$158 Million is the total value of Wellington Shields & Co., LLC's 117 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 11.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ILMN | Sell | ILLUMINA INC. | $24,937,000 | -11.6% | 152,129 | -3.7% | 15.70% | -11.0% |
| SPNC | Sell | SPECTRANETICS | $19,392,000 | +15.4% | 729,855 | -0.6% | 12.21% | +16.2% |
| UEIC | Sell | UNIVERSAL ELECTRONICS | $16,393,000 | +0.7% | 332,050 | -0.3% | 10.32% | +1.4% |
| ESRX | EXPRESS SCRIPTS HOLDING CO | $8,324,000 | +1.9% | 117,851 | 0.0% | 5.24% | +2.6% | |
| CBI | Buy | CHICAGO BRIDGE & IRON | $5,261,000 | +337.3% | 90,941 | +415.5% | 3.31% | +340.6% |
| IBM | Buy | INT'L BUS MACHINES | $4,910,000 | +5.9% | 25,867 | +1.2% | 3.09% | +6.7% |
| XOM | Sell | EXXON MOBIL CORP | $4,097,000 | -14.3% | 43,567 | -8.3% | 2.58% | -13.7% |
| FXEN | F X ENERGY | $3,997,000 | -15.8% | 1,314,907 | 0.0% | 2.52% | -15.2% | |
| MSFT | Buy | MICROSOFT | $3,454,000 | +12.4% | 74,502 | +1.1% | 2.18% | +13.2% |
| T | Sell | AT&T INC. | $3,234,000 | -4.3% | 91,762 | -4.0% | 2.04% | -3.6% |
| BMY | Sell | BRISTOL MYERS SQUIBB | $2,817,000 | +2.5% | 55,044 | -2.8% | 1.77% | +3.2% |
| GE | Buy | GENERAL ELECTRIC | $2,441,000 | +0.7% | 95,260 | +3.3% | 1.54% | +1.3% |
| FLO | Sell | FLOWERS FOODS INC. | $2,373,000 | -23.6% | 129,247 | -12.3% | 1.49% | -23.1% |
| HON | HONEYWELL INTERNATIONAL | $2,125,000 | +0.2% | 22,823 | 0.0% | 1.34% | +0.8% | |
| DIS | DISNEY, WALT | $2,092,000 | +3.8% | 23,499 | 0.0% | 1.32% | +4.6% | |
| VZ | Buy | VERIZON COMM | $2,076,000 | +8.2% | 41,534 | +5.9% | 1.31% | +8.9% |
| UNP | UNION PACIFIC | $1,639,000 | +8.7% | 15,120 | 0.0% | 1.03% | +9.4% | |
| PM | Buy | PHILIP MORRIS INTERNATIONAL IN | $1,593,000 | -0.7% | 19,100 | +0.4% | 1.00% | 0.0% |
| PFE | Buy | PFIZER | $1,324,000 | +0.1% | 44,770 | +0.4% | 0.83% | +0.8% |
| WPC | Buy | W.P. CAREY INC. | $1,320,000 | -0.9% | 20,706 | +0.1% | 0.83% | -0.2% |
| PEP | PEPSICO | $1,230,000 | +4.1% | 13,215 | 0.0% | 0.78% | +4.9% | |
| JPM | JP MORGAN CHASE | $1,206,000 | +4.6% | 20,017 | 0.0% | 0.76% | +5.4% | |
| MO | Sell | ALTRIA GROUP INC. | $1,183,000 | +1.6% | 25,750 | -7.2% | 0.74% | +2.3% |
| PG | Buy | PROCTER & GAMBLE | $1,118,000 | +13.3% | 13,355 | +6.4% | 0.70% | +14.1% |
| PNC | Sell | PNC FINANCIAL CORP | $1,116,000 | -7.5% | 13,046 | -3.7% | 0.70% | -6.8% |
| UMBF | UMB FINANCIAL CORP | $1,091,000 | -14.0% | 20,000 | 0.0% | 0.69% | -13.4% | |
| BP | BP PLC ADR | $1,077,000 | -16.6% | 24,496 | 0.0% | 0.68% | -16.1% | |
| EFX | EQUIFAX | $1,001,000 | +3.0% | 13,399 | 0.0% | 0.63% | +3.6% | |
| ETP | Buy | ENERGY TRANSFER PARTNERS LP | $935,000 | +18.5% | 14,618 | +7.3% | 0.59% | +19.5% |
| CASI | CASI PHARMACEUTICALS INC | $928,000 | -0.5% | 518,583 | 0.0% | 0.58% | 0.0% | |
