$380 Million is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 98 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 16.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $75,072,000 | +2.8% | 938,635 | +2.6% | 19.77% | -4.2% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $45,427,000 | +6.0% | 534,560 | +3.2% | 11.96% | -1.2% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $27,149,000 | +4.8% | 607,216 | +3.3% | 7.15% | -2.4% |
| TUZ | Buy | PIMCO ETF TR1-3yr ustreidx | $26,632,000 | +2.6% | 523,538 | +2.6% | 7.01% | -4.5% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $23,878,000 | +7.9% | 442,604 | +5.5% | 6.29% | +0.4% |
| GSP | Buy | BARCLAYS BK PLCipspgs ttl etn | $18,943,000 | +9.3% | 565,622 | +6.3% | 4.99% | +1.7% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $14,706,000 | +18.8% | 208,243 | +8.6% | 3.87% | +10.6% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $14,109,000 | +10.7% | 341,873 | +11.8% | 3.72% | +3.1% |
| IEMG | Buy | ISHARES INCcore msci emkt | $10,036,000 | +9.6% | 204,480 | +11.2% | 2.64% | +2.1% |
| TIP | Buy | ISHAREStips bd etf | $8,721,000 | +2.1% | 77,798 | +0.1% | 2.30% | -4.9% |
| SJNK | Buy | SPDR SER TRsht trm hgh yld | $6,283,000 | +18.6% | 202,870 | +18.1% | 1.66% | +10.5% |
| MUB | Buy | ISHARESnat amt free bd | $6,159,000 | +7.9% | 57,529 | +4.5% | 1.62% | +0.4% |
| PVI | Buy | POWERSHARES GLOBAL ETF TRUSTwk vrdo tx fr | $3,261,000 | +15.9% | 130,494 | +15.8% | 0.86% | +7.9% |
| SCHZ | Buy | SCHWAB STRATEGIC TRus aggregate b | $3,026,000 | +15.1% | 59,171 | +13.2% | 0.80% | +7.1% |
| BSCG | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016 | $2,540,000 | +42.7% | 113,545 | +42.2% | 0.67% | +33.0% |
| BSCE | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2014 | $2,453,000 | +34.0% | 115,866 | +34.5% | 0.65% | +24.7% |
| BSCF | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2015 | $2,436,000 | +31.0% | 111,282 | +31.0% | 0.64% | +21.9% |
| HYMB | Buy | SPDR SERIES TRUSTnuv hghyld mun | $2,381,000 | +26.3% | 43,559 | +18.0% | 0.63% | +17.6% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $2,323,000 | +64.8% | 95,495 | +66.6% | 0.61% | +53.4% |
| BSCH | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $2,250,000 | +44.0% | 98,627 | +43.0% | 0.59% | +34.2% |
| BSCI | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2018 e | $2,181,000 | +44.0% | 103,540 | +43.0% | 0.57% | +34.1% |
| BSCJ | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2019 e | $2,013,000 | +33.9% | 96,342 | +31.9% | 0.53% | +24.7% |
| BSCK | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2020 e | $2,009,000 | +39.2% | 96,228 | +37.0% | 0.53% | +29.7% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $1,868,000 | +5.5% | 59,313 | +5.6% | 0.49% | -1.8% |
| EFA | Buy | ISHARESmsci eafe etf | $1,824,000 | +10.7% | 27,143 | +10.6% | 0.48% | +3.0% |
| HYD | Buy | MARKET VECTORS ETF TRhg yld mun etf | $1,698,000 | +5.8% | 57,465 | +1.2% | 0.45% | -1.5% |
| FM | Buy | ISHARESmsci frntr100etf | $1,650,000 | +43.0% | 45,507 | +33.1% | 0.44% | +33.4% |
| EBND | Buy | SPDR SERIES TRUSTbrcly em locl | $1,646,000 | +36.5% | 55,508 | +37.0% | 0.43% | +27.0% |
| AGG | Buy | ISHAREScore totusbd etf | $1,628,000 | +12.7% | 15,086 | +11.2% | 0.43% | +5.1% |
| SPIB | Buy | SPDR SERIES TRUSTintr trm corp bd | $1,395,000 | +5.7% | 41,038 | +4.5% | 0.37% | -1.6% |
| ITM | Buy | MARKET VECTORS ETF TRmktvec intmuetf | $1,389,000 | +3.5% | 61,005 | +0.0% | 0.37% | -3.4% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $1,344,000 | +10.5% | 27,253 | +10.6% | 0.35% | +2.9% |
| MSFT | Buy | MICROSOFT CORP | $1,288,000 | +32.8% | 31,434 | +21.3% | 0.34% | +23.7% |
| SHM | Buy | SPDR SERIES TRUSTnuvn br sht muni | $1,159,000 | +0.1% | 47,765 | +0.2% | 0.30% | -6.7% |
| AAPL | New | APPLE INC | $1,084,000 | – | 2,020 | +100.0% | 0.28% | – |
