$287 Million is the total value of Wellington Shields & Co., LLC's 217 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 4.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PSNL | PERSONALIS, INC | $17,710,000 | -24.0% | 920,478 | 0.0% | 6.18% | -19.6% | |
| HON | HONEYWELL INTERNATIONAL | $4,439,000 | -3.2% | 20,909 | 0.0% | 1.55% | +2.3% | |
| SPGI | S&P GLOBAL INC | $3,782,000 | +3.5% | 8,900 | 0.0% | 1.32% | +9.5% | |
| NAPA | DUCKHORN PORTFOLIO INC | $3,575,000 | +3.8% | 156,175 | 0.0% | 1.25% | +9.7% | |
| UNP | UNION PACIFIC | $3,532,000 | -10.9% | 18,020 | 0.0% | 1.23% | -5.8% | |
| RPRX | ROYALTY PHARMA PLC | $3,295,000 | -11.8% | 91,170 | 0.0% | 1.15% | -6.7% | |
| SII | SPROTT INC NEW | $2,899,000 | -6.7% | 79,000 | 0.0% | 1.01% | -1.4% | |
| EFX | EQUIFAX INC | $2,500,000 | +5.8% | 9,866 | 0.0% | 0.87% | +11.8% | |
| CASI | CASI PHARMACEUTICALS INC | $2,181,000 | -23.2% | 1,832,769 | 0.0% | 0.76% | -18.9% | |
| CAT | CATERPILLAR | $1,805,000 | -11.8% | 9,400 | 0.0% | 0.63% | -6.7% | |
| CFG | CITIZENS FINANCIAL GROUP INC | $1,597,000 | +2.4% | 34,000 | 0.0% | 0.56% | +8.2% | |
| KMX | CARMAX INC. | $1,547,000 | -0.9% | 12,090 | 0.0% | 0.54% | +4.9% | |
| PSN | PARSONS CORP | $1,519,000 | -14.2% | 45,000 | 0.0% | 0.53% | -9.2% | |
| UEIC | UNIVERSAL ELECTRONICS | $1,395,000 | +1.6% | 28,317 | 0.0% | 0.49% | +7.5% | |
| KEY | KEYCORP | $1,323,000 | +4.7% | 61,200 | 0.0% | 0.46% | +10.8% | |
| PM | PHILIP MORRIS INTERNAT | $1,270,000 | -4.4% | 13,400 | 0.0% | 0.44% | +1.1% | |
| LMT | LOCKHEED MARTIN | $1,203,000 | -8.8% | 3,485 | 0.0% | 0.42% | -3.4% | |
| DD | DUPONT DE NEMOURS | $1,078,000 | -12.1% | 15,855 | 0.0% | 0.38% | -7.2% | |
| DOW | DOW INC | $1,043,000 | -9.0% | 18,114 | 0.0% | 0.36% | -3.7% | |
| ENB | ENBRIDGE INC | $1,043,000 | -0.6% | 26,205 | 0.0% | 0.36% | +5.2% | |
| OKE | ONEOK INC | $1,033,000 | +4.1% | 17,820 | 0.0% | 0.36% | +10.1% | |
| EHC | ENCOMPASS HEALTH CORPORATION | $925,000 | -3.8% | 12,330 | 0.0% | 0.32% | +1.9% | |
| PNC | PNC FINANCIAL CORP | $925,000 | +2.5% | 4,726 | 0.0% | 0.32% | +8.4% | |
| KO | COCA COLA | $923,000 | -3.0% | 17,600 | 0.0% | 0.32% | +2.5% | |
| THVB | THOMASVILLE BANCSHARES INC | $917,000 | -4.3% | 14,094 | 0.0% | 0.32% | +1.3% | |
| WST | WEST PHARMACEUTICALS SVCS INC | $849,000 | +18.2% | 2,000 | 0.0% | 0.30% | +24.9% | |
| MO | ALTRIA GROUP INC | $806,000 | -4.5% | 17,704 | 0.0% | 0.28% | +0.7% | |
| SEIC | SEI INVESTMENTS COMPANY | $712,000 | -4.3% | 12,000 | 0.0% | 0.25% | +0.8% | |
| AVGO | BROADCOM LIMITED | $630,000 | +1.6% | 1,300 | 0.0% | 0.22% | +7.3% | |
| BP | BP PLC SPONS ADR | $623,000 | +3.5% | 22,796 | 0.0% | 0.22% | +9.0% | |
| COP | CONOCOPHILLIPS | $620,000 | +11.3% | 9,151 | 0.0% | 0.22% | +17.4% | |
| OXY | OCCIDENTAL PETROLEUM | $615,000 | -5.4% | 20,800 | 0.0% | 0.22% | 0.0% | |
| MDLZ | MONDELEZ INTERNATIONAL | $607,000 | -6.8% | 10,429 | 0.0% | 0.21% | -1.4% | |
