$380 Million is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 98 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 16.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $75,072,000 | +2.8% | 938,635 | +2.6% | 19.77% | -4.2% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $45,427,000 | +6.0% | 534,560 | +3.2% | 11.96% | -1.2% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $27,149,000 | +4.8% | 607,216 | +3.3% | 7.15% | -2.4% |
| TUZ | Buy | PIMCO ETF TR1-3yr ustreidx | $26,632,000 | +2.6% | 523,538 | +2.6% | 7.01% | -4.5% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $23,878,000 | +7.9% | 442,604 | +5.5% | 6.29% | +0.4% |
| GSP | Buy | BARCLAYS BK PLCipspgs ttl etn | $18,943,000 | +9.3% | 565,622 | +6.3% | 4.99% | +1.7% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $14,706,000 | +18.8% | 208,243 | +8.6% | 3.87% | +10.6% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $14,109,000 | +10.7% | 341,873 | +11.8% | 3.72% | +3.1% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $11,721,000 | -4.2% | 136,260 | -5.5% | 3.09% | -10.8% |
| IEMG | Buy | ISHARES INCcore msci emkt | $10,036,000 | +9.6% | 204,480 | +11.2% | 2.64% | +2.1% |
| TIP | Buy | ISHAREStips bd etf | $8,721,000 | +2.1% | 77,798 | +0.1% | 2.30% | -4.9% |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $7,170,000 | -0.0% | 67,254 | -0.3% | 1.89% | -6.9% |
| SJNK | Buy | SPDR SER TRsht trm hgh yld | $6,283,000 | +18.6% | 202,870 | +18.1% | 1.66% | +10.5% |
| MUB | Buy | ISHARESnat amt free bd | $6,159,000 | +7.9% | 57,529 | +4.5% | 1.62% | +0.4% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $4,492,000 | +0.9% | 46,086 | -0.7% | 1.18% | -6.0% |
| PVI | Buy | POWERSHARES GLOBAL ETF TRUSTwk vrdo tx fr | $3,261,000 | +15.9% | 130,494 | +15.8% | 0.86% | +7.9% |
| SCHZ | Buy | SCHWAB STRATEGIC TRus aggregate b | $3,026,000 | +15.1% | 59,171 | +13.2% | 0.80% | +7.1% |
| BSCG | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016 | $2,540,000 | +42.7% | 113,545 | +42.2% | 0.67% | +33.0% |
| BSCE | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2014 | $2,453,000 | +34.0% | 115,866 | +34.5% | 0.65% | +24.7% |
| BSCF | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2015 | $2,436,000 | +31.0% | 111,282 | +31.0% | 0.64% | +21.9% |
| HYMB | Buy | SPDR SERIES TRUSTnuv hghyld mun | $2,381,000 | +26.3% | 43,559 | +18.0% | 0.63% | +17.6% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $2,323,000 | +64.8% | 95,495 | +66.6% | 0.61% | +53.4% |
| BSCH | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $2,250,000 | +44.0% | 98,627 | +43.0% | 0.59% | +34.2% |
| BSCI | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2018 e | $2,181,000 | +44.0% | 103,540 | +43.0% | 0.57% | +34.1% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $2,119,000 | -26.6% | 26,454 | -26.7% | 0.56% | -31.6% |
| BSCJ | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2019 e | $2,013,000 | +33.9% | 96,342 | +31.9% | 0.53% | +24.7% |
| BSCK | Buy | CLAYMORE EXCHANGE TRD FD TRgug bull2020 e | $2,009,000 | +39.2% | 96,228 | +37.0% | 0.53% | +29.7% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $1,868,000 | +5.5% | 59,313 | +5.6% | 0.49% | -1.8% |
| EFA | Buy | ISHARESmsci eafe etf | $1,824,000 | +10.7% | 27,143 | +10.6% | 0.48% | +3.0% |
| IGSB | Sell | ISHARES1-3 yr cr bd etf | $1,756,000 | -9.6% | 16,647 | -9.7% | 0.46% | -15.8% |
| HYD | Buy | MARKET VECTORS ETF TRhg yld mun etf | $1,698,000 | +5.8% | 57,465 | +1.2% | 0.45% | -1.5% |
| FM | Buy | ISHARESmsci frntr100etf | $1,650,000 | +43.0% | 45,507 | +33.1% | 0.44% | +33.4% |
| EBND | Buy | SPDR SERIES TRUSTbrcly em locl | $1,646,000 | +36.5% | 55,508 | +37.0% | 0.43% | +27.0% |
