$287 Million is the total value of Wellington Shields & Co., LLC's 217 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 15.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ILMN | Sell | ILLUMINA INC | $24,328,000 | -15.1% | 59,979 | -1.0% | 8.49% | -10.3% |
| MSFT | Sell | MICROSOFT CORPORATION | $23,834,000 | +3.2% | 84,543 | -0.9% | 8.32% | +9.1% |
| PSNL | PERSONALIS, INC | $17,710,000 | -24.0% | 920,478 | 0.0% | 6.18% | -19.6% | |
| AAPL | Sell | APPLE INC | $13,832,000 | +1.5% | 97,756 | -1.7% | 4.83% | +7.3% |
| JPM | Buy | JP MORGAN CHASE & CO | $6,455,000 | +5.3% | 39,437 | +0.1% | 2.25% | +11.3% |
| SHOP | Buy | SHOPIFY INC | $5,858,000 | -7.0% | 4,321 | +0.2% | 2.04% | -1.7% |
| DIS | Sell | WALT DISNEY CO/THE | $4,705,000 | -4.8% | 27,810 | -1.1% | 1.64% | +0.7% |
| AMZN | Sell | AMAZON.COM INC | $4,573,000 | -5.3% | 1,392 | -0.8% | 1.60% | +0.2% |
| HON | HONEYWELL INTERNATIONAL | $4,439,000 | -3.2% | 20,909 | 0.0% | 1.55% | +2.3% | |
| BX | Sell | BLACKSTONE GROUP INC. | $4,308,000 | +13.3% | 37,027 | -5.4% | 1.50% | +19.8% |
| SPGI | S&P GLOBAL INC | $3,782,000 | +3.5% | 8,900 | 0.0% | 1.32% | +9.5% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINE | $3,706,000 | -4.9% | 26,675 | +0.4% | 1.29% | +0.6% |
| LLY | Sell | LILLY ELI & CO | $3,653,000 | -0.5% | 15,809 | -1.2% | 1.28% | +5.2% |
| NAPA | DUCKHORN PORTFOLIO INC | $3,575,000 | +3.8% | 156,175 | 0.0% | 1.25% | +9.7% | |
| CVS | Sell | CVS HEALTH CORPORATION | $3,543,000 | -0.2% | 41,750 | -1.8% | 1.24% | +5.6% |
| UNP | UNION PACIFIC | $3,532,000 | -10.9% | 18,020 | 0.0% | 1.23% | -5.8% | |
| ABBV | Sell | ABBVIE INC. | $3,447,000 | -4.9% | 31,957 | -0.6% | 1.20% | +0.6% |
| PFE | Buy | PFIZER INC | $3,322,000 | +10.3% | 77,240 | +0.4% | 1.16% | +16.6% |
| RPRX | ROYALTY PHARMA PLC | $3,295,000 | -11.8% | 91,170 | 0.0% | 1.15% | -6.7% | |
| GOOG | Sell | ALPHABET INC-CL C | $2,958,000 | +1.9% | 1,110 | -4.1% | 1.03% | +7.7% |
| T | Sell | AT&T INC | $2,936,000 | -6.3% | 108,706 | -0.2% | 1.02% | -1.1% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $2,913,000 | -8.6% | 49,225 | +3.2% | 1.02% | -3.4% |
| SII | SPROTT INC NEW | $2,899,000 | -6.7% | 79,000 | 0.0% | 1.01% | -1.4% | |
| ABT | Buy | ABBOTT LABORATORIES | $2,867,000 | +2.1% | 24,269 | +0.2% | 1.00% | +7.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,805,000 | -4.4% | 51,936 | -0.8% | 0.98% | +1.1% |
| EFX | EQUIFAX INC | $2,500,000 | +5.8% | 9,866 | 0.0% | 0.87% | +11.8% | |
