$191 Million is the total value of Wellington Shields & Co., LLC's 131 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 21.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UEIC | UNIVERSAL ELECTRONICS | $23,203,000 | -13.3% | 359,455 | 0.0% | 12.15% | -10.6% | |
| SPNC | SPECTRANETICS CORP | $21,522,000 | -2.4% | 878,451 | 0.0% | 11.27% | +0.7% | |
| ILMN | Sell | ILLUMINA INC | $19,422,000 | -29.8% | 151,688 | -0.3% | 10.17% | -27.5% |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO | $8,479,000 | -2.7% | 123,266 | -0.2% | 4.44% | +0.4% |
| MSFT | Buy | MICROSOFT CORPORATION | $5,053,000 | +7.9% | 81,317 | +0.0% | 2.64% | +11.3% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINE | $4,837,000 | +3.4% | 29,140 | -1.0% | 2.53% | +6.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $4,735,000 | +2.1% | 41,102 | +4.7% | 2.48% | +5.4% |
| GE | Buy | GENERAL ELECTRIC CO | $4,596,000 | +10.5% | 145,429 | +3.6% | 2.41% | +14.0% |
| XOM | Sell | EXXON MOBIL CORP | $4,490,000 | -1.3% | 49,742 | -4.6% | 2.35% | +1.7% |
| T | Sell | AT&T INC | $4,074,000 | +2.4% | 95,784 | -2.3% | 2.13% | +5.6% |
| MDLZ | Sell | MONDELEZ INTERNATIONAL | $3,622,000 | +0.4% | 81,706 | -0.6% | 1.90% | +3.5% |
| PM | Sell | PHILIP MORRIS INTERNAT | $3,047,000 | -28.7% | 33,300 | -24.2% | 1.60% | -26.5% |
| AAL | Sell | AMERICAN AIRLINES GROUP INC | $2,923,000 | -2.1% | 62,600 | -23.3% | 1.53% | +0.9% |
| MO | Sell | ALTRIA GROUP INC | $2,824,000 | -13.7% | 41,769 | -19.3% | 1.48% | -11.0% |
| FLO | Buy | FLOWERS FOODS INC | $2,791,000 | +32.1% | 139,775 | +0.0% | 1.46% | +36.3% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $2,766,000 | +1.8% | 47,328 | -6.0% | 1.45% | +5.1% |
| DIS | Sell | WALT DISNEY CO/THE | $2,562,000 | +11.7% | 24,582 | -0.5% | 1.34% | +15.2% |
| HON | Sell | HONEYWELL INTERNATIONAL | $2,525,000 | -3.6% | 21,799 | -3.0% | 1.32% | -0.6% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,483,000 | -7.6% | 46,507 | -10.0% | 1.30% | -4.6% |
| KHC | THE KRAFT HEINZ COMPANY | $2,414,000 | -2.5% | 27,650 | 0.0% | 1.26% | +0.6% | |
| JPM | Buy | JP MORGAN CHASE & CO | $2,398,000 | +29.8% | 27,793 | +0.2% | 1.26% | +33.9% |
| WPC | Buy | W.P. CAREY INC. | $2,218,000 | -4.7% | 37,532 | +4.1% | 1.16% | -1.7% |
| UNP | Buy | UNION PACIFIC | $2,148,000 | +43.8% | 20,720 | +35.2% | 1.12% | +48.3% |
| AAPL | Buy | APPLE INC | $1,949,000 | +55.4% | 16,826 | +51.7% | 1.02% | +60.4% |
| PFE | Sell | PFIZER INC | $1,893,000 | -4.7% | 58,277 | -0.7% | 0.99% | -1.7% |
