020 | 4.0% |
| PEPSICO INC | 30 | Q3 2020 | 3.6% |
| NEXTERA ENERGY INC | 30 | Q3 2020 | 1.5% |
| EXXON MOBIL CORP | 30 | Q3 2020 | 2.3% |
| SPDR DOW JONES INDL AVRG ETF | 30 | Q3 2020 | 1.8% |
| DISNEY WALT CO | 30 | Q3 2020 | 1.1% |
View 10-15 ASSOCIATES, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-10-13 |
| 13F-HR | 2020-07-31 |
| 13F-HR | 2020-05-13 |
| 13F-HR | 2020-01-24 |
| 13F-HR | 2019-11-12 |
| 13F-HR | 2019-08-12 |
| 13F-HR | 2019-05-09 |
| 13F-HR | 2019-02-15 |
| 13F-HR | 2018-11-13 |
| 13F-HR | 2018-08-08 |
View 10-15 ASSOCIATES, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.