$46 Million is the total value of PATHSTONE FAMILY OFFICE, LLC's 213 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 98.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MAA | New | MID-AMER APT CMNTYS INC | $17,204,000 | – | 283,232 | +100.0% | 37.41% | – |
| BDX | Buy | BECTON DICKINSON & CO | $10,503,000 | +356.5% | 95,061 | +313.4% | 22.84% | +129.2% |
| GILD | GILEAD SCIENCES INC | $4,563,000 | +19.5% | 60,760 | 0.0% | 9.92% | -40.0% | |
| IWB | Buy | ISHARESrus 1000 etf | $2,650,000 | +10.8% | 25,671 | +1.0% | 5.76% | -44.4% |
| EFA | Sell | ISHARESmsci eafe etf | $1,918,000 | +4.5% | 28,604 | -0.7% | 4.17% | -47.5% |
| AXU | ALEXCO RESOURCE CORP | $1,086,000 | -11.8% | 861,699 | 0.0% | 2.36% | -55.7% | |
| AAPL | Buy | APPLE INC | $783,000 | +22.5% | 1,395 | +4.0% | 1.70% | -38.5% |
| CSCO | Buy | CISCO SYS INC | $592,000 | -3.6% | 26,339 | +0.7% | 1.29% | -51.6% |
| BA | Sell | BOEING CO | $310,000 | +15.2% | 2,268 | -1.1% | 0.67% | -42.1% |
| IVV | Buy | ISHAREScore s&p500 etf | $287,000 | +22.1% | 1,549 | +11.0% | 0.62% | -38.7% |
| RF | New | REGIONS FINL CORP NEW | $239,000 | – | 24,157 | +100.0% | 0.52% | – |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $228,000 | +7500.0% | 2,851 | +6853.7% | 0.50% | +3715.4% |
| BOND | PIMCO ETF TRtotl retn etf | $203,000 | -1.0% | 1,941 | 0.0% | 0.44% | -50.3% | |
| GILD | New | GILEAD SCIENCES INCput | $152,000 | – | 58,700 | +100.0% | 0.33% | – |
| IDV | New | ISHARESintl sel div etf | $116,000 | – | 3,061 | +100.0% | 0.25% | – |
| DNRCQ | DENBURY RES INC | $115,000 | -10.9% | 7,000 | 0.0% | 0.25% | -55.3% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $112,000 | +5.7% | 606 | -4.3% | 0.24% | -46.8% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $106,000 | +2.9% | 1,008 | -10.2% | 0.23% | -48.4% |
| IWF | ISHARESrus 1000 grw etf | $105,000 | +9.4% | 1,219 | 0.0% | 0.23% | -45.2% | |
| JNJ | Buy | JOHNSON & JOHNSON | $105,000 | +66.7% | 1,144 | +56.9% | 0.23% | -16.5% |
| MRK | Buy | MERCK & CO INC NEW | $101,000 | +494.1% | 2,020 | +440.1% | 0.22% | +197.3% |
| SVBL | SILVER BULL RES INC | $97,000 | -3.0% | 277,000 | 0.0% | 0.21% | -51.3% | |
| EOT | Buy | EATON VANCE NATL MUN OPPORT | $97,000 | +21.2% | 5,288 | +21.0% | 0.21% | -39.0% |
| ORCL | ORACLE CORP | $90,000 | +16.9% | 2,339 | 0.0% | 0.20% | -41.1% | |
| HAL | Buy | HALLIBURTON CO | $88,000 | +6.0% | 1,724 | +0.2% | 0.19% | -46.8% |
| GOOGL | Sell | GOOGLE INCcl a | $85,000 | -37.0% | 76 | -50.0% | 0.18% | -68.4% |
| MUA | Buy | BLACKROCK MUNIASSETS FD INC | $85,000 | +1.2% | 7,293 | +4.0% | 0.18% | -49.2% |
| UTX | UNITED TECHNOLOGIES CORP | $76,000 | +5.6% | 672 | 0.0% | 0.16% | -47.1% | |
| MMM | Buy | 3M CO | $74,000 | +19.4% | 524 | +1.0% | 0.16% | -39.9% |
| AMZN | Sell | AMAZON COM INC | $73,000 | -18.0% | 183 | -35.1% | 0.16% | -58.7% |
| 9800SC | ISHAREStrgt dt 2040 etf | $73,000 | +5.8% | 1,690 | 0.0% | 0.16% | -46.8% | |
| EGN | New | ENERGEN CORP | $71,000 | – | 1,000 | +100.0% | 0.15% | – |
| WPX | New | WPX ENERGY INC | $67,000 | – | 3,303 | +100.0% | 0.15% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $67,000 | -6.9% | 359 | -6.5% | 0.15% | -53.2% |
| AAPL | New | APPLE INCcall | $66,000 | – | 1,000 | +100.0% | 0.14% | – |
| MSFT | MICROSOFT CORP | $66,000 | +11.9% | 1,774 | 0.0% | 0.14% | -43.5% | |
| KMB | KIMBERLY CLARK CORP | $66,000 | +11.9% | 630 | 0.0% | 0.14% | -43.5% | |
| CL | Sell | COLGATE PALMOLIVE CO | $63,000 | +6.8% | 960 | -3.5% | 0.14% | -46.3% |
| XOM | Buy | EXXON MOBIL CORP | $62,000 | +313.3% | 592 | +289.5% | 0.14% | +107.7% |
| PNR | New | PENTAIR LTD | $59,000 | – | 763 | +100.0% | 0.13% | – |
| SUNS | SOLAR SR CAP LTD | $57,000 | 0.0% | 3,141 | 0.0% | 0.12% | -49.8% | |
| HHC | Buy | HOWARD HUGHES CORP | $56,000 | +194.7% | 465 | +176.8% | 0.12% | +48.8% |
| DD | DU PONT E I DE NEMOURS & CO | $56,000 | +12.0% | 862 | 0.0% | 0.12% | -43.5% | |
| GLW | Sell | CORNING INC | $55,000 | -71.2% | 3,059 | -76.7% | 0.12% | -85.5% |
| FCX | New | FREEPORT-MCMORAN COPPER & GO | $55,000 | – | 1,450 | +100.0% | 0.12% | – |
| KXI | ISHARESglb cnsm stp etf | $55,000 | +5.8% | 634 | 0.0% | 0.12% | -46.7% | |
| CRDC | CARDICA INC | $55,000 | -24.7% | 56,465 | 0.0% | 0.12% | -62.0% | |