| XOM | Sell | EXXON MOBIL CORP | $2,493,000 | -7.0% | 42,391 | -0.2% | 0.87% | -1.6% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,432,000 | -1.9% | 15,056 | +0.1% | 0.85% | +3.8% |
| GOOGL | Buy | ALPHABET INC (A) | $2,289,000 | +10.8% | 856 | +1.2% | 0.80% | +17.2% |
| CASI | CASI PHARMACEUTICALS INC | $2,181,000 | -23.2% | 1,832,769 | 0.0% | 0.76% | -18.9% | |
| HZO | New | MARINEMAX INC | $2,099,000 | – | 43,264 | +100.0% | 0.73% | – |
| KMI | Buy | KINDER MORGAN INC | $2,018,000 | -2.7% | 120,609 | +5.9% | 0.70% | +2.8% |
| MRK | Buy | MERCK & CO | $1,909,000 | +0.6% | 25,410 | +4.1% | 0.67% | +6.4% |
| V | Sell | VISA INC | $1,867,000 | -8.7% | 8,381 | -4.2% | 0.65% | -3.6% |
| CAT | CATERPILLAR | $1,805,000 | -11.8% | 9,400 | 0.0% | 0.63% | -6.7% | |
| CMCSA | Sell | COMCAST CORP | $1,748,000 | -3.4% | 31,255 | -1.5% | 0.61% | +2.2% |
| CSCO | Buy | CISCO SYSTEMS | $1,722,000 | +2.8% | 31,629 | +0.1% | 0.60% | +8.7% |
| INTC | Buy | INTEL CORP | $1,703,000 | -5.0% | 31,956 | +0.1% | 0.59% | +0.3% |
| WM | Buy | WASTE MGT. | $1,671,000 | +6.6% | 11,190 | +0.0% | 0.58% | +12.8% |
| CFG | CITIZENS FINANCIAL GROUP INC | $1,597,000 | +2.4% | 34,000 | 0.0% | 0.56% | +8.2% | |
| WY | Buy | WEYERHAEUSER CO | $1,590,000 | +3.5% | 44,693 | +0.2% | 0.56% | +9.5% |
| PG | Buy | PROCTER & GAMBLE COMPANY | $1,573,000 | +3.6% | 11,253 | +0.0% | 0.55% | +9.6% |
| KMX | CARMAX INC. | $1,547,000 | -0.9% | 12,090 | 0.0% | 0.54% | +4.9% | |
| PSN | PARSONS CORP | $1,519,000 | -14.2% | 45,000 | 0.0% | 0.53% | -9.2% | |
| FIS | Sell | FIDELITY NATIONAL INFORMATION | $1,509,000 | -15.1% | 12,401 | -1.2% | 0.53% | -10.4% |
| BA | Sell | BOEING CO | $1,409,000 | -15.8% | 6,408 | -8.2% | 0.49% | -10.9% |
| UEIC | UNIVERSAL ELECTRONICS | $1,395,000 | +1.6% | 28,317 | 0.0% | 0.49% | +7.5% | |
| PEP | Buy | PEPSICO INC | $1,394,000 | +1.7% | 9,270 | +0.2% | 0.49% | +7.5% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC. CLASS | $1,384,000 | -0.8% | 5,071 | +1.0% | 0.48% | +5.0% |
| C | Sell | CITIGROUP INC | $1,378,000 | -2.8% | 19,632 | -2.0% | 0.48% | +2.8% |
| CVX | Sell | CHEVRON CORPORATION | $1,365,000 | -4.9% | 13,456 | -1.8% | 0.48% | +0.4% |
| WPC | Sell | W.P. CAREY INC. | $1,354,000 | -3.1% | 18,536 | -1.1% | 0.47% | +2.4% |
| SDGR | New | SCHRODINGER INC | $1,326,000 | – | 24,245 | +100.0% | 0.46% | – |
| AXP | Sell | AMERICAN EXPRESS CO | $1,324,000 | +0.2% | 7,905 | -1.1% | 0.46% | +6.0% |
| KEY | KEYCORP | $1,323,000 | +4.7% | 61,200 | 0.0% | 0.46% | +10.8% | |
| PM | PHILIP MORRIS INTERNAT | $1,270,000 | -4.4% | 13,400 | 0.0% | 0.44% | +1.1% | |