| BAX | Sell | BAXTER INT'L | $919,000 | -2.2% | 12,804 | -1.5% | 0.58% | -1.5% |
| ABBV | Sell | ABBVIE INC | $881,000 | -14.5% | 15,250 | -16.4% | 0.56% | -13.8% |
| AESPRC | AES TRUST III CV 6.75%prd | $859,000 | -0.9% | 16,734 | 0.0% | 0.54% | -0.2% | |
| LUK | LEUCADIA NATIONAL CORP | $830,000 | -9.0% | 34,800 | 0.0% | 0.52% | -8.2% | |
| CVX | Buy | CHEVRON CORP. | $827,000 | +3.4% | 6,929 | +13.1% | 0.52% | +4.2% |
| KO | Buy | COCA COLA | $828,000 | +0.7% | 19,411 | +0.0% | 0.52% | +1.4% |
| CSCO | CISCO SYSTEMS | $815,000 | +1.4% | 32,374 | 0.0% | 0.51% | +2.0% | |
| AXP | AMERICAN EXPRESS | $805,000 | -7.8% | 9,200 | 0.0% | 0.51% | -7.1% | |
| HAL | HALLIBURTON CO | $774,000 | -9.2% | 12,000 | 0.0% | 0.49% | -8.6% | |
| GEO | GEO GROUP INC | $772,000 | +6.9% | 20,200 | 0.0% | 0.49% | +7.5% | |
| JNJ | Sell | JOHNSON & JOHNSON | $768,000 | +1.1% | 7,209 | -0.8% | 0.48% | +1.9% |
| DD | Buy | DU PONT (EI) DE NEMOURS | $721,000 | +42.2% | 10,051 | +29.7% | 0.45% | +43.2% |
| FCX | Buy | FREEPORT MCMORAN INC | $715,000 | -5.5% | 21,900 | +5.6% | 0.45% | -4.9% |
| AAPL | Buy | APPLE COMPUTER | $699,000 | +15.2% | 6,941 | +6.2% | 0.44% | +15.8% |
| FIS | FIDELITY NATIONAL INFORMATION | $687,000 | +2.8% | 12,198 | 0.0% | 0.43% | +3.6% | |
| ABT | Sell | ABBOTT LABS | $630,000 | -15.1% | 15,150 | -16.5% | 0.40% | -14.4% |
| AAL | New | AMERICAN AIRLINES GROUP INC | $621,000 | – | 17,500 | +100.0% | 0.39% | – |
| WY | WEYERHAEUSER | $609,000 | -3.6% | 19,100 | 0.0% | 0.38% | -2.8% | |
| MMM | 3M COMPANY | $595,000 | -1.2% | 4,200 | 0.0% | 0.38% | -0.5% | |
| Sell | LIDCO GROUP | $563,000 | -28.5% | 2,523,670 | -6.8% | 0.36% | -27.8% | |
| XRX | Sell | XEROX | $533,000 | +2.3% | 40,316 | -3.8% | 0.34% | +3.1% |
| HPQ | Sell | HEWLETT PACKARD | $525,000 | -31.0% | 14,800 | -34.5% | 0.33% | -30.5% |
| WM | Sell | WASTE MGT. | $517,000 | -6.7% | 10,883 | -12.1% | 0.33% | -5.8% |
| IP | New | INTERNATIONAL PAPER | $506,000 | – | 10,600 | +100.0% | 0.32% | – |
| SO | Sell | SOUTHERN COMPANY | $486,000 | -11.8% | 11,140 | -8.2% | 0.31% | -11.3% |
| IGT | Sell | INTERNATIONAL GAME TECHNOLOGY | $474,000 | +2.4% | 28,100 | -3.4% | 0.30% | +3.1% |
| EMN | EASTMAN CHEMICAL | $473,000 | -7.4% | 5,850 | 0.0% | 0.30% | -6.9% | |
| DUK | Sell | DUKE ENERGY CORP | $463,000 | -17.0% | 6,194 | -17.6% | 0.29% | -16.3% |
| SLB | SCHLUMBERGER LTD | $458,000 | -13.7% | 4,500 | 0.0% | 0.29% | -13.3% | |
| BGS | B&G FOODS INC. | $455,000 | -15.6% | 16,500 | 0.0% | 0.29% | -14.8% | |
| DIAGEO | $445,000 | -9.0% | 15,375 | 0.0% | 0.28% | -8.5% | ||
| MDLZ | MONDELEZ INTERNATIONAL INC A | $444,000 | -9.0% | 12,970 | 0.0% | 0.28% | -8.2% | |
| GLW | Sell | CORNING INC | $440,000 | -13.9% | 22,770 | -2.1% | 0.28% | -13.4% |
| BONTQ | BON TON STORES INC | $422,000 | -19.0% | 50,500 | 0.0% | 0.27% | -18.4% | |
