$132 Million is the total value of Wellington Shields & Co., LLC's 96 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 24.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ILMN | Sell | ILLUMINA INC. | $26,291,000 | -20.0% | 149,533 | -0.7% | 19.88% | +81.8% |
| UEIC | Sell | UNIVERSAL ELECTRONICS | $13,087,000 | -16.3% | 311,372 | -0.7% | 9.90% | +90.3% |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO | $9,422,000 | -11.0% | 116,373 | -2.2% | 7.12% | +102.2% |
| SPNC | Sell | SPECTRANETICS | $8,250,000 | -48.9% | 699,725 | -0.2% | 6.24% | +16.2% |
| XOM | Buy | EXXON MOBIL CORP | $4,218,000 | -6.5% | 56,726 | +4.6% | 3.19% | +112.4% |
| FLO | Sell | FLOWERS FOODS INC. | $3,530,000 | -97.5% | 142,655 | -97.9% | 2.67% | -94.3% |
| IBM | INT'L BUS MACHINES | $3,099,000 | -10.9% | 21,379 | 0.0% | 2.34% | +102.6% | |
| BMY | Sell | BRISTOL MYERS SQUIBB | $3,082,000 | -19.9% | 52,066 | -10.0% | 2.33% | +82.0% |
| MSFT | Sell | MICROSOFT | $3,000,000 | -7.8% | 67,775 | -8.1% | 2.27% | +109.5% |
| T | Sell | AT&T INC. | $2,856,000 | -17.3% | 87,658 | -9.8% | 2.16% | +88.0% |
| AAL | AMERICAN AIRLINES GROUP INC | $2,524,000 | -2.8% | 65,000 | 0.0% | 1.91% | +120.9% | |
| GE | Sell | GENERAL ELECTRIC | $2,521,000 | -9.8% | 99,960 | -4.9% | 1.91% | +104.9% |
| CBI | Sell | CHICAGO BRIDGE & IRON | $2,418,000 | -22.5% | 60,975 | -2.2% | 1.83% | +76.0% |
| DIS | Sell | DISNEY, WALT | $2,283,000 | -13.1% | 22,339 | -2.9% | 1.73% | +97.5% |
| HON | Sell | HONEYWELL INTERNATIONAL | $2,128,000 | -10.1% | 22,473 | -3.2% | 1.61% | +104.2% |
| VZ | Sell | VERIZON COMM | $1,933,000 | -7.1% | 44,428 | -0.4% | 1.46% | +111.3% |
| PM | PHILIP MORRIS INTERNATIONAL IN | $1,499,000 | -1.1% | 18,900 | 0.0% | 1.13% | +125.0% | |
| PFE | PFIZER | $1,406,000 | -6.3% | 44,770 | 0.0% | 1.06% | +112.6% | |
| FXEN | Buy | F X ENERGY | $1,390,000 | +36.3% | 1,462,850 | +26.3% | 1.05% | +210.0% |
| MO | Sell | ALTRIA GROUP INC. | $1,346,000 | -4.3% | 24,750 | -13.9% | 1.02% | +117.5% |
| UNP | UNION PACIFIC | $1,337,000 | -7.3% | 15,120 | 0.0% | 1.01% | +110.6% | |
| EFX | EQUIFAX | $1,302,000 | +0.1% | 13,399 | 0.0% | 0.98% | +127.5% | |
| JPM | JP MORGAN CHASE | $1,265,000 | -10.0% | 20,742 | 0.0% | 0.96% | +104.5% | |
| PEP | Buy | PEPSICO | $1,251,000 | +1.8% | 13,265 | +0.8% | 0.95% | +131.3% |
| AAPL | Buy | APPLE COMPUTER | $1,207,000 | -3.1% | 10,941 | +10.1% | 0.91% | +120.0% |
| ABBV | ABBVIE INC | $1,042,000 | -19.0% | 19,150 | 0.0% | 0.79% | +84.1% | |
| UMBF | UMB FINANCIAL CORP | $1,016,000 | -10.9% | 20,000 | 0.0% | 0.77% | +102.6% | |
