$185 Million is the total value of Wellington Shields & Co., LLC's 146 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 13.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ILMN | Sell | ILLUMINA INC | $18,961,000 | +6.9% | 80,202 | -1.2% | 10.23% | +7.2% |
| UEIC | Sell | UNIVERSAL ELECTRONICS | $9,448,000 | +3.9% | 181,517 | -5.7% | 5.10% | +4.2% |
| MSFT | Sell | MICROSOFT CORPORATION | $7,140,000 | +6.6% | 78,231 | -0.1% | 3.85% | +6.9% |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO | $5,511,000 | -15.1% | 79,771 | -8.2% | 2.97% | -14.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $5,394,000 | -10.4% | 42,090 | -2.3% | 2.91% | -10.1% |
| XON | New | INTREXON CORP | $4,691,000 | – | 306,000 | +100.0% | 2.53% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINE | $4,346,000 | +0.1% | 28,325 | +0.1% | 2.34% | +0.4% |
| AES | Buy | AES CORP | $4,156,000 | +6.2% | 365,500 | +1.1% | 2.24% | +6.5% |
| GM | GENERAL MOTORS CO | $3,908,000 | -11.3% | 107,550 | 0.0% | 2.11% | -11.1% | |
| FSLR | FIRST SOLAR INC COM | $3,655,000 | +5.1% | 51,500 | 0.0% | 1.97% | +5.5% | |
| MDLZ | MONDELEZ INTERNATIONAL | $3,360,000 | -2.5% | 80,506 | 0.0% | 1.81% | -2.2% | |
| FLO | Buy | FLOWERS FOODS INC | $3,304,000 | +22.4% | 151,184 | +8.1% | 1.78% | +22.8% |
| XOM | Sell | EXXON MOBIL CORP | $3,291,000 | -11.0% | 44,107 | -0.2% | 1.78% | -10.7% |
| JPM | Buy | JP MORGAN CHASE & CO | $3,177,000 | +3.8% | 28,894 | +0.9% | 1.71% | +4.1% |
| PM | Buy | PHILIP MORRIS INTERNAT | $3,134,000 | -5.9% | 31,531 | +0.0% | 1.69% | -5.6% |
| T | Sell | AT&T INC | $3,113,000 | -9.1% | 87,318 | -0.9% | 1.68% | -8.8% |
| HON | HONEYWELL INTERNATIONAL | $2,948,000 | -5.8% | 20,399 | 0.0% | 1.59% | -5.5% | |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $2,837,000 | +3.5% | 44,850 | +0.2% | 1.53% | +3.8% |
| UNP | UNION PACIFIC | $2,759,000 | +0.3% | 20,520 | 0.0% | 1.49% | +0.6% | |
| AAPL | Buy | APPLE INC | $2,708,000 | +0.1% | 16,138 | +1.0% | 1.46% | +0.4% |
| CASI | Buy | CASI PHARMACEUTICALS INC | $2,607,000 | +80.2% | 625,118 | +40.4% | 1.41% | +80.7% |
| MO | Sell | ALTRIA GROUP INC | $2,366,000 | -16.1% | 37,972 | -3.8% | 1.28% | -15.8% |
| DIS | WALT DISNEY CO/THE | $2,282,000 | -6.6% | 22,721 | 0.0% | 1.23% | -6.3% | |
| WPC | Sell | W.P. CAREY INC. | $2,070,000 | -14.9% | 33,395 | -5.4% | 1.12% | -14.6% |
| SPGI | S&P GLOBAL INC | $2,025,000 | +12.8% | 10,600 | 0.0% | 1.09% | +13.1% | |
| TSCO | New | TRACTOR SUPPLY | $2,017,000 | – | 32,000 | +100.0% | 1.09% | – |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,912,000 | -10.7% | 39,981 | -1.2% | 1.03% | -10.3% |
| PFE | Buy | PFIZER INC | $1,911,000 | -1.8% | 53,853 | +0.2% | 1.03% | -1.5% |
| ABBV | Sell | ABBVIE INC. | $1,893,000 | -2.4% | 20,000 | -0.3% | 1.02% | -2.1% |
| BEL | BELMOND LTD | $1,809,000 | -9.0% | 162,200 | 0.0% | 0.98% | -8.7% | |