| APPH | Sell | APPHARVEST INC | $1,268,000 | -60.5% | 194,471 | -3.1% | 0.44% | -58.3% |
| NEM | Buy | NEWMONT MINING | $1,249,000 | -8.4% | 23,000 | +7.0% | 0.44% | -3.1% |
| NEE | Buy | NEXTERA ENERGY INC | $1,225,000 | +10.7% | 15,600 | +3.3% | 0.43% | +17.0% |
| WMT | Buy | WAL-MART STORES | $1,220,000 | -1.0% | 8,751 | +0.2% | 0.43% | +4.7% |
| NVDA | Buy | NVIDIA | $1,207,000 | +5.6% | 5,826 | +307.7% | 0.42% | +11.7% |
| LMT | LOCKHEED MARTIN | $1,203,000 | -8.8% | 3,485 | 0.0% | 0.42% | -3.4% | |
| SO | Buy | SOUTHERN CO | $1,160,000 | +2.7% | 18,721 | +0.3% | 0.40% | +8.6% |
| FB | Buy | FACEBOOK INC | $1,112,000 | -2.0% | 3,275 | +0.3% | 0.39% | +3.5% |
| DD | DUPONT DE NEMOURS | $1,078,000 | -12.1% | 15,855 | 0.0% | 0.38% | -7.2% | |
| DOW | DOW INC | $1,043,000 | -9.0% | 18,114 | 0.0% | 0.36% | -3.7% | |
| ENB | ENBRIDGE INC | $1,043,000 | -0.6% | 26,205 | 0.0% | 0.36% | +5.2% | |
| OKE | ONEOK INC | $1,033,000 | +4.1% | 17,820 | 0.0% | 0.36% | +10.1% | |
| MMM | Buy | 3M CO | $1,030,000 | -8.5% | 5,871 | +3.6% | 0.36% | -3.5% |
| AFL | Sell | AFLAC INC. | $1,002,000 | -3.6% | 19,216 | -0.7% | 0.35% | +2.0% |
| BLK | Sell | BLACKROCK INC | $959,000 | -5.5% | 1,144 | -1.4% | 0.34% | 0.0% |
| CSX | Sell | CSX CORP | $955,000 | -10.6% | 32,110 | -3.6% | 0.33% | -5.4% |
| FCX | Sell | FREEPORT MCMORAN INC | $929,000 | -18.9% | 28,560 | -7.4% | 0.32% | -14.3% |
| EHC | ENCOMPASS HEALTH CORPORATION | $925,000 | -3.8% | 12,330 | 0.0% | 0.32% | +1.9% | |
| PNC | PNC FINANCIAL CORP | $925,000 | +2.5% | 4,726 | 0.0% | 0.32% | +8.4% | |
| KO | COCA COLA | $923,000 | -3.0% | 17,600 | 0.0% | 0.32% | +2.5% | |
| GLW | Sell | CORNING INC | $920,000 | -12.4% | 25,209 | -1.8% | 0.32% | -7.5% |
| THVB | THOMASVILLE BANCSHARES INC | $917,000 | -4.3% | 14,094 | 0.0% | 0.32% | +1.3% | |
| HD | Buy | HOME DEPOT INC | $904,000 | +3.3% | 2,755 | +0.4% | 0.32% | +9.0% |
| GIS | Buy | GENERAL MILLS INC | $900,000 | -1.3% | 15,049 | +0.5% | 0.31% | +4.3% |
| WST | WEST PHARMACEUTICALS SVCS INC | $849,000 | +18.2% | 2,000 | 0.0% | 0.30% | +24.9% | |
| AMGN | Buy | AMGEN | $816,000 | -12.6% | 3,836 | +0.1% | 0.28% | -7.5% |
| SPG | Buy | SIMON PROPERTY GROUP INC REIT | $815,000 | +2.9% | 6,270 | +3.3% | 0.28% | +8.8% |
| MO | ALTRIA GROUP INC | $806,000 | -4.5% | 17,704 | 0.0% | 0.28% | +0.7% | |
| GE | Sell | GENERAL ELECTRIC CO | $783,000 | -9.5% | 7,601 | -88.2% | 0.27% | -4.2% |
| GILD | Buy | GILEAD SCIENCES INC. | $719,000 | +25.5% | 10,291 | +23.7% | 0.25% | +32.8% |