| PG | PROCTER & GAMBLE | $977,000 | -8.0% | 13,575 | 0.0% | 0.74% | +109.3% | |
| WPC | Sell | W.P. CAREY INC. | $963,000 | -13.6% | 16,654 | -12.0% | 0.73% | +96.2% |
| CSCO | CISCO SYSTEMS | $850,000 | -4.4% | 32,374 | 0.0% | 0.64% | +117.2% | |
| FIS | FIDELITY NATIONAL INFORMATION | $818,000 | +8.5% | 12,198 | 0.0% | 0.62% | +146.6% | |
| BP | BP PLC ADR | $749,000 | -23.5% | 24,496 | 0.0% | 0.57% | +73.6% | |
| ABT | ABBOTT LABS | $730,000 | -18.1% | 18,150 | 0.0% | 0.55% | +85.9% | |
| KO | Sell | COCA COLA | $712,000 | +0.6% | 17,738 | -1.7% | 0.54% | +128.0% |
| LUK | LEUCADIA NATIONAL CORP | $705,000 | -16.6% | 34,800 | 0.0% | 0.53% | +89.7% | |
| JNJ | Buy | JOHNSON & JOHNSON | $686,000 | -4.2% | 7,349 | +0.1% | 0.52% | +118.1% |
| AXP | AMERICAN EXPRESS | $682,000 | -4.6% | 9,200 | 0.0% | 0.52% | +116.8% | |
| TRN | Sell | TRINITY INDS INC. | $648,000 | -14.6% | 28,604 | -0.3% | 0.49% | +93.7% |
| THOR | Sell | THORATEC LABS CORP | $630,000 | +37.9% | 9,954 | -2.9% | 0.48% | +213.2% |
| MMM | 3M COMPANY | $610,000 | -8.0% | 4,300 | 0.0% | 0.46% | +108.6% | |
| MRK | MERCK & CO | $594,000 | -13.3% | 12,030 | 0.0% | 0.45% | +96.9% | |
| GEO | Sell | GEO GROUP INC | $586,000 | -15.1% | 19,700 | -2.5% | 0.44% | +92.6% |
| PNC | Sell | PNC FINANCIAL CORP | $575,000 | -51.7% | 6,446 | -48.2% | 0.44% | +9.8% |
| DUK | Buy | DUKE ENERGY CORP | $572,000 | +2.0% | 7,953 | +0.1% | 0.43% | +131.6% |
| MDLZ | Sell | MONDELEZ INTERNATIONAL INC A | $544,000 | -10.5% | 13,004 | -12.0% | 0.41% | +103.5% |
| SO | Buy | SOUTHERN COMPANY | $543,000 | +6.7% | 12,157 | +0.0% | 0.41% | +143.2% |
| DD | DU PONT (EI) DE NEMOURS | $533,000 | -24.6% | 11,051 | 0.0% | 0.40% | +71.5% | |
| CVX | CHEVRON CORP. | $531,000 | -18.2% | 6,729 | 0.0% | 0.40% | +86.1% | |
| CASI | CASI PHARMACEUTICALS INC | $524,000 | -40.2% | 489,372 | 0.0% | 0.40% | +35.6% | |
| WY | WEYERHAEUSER | $522,000 | -13.3% | 19,100 | 0.0% | 0.40% | +97.5% | |
| ORLY | O'REILLY AUTOMOTIVE INC | $500,000 | +10.6% | 2,000 | 0.0% | 0.38% | +152.0% | |
| WM | Sell | WASTE MGT. | $487,000 | -12.3% | 9,783 | -18.4% | 0.37% | +98.9% |
| LLY | ELI LILLY | $469,000 | +0.2% | 5,600 | 0.0% | 0.36% | +127.6% | |
| PCL | PLUM CREEK TIMBER | $439,000 | -2.4% | 11,100 | 0.0% | 0.33% | +121.3% | |
| DIAGEO | $411,000 | -7.0% | 15,375 | 0.0% | 0.31% | +111.6% | ||
| NSC | Sell | NORFOLK SOUTHERN | $401,000 | -25.3% | 5,250 | -14.6% | 0.30% | +69.3% |
| EMN | EASTMAN CHEMICAL | $379,000 | -20.9% | 5,850 | 0.0% | 0.29% | +80.5% | |
| CODI | COMPASS DIVERSIFIED HOLDINGS | $364,000 | -1.6% | 22,580 | 0.0% | 0.28% | +123.6% | |
| C | CITIGROUP INC | $364,000 | -10.1% | 7,340 | 0.0% | 0.28% | +103.7% | |
