$529 Million is the total value of Wellington Shields Capital Management, LLC's 276 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 20.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FLO | Buy | FLOWERS FOODS INC | $131,678,000 | -1.0% | 7,129,268 | +0.0% | 24.88% | +16.0% |
| MSFT | Buy | MICROSOFT CORPORATION | $14,440,000 | -10.3% | 142,171 | +1.0% | 2.73% | +5.1% |
| AAPL | Buy | APPLE INC | $12,805,000 | -25.5% | 81,175 | +6.7% | 2.42% | -12.7% |
| ILMN | Buy | ILLUMINA INC | $12,195,000 | +32.1% | 40,661 | +61.7% | 2.30% | +54.8% |
| XOM | Sell | EXXON MOBIL CORP | $11,180,000 | -27.6% | 163,960 | -9.7% | 2.11% | -15.2% |
| JNJ | Buy | JOHNSON & JOHNSON | $9,688,000 | +9.8% | 75,072 | +17.6% | 1.83% | +28.7% |
| JPM | Buy | JP MORGAN CHASE & CO | $7,468,000 | -11.8% | 76,500 | +1.9% | 1.41% | +3.3% |
| MA | Sell | MASTERCARD INC | $7,444,000 | -16.0% | 39,460 | -0.9% | 1.41% | -1.5% |
| GOOGL | Buy | ALPHABET INC (A) | $7,382,000 | -7.8% | 7,064 | +6.5% | 1.40% | +8.1% |
| EW | Sell | EDWARDS LIFESCIENCES CORP. | $7,021,000 | -16.6% | 45,835 | -5.2% | 1.33% | -2.2% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $6,576,000 | +21.2% | 116,975 | +15.1% | 1.24% | +42.1% |
| GOOG | Buy | ALPHABET INC-CL C | $6,517,000 | -10.1% | 6,293 | +3.6% | 1.23% | +5.3% |
| AMZN | Buy | AMAZON.COM INC | $6,394,000 | -18.6% | 4,257 | +8.6% | 1.21% | -4.7% |
| T | Buy | AT&T INC | $5,693,000 | -11.6% | 199,480 | +4.0% | 1.08% | +3.6% |
| BDX | Sell | BECTON DICKINSON | $5,202,000 | -16.3% | 23,085 | -3.0% | 0.98% | -1.9% |
| LMT | Sell | LOCKHEED MARTIN | $4,897,000 | -24.9% | 18,701 | -0.7% | 0.92% | -12.0% |
| CASI | Buy | CASI PHARMACEUTICALS INC | $4,732,000 | +14.1% | 1,177,131 | +32.5% | 0.89% | +33.6% |
| PFE | Sell | PFIZER INC | $4,675,000 | -1.6% | 107,091 | -0.6% | 0.88% | +15.3% |
| WP | Sell | WORLDPAY INC | $4,124,000 | -27.9% | 53,955 | -4.4% | 0.78% | -15.5% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $4,085,000 | -25.5% | 16,680 | -3.5% | 0.77% | -12.7% |
| AES | Buy | AES CORP | $3,695,000 | +30.9% | 255,550 | +26.8% | 0.70% | +53.4% |
| CSCO | Buy | CISCO SYSTEMS | $3,511,000 | -8.7% | 81,021 | +2.5% | 0.66% | +6.9% |
| PG | Buy | PROCTER & GAMBLE COMPANY | $3,496,000 | +10.7% | 38,034 | +0.3% | 0.66% | +29.9% |
| GM | Buy | GENERAL MOTORS CO | $3,448,000 | +52.4% | 103,091 | +53.5% | 0.65% | +78.6% |
| RTN | Sell | RAYTHEON CO | $3,416,000 | -28.9% | 22,275 | -4.2% | 0.64% | -16.8% |