| GPN | New | GLOBAL PAYMENT INC | $717,000 | – | 4,553 | +100.0% | 0.25% | – |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $713,000 | -35.0% | 3,238 | -36.2% | 0.25% | -31.2% |
| SEIC | SEI INVESTMENTS COMPANY | $712,000 | -4.3% | 12,000 | 0.0% | 0.25% | +0.8% | |
| RDVY | Buy | FIRST TRUST RISING DIVIDEND AC | $675,000 | +5.6% | 14,224 | +6.9% | 0.24% | +11.8% |
| PYPL | Sell | PAYPAL HOLDINGS INC | $676,000 | -16.9% | 2,599 | -6.8% | 0.24% | -11.9% |
| GM | Buy | GENERAL MOTORS CO | $650,000 | +0.6% | 12,330 | +12.9% | 0.23% | +6.6% |
| BXMT | Buy | BLACKSTONE MORTGAGE TRUST INC | $636,000 | +1.0% | 20,985 | +6.2% | 0.22% | +6.7% |
| QQEW | Buy | FT NASDAQ 100 EQUAL WEIGHTED | $631,000 | +20.2% | 5,671 | +21.1% | 0.22% | +27.2% |
| AVGO | BROADCOM LIMITED | $630,000 | +1.6% | 1,300 | 0.0% | 0.22% | +7.3% | |
| BP | BP PLC SPONS ADR | $623,000 | +3.5% | 22,796 | 0.0% | 0.22% | +9.0% | |
| COP | CONOCOPHILLIPS | $620,000 | +11.3% | 9,151 | 0.0% | 0.22% | +17.4% | |
| OXY | OCCIDENTAL PETROLEUM | $615,000 | -5.4% | 20,800 | 0.0% | 0.22% | 0.0% | |
| VIAC | Buy | VIACOM CBS INC | $612,000 | +3.6% | 15,484 | +18.3% | 0.21% | +9.7% |
| BGS | New | B&G FOODS INC | $607,000 | – | 20,310 | +100.0% | 0.21% | – |
| MDLZ | MONDELEZ INTERNATIONAL | $607,000 | -6.8% | 10,429 | 0.0% | 0.21% | -1.4% | |
| DUK | Buy | DUKE ENERGY CORP | $607,000 | -1.1% | 6,223 | +0.1% | 0.21% | +4.4% |
| IRM | Buy | IRON MOUNTAIN INC REIT | $596,000 | +2.8% | 13,710 | +0.1% | 0.21% | +8.9% |
| EMN | EASTMAN CHEM CO | $589,000 | -13.8% | 5,850 | 0.0% | 0.21% | -8.4% | |
| DVN | Buy | DEVON ENERGY | $576,000 | +21.8% | 16,209 | +0.1% | 0.20% | +28.8% |
| NSC | NORFOLK SOUTHERN | $574,000 | -9.9% | 2,400 | 0.0% | 0.20% | -4.8% | |
| RTX | RAYTHEON TECHNOLOGIES CORP | $570,000 | +0.7% | 6,632 | 0.0% | 0.20% | +6.4% | |
| MCD | Buy | MCDONALDS CORP | $568,000 | +9.4% | 2,355 | +4.8% | 0.20% | +15.8% |
| FLO | Buy | FLOWERS FOODS INC | $545,000 | -2.3% | 23,099 | +0.1% | 0.19% | +3.3% |
| RBLX | New | ROBLOX CORPORATION | $536,000 | – | 7,100 | +100.0% | 0.19% | – |
| DIAGEO | $511,000 | +2.0% | 10,250 | 0.0% | 0.18% | +7.9% | ||
| ITW | ILLINOIS TOOL WORKS | $496,000 | -7.6% | 2,400 | 0.0% | 0.17% | -2.3% | |
| XBI | SPDR S&P BIOTECH | $490,000 | -7.2% | 3,900 | 0.0% | 0.17% | -1.7% | |
| ZTS | ZOETIS INC | $491,000 | +4.2% | 2,527 | 0.0% | 0.17% | +10.3% | |
| FHN | FIRST HORIZON NATIONAL CORP | $489,000 | -5.6% | 30,000 | 0.0% | 0.17% | 0.0% | |
| SSYS | STRATASYS LTD | $473,000 | -16.9% | 22,000 | 0.0% | 0.16% | -12.2% | |
| TIP | Sell | ISHARES TIPS BOND ETF | $472,000 | -0.8% | 3,695 | -0.6% | 0.16% | +5.1% |