| WY | Buy | WEYERHAEUSER CO | $1,606,000 | -5.6% | 53,361 | +0.1% | 0.84% | -2.7% |
| EFX | EQUIFAX INC | $1,584,000 | -12.1% | 13,399 | 0.0% | 0.83% | -9.4% | |
| PEP | PEPSICO INC | $1,545,000 | -3.8% | 14,765 | 0.0% | 0.81% | -0.7% | |
| UMBF | UMB FINANCIAL CORP | $1,542,000 | +29.7% | 20,000 | 0.0% | 0.81% | +33.8% | |
| ABBV | Buy | ABBVIE INC. | $1,217,000 | -0.6% | 19,436 | +0.1% | 0.64% | +2.6% |
| PG | Sell | PROCTER & GAMBLE COMPANY | $1,125,000 | -11.6% | 13,375 | -5.6% | 0.59% | -8.8% |
| CBI | Sell | CHICAGO BRIDGE & IRON | $1,123,000 | +11.7% | 35,358 | -1.4% | 0.59% | +15.3% |
| CSCO | Buy | CISCO SYSTEMS | $1,081,000 | -4.8% | 35,787 | +0.0% | 0.57% | -1.7% |
| CVX | Sell | CHEVRON CORPORATION | $1,043,000 | +10.3% | 8,862 | -3.6% | 0.55% | +13.8% |
| MMM | Buy | 3M CO | $961,000 | +1.4% | 5,384 | +0.1% | 0.50% | +4.6% |
| FIS | FIDELITY NATIONAL INFORMATION | $923,000 | -1.8% | 12,198 | 0.0% | 0.48% | +1.3% | |
| CODI | COMPASS DIVERSIFIED HOLDINGS | $886,000 | +3.0% | 49,510 | 0.0% | 0.46% | +6.4% | |
| BP | Buy | BP PLC SPONS ADR | $878,000 | +11.0% | 23,496 | +4.4% | 0.46% | +14.7% |
| ABT | Buy | ABBOTT LABORATORIES | $875,000 | -9.0% | 22,784 | +0.1% | 0.46% | -6.1% |
| DD | Sell | DU PONT (EI) DE NEMOURS | $848,000 | -8.6% | 11,551 | -16.6% | 0.44% | -5.7% |
| BXMT | Sell | BLACKSTONE MORTGAGE TRUST INC | $828,000 | +1.8% | 27,535 | -0.3% | 0.43% | +4.8% |
| SO | Buy | SOUTHERN CO | $804,000 | -3.7% | 16,339 | +0.3% | 0.42% | -0.7% |
| WM | WASTE MGT. | $786,000 | +11.2% | 11,083 | 0.0% | 0.41% | +14.5% | |
| CMCSA | Buy | COMCAST CORP | $783,000 | +36.4% | 11,346 | +31.2% | 0.41% | +40.9% |
| GEO | GEO GROUP INC | $780,000 | +51.2% | 21,700 | 0.0% | 0.41% | +55.7% | |
| MRK | MERCK & CO | $761,000 | -5.7% | 12,930 | 0.0% | 0.40% | -2.9% | |
| PNC | PNC FINANCIAL CORP | $742,000 | +29.9% | 6,342 | 0.0% | 0.39% | +33.8% | |
| GM | New | GENERAL MOTORS CO | $732,000 | – | 21,000 | +100.0% | 0.38% | – |
| TRN | Sell | TRINITY INDS INC. | $731,000 | +8.6% | 26,329 | -5.4% | 0.38% | +12.0% |
| INTC | INTEL CORP | $689,000 | -3.9% | 19,000 | 0.0% | 0.36% | -0.8% | |
| NRZ | NEW RESIDENTIAL INVESTMENT COR | $676,000 | +13.8% | 43,000 | 0.0% | 0.35% | +17.6% | |
| CSX | Buy | CSX CORP | $672,000 | +229.4% | 18,700 | +179.1% | 0.35% | +238.5% |
| AXP | AMERICAN EXPRESS CO | $630,000 | +15.8% | 8,500 | 0.0% | 0.33% | +19.6% | |
| CAT | Buy | CATERPILLAR | $614,000 | +4.4% | 6,626 | +0.1% | 0.32% | +7.7% |
| BGS | B&G FOODS INC. | $604,000 | -10.9% | 13,780 | 0.0% | 0.32% | -8.1% | |
