$433 Million is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 139 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 16.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $89,461,000 | +2.5% | 1,116,452 | +2.4% | 20.64% | -2.8% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $56,389,000 | +2.5% | 640,715 | +1.9% | 13.01% | -2.8% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $38,428,000 | +4.2% | 777,101 | +3.7% | 8.87% | -1.2% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $30,310,000 | +0.4% | 358,914 | +0.5% | 6.99% | -4.8% |
| IEMG | Buy | ISHARES INCcore msci emkt | $23,032,000 | +10.0% | 426,368 | +1.9% | 5.32% | +4.2% |
| SJNK | Buy | SPDR SER TRbloomberg srt tr | $18,523,000 | +2.7% | 662,233 | +2.7% | 4.27% | -2.6% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $11,097,000 | +3.4% | 133,553 | +3.6% | 2.56% | -2.0% |
| SHM | Buy | SPDR SER TRnuveen blmbrg sr | $8,218,000 | +0.6% | 169,095 | +0.4% | 1.90% | -4.6% |
| HYMB | Buy | SPDR SERIES TRUSTnuv hghyld mun | $6,848,000 | +15.0% | 119,937 | +14.5% | 1.58% | +9.0% |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $5,787,000 | +26.9% | 49,708 | +24.6% | 1.34% | +20.3% |
| MUB | Buy | ISHARES TRnational mun etf | $5,041,000 | +1.7% | 45,471 | +1.0% | 1.16% | -3.6% |
| SCHZ | Buy | SCHWAB STRATEGIC TRus aggregate b | $4,649,000 | +0.4% | 88,790 | +0.2% | 1.07% | -4.9% |
| AAPL | Buy | APPLE INC | $4,046,000 | +30.3% | 26,250 | +21.8% | 0.93% | +23.5% |
| FPE | Buy | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $3,099,000 | +43.1% | 154,349 | +42.7% | 0.72% | +35.7% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $2,945,000 | +14.8% | 36,326 | +10.7% | 0.68% | +9.0% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $2,150,000 | +232.3% | 26,937 | +232.4% | 0.50% | +215.9% |
| BSCI | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2018 e | $2,088,000 | +6.8% | 98,536 | +7.1% | 0.48% | +1.3% |
| BSCK | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2020 e | $2,017,000 | +9.0% | 93,770 | +8.9% | 0.46% | +3.3% |
| BSCJ | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2019 e | $1,947,000 | +2.1% | 91,617 | +2.1% | 0.45% | -3.2% |
| BSCH | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $1,932,000 | +2.0% | 85,417 | +1.9% | 0.45% | -3.3% |
| CVX | Buy | CHEVRON CORP NEW | $1,865,000 | +67.0% | 15,873 | +48.2% | 0.43% | +58.1% |
| DWX | Buy | SPDR INDEX SHS FDSs&p intl etf | $1,830,000 | +14.2% | 45,317 | +10.6% | 0.42% | +8.2% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $1,778,000 | +0.5% | 32,173 | +0.1% | 0.41% | -4.9% |
| BSCL | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021 | $1,724,000 | +2.7% | 80,723 | +2.4% | 0.40% | -2.7% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $1,707,000 | +4.6% | 17,105 | +1.2% | 0.39% | -0.8% |
| SBUX | Buy | STARBUCKS CORP | $1,417,000 | +43.9% | 26,375 | +56.1% | 0.33% | +36.2% |
| DES | Buy | WISDOMTREE TRus smallcap divd | $1,407,000 | +13.3% | 16,743 | +8.5% | 0.32% | +7.6% |
| BSCM | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2022 | $1,401,000 | +3.3% | 65,452 | +2.9% | 0.32% | -2.1% |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $1,384,000 | – | 15,415 | +100.0% | 0.32% | – |
| BSCN | Buy | CLAYMORE EXCHANGE TRD FD TR2023 corp bond | $1,309,000 | +4.1% | 62,037 | +3.5% | 0.30% | -1.3% |
| BSJJ | Buy | CLAYMORE EXCHANGE TRD FD TRgug bul 2019 hy | $986,000 | +14.0% | 39,895 | +13.7% | 0.23% | +8.1% |
| BSJK | Buy | CLAYMORE EXCHANGE TRD FD TRgug bul 2020 hy | $948,000 | +15.5% | 37,987 | +14.9% | 0.22% | +9.5% |
| BSJI | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy | $950,000 | +14.5% | 37,498 | +14.7% | 0.22% | +8.4% |
| PG | Buy | PROCTER AND GAMBLE CO | $918,000 | +19.1% | 10,090 | +14.0% | 0.21% | +12.8% |
| BSJL | Buy | CLAYMORE EXCHANGE TRD FD TR2021 hg yld cb | $914,000 | +16.1% | 36,164 | +15.7% | 0.21% | +9.9% |
| BSJM | Buy | CLAYMORE EXCHANGE TRD FD TR2022 hg yld cb | $907,000 | +17.3% | 35,691 | +17.1% | 0.21% | +11.2% |
| DLS | Buy | WISDOMTREE TRintl smcap div | $888,000 | +13.7% | 12,010 | +6.9% | 0.20% | +7.9% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $834,000 | +20.2% | 6,285 | +15.0% | 0.19% | +13.6% |