| FNF | Buy | FNF GROUP | $456,000 | +60.0% | 10,053 | +53.4% | 0.16% | +69.1% |
| AEM | Buy | AGNICO EAGLE MINES LTD | $451,000 | +3.7% | 8,700 | +20.8% | 0.16% | +9.0% |
| SLB | Buy | SCHLUMBERGER LTD | $439,000 | +11.4% | 14,800 | +20.3% | 0.15% | +17.7% |
| Buy | CONSTELLATION SOFTWARE | $439,000 | +17.1% | 267 | +8.1% | 0.15% | +23.4% | |
| CI | CIGNA CORP | $425,000 | -15.5% | 2,122 | 0.0% | 0.15% | -10.8% | |
| MSI | MOTOROLA SOLUTIONS INC | $424,000 | +7.1% | 1,824 | 0.0% | 0.15% | +13.0% | |
| COST | COSTCO WHOLESALE | $416,000 | +13.7% | 925 | 0.0% | 0.14% | +19.8% | |
| TMO | Sell | THERMO FISHER SCIENTIFIC | $414,000 | +3.2% | 725 | -8.8% | 0.14% | +9.1% |
| TOITF | Buy | TOPICUS COM INC | $412,000 | +72.4% | 3,892 | +18.9% | 0.14% | +82.3% |
| BABA | Sell | ALIBABA GROUP HOLDING LTD | $410,000 | -40.8% | 2,770 | -9.3% | 0.14% | -37.6% |
| TEL | TE CONNECTIVITY LTD | $395,000 | +1.5% | 2,880 | 0.0% | 0.14% | +7.8% | |
| QCOM | Buy | QUALCOMM INC | $393,000 | -6.9% | 3,050 | +3.4% | 0.14% | -1.4% |
| APO | Sell | APOLLO GLOBAL MANAGEMENT INC | $394,000 | -4.4% | 6,390 | -3.6% | 0.14% | +0.7% |
| DTE | D T E ENERGY CO | $391,000 | -13.9% | 3,500 | 0.0% | 0.14% | -9.3% | |
| STE | STERIS CORP | $388,000 | -1.0% | 1,900 | 0.0% | 0.14% | +4.7% | |
| MET | METLIFE INC | $386,000 | +3.2% | 6,245 | 0.0% | 0.14% | +9.8% | |
| TRN | Sell | TRINITY INDS INC. | $383,000 | -8.2% | 14,100 | -9.0% | 0.13% | -2.9% |
| UPS | Sell | UNITED PARCEL SERVICE | $383,000 | -29.3% | 2,105 | -19.2% | 0.13% | -25.1% |
| SDVY | Buy | FIRST TRUST SMID CAP RISING DI | $384,000 | +19.3% | 13,578 | +22.8% | 0.13% | +26.4% |
| UFI | UNIFI INC | $349,000 | -10.1% | 15,917 | 0.0% | 0.12% | -4.7% | |
| TSLA | Sell | TESLA MOTORS INC | $351,000 | +8.3% | 452 | -5.2% | 0.12% | +14.0% |
| AMAT | APPLIED MATERIALS | $348,000 | -9.4% | 2,700 | 0.0% | 0.12% | -4.7% | |
| SMG | Buy | SCOTTS MIRACLE-GRO | $345,000 | -21.2% | 2,359 | +3.5% | 0.12% | -17.2% |
| AWK | AMERICAN WTR WKS | $338,000 | +9.7% | 2,000 | 0.0% | 0.12% | +15.7% | |
| CODI | COMPASS DIVERSIFIED HOLDINGS | $326,000 | +10.5% | 11,570 | 0.0% | 0.11% | +17.5% | |
| FSLR | Buy | FIRST SOLAR INC COM | $327,000 | +23.4% | 3,428 | +17.1% | 0.11% | +31.0% |
| KKR | KKR & CO INC | $323,000 | +2.9% | 5,300 | 0.0% | 0.11% | +8.7% | |
| SYY | SYSCO CORP | $323,000 | +0.9% | 4,117 | 0.0% | 0.11% | +6.6% | |
| BAX | Sell | BAXTER INTERNATIONAL INC | $322,000 | -3.6% | 4,000 | -3.6% | 0.11% | +1.8% |