| TRN | TRINITY INDS INC. | $420,000 | +6.9% | 9,000 | 0.0% | 0.26% | +7.7% | |
| CODI | COMPASS DIVERSIFIED HOLDINGS | $414,000 | -3.5% | 23,650 | 0.0% | 0.26% | -2.6% | |
| PCL | Sell | PLUM CREEK TIMBER | $390,000 | -26.1% | 10,000 | -14.5% | 0.25% | -25.5% |
| C | Sell | CITIGROUP INC | $386,000 | +5.8% | 7,440 | -3.9% | 0.24% | +6.6% |
| COP | CONOCOPHILLIPS | $386,000 | -10.9% | 5,050 | 0.0% | 0.24% | -10.3% | |
| NSC | NORFOLK SOUTHERN | $385,000 | +8.5% | 3,450 | 0.0% | 0.24% | +9.0% | |
| AMLP | Sell | ALERIAN MLP ETF | $383,000 | -12.2% | 19,994 | -12.9% | 0.24% | -11.7% |
| BX | Sell | BLACKSTONE GROUP LP | $353,000 | -9.7% | 11,221 | -4.0% | 0.22% | -9.4% |
| WMB | WILLIAMS CO | $351,000 | -5.1% | 6,350 | 0.0% | 0.22% | -4.3% | |
| TIP | ISHARES UNITED STATES TREASURY | $336,000 | -2.9% | 3,000 | 0.0% | 0.21% | -1.9% | |
| AFL | Sell | AFLAC INC. | $335,000 | -9.7% | 5,756 | -3.4% | 0.21% | -9.1% |
| GDX | MARKET VECTORS GOLD MINERS ETF | $325,000 | -19.2% | 15,200 | 0.0% | 0.20% | -18.3% | |
| INTC | Sell | INTEL CORP | $320,000 | -0.3% | 9,200 | -11.5% | 0.20% | +0.5% |
| GEFB | Sell | GREIF INC CL B | $317,000 | -23.2% | 6,400 | -7.2% | 0.20% | -22.5% |
| LLY | New | ELI LILLY | $311,000 | – | 4,800 | +100.0% | 0.20% | – |
| TIF | TIFFANY & CO | $308,000 | -4.0% | 3,200 | 0.0% | 0.19% | -3.5% | |
| ORLY | O'REILLY AUTOMOTIVE INC | $301,000 | 0.0% | 2,000 | 0.0% | 0.19% | +1.1% | |
| THOR | Sell | THORATEC LABS CORP | $279,000 | -24.8% | 10,454 | -1.9% | 0.18% | -24.1% |
| DTE | D T E ENERGY CO | $272,000 | -2.2% | 3,569 | 0.0% | 0.17% | -1.7% | |
| OKE | ONEOK INC | $262,000 | -3.7% | 4,000 | 0.0% | 0.16% | -2.9% | |
| DVN | DEVON ENERGY | $259,000 | -14.2% | 3,800 | 0.0% | 0.16% | -13.8% | |
| THVB | Buy | THOMASVILLE BANCSHARES INC | $258,000 | +27.1% | 10,000 | +100.0% | 0.16% | +27.6% |
| F | Sell | FORD MOTOR | $258,000 | -28.1% | 17,456 | -16.2% | 0.16% | -28.0% |
| BAC | Buy | BANK OF AMERICA CORP | $253,000 | +11.0% | 14,859 | +0.0% | 0.16% | +11.2% |
| CAT | Sell | CATERPILLAR | $248,000 | -37.5% | 2,500 | -31.5% | 0.16% | -37.1% |
| GILD | Sell | GILEAD SCIENCES INC. | $245,000 | +8.4% | 2,300 | -15.6% | 0.15% | +9.2% |
| ACTG | ACACIA RESEARCH | $241,000 | -12.7% | 15,542 | 0.0% | 0.15% | -12.1% | |
| KRFT | KRAFT FOODS GROUP | $239,000 | -5.9% | 4,234 | 0.0% | 0.15% | -5.0% | |
| SE | Buy | SPECTRA ENERGY | $240,000 | -7.7% | 6,123 | +0.0% | 0.15% | -7.4% |
| CMCSA | COMCAST CORP | $228,000 | 0.0% | 4,246 | 0.0% | 0.14% | +0.7% | |
| CAG | CONAGRA FOODS | $227,000 | +11.3% | 6,875 | 0.0% | 0.14% | +11.7% | |
| NEE | Sell | NEXTERA ENERGY INC | $225,000 | -35.3% | 2,400 | -29.4% | 0.14% | -34.9% |
| NYCB | Sell | NEW YORK COMMUNITY BANCORP INC | $224,000 | -73.2% | 14,100 | -73.1% | 0.14% | -73.1% |