| CPB | CAMPBELL SOUP CO | $55,000 | +5.8% | 1,274 | 0.0% | 0.12% | -46.7% | |
| EEM | Buy | ISHARESmsci emg mkt etf | $52,000 | +4.0% | 1,221 | +0.8% | 0.11% | -47.7% |
| TEL | New | TE CONNECTIVITY LTD | $51,000 | – | 920 | +100.0% | 0.11% | – |
| CF | New | CF INDS HLDGS INC | $51,000 | – | 220 | +100.0% | 0.11% | – |
| CMP | New | COMPASS MINERALS INTL INC | $50,000 | – | 630 | +100.0% | 0.11% | – |
| ALEX | New | ALEXANDER & BALDWIN INC NEW | $50,000 | – | 1,190 | +100.0% | 0.11% | – |
| SQM | New | SOCIEDAD QUIMICA MINERA DE Cspon adr ser b | $50,000 | – | 1,930 | +100.0% | 0.11% | – |
| COH | New | COACH INC | $49,000 | – | 880 | +100.0% | 0.11% | – |
| BPO | New | BROOKFIELD OFFICE PPTYS INC | $48,000 | – | 2,470 | +100.0% | 0.10% | – |
| BRP | New | BROOKFIELD RESIDENTIAL PPTYS | $48,000 | – | 1,970 | +100.0% | 0.10% | – |
| LNG | Sell | CHENIERE ENERGY INC | $48,000 | +11.6% | 1,124 | -11.8% | 0.10% | -44.1% |
| SSD | New | SIMPSON MANUFACTURING CO INC | $47,000 | – | 1,280 | +100.0% | 0.10% | – |
| DE | New | DEERE & CO | $46,000 | – | 500 | +100.0% | 0.10% | – |
| XYL | New | XYLEM INC | $45,000 | – | 1,290 | +100.0% | 0.10% | – |
| RPM | New | RPM INTL INC | $44,000 | – | 1,050 | +100.0% | 0.10% | – |
| URBN | New | URBAN OUTFITTERS INC | $44,000 | – | 1,185 | +100.0% | 0.10% | – |
| PCL | New | PLUM CREEK TIMBER CO INC | $43,000 | – | 915 | +100.0% | 0.09% | – |
| CAT | Buy | CATERPILLAR INC DEL | $43,000 | +760.0% | 470 | +683.3% | 0.09% | +322.7% |
| Y | Buy | ALLEGHANY CORP DEL | $42,000 | +740.0% | 106 | +783.3% | 0.09% | +313.6% |
| WMB | Buy | WILLIAMS COS INC DEL | $42,000 | +223.1% | 1,090 | +198.6% | 0.09% | +62.5% |
| APD | New | AIR PRODS & CHEMS INC | $41,000 | – | 363 | +100.0% | 0.09% | – |
| WLL | New | WHITING PETE CORP NEW | $41,000 | – | 655 | +100.0% | 0.09% | – |
| BAC | New | BANK OF AMERICA CORPORATION | $40,000 | – | 2,580 | +100.0% | 0.09% | – |
| SPXC | New | SPX CORP | $39,000 | – | 395 | +100.0% | 0.08% | – |
| ITT | New | ITT CORP NEW | $38,000 | – | 870 | +100.0% | 0.08% | – |
| EPAC | New | ACTUANT CORPcl a new | $37,000 | – | 1,010 | +100.0% | 0.08% | – |
| GOLD | New | BARRICK GOLD CORP | $36,000 | – | 2,040 | +100.0% | 0.08% | – |
| MHFI | MCGRAW HILL FINL INC | $36,000 | +20.0% | 454 | 0.0% | 0.08% | -40.0% | |
| HUBB | New | HUBBELL INCcl b | $36,000 | – | 330 | +100.0% | 0.08% | – |
| WU | New | WESTERN UN CO | $36,000 | – | 2,070 | +100.0% | 0.08% | – |
| EMR | Sell | EMERSON ELEC CO | $31,000 | -13.9% | 440 | -22.8% | 0.07% | -57.1% |
| LFUS | New | LITTELFUSE INC | $30,000 | – | 320 | +100.0% | 0.06% | – |
| AKOB | New | EMBOTELLADORA ANDINA S Aspon adr b | $30,000 | – | 1,060 | +100.0% | 0.06% | – |
| DJP | BARCLAYS BK PLCdjubs cmdt etn36 | $30,000 | 0.0% | 815 | 0.0% | 0.06% | -50.0% | |
| C | New | CITIGROUP INC | $29,000 | – | 560 | +100.0% | 0.06% | – |
| CVS | Sell | CVS CAREMARK CORPORATION | $29,000 | -14.7% | 406 | -31.9% | 0.06% | -57.1% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TRsh ben int | $28,000 | -68.9% | 2,564 | -68.6% | 0.06% | -84.4% |
| WAG | WALGREEN CO | $27,000 | +3.8% | 477 | 0.0% | 0.06% | -47.8% | |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $27,000 | +170.0% | 323 | +162.6% | 0.06% | +37.2% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $25,000 | -16.7% | 350 | -26.3% | 0.05% | -58.5% |
| AJG | New | GALLAGHER ARTHUR J & CO | $25,000 | – | 530 | +100.0% | 0.05% | – |
| HD | New | HOME DEPOT INC | $25,000 | – | 300 | +100.0% | 0.05% | – |
| GMCR | Sell | GREEN MTN COFFEE ROASTERS IN | $23,000 | -46.5% | 300 | -48.0% | 0.05% | -73.1% |
| HMN | New | HORACE MANN EDUCATORS CORP N | $23,000 | – | 720 | +100.0% | 0.05% | – |
| PLL | New | PALL CORP | $23,000 | – | 275 | +100.0% | 0.05% | – |
| SAN | Buy | BANCO SANTANDER SAadr | $22,000 | +10.0% | 2,459 | +2.5% | 0.05% | -44.8% |
| HIMX | New | HIMAX TECHNOLOGIES INCsponsored adr | $21,000 | – | 1,394 | +100.0% | 0.05% | – |
| LOW | New | LOWES COS INC | $20,000 | – | 400 | +100.0% | 0.04% | – |
| GM | New | GENERAL MTRS CO | $20,000 | – | 500 | +100.0% | 0.04% | – |
| CBRE | New | CBRE GROUP INCcl a | $19,000 | – | 704 | +100.0% | 0.04% | – |
| LEN | New | LENNAR CORPcl a | $19,000 | – | 473 | +100.0% | 0.04% | – |