| WY | Buy | WEYERHAEUSER CO | $1,790,000 | -0.6% | 51,154 | +0.2% | 0.97% | -0.2% |
| KHC | THE KRAFT HEINZ COMPANY | $1,731,000 | -19.9% | 27,785 | 0.0% | 0.93% | -19.6% | |
| CSCO | Buy | CISCO SYSTEMS | $1,715,000 | +12.1% | 39,986 | +0.1% | 0.92% | +12.4% |
| AVAV | AEROVIRONMENT | $1,638,000 | -19.0% | 36,000 | 0.0% | 0.88% | -18.7% | |
| PEP | Sell | PEPSICO INC | $1,470,000 | -16.6% | 13,465 | -8.4% | 0.79% | -16.4% |
| EFX | EQUIFAX INC | $1,461,000 | -0.1% | 12,399 | 0.0% | 0.79% | +0.3% | |
| INTC | Buy | INTEL CORP | $1,460,000 | +15.3% | 28,038 | +2.3% | 0.79% | +15.7% |
| ABT | Buy | ABBOTT LABORATORIES | $1,379,000 | +5.1% | 23,020 | +0.2% | 0.74% | +5.4% |
| GE | Sell | GENERAL ELECTRIC CO | $1,340,000 | -34.8% | 99,381 | -15.6% | 0.72% | -34.6% |
| MMM | Buy | 3M CO | $1,200,000 | -6.6% | 5,465 | +0.1% | 0.65% | -6.4% |
| FIS | FIDELITY NATIONAL INFORMATION | $1,175,000 | +2.4% | 12,198 | 0.0% | 0.63% | +2.8% | |
| BA | Buy | BOEING CO | $1,174,000 | +12.1% | 3,580 | +0.8% | 0.63% | +12.4% |
| WAAS | AQUAVENTURE HOLDINGS LTD | $1,047,000 | -20.0% | 84,300 | 0.0% | 0.56% | -19.6% | |
| CSX | CSX CORP | $1,042,000 | +1.3% | 18,700 | 0.0% | 0.56% | +1.6% | |
| OKE | ONEOK INC | $1,030,000 | +6.5% | 18,093 | 0.0% | 0.56% | +6.9% | |
| CTRL | CONTROL4 CORPORATION | $1,031,000 | -27.8% | 48,000 | 0.0% | 0.56% | -27.6% | |
| CVX | Buy | CHEVRON CORPORATION | $1,004,000 | -8.6% | 8,802 | +0.3% | 0.54% | -8.3% |
| GOLD | Sell | BARRICK GOLD CORP | $946,000 | -23.1% | 76,000 | -10.6% | 0.51% | -22.8% |
| PNC | PNC FINANCIAL CORP | $945,000 | +4.9% | 6,246 | 0.0% | 0.51% | +5.2% | |
| DWDP | DOWDUPONT INC. | $943,000 | -10.6% | 14,807 | 0.0% | 0.51% | -10.2% | |
| WM | WASTE MGT. | $907,000 | -2.6% | 10,783 | 0.0% | 0.49% | -2.4% | |
| CAT | CATERPILLAR | $899,000 | -6.5% | 6,100 | 0.0% | 0.48% | -6.2% | |
| SEIC | SEI INVESTMENTS COMPANY | $899,000 | +4.3% | 12,000 | 0.0% | 0.48% | +4.5% | |
| GOOGL | Buy | ALPHABET INC (A) | $898,000 | +33.0% | 866 | +35.1% | 0.48% | +33.3% |
| BP | BP PLC SPONS ADR | $880,000 | -3.5% | 21,696 | 0.0% | 0.48% | -3.1% | |
| VIRGINIA PARTNERS BK FREDERICK | $877,000 | +3.2% | 68,000 | 0.0% | 0.47% | +3.5% | ||
| BXMT | Buy | BLACKSTONE MORTGAGE TRUST INC | $853,000 | -1.5% | 27,132 | +0.8% | 0.46% | -1.3% |
| PG | Sell | PROCTER & GAMBLE COMPANY | $838,000 | -14.9% | 10,570 | -1.4% | 0.45% | -14.7% |
| UTX | Buy | UNITED TECH. | $782,000 | +2.0% | 6,214 | +3.4% | 0.42% | +2.4% |
| LUK | LEUCADIA NATIONAL CORP | $750,000 | -14.2% | 33,000 | 0.0% | 0.40% | -13.8% | |
| LMT | Buy | LOCKHEED MARTIN | $727,000 | +6.8% | 2,150 | +1.4% | 0.39% | +7.1% |
| SO | Buy | SOUTHERN CO | $715,000 | -6.8% | 16,012 | +0.4% | 0.39% | -6.3% |
| MRK | MERCK & CO | $704,000 | -3.3% | 12,930 | 0.0% | 0.38% | -3.1% | |
| UPS | New | UNITED PARCEL SERVICE | $691,000 | – | 6,600 | +100.0% | 0.37% | – |