| BDX | Buy | BECTON DICKINSON | $321,000 | +1.3% | 1,307 | +0.3% | 0.11% | +6.7% |
| EOG | EOG RESOURCES | $321,000 | -3.9% | 4,000 | 0.0% | 0.11% | +1.8% | |
| GTLS | Buy | CHART INDUSTRIES INC | $317,000 | +33.8% | 1,657 | +2.2% | 0.11% | +42.3% |
| KMB | KIMBERLY CLARK CORP | $318,000 | -0.9% | 2,400 | 0.0% | 0.11% | +4.7% | |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | $314,000 | +1.3% | 2,100 | 0.0% | 0.11% | +7.8% | |
| HPQ | H P INC | $312,000 | -9.3% | 11,400 | 0.0% | 0.11% | -4.4% | |
| OGN | New | ORGANON & CO | $313,000 | – | 9,532 | +100.0% | 0.11% | – |
| SBUX | STARBUCKS | $311,000 | -1.3% | 2,819 | 0.0% | 0.11% | +4.8% | |
| New | MATTERPORT INC | $312,000 | – | 16,500 | +100.0% | 0.11% | – | |
| TPIC | Buy | TPI COMPOSITES, INC. | $308,000 | -23.0% | 9,118 | +10.4% | 0.11% | -18.9% |
| NVGS | Buy | NAVIGATOR HOLDINGS | $302,000 | -10.7% | 33,964 | +10.1% | 0.10% | -6.2% |
| CWT | CALIFORNIA WATER SEFICE GROUP | $295,000 | +6.1% | 5,000 | 0.0% | 0.10% | +12.0% | |
| ROK | ROCKWELL AUTOMATION INC | $294,000 | +2.8% | 1,000 | 0.0% | 0.10% | +9.6% | |
| PINS | Buy | PINTEREST INC | $290,000 | -14.5% | 5,699 | +32.7% | 0.10% | -9.8% |
| MOS | MOSAIC CORP | $289,000 | +12.0% | 8,100 | 0.0% | 0.10% | +18.8% | |
| ORCL | ORACLE SYSTEMS | $284,000 | +11.8% | 3,257 | 0.0% | 0.10% | +17.9% | |
| IP | INTERNATIONAL PAPER | $283,000 | -8.7% | 5,060 | 0.0% | 0.10% | -2.9% | |
| GSK | Buy | GLAXO SMITHKLINE PLC SPONS ADR | $280,000 | +2.9% | 7,333 | +7.3% | 0.10% | +8.9% |
| UL | UNILEVER PLC SPONS ADR | $282,000 | -7.2% | 5,200 | 0.0% | 0.10% | -2.0% | |
| FIW | Buy | FIRST TRUST WATER ETF | $280,000 | +7.3% | 3,290 | +5.3% | 0.10% | +14.0% |
| BLDR | New | BUILDERS FIRSTSOURCE INC | $279,000 | – | 5,399 | +100.0% | 0.10% | – |
| NUE | NUCOR CORP | $276,000 | +2.6% | 2,800 | 0.0% | 0.10% | +7.9% | |
| RE | EVEREST REINSURANCE GROUP LTD | $276,000 | -0.4% | 1,100 | 0.0% | 0.10% | +5.5% | |
| SXT | SENSIENT TECHNOLOGIES CORP | $273,000 | +5.0% | 3,000 | 0.0% | 0.10% | +10.5% | |
| GLD | SPDR GOLD TRUST | $273,000 | -0.7% | 1,662 | 0.0% | 0.10% | +4.4% | |
| YUM | YUM BRANDS | $269,000 | +6.3% | 2,200 | 0.0% | 0.09% | +13.3% | |
| GME | GAMESTOP | $263,000 | -18.1% | 1,500 | 0.0% | 0.09% | -13.2% | |
| NYCB | New | NEW YORK COMMUNITY BANCORP INC | $261,000 | – | 20,300 | +100.0% | 0.09% | – |
| MTB | M&T BANK CORP | $257,000 | +2.8% | 1,723 | 0.0% | 0.09% | +8.4% | |
| LUMN | Sell | LUMEN TECHNOLOGIES INC | $257,000 | -22.1% | 20,774 | -14.4% | 0.09% | -17.4% |
| AES | AES CORP | $255,000 | -12.7% | 11,186 | 0.0% | 0.09% | -7.3% | |