| KO | COCA COLA | $604,000 | -1.9% | 14,563 | 0.0% | 0.32% | +1.0% | |
| DUK | Buy | DUKE ENERGY CORP | $599,000 | -2.9% | 7,721 | +0.1% | 0.31% | +0.3% |
| CASI | CASI PHARMACEUTICALS INC | $581,000 | +3.6% | 505,474 | 0.0% | 0.30% | +6.7% | |
| CVS | New | CVS HEALTH CORPORATION | $568,000 | – | 7,200 | +100.0% | 0.30% | – |
| CTWS | New | CONNECTICUT WATER SVC INC | $558,000 | – | 10,000 | +100.0% | 0.29% | – |
| BA | Buy | BOEING CO | $553,000 | +95.4% | 3,550 | +65.1% | 0.29% | +100.7% |
| GIS | Buy | GENERAL MILLS INC | $498,000 | -2.7% | 8,063 | +0.6% | 0.26% | +0.4% |
| COP | New | CONOCOPHILLIPS | $489,000 | – | 9,750 | +100.0% | 0.26% | – |
| GOOGL | Buy | ALPHABET INC (A) | $476,000 | +114.4% | 601 | +117.8% | 0.25% | +120.4% |
| CLX | Buy | CLOROX CO | $468,000 | +134.0% | 3,900 | +143.8% | 0.24% | +140.2% |
| C | CITIGROUP INC | $466,000 | +25.9% | 7,840 | 0.0% | 0.24% | +29.8% | |
| GLW | CORNING INC | $463,000 | +2.7% | 19,080 | 0.0% | 0.24% | +5.7% | |
| NSC | NORFOLK SOUTHERN | $459,000 | +11.1% | 4,250 | 0.0% | 0.24% | +14.3% | |
| EMN | EASTMAN CHEM CO | $440,000 | +11.1% | 5,850 | 0.0% | 0.23% | +14.4% | |
| BDX | Buy | BECTON DICKINSON | $418,000 | -7.5% | 2,526 | +0.4% | 0.22% | -4.4% |
| YUM | Buy | YUM BRANDS | $416,000 | +16.9% | 6,570 | +67.6% | 0.22% | +20.4% |
| IP | Sell | INTERNATIONAL PAPER | $414,000 | +6.4% | 7,803 | -3.8% | 0.22% | +10.2% |
| NEE | NEXTERA ENERGY INC | $406,000 | -2.4% | 3,400 | 0.0% | 0.21% | +0.9% | |
| AFL | AFLAC INC. | $394,000 | -3.0% | 5,656 | 0.0% | 0.21% | 0.0% | |
| M | Sell | MACY'S | $394,000 | -72.0% | 11,000 | -71.1% | 0.21% | -71.2% |
| DIAGEO | $394,000 | -10.0% | 15,375 | 0.0% | 0.21% | -7.2% | ||
| AMLP | New | ALERIAN MLP ETF | $391,000 | – | 31,000 | +100.0% | 0.20% | – |
| BAX | BAXTER INTERNATIONAL INC | $390,000 | -6.9% | 8,800 | 0.0% | 0.20% | -4.2% | |
| D | Buy | DOMINION RES INC VA NEW | $388,000 | +65.1% | 5,067 | +60.0% | 0.20% | +70.6% |
| GSK | GLAXO SMITHKLINE PLC SPONS ADR | $374,000 | -10.5% | 9,700 | 0.0% | 0.20% | -7.5% | |
| THVB | THOMASVILLE BANCSHARES INC | $367,000 | +8.9% | 10,500 | 0.0% | 0.19% | +12.3% | |
| GEFB | GREIF INC CL B | $358,000 | +11.5% | 5,300 | 0.0% | 0.19% | +14.7% | |
| DTE | D T E ENERGY CO | $352,000 | +5.4% | 3,569 | 0.0% | 0.18% | +8.2% | |
| TIP | ISHARES TIPS BOND ETF | $340,000 | -2.6% | 3,000 | 0.0% | 0.18% | +0.6% | |
| CWT | New | CALIFORNIA WATER SEFICE GROUP | $339,000 | – | 10,000 | +100.0% | 0.18% | – |
| WST | New | WEST PHARMACEUTICALS SVCS INC | $339,000 | – | 4,000 | +100.0% | 0.18% | – |