| ZTS | ZOETIS INC | $685,000 | +15.9% | 8,200 | 0.0% | 0.37% | +16.4% | |
| AXP | AMERICAN EXPRESS CO | $681,000 | -6.1% | 7,300 | 0.0% | 0.37% | -5.9% | |
| BGS | B&G FOODS INC | $647,000 | -32.5% | 27,280 | 0.0% | 0.35% | -32.4% | |
| CODI | COMPASS DIVERSIFIED HOLDINGS | $641,000 | -3.2% | 39,070 | 0.0% | 0.35% | -2.8% | |
| GLW | Buy | CORNING INC | $630,000 | -9.7% | 22,610 | +3.6% | 0.34% | -9.3% |
| AAL | AMERICAN AIRLINES GROUP INC | $624,000 | 0.0% | 12,000 | 0.0% | 0.34% | +0.3% | |
| EMN | EASTMAN CHEM CO | $618,000 | +14.0% | 5,850 | 0.0% | 0.33% | +14.4% | |
| C | Sell | CITIGROUP INC | $614,000 | -10.4% | 9,100 | -1.1% | 0.33% | -10.1% |
| CTWS | CONNECTICUT WATER SVC INC | $605,000 | +5.4% | 10,000 | 0.0% | 0.33% | +5.5% | |
| GEO | GEO GROUP INC | $595,000 | -13.3% | 29,050 | 0.0% | 0.32% | -13.0% | |
| TRN | Sell | TRINITY INDS INC. | $587,000 | -13.9% | 18,000 | -1.1% | 0.32% | -13.6% |
| GIS | Buy | GENERAL MILLS INC | $580,000 | -23.6% | 12,861 | +0.5% | 0.31% | -23.3% |
| BAX | BAXTER INTERNATIONAL INC | $572,000 | +0.5% | 8,800 | 0.0% | 0.31% | +1.0% | |
| NEE | NEXTERA ENERGY INC | $555,000 | +4.5% | 3,400 | 0.0% | 0.30% | +4.5% | |
| BDX | Buy | BECTON DICKINSON | $555,000 | +1.5% | 2,563 | +0.3% | 0.30% | +1.7% |
| AMZN | Buy | AMAZON.COM INC | $543,000 | +54.7% | 375 | +25.0% | 0.29% | +55.0% |
| WMT | Sell | WAL-MART STORES | $527,000 | -24.9% | 5,921 | -16.7% | 0.28% | -24.9% |
| DIAGEO | $520,000 | -6.6% | 15,375 | 0.0% | 0.28% | -6.3% | ||
| NRZ | Buy | NEW RESIDENTIAL INVESTMENT COR | $502,000 | +2.0% | 30,500 | +10.9% | 0.27% | +2.3% |
| DUK | Sell | DUKE ENERGY CORP | $480,000 | -10.1% | 6,201 | -2.4% | 0.26% | -9.8% |
| CMCSA | Sell | COMCAST CORP | $478,000 | -17.6% | 13,993 | -3.4% | 0.26% | -17.3% |
| GSK | Buy | GLAXO SMITHKLINE PLC SPONS ADR | $465,000 | +84.5% | 11,900 | +67.6% | 0.25% | +84.6% |
| GOOG | New | ALPHABET INC-CL C | $459,000 | – | 445 | +100.0% | 0.25% | – |
| NVDA | Sell | NVIDIA | $452,000 | +11.3% | 1,950 | -7.1% | 0.24% | +11.9% |
| AMLP | Buy | ALERIAN MLP ETF | $453,000 | -12.5% | 48,327 | +0.7% | 0.24% | -12.5% |
| XBI | Buy | SPDR S&P BIOTECH | $451,000 | +28.1% | 5,145 | +24.1% | 0.24% | +28.6% |
| CVS | Sell | CVS HEALTH CORPORATION | $442,000 | -16.4% | 7,100 | -2.7% | 0.24% | -16.2% |
| NSC | NORFOLK SOUTHERN | $428,000 | -6.1% | 3,150 | 0.0% | 0.23% | -5.7% | |
| THVB | THOMASVILLE BANCSHARES INC | $420,000 | 0.0% | 10,500 | 0.0% | 0.23% | +0.4% | |
| AFL | Buy | AFLAC INC. | $405,000 | -0.2% | 9,256 | +100.0% | 0.22% | +0.5% |
| RDSA | Buy | ROYAL DUTCH SHELL PLC CL A | $402,000 | -3.6% | 6,301 | +0.9% | 0.22% | -3.1% |
| AVGO | BROADCOM LIMITED | $401,000 | -8.2% | 1,700 | 0.0% | 0.22% | -8.1% | |
| IP | INTERNATIONAL PAPER | $401,000 | -7.8% | 7,500 | 0.0% | 0.22% | -7.7% | |