| ADBE | ADOBE SYSTEMS | $254,000 | -1.6% | 441 | 0.0% | 0.09% | +4.7% | |
| D | Sell | DOMINION RES INC VA NEW | $248,000 | -17.9% | 3,398 | -17.3% | 0.09% | -13.0% |
| KL | New | KIRKLAND LAKE GOLD LTD | $250,000 | – | 6,000 | +100.0% | 0.09% | – |
| OLN | OLIN CORP | $241,000 | +4.3% | 5,000 | 0.0% | 0.08% | +10.5% | |
| CLX | CLOROX CO | $239,000 | -8.1% | 1,443 | 0.0% | 0.08% | -3.5% | |
| EMR | Buy | EMERSON ELECTRIC COMPANY | $236,000 | -2.1% | 2,510 | +0.4% | 0.08% | +2.5% |
| MTUM | Buy | ISHARES EDGE MSCI USA MOMENTUM | $231,000 | +1.3% | 1,317 | +0.1% | 0.08% | +8.0% |
| TRV | THE TRAVELERS COMPANIES INC | $232,000 | +1.8% | 1,526 | 0.0% | 0.08% | +8.0% | |
| KHC | THE KRAFT HEINZ COMPANY | $233,000 | -9.7% | 6,322 | 0.0% | 0.08% | -4.7% | |
| TFC | TRUIST FINANCIAL CORP | $220,000 | +5.8% | 3,755 | 0.0% | 0.08% | +11.6% | |
| PHO | INVESCO WATER RES PTF | $219,000 | +2.3% | 4,000 | 0.0% | 0.08% | +7.0% | |
| IWM | ISHARES RUSSELL 2000 INDEX | $219,000 | -4.4% | 1,000 | 0.0% | 0.08% | 0.0% | |
| VRTX | VERTEX PHARMACUETICALS | $218,000 | -9.9% | 1,200 | 0.0% | 0.08% | -5.0% | |
| ZBRA | ZEBRA TECHNOLOGIES | $211,000 | -2.8% | 410 | 0.0% | 0.07% | +2.8% | |
| AL | Sell | AIR LEASE CORP | $212,000 | -20.3% | 5,401 | -15.1% | 0.07% | -15.9% |
| DGX | New | QUEST DIAGNOSTICS INC. | $212,000 | – | 1,461 | +100.0% | 0.07% | – |
| FCTR | Buy | FIST TRUST LUNT US FACTOR ROTA | $209,000 | +2.0% | 6,157 | +4.5% | 0.07% | +7.4% |
| CAG | Sell | CONAGRA BRANDS INC | $210,000 | -7.5% | 6,200 | -0.6% | 0.07% | -2.7% |
| VNO | New | VORNADO REALTY TRUST | $206,000 | – | 4,900 | +100.0% | 0.07% | – |
| MAR | New | MARRIOTT INTL INC | $207,000 | – | 1,395 | +100.0% | 0.07% | – |
| LOW | New | LOWES COMPANIES | $203,000 | – | 1,000 | +100.0% | 0.07% | – |
| GEFB | New | GREIF INC CL B | $201,000 | – | 3,100 | +100.0% | 0.07% | – |
| F | Buy | FORD MOTOR COMPANY NEW | $201,000 | -2.9% | 14,160 | +1.9% | 0.07% | +2.9% |
| PBCT | Sell | PEOPLE'S UNITED FINANCIAL INC | $190,000 | -6.9% | 10,900 | -8.4% | 0.07% | -1.5% |
| HPE | HEWLETT PACKARD ENTERPRIS | $165,000 | -2.4% | 11,600 | 0.0% | 0.06% | +3.6% | |
| RIG | Sell | TRANSOCEAN LTD | $152,000 | -16.9% | 40,023 | -1.2% | 0.05% | -11.7% |
| AHH | ARMADA HOFFLER PROPERTIES INC | $134,000 | +0.8% | 10,000 | 0.0% | 0.05% | +6.8% | |
| GEO | GEO GROUP INC | $120,000 | +5.3% | 16,050 | 0.0% | 0.04% | +10.5% | |
| MNKD | Buy | MANNKIND CORPORATION | $98,000 | -20.3% | 22,610 | +0.0% | 0.03% | -17.1% |
| PGEN | PRECIGEN INC | $85,000 | -23.4% | 17,000 | 0.0% | 0.03% | -18.9% | |