| MOS | Sell | MOSAIC CO NEW | $19,000 | -91.2% | 400 | -92.0% | 0.04% | -95.6% |
| PDCO | New | PATTERSON COMPANIES INC | $19,000 | – | 465 | +100.0% | 0.04% | – |
| PXH | New | POWERSHARES GLOBAL ETF TRUSTemer mrkt port | $19,000 | – | 905 | +100.0% | 0.04% | – |
| AOK | ISHARESconser alloc etf | $18,000 | 0.0% | 600 | 0.0% | 0.04% | -50.0% | |
| VIG | New | VANGUARD SPECIALIZED PORTFOLdiv app etf | $18,000 | – | 237 | +100.0% | 0.04% | – |
| GLD | SPDR GOLD TRUST | $17,000 | -10.5% | 150 | 0.0% | 0.04% | -54.9% | |
| VIPS | VIPSHOP HLDGS LTDsponsored adr | $17,000 | +54.5% | 200 | 0.0% | 0.04% | -22.9% | |
| DOW | New | DOW CHEM CO | $17,000 | – | 380 | +100.0% | 0.04% | – |
| VMC | New | VULCAN MATLS CO | $17,000 | – | 278 | +100.0% | 0.04% | – |
| ADBE | New | ADOBE SYS INC | $17,000 | – | 286 | +100.0% | 0.04% | – |
| LM | New | LEGG MASON INC | $17,000 | – | 396 | +100.0% | 0.04% | – |
| JCPNQ | New | PENNEY J C INC | $17,000 | – | 1,936 | +100.0% | 0.04% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $16,000 | – | 606 | +100.0% | 0.04% | – |
| SO | SOUTHERN CO | $16,000 | 0.0% | 400 | 0.0% | 0.04% | -49.3% | |
| BBH | New | MARKET VECTORS ETF TRbiotech etf | $16,000 | – | 180 | +100.0% | 0.04% | – |
| EWI | New | ISHARESmsci italcpd etf | $16,000 | – | 1,006 | +100.0% | 0.04% | – |
| SWY | New | SAFEWAY INC | $15,000 | – | 472 | +100.0% | 0.03% | – |
| ADT | New | THE ADT CORPORATION | $15,000 | – | 368 | +100.0% | 0.03% | – |
| NBR | New | NABORS INDUSTRIES LTD | $15,000 | – | 877 | +100.0% | 0.03% | – |
| QEP | New | QEP RES INC | $15,000 | – | 484 | +100.0% | 0.03% | – |
| ARG | New | AIRGAS INC | $15,000 | – | 130 | +100.0% | 0.03% | – |
| TJX | Buy | TJX COS INC NEW | $14,000 | +250.0% | 219 | +212.9% | 0.03% | +76.5% |
| QTWWQ | New | QUANTUM FUEL SYS TECH WORLDW | $14,000 | – | 1,800 | +100.0% | 0.03% | – |
| CRUS | New | CIRRUS LOGIC INCcall | $14,000 | – | 10,000 | +100.0% | 0.03% | – |
| CLR | CONTINENTAL RESOURCES INC | $14,000 | +7.7% | 125 | 0.0% | 0.03% | -46.4% | |
| IR | New | INGERSOLL-RAND PLC | $14,000 | – | 231 | +100.0% | 0.03% | – |
| SNH | New | SENIOR HSG PPTYS TRsh ben int | $14,000 | – | 650 | +100.0% | 0.03% | – |
| EOG | Sell | EOG RES INC | $13,000 | -59.4% | 76 | -59.8% | 0.03% | -79.9% |
| AXAS | Sell | ABRAXAS PETE CORP | $13,000 | -13.3% | 4,000 | -33.3% | 0.03% | -56.9% |
| TPLMQ | New | TRIANGLE PETE CORP | $12,000 | – | 1,500 | +100.0% | 0.03% | – |
| MUB | ISHARESnat amt free bd | $12,000 | 0.0% | 112 | 0.0% | 0.03% | -50.0% | |
| CXO | Sell | CONCHO RES INC | $11,000 | -15.4% | 100 | -13.0% | 0.02% | -57.1% |
| PANW | New | PALO ALTO NETWORKS INC | $11,000 | – | 200 | +100.0% | 0.02% | – |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $11,000 | – | 502 | +100.0% | 0.02% | – |
| NBG | New | NATIONAL BK GREECE S Aspn adr rep 1 sh | $10,000 | – | 1,825 | +100.0% | 0.02% | – |
| IWD | ISHARESrus 1000 val etf | $10,000 | +25.0% | 99 | 0.0% | 0.02% | -37.1% | |
| SPYG | SPDR SERIES TRUSTs&p 500 growth | $9,000 | +12.5% | 100 | 0.0% | 0.02% | -42.9% | |
| BUD | New | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $9,000 | – | 80 | +100.0% | 0.02% | – |
| ACH | ALUMINUM CORP CHINA LTD | $9,000 | 0.0% | 1,000 | 0.0% | 0.02% | -48.7% | |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $9,000 | – | 80 | +100.0% | 0.02% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $9,000 | – | 160 | +100.0% | 0.02% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $9,000 | – | 80 | +100.0% | 0.02% | – |
| RUK | New | REED ELSEVIER P L Cspons adr new | $9,000 | – | 145 | +100.0% | 0.02% | – |
| SIEGY | New | SIEMENS A Gsponsored adr | $9,000 | – | 64 | +100.0% | 0.02% | – |
| BIV | New | VANGUARD BD INDEX FD INCintermed term | $8,000 | – | 100 | +100.0% | 0.02% | – |
| APC | ANADARKO PETE CORP | $8,000 | -20.0% | 104 | 0.0% | 0.02% | -60.5% | |
| FB | Sell | FACEBOOK INCcl a | $7,000 | -84.1% | 135 | -84.1% | 0.02% | -92.1% |
| GDX | New | MARKET VECTORS ETF TRgold miner etf | $7,000 | – | 320 | +100.0% | 0.02% | – |
| DRI | DARDEN RESTAURANTS INC | $6,000 | +500.0% | 70 | 0.0% | 0.01% | +225.0% | |
| GE | Sell | GENERAL ELECTRIC CO | $6,000 | -53.8% | 168 | -68.8% | 0.01% | -76.8% |