| ITW | ILLINOIS TOOL WORKS | $387,000 | -6.1% | 2,470 | 0.0% | 0.21% | -5.9% | |
| TECK | TECK COMINCO LTD CL B | $374,000 | -1.3% | 14,500 | 0.0% | 0.20% | -1.0% | |
| FB | Sell | FACEBOOK INC | $373,000 | -25.4% | 2,335 | -17.6% | 0.20% | -25.3% |
| DTE | D T E ENERGY CO | $373,000 | -4.6% | 3,569 | 0.0% | 0.20% | -4.3% | |
| CWT | CALIFORNIA WATER SEFICE GROUP | $372,000 | -17.9% | 10,000 | 0.0% | 0.20% | -17.6% | |
| KO | COCA COLA | $362,000 | -5.2% | 8,325 | 0.0% | 0.20% | -4.9% | |
| WST | WEST PHARMACEUTICALS SVCS INC | $353,000 | -10.6% | 4,000 | 0.0% | 0.19% | -10.4% | |
| TIP | ISHARES TIPS BOND ETF | $339,000 | -0.9% | 3,000 | 0.0% | 0.18% | -0.5% | |
| YUM | YUM BRANDS | $334,000 | +4.4% | 3,920 | 0.0% | 0.18% | +4.7% | |
| FDX | FEDEX CORP | $324,000 | -3.9% | 1,350 | 0.0% | 0.18% | -3.3% | |
| MTB | M&T BANK CORP | $318,000 | +7.8% | 1,723 | 0.0% | 0.17% | +8.2% | |
| TIF | TIFFANY & CO | $313,000 | -6.0% | 3,200 | 0.0% | 0.17% | -5.6% | |
| VVC | VECTREN CORP | $307,000 | -1.6% | 4,798 | 0.0% | 0.17% | -1.2% | |
| ATVI | Sell | ACTIVISION BLIZZARD INC. | $304,000 | -36.4% | 4,500 | -40.4% | 0.16% | -36.2% |
| KMB | KIMBERLY CLARK CORP | $297,000 | -8.9% | 2,700 | 0.0% | 0.16% | -8.6% | |
| LLY | Buy | LILLY ELI & CO | $297,000 | -7.8% | 3,840 | +0.6% | 0.16% | -7.5% |
| HPQ | H P INC | $289,000 | +4.3% | 13,200 | 0.0% | 0.16% | +4.7% | |
| VLO | VALERO ENERGY | $283,000 | +1.1% | 3,050 | 0.0% | 0.15% | +1.3% | |
| BRKB | BERKSHIRE HATHAWAY INC. CLASS | $279,000 | +0.7% | 1,398 | 0.0% | 0.15% | +1.3% | |
| COP | CONOCOPHILLIPS | $276,000 | +8.2% | 4,650 | 0.0% | 0.15% | +8.8% | |
| AHH | ARMADA HOFFLER PROPERTIES INC | $274,000 | -11.9% | 20,000 | 0.0% | 0.15% | -11.4% | |
| ABB | ABB LIMITED SPONS ADR | $268,000 | -11.6% | 11,300 | 0.0% | 0.14% | -11.0% | |
| HEES | Sell | H&E EQUIPMENT SERVICES INC | $268,000 | -7.6% | 6,962 | -2.5% | 0.14% | -7.1% |
| VOD | Buy | VODAFONE GROUP PLC | $269,000 | -11.8% | 9,654 | +0.9% | 0.14% | -11.6% |
| SPG | SIMON PROPERTY GROUP INC REIT | $258,000 | -10.1% | 1,670 | 0.0% | 0.14% | -9.7% | |
| VCSH | VANGUARD SHORT TERM CORPORATE | $255,000 | -1.2% | 3,250 | 0.0% | 0.14% | -0.7% | |
| CAG | CONAGRA BRANDS INC | $252,000 | -1.9% | 6,825 | 0.0% | 0.14% | -1.4% | |
| BWA | Sell | BORG WARNER INC | $251,000 | -38.6% | 5,000 | -37.5% | 0.14% | -38.6% |
| FCX | Sell | FREEPORT MCMORAN INC | $251,000 | -9.4% | 14,300 | -2.1% | 0.14% | -9.4% |
| MCD | Buy | MCDONALDS CORP | $241,000 | -8.4% | 1,538 | +0.6% | 0.13% | -7.8% |
| SYY | SYSCO CORP | $240,000 | -1.2% | 4,000 | 0.0% | 0.13% | -1.5% | |
| GRUB | New | GRUBHUB INC | $238,000 | – | 2,350 | +100.0% | 0.13% | – |
| HPE | HEWLETT PACKARD ENTERPRIS | $235,000 | +22.4% | 13,400 | 0.0% | 0.13% | +23.3% | |
| IGHG | New | PROSHARES INVEST GRADE-INTERES | $229,000 | – | 3,000 | +100.0% | 0.12% | – |