| DIS | Sell | WALT DISNEY CO/THE | $3,407,000 | -7.3% | 31,070 | -1.2% | 0.64% | +8.6% |
| FB | Sell | FACEBOOK INC | $3,340,000 | -39.0% | 25,482 | -23.5% | 0.63% | -28.6% |
| CVX | Buy | CHEVRON CORPORATION | $3,260,000 | -10.6% | 29,962 | +0.4% | 0.62% | +4.8% |
| CRM | Buy | SALESFORCE.COM | $3,241,000 | -7.9% | 23,663 | +6.9% | 0.61% | +7.7% |
| COP | Buy | CONOCOPHILLIPS | $3,202,000 | -18.4% | 51,347 | +1.2% | 0.60% | -4.4% |
| ACN | Sell | ACCENTURE LTD | $3,083,000 | -22.7% | 21,862 | -6.8% | 0.58% | -9.5% |
| RDSA | Buy | ROYAL DUTCH SHELL PLC CL A | $3,073,000 | -13.0% | 52,735 | +1.7% | 0.58% | +1.9% |
| BEL | Buy | BELMOND LTD | $3,046,000 | +107.6% | 121,700 | +51.4% | 0.58% | +143.0% |
| SNA | SNAP ON INC. | $2,978,000 | -20.9% | 20,500 | 0.0% | 0.56% | -7.2% | |
| HD | Sell | HOME DEPOT INC | $2,959,000 | -23.2% | 17,219 | -7.5% | 0.56% | -10.1% |
| BXMT | Sell | BLACKSTONE MORTGAGE TRUST INC | $2,953,000 | -12.5% | 92,699 | -8.0% | 0.56% | +2.6% |
| TMO | Sell | THERMO FISHER SCIENTIFIC | $2,927,000 | -17.8% | 13,080 | -10.3% | 0.55% | -3.7% |
| UEIC | Buy | UNIVERSAL ELECTRONICS | $2,813,000 | +6.9% | 111,285 | +66.4% | 0.53% | +25.5% |
| WPC | Buy | W.P. CAREY INC. | $2,801,000 | +16.7% | 42,861 | +14.8% | 0.53% | +36.7% |
| DWDP | Sell | DOWDUPONT INC. | $2,748,000 | -32.4% | 51,378 | -18.8% | 0.52% | -20.9% |
| ABBV | Sell | ABBVIE INC. | $2,585,000 | -3.5% | 28,037 | -1.1% | 0.49% | +13.0% |
| CMCSA | Buy | COMCAST CORP | $2,570,000 | -2.0% | 75,481 | +1.9% | 0.49% | +14.9% |
| BA | Buy | BOEING CO | $2,493,000 | +13.6% | 7,731 | +31.0% | 0.47% | +33.1% |
| GLOG | Sell | GASLOG LTD | $2,477,000 | -17.2% | 150,500 | -0.7% | 0.47% | -3.1% |
| UNH | Sell | UNITEDHEALTH GROUP | $2,469,000 | -14.7% | 9,909 | -8.9% | 0.47% | 0.0% |
| UNP | Buy | UNION PACIFIC | $2,455,000 | +0.4% | 17,762 | +18.3% | 0.46% | +17.5% |
| KO | Sell | COCA COLA | $2,447,000 | -10.0% | 51,686 | -12.2% | 0.46% | +5.5% |
| CVS | Buy | CVS HEALTH CORPORATION | $2,399,000 | +42.0% | 36,611 | +70.7% | 0.45% | +66.5% |
| BABA | Sell | ALIBABA GROUP HOLDING LTD | $2,391,000 | -58.9% | 17,440 | -50.6% | 0.45% | -51.8% |
| FSLR | Buy | FIRST SOLAR INC COM | $2,318,000 | +19.4% | 54,600 | +36.2% | 0.44% | +39.9% |
| WMB | Buy | WILLIAMS CO | $2,286,000 | -7.5% | 103,652 | +14.0% | 0.43% | +8.3% |
| MDLZ | Buy | MONDELEZ INTERNATIONAL | $2,252,000 | +67.1% | 56,259 | +79.2% | 0.43% | +96.3% |