| BK | New | BANK OF NEW YORK MELLON CORP | $217,000 | – | 5,598 | +100.0% | 0.14% | – |
| BPT | BP PRUDHOE BAY ROYALTY TRUST | $214,000 | -4.9% | 2,275 | 0.0% | 0.14% | -4.3% | |
| MTB | Sell | M&T BANK CORP | $212,000 | -50.4% | 1,723 | -50.0% | 0.13% | -49.8% |
| BRKB | New | BERKSHIRE HATHAWAY INC. CLASS | $211,000 | – | 1,525 | +100.0% | 0.13% | – |
| SIAL | Sell | SIGMA-ALDRICH CORP | $204,000 | -22.7% | 1,500 | -42.3% | 0.13% | -22.4% |
| KMB | KIMBERLY CLARK | $204,000 | -3.3% | 1,900 | 0.0% | 0.13% | -3.0% | |
| CERN | New | CERNER CORP | $203,000 | – | 3,400 | +100.0% | 0.13% | – |
| MRK | Sell | MERCK & CO | $203,000 | -63.5% | 3,428 | -64.3% | 0.13% | -63.2% |
| ITW | ILLINOIS TOOL WORKS | $203,000 | -3.3% | 2,400 | 0.0% | 0.13% | -2.3% | |
| TVAGF | TVA GROUP INC CL B | $151,000 | -9.6% | 19,800 | 0.0% | 0.10% | -8.7% | |
| TLM | Sell | TALISMAN ENERGY INC | $148,000 | -63.9% | 17,107 | -55.8% | 0.09% | -63.7% |
| NYMT | NEW YORK MORTGAGE TR INC NEW | $116,000 | -7.2% | 16,000 | 0.0% | 0.07% | -6.4% | |
| PCO | Sell | PENDRELL CORPORATION | $99,000 | -74.9% | 74,000 | -67.0% | 0.06% | -74.8% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $83,000 | +10.7% | 12,782 | -0.9% | 0.05% | +10.6% |
| BP | $76,000 | -17.4% | 10,479 | 0.0% | 0.05% | -17.2% | ||
| UEC | URANIUM ENERGY CORP | $17,000 | -22.7% | 14,000 | 0.0% | 0.01% | -21.4% | |
| VASO | VASOMEDICAL INC | $2,000 | -33.3% | 11,000 | 0.0% | 0.00% | -50.0% | |
| HOME SOLUTIONS HEALTH INC | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| PLCSF | Sell | PLC SYSTEMS INC | $0 | – | 12,100 | -2.4% | 0.00% | – |
| MAUDORE MINERALS LTD | $0 | -100.0% | 13,200 | 0.0% | 0.00% | -100.0% | ||
| CSGJ | CHINA SHUANGJI CEMENT LTD | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| Exit | VATUKOULA GOLD MINES PLC | $0 | – | -13,500 | -100.0% | -0.00% | – | |
| TR | Exit | TOOTSIE ROLL | $0 | – | -6,964 | -100.0% | -0.13% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -3,522 | -100.0% | -0.15% | – |
| Exit | PRUDENTIAL | $0 | – | -45,159 | -100.0% | -0.65% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORPORATION | 42 | Q3 2023 | 9.0% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.2% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 3.0% |
| AT&T INC COM | 42 | Q3 2023 | 2.6% |
| WALT DISNEY CO/THE | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC COM | 42 | Q3 2023 | 2.3% |
| UNION PACIFIC | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 3.2% |
| PFIZER INC COM | 42 | Q3 2023 | 1.9% |
| CISCO SYSTEMS | 42 | Q3 2023 | 1.0% |
View Wellington Shields & Co., LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-05-23 |
| 13F-HR/A | 2024-05-23 |
| 13F-HR/A | 2024-05-23 |
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
View Wellington Shields & Co., LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.