| GWW | New | GRAINGER W W INC | $6,000 | – | 25 | +100.0% | 0.01% | – |
| IJK | ISHARESs&p mc 400gr etf | $6,000 | +20.0% | 37 | 0.0% | 0.01% | -40.9% | |
| IWN | ISHARESrus 2000 val etf | $6,000 | +20.0% | 54 | 0.0% | 0.01% | -40.9% | |
| IWO | ISHARESrus 2000 grw etf | $6,000 | 0.0% | 44 | 0.0% | 0.01% | -50.0% | |
| IJJ | ISHARESs&p mc 400vl etf | $6,000 | +20.0% | 47 | 0.0% | 0.01% | -40.9% | |
| SBUX | Sell | STARBUCKS CORP | $6,000 | -25.0% | 71 | -36.6% | 0.01% | -62.9% |
| TRMK | New | TRUSTMARK CORP | $6,000 | – | 210 | +100.0% | 0.01% | – |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $6,000 | – | 100 | +100.0% | 0.01% | – |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $6,000 | 0.0% | 130 | 0.0% | 0.01% | -50.0% | |
| SHIP | SEANERGY MARITIME HLDGS CORP | $6,000 | +20.0% | 3,332 | 0.0% | 0.01% | -40.9% | |
| AMG | New | AFFILIATED MANAGERS GROUP | $5,000 | – | 23 | +100.0% | 0.01% | – |
| ETRM | New | ENTEROMEDICS INC | $5,000 | – | 2,600 | +100.0% | 0.01% | – |
| LQD | ISHARESiboxx inv cp etf | $5,000 | 0.0% | 42 | 0.0% | 0.01% | -50.0% | |
| CHLN | New | CHINA HOUSING & LAND DEV INC | $5,000 | – | 2,264 | +100.0% | 0.01% | – |
| HOG | Buy | HARLEY DAVIDSON INC | $5,000 | +66.7% | 69 | +76.9% | 0.01% | -15.4% |
| SNMX | Sell | SENOMYX INC | $5,000 | -85.7% | 1,000 | -90.0% | 0.01% | -92.8% |
| TUMI | TUMI HLDGS INC | $5,000 | +25.0% | 200 | 0.0% | 0.01% | -35.3% | |
| FIO | New | FUSION-IO INC | $4,000 | – | 400 | +100.0% | 0.01% | – |
| DIS | Sell | DISNEY WALT CO | $4,000 | -33.3% | 38 | -50.6% | 0.01% | -65.4% |
| ICF | ISHAREScohen&steer reit | $4,000 | 0.0% | 55 | 0.0% | 0.01% | -47.1% | |
| TSO | New | TESORO CORPcall | $4,000 | – | 1,200 | +100.0% | 0.01% | – |
| SHM | SPDR SERIES TRUSTnuvn br sht muni | $4,000 | 0.0% | 200 | 0.0% | 0.01% | -47.1% | |
| INTC | Sell | INTEL CORP | $4,000 | -60.0% | 130 | -69.0% | 0.01% | -79.1% |
| VEA | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $4,000 | 0.0% | 103 | 0.0% | 0.01% | -47.1% | |
| AMD | ADVANCED MICRO DEVICES INC | $4,000 | 0.0% | 1,000 | 0.0% | 0.01% | -47.1% | |
| VNQ | VANGUARD INDEX FDSreit etf | $4,000 | 0.0% | 67 | 0.0% | 0.01% | -47.1% | |
| CPHI | New | CHINA PHARMA HLDGS INC | $3,000 | – | 8,720 | +100.0% | 0.01% | – |
| AOR | ISHARESgrwt allocat etf | $3,000 | 0.0% | 80 | 0.0% | 0.01% | -46.2% | |
| TWC | New | TIME WARNER CABLE INCcall | $3,000 | – | 200 | +100.0% | 0.01% | – |
| IWR | ISHARESrus mid-cap etf | $3,000 | 0.0% | 23 | 0.0% | 0.01% | -46.2% | |
| NKE | Sell | NIKE INCcl b | $3,000 | -40.0% | 40 | -44.4% | 0.01% | -68.2% |
| AGG | ISHAREScore totusbd etf | $3,000 | 0.0% | 24 | 0.0% | 0.01% | -46.2% | |
| PFE | Sell | PFIZER INC | $3,000 | -97.6% | 102 | -97.7% | 0.01% | -98.7% |
| GSG | ISHARES S&P GSCI COMMODITY Iunit ben int | $3,000 | 0.0% | 110 | 0.0% | 0.01% | -46.2% | |
| CHOP | CHINA GERUI ADV MAT GR LTD | $3,000 | 0.0% | 2,000 | 0.0% | 0.01% | -46.2% | |
| HCN | New | HEALTH CARE REIT INC | $3,000 | – | 56 | +100.0% | 0.01% | – |
| ALLE | New | ALLEGION PUB LTD CO | $3,000 | – | 77 | +100.0% | 0.01% | – |
| DAL | DELTA AIR LINES INC DEL | $3,000 | +50.0% | 100 | 0.0% | 0.01% | -22.2% | |
| HCP | New | HCP INC | $3,000 | – | 72 | +100.0% | 0.01% | – |
| GCC | GREENHAVEN CONT CMDTY INDEXunit ben int | $3,000 | 0.0% | 114 | 0.0% | 0.01% | -46.2% | |
| SHY | ISHARES1-3 yr tr bd etf | $3,000 | 0.0% | 41 | 0.0% | 0.01% | -46.2% | |
| CCRN | CROSS CTRY HEALTHCARE INC | $2,000 | +100.0% | 200 | 0.0% | 0.00% | 0.0% | |
| VCSH | New | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $2,000 | – | 30 | +100.0% | 0.00% | – |
| NQ | New | NQ MOBILE INCcall | $2,000 | – | 1,100 | +100.0% | 0.00% | – |
| HEROQ | New | HERCULES OFFSHORE INCcall | $1,000 | – | 2,000 | +100.0% | 0.00% | – |
| MAT | MATTEL INC | $1,000 | 0.0% | 20 | 0.0% | 0.00% | -50.0% | |
| TXN | TEXAS INSTRS INC | $1,000 | 0.0% | 25 | 0.0% | 0.00% | -50.0% | |
| TIP | ISHAREStips bd etf | $1,000 | 0.0% | 13 | 0.0% | 0.00% | -50.0% | |
| PXD | New | PIONEER NAT RES COcall | $1,000 | – | 200 | +100.0% | 0.00% | – |
| WNR | New | WESTERN REFNG INCcall | $1,000 | – | 400 | +100.0% | 0.00% | – |
| BWEN | BROADWIND ENERGY INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | -50.0% | |