| FB | New | FACEBOOK INC | $326,000 | – | 2,835 | +100.0% | 0.17% | – |
| XBI | SPDR S&P BIOTECH | $324,000 | -10.7% | 5,478 | 0.0% | 0.17% | -7.6% | |
| UTX | Buy | UNITED TECH. | $316,000 | +9.0% | 2,885 | +1.2% | 0.16% | +12.2% |
| ZTS | New | ZOETIS INC | $316,000 | – | 5,900 | +100.0% | 0.16% | – |
| KMB | Sell | KIMBERLY CLARK CORP | $308,000 | -35.8% | 2,700 | -29.0% | 0.16% | -34.0% |
| AVGO | New | BROADCOM LIMITED | $301,000 | – | 1,700 | +100.0% | 0.16% | – |
| HPE | HEWLETT PACKARD ENTERPRIS | $301,000 | +1.7% | 13,000 | 0.0% | 0.16% | +5.3% | |
| ITW | ILLINOIS TOOL WORKS | $294,000 | +2.1% | 2,400 | 0.0% | 0.15% | +5.5% | |
| LYB | Buy | LYONDELLBASELL INDUSTRIES | $291,000 | +9.8% | 3,391 | +3.4% | 0.15% | +13.4% |
| AHH | New | ARMADA HOFFLER PROPERTIES INC | $291,000 | – | 20,000 | +100.0% | 0.15% | – |
| LMT | LOCKHEED MARTIN | $280,000 | +4.5% | 1,120 | 0.0% | 0.15% | +8.1% | |
| LLY | Sell | LILLY ELI & CO | $279,000 | -37.9% | 3,800 | -32.1% | 0.15% | -36.0% |
| XRX | XEROX | $273,000 | -13.6% | 31,216 | 0.0% | 0.14% | -10.6% | |
| MTB | M&T BANK CORP | $270,000 | +35.0% | 1,723 | 0.0% | 0.14% | +38.2% | |
| NVDA | Sell | NVIDIA | $267,000 | +29.6% | 2,500 | -16.7% | 0.14% | +33.3% |
| XLE | Buy | SECTOR SPDR ENERGY | $268,000 | +6.8% | 3,558 | +0.1% | 0.14% | +10.2% |
| RDSA | Sell | ROYAL DUTCH SHELL PLC CL A | $265,000 | +5.6% | 4,866 | -2.8% | 0.14% | +9.4% |
| DVY | ISHARES TRUST DOW JONES SELECT | $266,000 | +3.5% | 3,000 | 0.0% | 0.14% | +6.9% | |
| UPS | UNITED PARCEL SERVICE | $264,000 | +4.8% | 2,300 | 0.0% | 0.14% | +7.8% | |
| CAG | CONAGRA BRANDS INC | $260,000 | -16.1% | 6,575 | 0.0% | 0.14% | -13.4% | |
| WMT | WAL-MART STORES | $252,000 | -4.2% | 3,646 | 0.0% | 0.13% | -0.8% | |
| VVC | VECTREN CORP | $250,000 | +3.7% | 4,798 | 0.0% | 0.13% | +7.4% | |
| TIF | TIFFANY & CO | $248,000 | +6.9% | 3,200 | 0.0% | 0.13% | +10.2% | |
| CVA | Buy | COVANTA HOLDING CORPORATION | $249,000 | +2.0% | 15,945 | +0.6% | 0.13% | +4.8% |
| F | Sell | FORD MOTOR COMPANY NEW | $247,000 | -6.1% | 20,400 | -6.4% | 0.13% | -3.0% |
| APC | New | ANADARKO PETR. | $244,000 | – | 3,500 | +100.0% | 0.13% | – |
| SE | SPECTRA ENERGY CORP | $242,000 | -4.0% | 5,900 | 0.0% | 0.13% | -0.8% | |
| SXT | SENSIENT TECHNOLOGIES CORP | $236,000 | +4.0% | 3,000 | 0.0% | 0.12% | +7.8% | |
| FDX | New | FEDEX CORP | $237,000 | – | 1,275 | +100.0% | 0.12% | – |
| OKE | ONEOK INC | $230,000 | +11.7% | 4,000 | 0.0% | 0.12% | +14.3% | |
| PBCT | PEOPLE'S UNITED FINANCIAL INC | $227,000 | +22.7% | 11,707 | 0.0% | 0.12% | +26.6% | |