| AGG | Buy | ISHAREScore totusbd etf | $1,628,000 | +12.7% | 15,086 | +11.2% | 0.43% | +5.1% |
| VNQI | Sell | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $1,544,000 | -20.4% | 28,557 | -19.8% | 0.41% | -25.9% |
| RWR | Sell | SPDR SERIES TRUSTdj reit etf | $1,461,000 | +8.5% | 18,730 | -0.9% | 0.38% | +1.0% |
| VT | Sell | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $1,440,000 | -18.8% | 24,128 | -19.1% | 0.38% | -24.4% |
| SPIB | Buy | SPDR SERIES TRUSTintr trm corp bd | $1,395,000 | +5.7% | 41,038 | +4.5% | 0.37% | -1.6% |
| ITM | Buy | MARKET VECTORS ETF TRmktvec intmuetf | $1,389,000 | +3.5% | 61,005 | +0.0% | 0.37% | -3.4% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $1,344,000 | +10.5% | 27,253 | +10.6% | 0.35% | +2.9% |
| MSFT | Buy | MICROSOFT CORP | $1,288,000 | +32.8% | 31,434 | +21.3% | 0.34% | +23.7% |
| SHM | Buy | SPDR SERIES TRUSTnuvn br sht muni | $1,159,000 | +0.1% | 47,765 | +0.2% | 0.30% | -6.7% |
| ELD | Sell | WISDOMTREE TRem lcl debt fd | $1,118,000 | -4.9% | 24,367 | -4.6% | 0.29% | -11.7% |
| AAPL | New | APPLE INC | $1,084,000 | – | 2,020 | +100.0% | 0.28% | – |
| BSCL | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021 | $962,000 | +19.7% | 46,668 | +16.2% | 0.25% | +11.5% |
| EEM | Buy | ISHARESmsci emg mkt etf | $939,000 | +37.1% | 22,890 | +39.7% | 0.25% | +27.3% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $930,000 | +9.7% | 11,906 | +7.3% | 0.24% | +2.1% |
| WPS | Buy | ISHARESintl devppty etf | $879,000 | +0.8% | 24,133 | +3.4% | 0.23% | -6.5% |
| LSI | LSI CORPORATION | $817,000 | +0.4% | 73,801 | 0.0% | 0.22% | -6.5% | |
| BSJF | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bull 2015 | $721,000 | +19.0% | 26,666 | +17.9% | 0.19% | +11.1% |
| BSJG | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $716,000 | +25.0% | 26,220 | +23.7% | 0.19% | +16.7% |
| SHY | Sell | ISHARES1-3 yr tr bd etf | $706,000 | 0.0% | 8,361 | -0.1% | 0.19% | -7.0% |
| IWC | Buy | ISHARESmicro-cap etf | $703,000 | +13.9% | 9,097 | +10.8% | 0.18% | +6.3% |
| BSJE | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bull 2014 | $704,000 | +16.9% | 26,523 | +17.6% | 0.18% | +8.8% |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $671,000 | +9.5% | 15,351 | +4.0% | 0.18% | +2.3% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $673,000 | +10.7% | 10,659 | +9.3% | 0.18% | +2.9% |
| BSJH | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $668,000 | +25.3% | 24,291 | +23.7% | 0.18% | +16.6% |
| IEI | Sell | ISHARES3-7 yr tr bd etf | $660,000 | -7.3% | 5,466 | -7.8% | 0.17% | -13.4% |
| BSJI | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy | $650,000 | +20.6% | 23,778 | +18.9% | 0.17% | +12.5% |
| GE | Sell | GENERAL ELECTRIC CO | $601,000 | -8.0% | 23,216 | -0.3% | 0.16% | -14.6% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $600,000 | -12.3% | 3,207 | -13.3% | 0.16% | -18.1% |
| MMM | Sell | 3M CO | $598,000 | -4.0% | 4,407 | -0.8% | 0.16% | -10.8% |
| BSJJ | New | CLAYMORE EXCHANGE TRD FD TRgug bul 2019 hy | $591,000 | – | 22,476 | +100.0% | 0.16% | – |
| PG | Buy | PROCTER & GAMBLE CO | $564,000 | +1.4% | 7,000 | +2.5% | 0.15% | -5.1% |
| SCZ | Buy | ISHARESeafe sml cp etf | $564,000 | +2.7% | 10,807 | +0.4% | 0.15% | -3.9% |
| COP | New | CONOCOPHILLIPS | $549,000 | – | 7,810 | +100.0% | 0.14% | – |
| BAC | Buy | BANK OF AMERICA CORPORATION | $489,000 | +49.1% | 28,444 | +35.0% | 0.13% | +38.7% |
| SPSB | Sell | SPDR SERIES TRUSTbarc sht tr cp | $458,000 | -16.0% | 14,885 | -16.2% | 0.12% | -21.4% |
| DES | Buy | WISDOMTREE TRsmallcap divid | $455,000 | +7.3% | 6,659 | +6.5% | 0.12% | 0.0% |