| BAC | New | BANK OF AMERICA CORPORATIONcall | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| BPZRQ | BPZ RESOURCES INC | $1,000 | 0.0% | 500 | 0.0% | 0.00% | -50.0% | |
| AVGO | AVAGO TECHNOLOGIES LTD | $1,000 | 0.0% | 25 | 0.0% | 0.00% | -50.0% | |
| TWC | New | TIME WARNER CABLE INC | $0 | – | 1 | +100.0% | 0.00% | – |
| DDR | New | DDR CORP | $0 | – | 11 | +100.0% | 0.00% | – |
| F | FORD MTR CO DEL | $0 | -100.0% | 150 | 0.0% | 0.00% | -100.0% | |
| GIS | Sell | GENERAL MLS INC | $0 | -100.0% | 20 | -90.5% | 0.00% | -100.0% |
| PG | Sell | PROCTER & GAMBLE CO | $0 | -100.0% | 5 | -97.2% | 0.00% | -100.0% |
| ITUB | New | ITAU UNIBANCO HLDG SAcall | $0 | – | 3,500 | +100.0% | 0.00% | – |
| HLF | New | HERBALIFE LTDput | $0 | – | 700 | +100.0% | 0.00% | – |
| AUY | YAMANA GOLD INC | $0 | – | 70 | 0.0% | 0.00% | – | |
| HAS | HASBRO INC | $0 | – | 5 | 0.0% | 0.00% | – | |
| GPS | Exit | GAP INC DEL | $0 | – | -1 | -100.0% | 0.00% | – |
| RENN | RENREN INCsponsored adr | $0 | – | 70 | 0.0% | 0.00% | – | |
| SCCO | Exit | SOUTHERN COPPER CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| OIH | New | MARKET VECTORS ETF TRcall | $0 | – | 1,500 | +100.0% | 0.00% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -34 | -100.0% | -0.00% | – |
| DELL | Exit | DELL INC | $0 | – | -100 | -100.0% | -0.00% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -108 | -100.0% | -0.01% | – |
| NOW | Exit | SERVICENOW INC | $0 | – | -44 | -100.0% | -0.01% | – |
| AKAM | Exit | AKAMAI TECHNOLOGIES INC | $0 | – | -48 | -100.0% | -0.01% | – |
| ADSK | Exit | AUTODESK INC | $0 | – | -53 | -100.0% | -0.01% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -45 | -100.0% | -0.01% | – |
| HSY | Exit | HERSHEY CO | $0 | – | -20 | -100.0% | -0.01% | – |
| MON | Exit | MONSANTO CO NEW | $0 | – | -21 | -100.0% | -0.01% | – |
| RNA | Exit | PROSENSA HLDG N V | $0 | – | -307 | -100.0% | -0.01% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -29 | -100.0% | -0.01% | – |
| EQIX | Exit | EQUINIX INC | $0 | – | -9 | -100.0% | -0.01% | – |
| F102PS | Exit | BABCOCK & WILCOX CO NEW | $0 | – | -64 | -100.0% | -0.01% | – |
| STT | Exit | STATE STR CORP | $0 | – | -37 | -100.0% | -0.01% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO | $0 | – | -31 | -100.0% | -0.01% | – |
| TSLA | Exit | TESLA MTRS INC | $0 | – | -9 | -100.0% | -0.01% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -43 | -100.0% | -0.01% | – |
| SOQ | Exit | SONDE RES CORP | $0 | – | -3,000 | -100.0% | -0.01% | – |
| ICE | Exit | INTERCONTINENTALEXCHANGE INC | $0 | – | -16 | -100.0% | -0.01% | – |
| ROK | Exit | ROCKWELL AUTOMATION INC | $0 | – | -24 | -100.0% | -0.01% | – |
| EBAY | Exit | EBAY INC | $0 | – | -58 | -100.0% | -0.01% | – |
| OII | Exit | OCEANEERING INTL INC | $0 | – | -32 | -100.0% | -0.01% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -168 | -100.0% | -0.01% | – |
| CCXI | Exit | CHEMOCENTRYX INC | $0 | – | -769 | -100.0% | -0.01% | – |
| EL | Exit | LAUDER ESTEE COS INCcl a | $0 | – | -36 | -100.0% | -0.01% | – |
| ISRG | Exit | INTUITIVE SURGICAL INC | $0 | – | -7 | -100.0% | -0.01% | – |
| YHOO | Exit | YAHOO INC | $0 | – | -100 | -100.0% | -0.01% | – |
| CTRP | Exit | CTRIP COM INTL LTD | $0 | – | -54 | -100.0% | -0.01% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -37 | -100.0% | -0.01% | – |
| PX | Exit | PRAXAIR INC | $0 | – | -25 | -100.0% | -0.01% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -19 | -100.0% | -0.01% | – |
| N | Exit | NETSUITE INC | $0 | – | -24 | -100.0% | -0.01% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -45 | -100.0% | -0.01% | – |
| NSC | Exit | NORFOLK SOUTHERN CORP | $0 | – | -38 | -100.0% | -0.01% | – |
| SCHW | Exit | SCHWAB CHARLES CORP NEW | $0 | – | -125 | -100.0% | -0.01% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -46 | -100.0% | -0.01% | – |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -64 | -100.0% | -0.01% | – |
| TTSH | Exit | TILE SHOP HLDGS INC | $0 | – | -176 | -100.0% | -0.02% | – |
| WFC | Exit | WELLS FARGO & CO NEW | $0 | – | -95 | -100.0% | -0.02% | – |
| KKD | Exit | KRISPY KREME DOUGHNUTS INC | $0 | – | -200 | -100.0% | -0.02% | – |
| RHT | Exit | RED HAT INC | $0 | – | -80 | -100.0% | -0.02% | – |