| FLXN | FLEXION THERAPEUTICS INC | $69,000 | -25.8% | 11,244 | 0.0% | 0.02% | -22.6% | |
| INSG | Buy | INSEEGO CORP | $67,000 | -34.3% | 10,085 | +0.1% | 0.02% | -32.4% |
| AQMS | AQUA METALS, INC | $66,000 | -31.2% | 32,060 | 0.0% | 0.02% | -28.1% | |
| TVAGF | TVA GROUP INC CL B | $45,000 | -10.0% | 19,800 | 0.0% | 0.02% | -5.9% | |
| SURG | New | SURGEPAYS INC | $12,000 | – | 100,000 | +100.0% | 0.00% | – |
| BIOL | BIOLASE INC | $6,000 | -14.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| HSHL | HOME SOLUTIONS HEALTH INC | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| COCBF | COASTAL CAR OIL & MINERALS | $0 | – | 32,150 | 0.0% | 0.00% | – | |
| NATIONWIDE LIFE INS CO | $0 | – | 250,000 | 0.0% | 0.00% | – | ||
| ISLT | ISLET SCIENCES | $0 | – | 30,000 | 0.0% | 0.00% | – | |
| ARKW | Exit | ARK NEXT GENERATION INTERNET E | $0 | – | -1,300 | -100.0% | -0.07% | – |
| OVV | Exit | OVINTIV INC | $0 | – | -6,773 | -100.0% | -0.07% | – |
| ACWX | Exit | ISHARES MSCI ACWI EX US | $0 | – | -3,882 | -100.0% | -0.07% | – |
| SPY | Exit | SPDR S&P 500 ETF TR | $0 | – | -551 | -100.0% | -0.08% | – |
| TPL | Exit | TEXAS PACIFIC LAND CORP | $0 | – | -150 | -100.0% | -0.08% | – |
| ACA | Exit | ARCOSA INC | $0 | – | -4,224 | -100.0% | -0.08% | – |
| VMW | Exit | VM WARE INC | $0 | – | -1,600 | -100.0% | -0.08% | – |
| ZBH | Exit | ZIMMER BIOMET HOLDINGS INC | $0 | – | -1,600 | -100.0% | -0.08% | – |
| PXD | Exit | PIONEER NATURAL RESOURCES | $0 | – | -2,100 | -100.0% | -0.11% | – |
| CIEN | Exit | CIENA CORPORATION | $0 | – | -6,750 | -100.0% | -0.13% | – |
| CNC | Exit | CENTENE CORP | $0 | – | -8,500 | -100.0% | -0.20% | – |
| IPG | Exit | INTERPUBLIC GROUP | $0 | – | -48,490 | -100.0% | -0.52% | – |
| BE | Exit | BLOOM EMERGY CORP | $0 | – | -108,156 | -100.0% | -0.96% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORPORATION | 42 | Q3 2023 | 9.0% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.2% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 3.0% |
| AT&T INC COM | 42 | Q3 2023 | 2.6% |
| WALT DISNEY CO/THE | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC COM | 42 | Q3 2023 | 2.3% |
| UNION PACIFIC | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 3.2% |
| PFIZER INC COM | 42 | Q3 2023 | 1.9% |
| CISCO SYSTEMS | 42 | Q3 2023 | 1.0% |
View Wellington Shields & Co., LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-15 |
| 13F-HR | 2021-11-10 |
View Wellington Shields & Co., LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.