| LIDCO GROUP | $337,000 | -24.8% | 2,589,870 | 0.0% | 0.26% | +71.1% | ||
| HPQ | New | HP INC | $333,000 | – | 13,000 | +100.0% | 0.25% | – |
| TIP | ISHARES UNITED STATES TREASURY | $332,000 | -1.2% | 3,000 | 0.0% | 0.25% | +124.1% | |
| NEE | NEXTERA ENERGY INC | $332,000 | -0.3% | 3,400 | 0.0% | 0.25% | +126.1% | |
| AFL | AFLAC INC. | $329,000 | -6.5% | 5,656 | 0.0% | 0.25% | +112.8% | |
| KHC | New | THE KRAFT HEINZ COMPANY | $323,000 | – | 4,583 | +100.0% | 0.24% | – |
| GLW | Sell | CORNING INC | $321,000 | -17.7% | 18,770 | -5.1% | 0.24% | +86.9% |
| SLB | SCHLUMBERGER LTD | $310,000 | -20.1% | 4,500 | 0.0% | 0.23% | +81.4% | |
| IP | Sell | INTERNATIONAL PAPER | $310,000 | -32.9% | 8,200 | -15.5% | 0.23% | +51.9% |
| XRX | Sell | XEROX | $304,000 | -25.1% | 31,216 | -18.1% | 0.23% | +70.4% |
| BXMT | Buy | BLACKSTONE MORTGAGE TRUST INC | $292,000 | +0.7% | 10,627 | +2.0% | 0.22% | +127.8% |
| THVB | THOMASVILLE BANCSHARES INC | $290,000 | -1.7% | 10,000 | 0.0% | 0.22% | +123.5% | |
| DTE | D T E ENERGY CO | $287,000 | +7.9% | 3,569 | 0.0% | 0.22% | +143.8% | |
| BAX | Sell | BAXTER INT'L | $284,000 | -67.0% | 8,650 | -29.7% | 0.22% | -24.8% |
| INTC | INTEL CORP | $277,000 | -1.1% | 9,200 | 0.0% | 0.21% | +124.7% | |
| BXLT | New | BAXALTA INC | $273,000 | – | 8,650 | +100.0% | 0.21% | – |
| CAG | Sell | CONAGRA FOODS | $266,000 | -11.6% | 6,575 | -4.4% | 0.20% | +101.0% |
| NYCB | NEW YORK COMMUNITY BANCORP INC | $255,000 | -1.5% | 14,100 | 0.0% | 0.19% | +124.4% | |
| CMCSA | COMCAST CORP | $253,000 | -5.2% | 4,446 | 0.0% | 0.19% | +114.6% | |
| TIF | TIFFANY & CO | $247,000 | -16.0% | 3,200 | 0.0% | 0.19% | +90.8% | |
| KMB | KIMBERLY CLARK | $240,000 | +3.0% | 2,200 | 0.0% | 0.18% | +132.1% | |
| CAT | CATERPILLAR | $229,000 | -22.9% | 3,500 | 0.0% | 0.17% | +74.7% | |
| GEFB | Sell | GREIF INC CL B | $228,000 | -12.0% | 5,900 | -7.8% | 0.17% | +100.0% |
| D | DOMINION RESOURCES | $223,000 | +5.2% | 3,167 | 0.0% | 0.17% | +138.0% | |
| WMB | Sell | WILLIAMS CO | $221,000 | -39.1% | 6,000 | -5.1% | 0.17% | +38.0% |
| COP | CONOCOPHILLIPS | $218,000 | -21.9% | 4,550 | 0.0% | 0.16% | +77.4% | |
| MTB | M&T BANK CORP | $210,000 | -2.3% | 1,723 | 0.0% | 0.16% | +120.8% | |
| FCX | Sell | FREEPORT MCMORAN INC | $203,000 | -49.5% | 20,900 | -3.2% | 0.15% | +14.9% |
| VVC | New | VECTREN CORP | $202,000 | – | 4,798 | +100.0% | 0.15% | – |
| PBCT | New | PEOPLE'S UNITED FINANCIAL INC | $192,000 | – | 12,207 | +100.0% | 0.14% | – |
| NYMT | Buy | NEW YORK MORTGAGE TR INC | $99,000 | -22.0% | 18,000 | +5.9% | 0.08% | +78.6% |