| BSCL | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021 | $962,000 | +19.7% | 46,668 | +16.2% | 0.25% | +11.5% |
| EEM | Buy | ISHARESmsci emg mkt etf | $939,000 | +37.1% | 22,890 | +39.7% | 0.25% | +27.3% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $930,000 | +9.7% | 11,906 | +7.3% | 0.24% | +2.1% |
| WPS | Buy | ISHARESintl devppty etf | $879,000 | +0.8% | 24,133 | +3.4% | 0.23% | -6.5% |
| BSJF | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bull 2015 | $721,000 | +19.0% | 26,666 | +17.9% | 0.19% | +11.1% |
| BSJG | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $716,000 | +25.0% | 26,220 | +23.7% | 0.19% | +16.7% |
| IWC | Buy | ISHARESmicro-cap etf | $703,000 | +13.9% | 9,097 | +10.8% | 0.18% | +6.3% |
| BSJE | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bull 2014 | $704,000 | +16.9% | 26,523 | +17.6% | 0.18% | +8.8% |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $671,000 | +9.5% | 15,351 | +4.0% | 0.18% | +2.3% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $673,000 | +10.7% | 10,659 | +9.3% | 0.18% | +2.9% |
| BSJH | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $668,000 | +25.3% | 24,291 | +23.7% | 0.18% | +16.6% |
| BSJI | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy | $650,000 | +20.6% | 23,778 | +18.9% | 0.17% | +12.5% |
| BSJJ | New | CLAYMORE EXCHANGE TRD FD TRgug bul 2019 hy | $591,000 | – | 22,476 | +100.0% | 0.16% | – |
| PG | Buy | PROCTER & GAMBLE CO | $564,000 | +1.4% | 7,000 | +2.5% | 0.15% | -5.1% |
| SCZ | Buy | ISHARESeafe sml cp etf | $564,000 | +2.7% | 10,807 | +0.4% | 0.15% | -3.9% |
| COP | New | CONOCOPHILLIPS | $549,000 | – | 7,810 | +100.0% | 0.14% | – |
| BAC | Buy | BANK OF AMERICA CORPORATION | $489,000 | +49.1% | 28,444 | +35.0% | 0.13% | +38.7% |
| DES | Buy | WISDOMTREE TRsmallcap divid | $455,000 | +7.3% | 6,659 | +6.5% | 0.12% | 0.0% |
| DWX | Buy | SPDR INDEX SHS FDSs&p intl etf | $359,000 | +20.1% | 7,398 | +17.4% | 0.10% | +11.8% |
| PEO | Buy | PETROLEUM & RES CORP | $323,000 | +2.5% | 11,554 | +0.4% | 0.08% | -4.5% |
| DLS | Buy | WISDOMTREE TRintl smcap div | $318,000 | +11.2% | 4,897 | +7.8% | 0.08% | +3.7% |
| IJR | New | ISHAREScore s&p scp etf | $290,000 | – | 2,637 | +100.0% | 0.08% | – |
| DEM | New | WISDOMTREE TRemerg mkts etf | $250,000 | – | 5,105 | +100.0% | 0.07% | – |
| IBMF | Buy | ISHARES17 amt-free etf | $249,000 | +0.4% | 4,519 | +0.2% | 0.07% | -5.7% |
| DIS | Buy | DISNEY WALT CO | $246,000 | +4.7% | 3,072 | +0.1% | 0.06% | -1.5% |
| 9362SC | Buy | ISHARES14 amt-free etf | $242,000 | 0.0% | 4,725 | +0.1% | 0.06% | -5.9% |
| FB | New | FACEBOOK INCcl a | $238,000 | – | 3,945 | +100.0% | 0.06% | – |
| IVV | New | ISHAREScore s&p500 etf | $234,000 | – | 1,246 | +100.0% | 0.06% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $232,000 | +13.7% | 2,362 | +6.0% | 0.06% | +5.2% |
| CMF | Buy | ISHAREScali amt-fre etf | $225,000 | +4.2% | 1,988 | +0.4% | 0.06% | -3.3% |
| IBMD | Buy | ISHARES15 amt-free etf | $217,000 | +8.0% | 4,095 | +8.5% | 0.06% | 0.0% |
| MRK | New | MERCK & CO INC NEW | $218,000 | – | 3,833 | +100.0% | 0.06% | – |
| IBME | New | ISHARES16 amt-free etf | $204,000 | – | 3,810 | +100.0% | 0.05% | – |
| IBMG | New | ISHARES TR18 amt-free etf | $201,000 | – | 7,913 | +100.0% | 0.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 22.3% |
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 13.8% |
| ISHARES INC | 42 | Q3 2023 | 5.3% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| SPDR SER TR | 42 | Q3 2023 | 5.3% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 8.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 3.8% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.3% |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| SC 13G/A | 2024-02-08 |
| SC 13G | 2024-02-08 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-08 |
| SC 13G/A | 2023-02-07 |
| 13F-HR | 2022-11-03 |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.