| BRKB | New | BERKSHIRE HATHAWAY INC. CLASS | $224,000 | – | 1,373 | +100.0% | 0.12% | – |
| SYY | New | SYSCO CORP | $221,000 | – | 4,000 | +100.0% | 0.12% | – |
| DVN | DEVON ENERGY | $219,000 | +3.3% | 4,800 | 0.0% | 0.12% | +6.5% | |
| SLB | SCHLUMBERGER LTD | $218,000 | +6.9% | 2,600 | 0.0% | 0.11% | +9.6% | |
| ATVI | New | ACTIVISION BLIZZARD INC. | $209,000 | – | 5,800 | +100.0% | 0.11% | – |
| HPQ | H P INC | $190,000 | -4.5% | 12,800 | 0.0% | 0.10% | -2.0% | |
| FCX | Sell | FREEPORT MCMORAN INC | $179,000 | +9.1% | 13,600 | -9.9% | 0.09% | +13.3% |
| CSU | CAPITAL SENIOR LIVING CORP | $160,000 | -4.8% | 10,000 | 0.0% | 0.08% | -1.2% | |
| NYMT | NEW YORK MORTGAGE TR INC | $158,000 | +9.7% | 24,000 | 0.0% | 0.08% | +13.7% | |
| TVAGF | TVA GROUP INC CL B | $48,000 | -11.1% | 19,800 | 0.0% | 0.02% | -7.4% | |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $43,000 | -29.5% | 12,658 | -13.6% | 0.02% | -25.8% |
| VASO | VASO CORPORATION | $1,000 | -50.0% | 11,000 | 0.0% | 0.00% | 0.0% | |
| HOME SOLUTIONS HEALTH INC | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| CSGJ | CHINA SHUANGJI CEMENT LTD | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| GG | Exit | GOLDCORP INC NEW | $0 | – | -10,875 | -100.0% | -0.09% | – |
| CEF | Exit | CENTRAL FUND OF CANADA | $0 | – | -13,800 | -100.0% | -0.10% | – |
| SPGI | Exit | S&P GLOBAL INC | $0 | – | -1,600 | -100.0% | -0.10% | – |
| BK | Exit | BANK OF NEW YORK MELLON CORP | $0 | – | -5,098 | -100.0% | -0.10% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -1,698 | -100.0% | -0.11% | – |
| AMZN | Exit | AMAZON.COM INC | $0 | – | -300 | -100.0% | -0.13% | – |
| EMR | Exit | EMERSON ELECTRIC COMPANY | $0 | – | -7,000 | -100.0% | -0.19% | – |
| VOD | Exit | VODAFONE GROUP PLC | $0 | – | -16,956 | -100.0% | -0.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORPORATION | 42 | Q3 2023 | 9.0% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.2% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 3.0% |
| AT&T INC COM | 42 | Q3 2023 | 2.6% |
| WALT DISNEY CO/THE | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC COM | 42 | Q3 2023 | 2.3% |
| UNION PACIFIC | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 3.2% |
| PFIZER INC COM | 42 | Q3 2023 | 1.9% |
| CISCO SYSTEMS | 42 | Q3 2023 | 1.0% |
View Wellington Shields & Co., LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-15 |
| 13F-HR | 2021-11-10 |
View Wellington Shields & Co., LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.