| TIPZ | PIMCO ETF TRbroad us tips | $436,000 | +2.1% | 7,757 | 0.0% | 0.12% | -5.0% | |
| AMGN | AMGEN INC | $398,000 | +8.2% | 3,228 | 0.0% | 0.10% | +1.0% | |
| VRD | Sell | SPDR SERIES TRUSTnuvn s&p vrdo mn | $383,000 | -21.5% | 12,785 | -21.6% | 0.10% | -26.8% |
| CVX | Sell | CHEVRON CORP NEW | $377,000 | -20.5% | 3,168 | -16.6% | 0.10% | -26.1% |
| SBUX | Sell | STARBUCKS CORP | $367,000 | -11.8% | 4,999 | -5.9% | 0.10% | -17.8% |
| DWX | Buy | SPDR INDEX SHS FDSs&p intl etf | $359,000 | +20.1% | 7,398 | +17.4% | 0.10% | +11.8% |
| EWX | Sell | SPDR INDEX SHS FDSs&p emktsc etf | $332,000 | -31.5% | 6,994 | -33.1% | 0.09% | -36.5% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $323,000 | -13.4% | 3,977 | -14.5% | 0.08% | -19.0% |
| PEO | Buy | PETROLEUM & RES CORP | $323,000 | +2.5% | 11,554 | +0.4% | 0.08% | -4.5% |
| DLS | Buy | WISDOMTREE TRintl smcap div | $318,000 | +11.2% | 4,897 | +7.8% | 0.08% | +3.7% |
| IJR | New | ISHAREScore s&p scp etf | $290,000 | – | 2,637 | +100.0% | 0.08% | – |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $289,000 | -3.0% | 7,129 | -1.6% | 0.08% | -9.5% |
| KO | COCA COLA CO | $254,000 | -6.6% | 6,574 | 0.0% | 0.07% | -13.0% | |
| DEM | New | WISDOMTREE TRemerg mkts etf | $250,000 | – | 5,105 | +100.0% | 0.07% | – |
| IBMF | Buy | ISHARES17 amt-free etf | $249,000 | +0.4% | 4,519 | +0.2% | 0.07% | -5.7% |
| ZAGG | Sell | ZAGG INC | $250,000 | -11.7% | 54,022 | -16.9% | 0.07% | -17.5% |
| DIS | Buy | DISNEY WALT CO | $246,000 | +4.7% | 3,072 | +0.1% | 0.06% | -1.5% |
| 9362SC | Buy | ISHARES14 amt-free etf | $242,000 | 0.0% | 4,725 | +0.1% | 0.06% | -5.9% |
| BA | Sell | BOEING CO | $239,000 | -17.3% | 1,908 | -10.0% | 0.06% | -23.2% |
| FB | New | FACEBOOK INCcl a | $238,000 | – | 3,945 | +100.0% | 0.06% | – |
| IVV | New | ISHAREScore s&p500 etf | $234,000 | – | 1,246 | +100.0% | 0.06% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $232,000 | +13.7% | 2,362 | +6.0% | 0.06% | +5.2% |
| CMF | Buy | ISHAREScali amt-fre etf | $225,000 | +4.2% | 1,988 | +0.4% | 0.06% | -3.3% |
| IBMD | Buy | ISHARES15 amt-free etf | $217,000 | +8.0% | 4,095 | +8.5% | 0.06% | 0.0% |
| MRK | New | MERCK & CO INC NEW | $218,000 | – | 3,833 | +100.0% | 0.06% | – |
| IBME | New | ISHARES16 amt-free etf | $204,000 | – | 3,810 | +100.0% | 0.05% | – |
| LQD | ISHARESiboxx inv cp etf | $206,000 | +2.5% | 1,760 | 0.0% | 0.05% | -5.3% | |
| IBMG | New | ISHARES TR18 amt-free etf | $201,000 | – | 7,913 | +100.0% | 0.05% | – |
| OPK | OPKO HEALTH INC | $186,000 | +10.1% | 20,000 | 0.0% | 0.05% | +2.1% | |
| DXJ | Exit | WISDOMTREE TRjapn hedge eqt | $0 | – | -3,936 | -100.0% | -0.06% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -2,748 | -100.0% | -0.06% | – |
| EVAL | Exit | ISHARESmsci em val etf | $0 | – | -5,466 | -100.0% | -0.07% | – |
| IWM | Exit | ISHARESrussell 2000 etf | $0 | – | -2,859 | -100.0% | -0.09% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -4,104 | -100.0% | -0.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 22.3% |
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 13.8% |
| ISHARES INC | 42 | Q3 2023 | 5.3% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| SPDR SER TR | 42 | Q3 2023 | 5.3% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 8.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 3.8% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.3% |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| SC 13G/A | 2024-02-08 |
| SC 13G | 2024-02-08 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-08 |
| SC 13G/A | 2023-02-07 |
| 13F-HR | 2022-11-03 |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.