| XRX | XEROX | $224,000 | -1.3% | 7,784 | 0.0% | 0.12% | -0.8% | |
| CLX | CLOROX CO | $213,000 | -10.5% | 1,600 | 0.0% | 0.12% | -10.2% | |
| SXT | SENSIENT TECHNOLOGIES CORP | $212,000 | -3.2% | 3,000 | 0.0% | 0.11% | -3.4% | |
| CBRE | New | CBRE GROUP INC CL A | $212,000 | – | 4,500 | +100.0% | 0.11% | – |
| GEFB | Sell | GREIF INC CL B | $210,000 | -18.3% | 3,600 | -2.7% | 0.11% | -18.1% |
| FLR | New | FLUOR CORP NEW | $202,000 | – | 3,528 | +100.0% | 0.11% | – |
| PBCT | PEOPLE'S UNITED FINANCIAL INC | $200,000 | 0.0% | 10,707 | 0.0% | 0.11% | 0.0% | |
| CBI | Sell | CHICAGO BRIDGE & IRON | $177,000 | -15.7% | 12,300 | -5.4% | 0.10% | -15.9% |
| F | FORD MOTOR COMPANY NEW | $127,000 | -11.2% | 11,450 | 0.0% | 0.07% | -10.4% | |
| NYMT | NEW YORK MORTGAGE TR INC | $125,000 | -3.8% | 21,000 | 0.0% | 0.07% | -4.3% | |
| NLY | ANNALY CAPITAL MANAGEMENT | $115,000 | -12.2% | 11,000 | 0.0% | 0.06% | -11.4% | |
| CSU | CAPITAL SENIOR LIVING CORP | $107,000 | -20.7% | 10,000 | 0.0% | 0.06% | -20.5% | |
| TVAGF | TVA GROUP INC CL B | $54,000 | -15.6% | 19,800 | 0.0% | 0.03% | -14.7% | |
| VASO | VASO CORPORATION | $1,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | |
| HOME SOLUTIONS HEALTH INC | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| CVA | Exit | COVANTA HOLDING CORPORATION | $0 | – | -11,096 | -100.0% | -0.10% | – |
| CE | Exit | CELANESE CORP | $0 | – | -1,900 | -100.0% | -0.11% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -3,300 | -100.0% | -0.11% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -1,116 | -100.0% | -0.11% | – |
| IBB | Exit | ISHARES NASDAQ BIOTECH | $0 | – | -2,340 | -100.0% | -0.13% | – |
| JUNO | Exit | JUNO THERAPEUTICS, INC | $0 | – | -6,200 | -100.0% | -0.15% | – |
| DVY | Exit | ISHARES TRUST DOW JONES SELECT | $0 | – | -3,000 | -100.0% | -0.16% | – |
| CERN | Exit | CERNER CORP | $0 | – | -6,200 | -100.0% | -0.22% | – |
| D | Exit | DOMINION RES INC VA NEW | $0 | – | -5,332 | -100.0% | -0.23% | – |
| GMS | Exit | GMS INC. | $0 | – | -11,500 | -100.0% | -0.23% | – |
| TK | Exit | TEEKAY SHIPPING CORP | $0 | – | -223,200 | -100.0% | -1.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2018-08-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORPORATION | 42 | Q3 2023 | 9.0% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.2% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 3.0% |
| AT&T INC COM | 42 | Q3 2023 | 2.6% |
| WALT DISNEY CO/THE | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC COM | 42 | Q3 2023 | 2.3% |
| UNION PACIFIC | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 3.2% |
| PFIZER INC COM | 42 | Q3 2023 | 1.9% |
| CISCO SYSTEMS | 42 | Q3 2023 | 1.0% |
View Wellington Shields & Co., LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-15 |
View Wellington Shields & Co., LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.