| BSJH | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $816,000 | +16.9% | 31,718 | +16.9% | 0.19% | +10.6% |
| GE | Buy | GENERAL ELECTRIC CO | $790,000 | -6.0% | 32,682 | +5.1% | 0.18% | -10.8% |
| BA | Buy | BOEING CO | $787,000 | +28.6% | 3,097 | +0.1% | 0.18% | +22.1% |
| SPSB | Buy | SPDR SERIES TRUSTblomberg brc srt | $769,000 | +1.6% | 25,076 | +1.5% | 0.18% | -3.8% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $748,000 | +15.4% | 7,890 | +12.8% | 0.17% | +9.5% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $747,000 | +9.4% | 5,138 | +3.5% | 0.17% | +3.6% |
| DEM | Buy | WISDOMTREE TRemer mkt high fd | $728,000 | +16.7% | 16,931 | +11.3% | 0.17% | +10.5% |
| USB | Buy | US BANCORP DEL | $607,000 | +3.2% | 11,319 | +0.0% | 0.14% | -2.1% |
| NKE | Buy | NIKE INCcl b | $572,000 | +75.5% | 11,024 | +99.7% | 0.13% | +67.1% |
| AMGN | Buy | AMGEN INC | $567,000 | +8.2% | 3,043 | +0.0% | 0.13% | +2.3% |
| COST | Buy | COSTCO WHSL CORP NEW | $569,000 | +9.6% | 3,466 | +6.9% | 0.13% | +4.0% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $563,000 | +4.8% | 3,983 | +0.5% | 0.13% | -0.8% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $533,000 | +12.2% | 556 | +6.3% | 0.12% | +6.0% |
| XOM | Buy | EXXON MOBIL CORP | $516,000 | +7.7% | 6,296 | +6.2% | 0.12% | +1.7% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $497,000 | +13.2% | 510 | +8.1% | 0.12% | +7.5% |
| DIS | Buy | DISNEY WALT CO | $442,000 | -7.1% | 4,481 | +0.0% | 0.10% | -12.1% |
| SPLK | New | SPLUNK INC | $433,000 | – | 6,519 | +100.0% | 0.10% | – |
| ORCL | Buy | ORACLE CORP | $403,000 | -1.5% | 8,343 | +2.3% | 0.09% | -7.0% |
| JPM | Buy | JPMORGAN CHASE & CO | $346,000 | +8.5% | 3,621 | +3.9% | 0.08% | +2.6% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $341,000 | +20.1% | 2,375 | +14.5% | 0.08% | +14.5% |
| DGS | Buy | WISDOMTREE TRemg mkts smcap | $287,000 | +15.7% | 5,848 | +8.0% | 0.07% | +10.0% |
| PEP | Buy | PEPSICO INC | $282,000 | -1.7% | 2,534 | +1.8% | 0.06% | -7.1% |
| MRK | Buy | MERCK & CO INC | $277,000 | +2.2% | 4,320 | +2.3% | 0.06% | -3.0% |
| MCD | Buy | MCDONALDS CORP | $267,000 | +5.1% | 1,706 | +3.0% | 0.06% | 0.0% |
| PFE | Buy | PFIZER INC | $264,000 | +10.0% | 7,408 | +3.8% | 0.06% | +5.2% |
| FDM | New | FIRST TR DJS MICROCAP INDEX | $265,000 | – | 5,730 | +100.0% | 0.06% | – |
| V | Buy | VISA INC | $259,000 | +20.5% | 2,458 | +7.2% | 0.06% | +15.4% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $255,000 | +20.3% | 2,100 | +19.3% | 0.06% | +13.5% |
| BMY | New | BRISTOL MYERS SQUIBB CO | $251,000 | – | 3,940 | +100.0% | 0.06% | – |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $249,000 | +9.2% | 5,321 | +5.4% | 0.06% | +3.6% |
| VPU | New | VANGUARD WORLD FDSutilities etf | $233,000 | – | 1,996 | +100.0% | 0.05% | – |
| MO | Buy | ALTRIA GROUP INC | $234,000 | -10.0% | 3,693 | +5.7% | 0.05% | -14.3% |
| VDC | New | VANGUARD WORLD FDSconsum stp etf | $230,000 | – | 1,658 | +100.0% | 0.05% | – |
| EMLP | New | FIRST TR EXCHANGE TRADED FDno amer energy | $224,000 | – | 9,030 | +100.0% | 0.05% | – |
| PM | Buy | PHILIP MORRIS INTL INC | $221,000 | +0.5% | 1,992 | +6.4% | 0.05% | -5.6% |
| VZ | New | VERIZON COMMUNICATIONS INC | $218,000 | – | 4,412 | +100.0% | 0.05% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $210,000 | – | 1,071 | +100.0% | 0.05% | – |
| PSX | New | PHILLIPS 66 | $204,000 | – | 2,229 | +100.0% | 0.05% | – |
| SCHB | New | SCHWAB STRATEGIC TRus brd mkt etf | $203,000 | – | 3,334 | +100.0% | 0.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 22.3% |
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 13.8% |
| ISHARES INC | 42 | Q3 2023 | 5.3% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| SPDR SER TR | 42 | Q3 2023 | 5.3% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 8.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 3.8% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.3% |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| SC 13G/A | 2024-02-08 |
| SC 13G | 2024-02-08 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-08 |
| SC 13G/A | 2023-02-07 |
| 13F-HR | 2022-11-03 |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.