| EMN | EASTMAN CHEM CO | $589,000 | -13.8% | 5,850 | 0.0% | 0.21% | -8.4% | |
| NSC | NORFOLK SOUTHERN | $574,000 | -9.9% | 2,400 | 0.0% | 0.20% | -4.8% | |
| RTX | RAYTHEON TECHNOLOGIES CORP | $570,000 | +0.7% | 6,632 | 0.0% | 0.20% | +6.4% | |
| DIAGEO | $511,000 | +2.0% | 10,250 | 0.0% | 0.18% | +7.9% | ||
| ITW | ILLINOIS TOOL WORKS | $496,000 | -7.6% | 2,400 | 0.0% | 0.17% | -2.3% | |
| XBI | SPDR S&P BIOTECH | $490,000 | -7.2% | 3,900 | 0.0% | 0.17% | -1.7% | |
| ZTS | ZOETIS INC | $491,000 | +4.2% | 2,527 | 0.0% | 0.17% | +10.3% | |
| FHN | FIRST HORIZON NATIONAL CORP | $489,000 | -5.6% | 30,000 | 0.0% | 0.17% | 0.0% | |
| SSYS | STRATASYS LTD | $473,000 | -16.9% | 22,000 | 0.0% | 0.16% | -12.2% | |
| CI | CIGNA CORP | $425,000 | -15.5% | 2,122 | 0.0% | 0.15% | -10.8% | |
| MSI | MOTOROLA SOLUTIONS INC | $424,000 | +7.1% | 1,824 | 0.0% | 0.15% | +13.0% | |
| COST | COSTCO WHOLESALE | $416,000 | +13.7% | 925 | 0.0% | 0.14% | +19.8% | |
| TEL | TE CONNECTIVITY LTD | $395,000 | +1.5% | 2,880 | 0.0% | 0.14% | +7.8% | |
| DTE | D T E ENERGY CO | $391,000 | -13.9% | 3,500 | 0.0% | 0.14% | -9.3% | |
| STE | STERIS CORP | $388,000 | -1.0% | 1,900 | 0.0% | 0.14% | +4.7% | |
| MET | METLIFE INC | $386,000 | +3.2% | 6,245 | 0.0% | 0.14% | +9.8% | |
| UFI | UNIFI INC | $349,000 | -10.1% | 15,917 | 0.0% | 0.12% | -4.7% | |
| AMAT | APPLIED MATERIALS | $348,000 | -9.4% | 2,700 | 0.0% | 0.12% | -4.7% | |
| AWK | AMERICAN WTR WKS | $338,000 | +9.7% | 2,000 | 0.0% | 0.12% | +15.7% | |
| CODI | COMPASS DIVERSIFIED HOLDINGS | $326,000 | +10.5% | 11,570 | 0.0% | 0.11% | +17.5% | |
| KKR | KKR & CO INC | $323,000 | +2.9% | 5,300 | 0.0% | 0.11% | +8.7% | |
| SYY | SYSCO CORP | $323,000 | +0.9% | 4,117 | 0.0% | 0.11% | +6.6% | |
| EOG | EOG RESOURCES | $321,000 | -3.9% | 4,000 | 0.0% | 0.11% | +1.8% | |
| KMB | KIMBERLY CLARK CORP | $318,000 | -0.9% | 2,400 | 0.0% | 0.11% | +4.7% | |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | $314,000 | +1.3% | 2,100 | 0.0% | 0.11% | +7.8% | |
| HPQ | H P INC | $312,000 | -9.3% | 11,400 | 0.0% | 0.11% | -4.4% | |
| SBUX | STARBUCKS | $311,000 | -1.3% | 2,819 | 0.0% | 0.11% | +4.8% | |
| CWT | CALIFORNIA WATER SEFICE GROUP | $295,000 | +6.1% | 5,000 | 0.0% | 0.10% | +12.0% | |
| ROK | ROCKWELL AUTOMATION INC | $294,000 | +2.8% | 1,000 | 0.0% | 0.10% | +9.6% | |
| MOS | MOSAIC CORP | $289,000 | +12.0% | 8,100 | 0.0% | 0.10% | +18.8% | |
| ORCL | ORACLE SYSTEMS | $284,000 | +11.8% | 3,257 | 0.0% | 0.10% | +17.9% | |
| IP | INTERNATIONAL PAPER | $283,000 | -8.7% | 5,060 | 0.0% | 0.10% | -2.9% | |
| UL | UNILEVER PLC SPONS ADR | $282,000 | -7.2% | 5,200 | 0.0% | 0.10% | -2.0% | |
| NUE | NUCOR CORP | $276,000 | +2.6% | 2,800 | 0.0% | 0.10% | +7.9% | |
| RE | EVEREST REINSURANCE GROUP LTD | $276,000 | -0.4% | 1,100 | 0.0% | 0.10% | +5.5% | |