| CI | New | CIGNA CORP | $2,242,000 | – | 11,806 | +100.0% | 0.42% | – |
| QQQ | Buy | INVESCO QQQ TR ETF | $2,217,000 | -1.7% | 14,371 | +18.4% | 0.42% | +15.1% |
| BAC | Sell | BANK OF AMERICA CORP | $2,180,000 | -23.7% | 88,464 | -8.7% | 0.41% | -10.6% |
| SCL | STEPAN CO. | $2,183,000 | -15.0% | 29,500 | 0.0% | 0.41% | -0.5% | |
| ABT | ABBOTT LABORATORIES | $2,171,000 | -1.4% | 30,018 | 0.0% | 0.41% | +15.5% | |
| AXP | Buy | AMERICAN EXPRESS CO | $2,136,000 | -8.9% | 22,411 | +1.8% | 0.40% | +6.9% |
| CSX | Buy | CSX CORP | $2,060,000 | +7.0% | 33,150 | +27.5% | 0.39% | +25.5% |
| MMM | Buy | 3M CO | $1,994,000 | -5.9% | 10,467 | +4.1% | 0.38% | +10.2% |
| UTX | Buy | UNITED TECH. | $1,970,000 | +34.5% | 18,501 | +76.6% | 0.37% | +57.6% |
| PEP | Sell | PEPSICO INC | $1,954,000 | -3.2% | 17,686 | -2.1% | 0.37% | +13.2% |
| ABB | Buy | ABB LIMITED SPONS ADR | $1,894,000 | -7.0% | 99,650 | +15.7% | 0.36% | +9.1% |
| EWBC | Sell | EAST WEST BANCORP INC. | $1,846,000 | -62.0% | 42,415 | -47.3% | 0.35% | -55.5% |
| ADBE | Sell | ADOBE SYSTEMS | $1,837,000 | -16.3% | 8,120 | -0.1% | 0.35% | -2.0% |
| SLB | Sell | SCHLUMBERGER LTD | $1,797,000 | -42.0% | 49,793 | -2.2% | 0.34% | -32.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINE | $1,789,000 | -31.4% | 15,741 | -8.7% | 0.34% | -19.5% |
| CIEN | Buy | CIENA CORPORATION | $1,784,000 | +541.7% | 52,600 | +491.0% | 0.34% | +648.9% |
| V | Buy | VISA INC | $1,760,000 | +35.6% | 13,338 | +54.2% | 0.33% | +59.3% |
| CBS | Sell | CBS CORP | $1,759,000 | -30.6% | 40,235 | -8.7% | 0.33% | -18.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC. CLASS | $1,730,000 | +4.6% | 8,471 | +9.7% | 0.33% | +22.5% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $1,707,000 | -21.9% | 32,843 | -6.7% | 0.32% | -8.2% |
| HON | Sell | HONEYWELL INTERNATIONAL | $1,683,000 | -26.5% | 12,736 | -7.4% | 0.32% | -13.8% |
| LLY | Buy | LILLY ELI & CO | $1,625,000 | +86.1% | 14,041 | +72.7% | 0.31% | +117.7% |
| SMG | Sell | SCOTTS MIRACLE-GRO | $1,595,000 | -42.8% | 25,950 | -26.7% | 0.30% | -33.0% |
| PM | Buy | PHILIP MORRIS INTERNAT | $1,584,000 | +11.8% | 23,724 | +36.5% | 0.30% | +30.6% |
| GD | Buy | GENERAL DYNAMICS | $1,566,000 | -18.8% | 9,961 | +5.7% | 0.30% | -4.8% |
| LLL | Sell | L3 TECHNOLOGIES INC | $1,540,000 | -23.5% | 8,866 | -6.3% | 0.29% | -10.5% |
| VCSH | VANGUARD SHORT-TERM CORPORATE | $1,530,000 | -0.3% | 19,625 | 0.0% | 0.29% | +17.0% | |