| BONTQ | BON TON STORES INC | $80,000 | -32.2% | 25,500 | 0.0% | 0.06% | +53.8% | |
| TVAGF | TVA GROUP INC CL B | $74,000 | -2.6% | 19,800 | 0.0% | 0.06% | +124.0% | |
| FTR | FRONTIER COMMUNICATIONS CORP | $57,000 | -3.4% | 12,018 | 0.0% | 0.04% | +115.0% | |
| VASO | VASOMEDICAL INC | $2,000 | 0.0% | 11,000 | 0.0% | 0.00% | +100.0% | |
| CSGJ | CHINA SHUANGJI CEMENT LTD | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| HOME SOLUTIONS HEALTH INC | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| CVS | Exit | CVS HEALTH CORP | $0 | – | -1,909 | -100.0% | -0.07% | – |
| BBT | Exit | BB&T CORP. | $0 | – | -5,000 | -100.0% | -0.07% | – |
| F | Exit | FORD MOTOR | $0 | – | -13,450 | -100.0% | -0.07% | – |
| VOD | Exit | VODAFONE GROUP PLC | $0 | – | -5,577 | -100.0% | -0.07% | – |
| SXT | Exit | SENSIENT TECHNOLOGIES CORP | $0 | – | -3,000 | -100.0% | -0.07% | – |
| SIAL | Exit | SIGMA-ALDRICH CORP | $0 | – | -1,500 | -100.0% | -0.07% | – |
| BK | Exit | BANK OF NEW YORK MELLON CORP | $0 | – | -5,098 | -100.0% | -0.07% | – |
| ITW | Exit | ILLINOIS TOOL WORKS | $0 | – | -2,400 | -100.0% | -0.07% | – |
| TR | Exit | TOOTSIE ROLL | $0 | – | -6,878 | -100.0% | -0.07% | – |
| BAC | Exit | BANK OF AMERICA CORP | $0 | – | -13,131 | -100.0% | -0.07% | – |
| GILD | Exit | GILEAD SCIENCES INC. | $0 | – | -1,900 | -100.0% | -0.07% | – |
| WBC | Exit | WABCO HOLDINGS INC. | $0 | – | -1,800 | -100.0% | -0.07% | – |
| CERN | Exit | CERNER CORP | $0 | – | -3,200 | -100.0% | -0.07% | – |
| DVN | Exit | DEVON ENERGY | $0 | – | -3,800 | -100.0% | -0.08% | – |
| SE | Exit | SPECTRA ENERGY | $0 | – | -7,280 | -100.0% | -0.08% | – |
| MCK | Exit | MCKESSON CORP | $0 | – | -1,075 | -100.0% | -0.08% | – |
| KRFT | Exit | KRAFT FOODS GROUP | $0 | – | -4,383 | -100.0% | -0.12% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -12,000 | -100.0% | -0.17% | – |
| HPQ | Exit | HEWLETT PACKARD | $0 | – | -17,925 | -100.0% | -0.18% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORPORATION | 42 | Q3 2023 | 9.0% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.2% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 3.0% |
| AT&T INC COM | 42 | Q3 2023 | 2.6% |
| WALT DISNEY CO/THE | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC COM | 42 | Q3 2023 | 2.3% |
| UNION PACIFIC | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 3.2% |
| PFIZER INC COM | 42 | Q3 2023 | 1.9% |
| CISCO SYSTEMS | 42 | Q3 2023 | 1.0% |
View Wellington Shields & Co., LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-15 |
View Wellington Shields & Co., LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.