| SXT | SENSIENT TECHNOLOGIES CORP | $273,000 | +5.0% | 3,000 | 0.0% | 0.10% | +10.5% | |
| GLD | SPDR GOLD TRUST | $273,000 | -0.7% | 1,662 | 0.0% | 0.10% | +4.4% | |
| YUM | YUM BRANDS | $269,000 | +6.3% | 2,200 | 0.0% | 0.09% | +13.3% | |
| GME | GAMESTOP | $263,000 | -18.1% | 1,500 | 0.0% | 0.09% | -13.2% | |
| MTB | M&T BANK CORP | $257,000 | +2.8% | 1,723 | 0.0% | 0.09% | +8.4% | |
| AES | AES CORP | $255,000 | -12.7% | 11,186 | 0.0% | 0.09% | -7.3% | |
| ADBE | ADOBE SYSTEMS | $254,000 | -1.6% | 441 | 0.0% | 0.09% | +4.7% | |
| OLN | OLIN CORP | $241,000 | +4.3% | 5,000 | 0.0% | 0.08% | +10.5% | |
| CLX | CLOROX CO | $239,000 | -8.1% | 1,443 | 0.0% | 0.08% | -3.5% | |
| TRV | THE TRAVELERS COMPANIES INC | $232,000 | +1.8% | 1,526 | 0.0% | 0.08% | +8.0% | |
| KHC | THE KRAFT HEINZ COMPANY | $233,000 | -9.7% | 6,322 | 0.0% | 0.08% | -4.7% | |
| TFC | TRUIST FINANCIAL CORP | $220,000 | +5.8% | 3,755 | 0.0% | 0.08% | +11.6% | |
| PHO | INVESCO WATER RES PTF | $219,000 | +2.3% | 4,000 | 0.0% | 0.08% | +7.0% | |
| IWM | ISHARES RUSSELL 2000 INDEX | $219,000 | -4.4% | 1,000 | 0.0% | 0.08% | 0.0% | |
| VRTX | VERTEX PHARMACUETICALS | $218,000 | -9.9% | 1,200 | 0.0% | 0.08% | -5.0% | |
| ZBRA | ZEBRA TECHNOLOGIES | $211,000 | -2.8% | 410 | 0.0% | 0.07% | +2.8% | |
| HPE | HEWLETT PACKARD ENTERPRIS | $165,000 | -2.4% | 11,600 | 0.0% | 0.06% | +3.6% | |
| AHH | ARMADA HOFFLER PROPERTIES INC | $134,000 | +0.8% | 10,000 | 0.0% | 0.05% | +6.8% | |
| GEO | GEO GROUP INC | $120,000 | +5.3% | 16,050 | 0.0% | 0.04% | +10.5% | |
| PGEN | PRECIGEN INC | $85,000 | -23.4% | 17,000 | 0.0% | 0.03% | -18.9% | |
| FLXN | FLEXION THERAPEUTICS INC | $69,000 | -25.8% | 11,244 | 0.0% | 0.02% | -22.6% | |
| AQMS | AQUA METALS, INC | $66,000 | -31.2% | 32,060 | 0.0% | 0.02% | -28.1% | |
| TVAGF | TVA GROUP INC CL B | $45,000 | -10.0% | 19,800 | 0.0% | 0.02% | -5.9% | |
| BIOL | BIOLASE INC | $6,000 | -14.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| HSHL | HOME SOLUTIONS HEALTH INC | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| COCBF | COASTAL CAR OIL & MINERALS | $0 | – | 32,150 | 0.0% | 0.00% | – | |
| NATIONWIDE LIFE INS CO | $0 | – | 250,000 | 0.0% | 0.00% | – | ||
| ISLT | ISLET SCIENCES | $0 | – | 30,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORPORATION | 42 | Q3 2023 | 9.0% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.2% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 3.0% |
| AT&T INC COM | 42 | Q3 2023 | 2.6% |
| WALT DISNEY CO/THE | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC COM | 42 | Q3 2023 | 2.3% |
| UNION PACIFIC | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 3.2% |
| PFIZER INC COM | 42 | Q3 2023 | 1.9% |
| CISCO SYSTEMS | 42 | Q3 2023 | 1.0% |
View Wellington Shields & Co., LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-15 |
View Wellington Shields & Co., LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.