| PCLN | Exit | PRICELINE COM INC | $0 | – | -4 | -100.0% | -0.02% | – |
| MKC | Exit | MCCORMICK & CO INC | $0 | – | -55 | -100.0% | -0.02% | – |
| V | Exit | VISA INC | $0 | – | -19 | -100.0% | -0.02% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -200 | -100.0% | -0.02% | – |
| ILMN | Exit | ILLUMINA INC | $0 | – | -57 | -100.0% | -0.02% | – |
| FLTX | Exit | FLEETMATICS GROUP PLC | $0 | – | -146 | -100.0% | -0.02% | – |
| AWAY | Exit | HOMEAWAY INC | $0 | – | -182 | -100.0% | -0.02% | – |
| IYR | Exit | ISHARESu.s. real es etf | $0 | – | -80 | -100.0% | -0.02% | – |
| VFC | Exit | V F CORP | $0 | – | -25 | -100.0% | -0.02% | – |
| DUK | Exit | DUKE ENERGY CORP NEW | $0 | – | -70 | -100.0% | -0.02% | – |
| AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -270 | -100.0% | -0.02% | – |
| NVS | Exit | NOVARTIS A Gsponsored adr | $0 | – | -65 | -100.0% | -0.02% | – |
| T | Exit | AT&T INC | $0 | – | -135 | -100.0% | -0.02% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -55 | -100.0% | -0.02% | – |
| KMR | Exit | KINDER MORGAN MANAGEMENT LLC | $0 | – | -70 | -100.0% | -0.02% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -95 | -100.0% | -0.02% | – |
| GPC | Exit | GENUINE PARTS CO | $0 | – | -60 | -100.0% | -0.02% | – |
| COST | Exit | COSTCO WHSL CORP NEW | $0 | – | -40 | -100.0% | -0.02% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -185 | -100.0% | -0.02% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -55 | -100.0% | -0.03% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -205 | -100.0% | -0.03% | – |
| SIAL | Exit | SIGMA ALDRICH CORP | $0 | – | -65 | -100.0% | -0.03% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -45 | -100.0% | -0.03% | – |
| DVY | Exit | ISHARESselect divid etf | $0 | – | -95 | -100.0% | -0.03% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -100 | -100.0% | -0.03% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -95 | -100.0% | -0.04% | – |
| T104SC | Exit | ANNIES INC | $0 | – | -176 | -100.0% | -0.04% | – |
| CXW | Exit | CORRECTIONS CORP AMER NEW | $0 | – | -269 | -100.0% | -0.04% | – |
| BTU | Exit | PEABODY ENERGY CORP | $0 | – | -513 | -100.0% | -0.04% | – |
| WY | Exit | WEYERHAEUSER CO | $0 | – | -320 | -100.0% | -0.04% | – |
| APU | Exit | AMERIGAS PARTNERS L Punit l p int | $0 | – | -220 | -100.0% | -0.04% | – |
| IP | Exit | INTL PAPER CO | $0 | – | -205 | -100.0% | -0.04% | – |
| AMT | Exit | AMERICAN TOWER CORP NEW | $0 | – | -125 | -100.0% | -0.04% | – |
| BEBE | Exit | BEBE STORES INC | $0 | – | -1,615 | -100.0% | -0.04% | – |
| RYN | Exit | RAYONIER INC | $0 | – | -190 | -100.0% | -0.05% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS INC | $0 | – | -600 | -100.0% | -0.05% | – |
| COG | Exit | CABOT OIL & GAS CORP | $0 | – | -300 | -100.0% | -0.05% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWAR | $0 | – | -600 | -100.0% | -0.05% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -90 | -100.0% | -0.05% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORP | $0 | – | -865 | -100.0% | -0.05% | – |
| RTN | Exit | RAYTHEON CO | $0 | – | -155 | -100.0% | -0.05% | – |
| PODD | Exit | INSULET CORP | $0 | – | -318 | -100.0% | -0.05% | – |
| EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -1,071 | -100.0% | -0.06% | – |
| CBST | Exit | CUBIST PHARMACEUTICALS INC | $0 | – | -200 | -100.0% | -0.06% | – |
| FRX | Exit | FOREST LABS INC | $0 | – | -300 | -100.0% | -0.06% | – |
| DMF | Exit | DREYFUS MUN INCOME INC | $0 | – | -1,463 | -100.0% | -0.06% | – |
| MNP | Exit | WESTERN ASST MN PRT FD INC | $0 | – | -1,037 | -100.0% | -0.06% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -115 | -100.0% | -0.06% | – |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -1,142 | -100.0% | -0.06% | – |
| NOV | Exit | NATIONAL OILWELL VARCO INC | $0 | – | -176 | -100.0% | -0.06% | – |
| BTA | Exit | BLACKROCK LONG-TERM MUNI ADV | $0 | – | -1,214 | -100.0% | -0.06% | – |
| WPZ | Exit | WILLIAMS PARTNERS L P | $0 | – | -265 | -100.0% | -0.06% | – |
| NGVC | Exit | NATURAL GROCERS BY VITAMIN C | $0 | – | -375 | -100.0% | -0.06% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -100 | -100.0% | -0.06% | – |
| WTR | Exit | AQUA AMERICA INC | $0 | – | -625 | -100.0% | -0.06% | – |
| KO | Exit | COCA COLA CO | $0 | – | -379 | -100.0% | -0.06% | – |
| FHY | Exit | FIRST TR STRATEGIC HIGH INC | $0 | – | -918 | -100.0% | -0.06% | – |
| PFF | Exit | ISHARESu.s. pfd stk etf | $0 | – | -385 | -100.0% | -0.06% | – |
| CE | Exit | CELANESE CORP DEL | $0 | – | -301 | -100.0% | -0.07% | – |
| IBB | Exit | ISHARESnasdq biotec etf | $0 | – | -75 | -100.0% | -0.07% | – |
| GIMO | Exit | GIGAMON INC | $0 | – | -444 | -100.0% | -0.07% | – |
| TILE | Exit | INTERFACE INC | $0 | – | -907 | -100.0% | -0.08% | – |
| MFM | Exit | MFS MUN INCOME TRsh ben int | $0 | – | -3,306 | -100.0% | -0.08% | – |
| MQT | Exit | BLACKROCK MUNIY QUALITY FD I | $0 | – | -1,692 | -100.0% | -0.08% | – |
| KMX | Exit | CARMAX INC | $0 | – | -408 | -100.0% | -0.08% | – |
| MHY | Exit | WESTERN ASSET MGD HI INCM FD | $0 | – | -3,681 | -100.0% | -0.08% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -227 | -100.0% | -0.08% | – |
| NUW | Exit | NUVEEN AMT-FREE MUN VALUE FD | $0 | – | -1,100 | -100.0% | -0.08% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INC | $0 | – | -45 | -100.0% | -0.08% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -365 | -100.0% | -0.08% | – |
| L109PS | Exit | ACCESS MIDSTREAM PARTNERS Lunit | $0 | – | -405 | -100.0% | -0.09% | – |
| CAR | Exit | AVIS BUDGET GROUP | $0 | – | -706 | -100.0% | -0.09% | – |
| DMB | Exit | DREYFUS MUN BD INFRSTRCTR FD | $0 | – | -2,000 | -100.0% | -0.09% | – |
| HYS | Exit | PIMCO ETF TR0-5 high yield | $0 | – | -200 | -100.0% | -0.09% | – |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -376 | -100.0% | -0.09% | – |
| RH | Exit | RESTORATION HARDWARE HLDGS I | $0 | – | -351 | -100.0% | -0.10% | – |
| ATML | Exit | ATMEL CORP | $0 | – | -3,000 | -100.0% | -0.10% | – |
| DHG | Exit | DWS HIGH INCOME OPPORT FD IN | $0 | – | -1,635 | -100.0% | -0.10% | – |
| NXR | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -1,773 | -100.0% | -0.10% | – |
| DSM | Exit | DREYFUS STRATEGIC MUN BD FD | $0 | – | -3,172 | -100.0% | -0.10% | – |
| QLIK | Exit | QLIK TECHNOLOGIES INC | $0 | – | -731 | -100.0% | -0.11% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INC | $0 | – | -417 | -100.0% | -0.12% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERut ltd partner | $0 | – | -355 | -100.0% | -0.12% | – |
| JLS | Exit | NUVEEN MTG OPPORTUNITY TERM | $0 | – | -1,190 | -100.0% | -0.12% | – |
| IVH | Exit | IVY HIGH INC OPPORTUNITIES F | $0 | – | -1,630 | -100.0% | -0.12% | – |
| DXCM | Exit | DEXCOM INC | $0 | – | -998 | -100.0% | -0.12% | – |
| MDSO | Exit | MEDIDATA SOLUTIONS INC | $0 | – | -292 | -100.0% | -0.12% | – |
| BYM | Exit | BLACKROCK MUNICIPL INC QLTY | $0 | – | -2,244 | -100.0% | -0.12% | – |
| TRIP | Exit | TRIPADVISOR INC | $0 | – | -390 | -100.0% | -0.13% | – |
| SAM | Exit | BOSTON BEER INCcl a | $0 | – | -128 | -100.0% | -0.13% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -615 | -100.0% | -0.14% | – |
| NXP | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -2,636 | -100.0% | -0.14% | – |
| BKT | Exit | BLACKROCK INCOME TR INC | $0 | – | -5,131 | -100.0% | -0.15% | – |
| ELOS | Exit | SYNERON MEDICAL LTD | $0 | – | -4,000 | -100.0% | -0.15% | – |
| LNKD | Exit | LINKEDIN CORP | $0 | – | -160 | -100.0% | -0.16% | – |
| EHI | Exit | WESTERN ASSET GLB HI INCOME | $0 | – | -2,971 | -100.0% | -0.17% | – |
| NQM | Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -2,664 | -100.0% | -0.17% | – |
| JOE | Exit | ST JOE CO | $0 | – | -2,000 | -100.0% | -0.17% | – |
| NQ | Exit | NQ MOBILE INCadr repstg cl a | $0 | – | -1,835 | -100.0% | -0.17% | – |
| YELP | Exit | YELP INCcl a | $0 | – | -609 | -100.0% | -0.18% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -685 | -100.0% | -0.18% | – |
| SBW | Exit | WESTERN ASSET WORLDWIDE INCO | $0 | – | -3,305 | -100.0% | -0.18% | – |
| JSD | Exit | NUVEEN SHT DUR CR OPP FD | $0 | – | -2,124 | -100.0% | -0.18% | – |
| NQS | Exit | NUVEEN SELECT QUALITY MUN FD | $0 | – | -3,204 | -100.0% | -0.19% | – |
| PHD | Exit | PIONEER FLOATING RATE TR | $0 | – | -3,271 | -100.0% | -0.19% | – |
| EWC | Exit | ISHARESmsci cda etf | $0 | – | -1,572 | -100.0% | -0.19% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -3,692 | -100.0% | -0.19% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -805 | -100.0% | -0.20% | – |
| NMO | Exit | NUVEEN MUN MKT OPPORTUNITY F | $0 | – | -3,759 | -100.0% | -0.21% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -3,314 | -100.0% | -0.21% | – |
| KGC | Exit | KINROSS GOLD CORP | $0 | – | -10,000 | -100.0% | -0.22% | – |
| BGX | Exit | BLACKSTONE GSO LNG SHRT CR I | $0 | – | -2,802 | -100.0% | -0.22% | – |
| ISD | Exit | PRUDENTIAL SHT DURATION HG Y | $0 | – | -2,873 | -100.0% | -0.22% | – |
| MUS | Exit | BLACKROCK MUNIHOLDNGS QLTY I | $0 | – | -4,251 | -100.0% | -0.23% | – |
| NQU | Exit | NUVEEN QUALITY INCOME MUN FD | $0 | – | -4,397 | -100.0% | -0.25% | – |
| VKQ | Exit | INVESCO MUN TR | $0 | – | -4,804 | -100.0% | -0.25% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -201 | -100.0% | -0.26% | – |
| EAD | Exit | WELLS FARGO ADVANTAGE INCOME | $0 | – | -6,863 | -100.0% | -0.27% | – |
| MUE | Exit | BLACKROCK MUNIHLDNGS QLTY II | $0 | – | -5,441 | -100.0% | -0.29% | – |
| GERN | Exit | GERON CORP | $0 | – | -20,000 | -100.0% | -0.29% | – |
| EVG | Exit | EATON VANCE SH TM DR DIVR IN | $0 | – | -4,193 | -100.0% | -0.29% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPP FD | $0 | – | -5,228 | -100.0% | -0.29% | – |
| EWA | Exit | ISHARESmsci aust etf | $0 | – | -2,680 | -100.0% | -0.29% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD V | $0 | – | -6,245 | -100.0% | -0.31% | – |
| NXZ | Exit | NUVEEN DIV ADVANTAGE MUN FD | $0 | – | -5,672 | -100.0% | -0.31% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC T | $0 | – | -4,444 | -100.0% | -0.32% | – |
| E103PS | Exit | WESTERN ASSET EMRG MKT INCM | $0 | – | -6,366 | -100.0% | -0.35% | – |
| VMO | Exit | INVESCO MUN OPPORTUNITY TR | $0 | – | -7,026 | -100.0% | -0.35% | – |
| NAD | Exit | NUVEEN DIVID ADVANTAGE MUN F | $0 | – | -6,627 | -100.0% | -0.37% | – |
| NVG | Exit | NUVEEN DIVID ADVANTAGE MUN I | $0 | – | -6,626 | -100.0% | -0.37% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -4,000 | -100.0% | -0.43% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -7,705 | -100.0% | -0.43% | – |
| TDF | Exit | TEMPLETON DRAGON FD INC | $0 | – | -4,000 | -100.0% | -0.45% | – |
| ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -6,336 | -100.0% | -0.47% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -7,966 | -100.0% | -0.52% | – |
| VCLK | Exit | VALUECLICK INC | $0 | – | -5,757 | -100.0% | -0.52% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -6,986 | -100.0% | -0.54% | – |
| NZF | Exit | NUVEEN DIV ADV MUNI FD 3 | $0 | – | -9,765 | -100.0% | -0.54% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -10,091 | -100.0% | -0.60% | – |
| NEA | Exit | NUVEEN AMT-FREE MUN INCOME F | $0 | – | -11,079 | -100.0% | -0.60% | – |
| BGB | Exit | BLACKSTONE GSO STRATEGIC CR | $0 | – | -8,607 | -100.0% | -0.66% | – |
| NPM | Exit | NUVEEN PREM INCOME MUN FD 2 | $0 | – | -13,662 | -100.0% | -0.77% | – |
| NIO | Exit | NUVEEN MUN OPPORTUNITY FD IN | $0 | – | -15,475 | -100.0% | -0.87% | – |
| TYG | Exit | TORTOISE ENERGY INFRSTRCTR C | $0 | – | -4,903 | -100.0% | -0.97% | – |
| SINA | Exit | SINA CORPord | $0 | – | -3,000 | -100.0% | -1.06% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -7,500 | -100.0% | -1.08% | – |
| ESGR | Exit | ENSTAR GROUP LIMITED | $0 | – | -2,000 | -100.0% | -1.18% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2014-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 12.1% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 2.1% |
| EXXON MOBIL CORP | 42 | Q3 2023 | 1.0% |
| META PLATFORMS INC | 42 | Q3 2023 | 0.8% |
| INTEL CORP | 42 | Q3 2023 | 0.3% |
| ISHARES TR | 41 | Q3 2023 | 19.0% |
| APPLE INC | 41 | Q3 2023 | 14.9% |
| BECTON DICKINSON & CO | 41 | Q3 2023 | 23.8% |
| ISHARES TR | 41 | Q3 2023 | 8.0% |
| AMAZON COM INC | 41 | Q3 2023 | 1.2% |
View PATHSTONE FAMILY OFFICE, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-NT | 2024-02-14 |
| SC 13G | 2024-01-19 |
| 13F-HR/A | 2024-01-16 |
| 13F-HR | 2023-11-08 |
| 13F-HR/A | 2023-10-24 |
| 13F-HR/A | 2023-10-24 |
| 13F-HR/A | 2023-10-24 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
View PATHSTONE FAMILY OFFICE, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.