| RPM | Sell | RPM INTERNATIONAL INC. | $1,517,000 | -21.4% | 25,800 | -13.1% | 0.29% | -7.7% |
| WDFC | Sell | WD 40 CO. | $1,510,000 | -3.7% | 8,240 | -9.5% | 0.28% | +12.6% |
| GLNG | Buy | GOLAR LNG LIMITED | $1,437,000 | -10.1% | 66,050 | +14.9% | 0.27% | +5.4% |
| SWK | Buy | STANLEY BLACK & DECKER INC | $1,442,000 | -17.9% | 12,043 | +0.4% | 0.27% | -3.9% |
| SXT | SENSIENT TECHNOLOGIES CORP | $1,424,000 | -27.0% | 25,500 | 0.0% | 0.27% | -14.6% | |
| PANW | PALO ALTO NETWORKS INC | $1,394,000 | -16.4% | 7,400 | 0.0% | 0.26% | -2.2% | |
| PRAH | Buy | PRA HEALTH SERVICES INC | $1,324,000 | +140.3% | 14,400 | +188.0% | 0.25% | +180.9% |
| VDE | New | VANGUARD ENERGY ETF | $1,287,000 | – | 16,696 | +100.0% | 0.24% | – |
| C | Buy | CITIGROUP INC | $1,287,000 | +36.6% | 24,730 | +88.3% | 0.24% | +59.9% |
| OKE | ONEOK INC | $1,285,000 | -20.4% | 23,814 | 0.0% | 0.24% | -6.5% | |
| BIIB | BIOGEN INC | $1,278,000 | -14.8% | 4,246 | 0.0% | 0.24% | -0.4% | |
| KMI | Buy | KINDER MORGAN INC | $1,237,000 | +126.1% | 80,404 | +160.7% | 0.23% | +165.9% |
| GE | Sell | GENERAL ELECTRIC CO | $1,221,000 | -59.8% | 161,244 | -40.0% | 0.23% | -52.9% |
| KHC | Buy | THE KRAFT HEINZ COMPANY | $1,217,000 | +14.0% | 28,275 | +45.8% | 0.23% | +33.7% |
| IAC | Sell | INTERACTIVE CORP. | $1,205,000 | -20.0% | 6,584 | -5.3% | 0.23% | -6.2% |
| FANG | DIAMONDBACK ENERGY INC | $1,200,000 | -31.5% | 12,950 | 0.0% | 0.23% | -19.5% | |
| LUMN | Buy | CENTURYLINK INC | $1,193,000 | -21.0% | 78,778 | +10.6% | 0.22% | -7.8% |
| BP | Sell | BP PLC SPONS ADR | $1,190,000 | -21.2% | 31,387 | -4.2% | 0.22% | -7.8% |
| SPY | Buy | SPDR S&P 500 ETF TR | $1,159,000 | +50.1% | 4,636 | +74.7% | 0.22% | +75.2% |
| FLOT | Buy | ISHARES FLOATING RATE BOND ETF | $1,153,000 | +279.3% | 22,900 | +284.9% | 0.22% | +344.9% |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $1,148,000 | -24.7% | 47,323 | -13.3% | 0.22% | -11.8% |
| ENB | New | ENBRIDGE INC | $1,130,000 | – | 36,373 | +100.0% | 0.21% | – |
| JEF | Sell | JEFFERIES FINANCIAL GROUP | $1,135,000 | -30.3% | 65,400 | -11.9% | 0.21% | -18.6% |
| WMT | Buy | WAL-MART STORES | $1,128,000 | -0.1% | 12,111 | +0.7% | 0.21% | +17.0% |
| WAAS | Buy | AQUAVENTURE HOLDINGS LTD | $1,126,000 | +41.6% | 59,600 | +35.5% | 0.21% | +66.4% |
| JBLU | Buy | JETBLUE AIRWAYS CORP | $1,124,000 | -12.0% | 70,010 | +6.1% | 0.21% | +2.9% |
| PYPL | Buy | PAYPAL HOLDINGS INC | $1,093,000 | +75.2% | 13,000 | +83.1% | 0.21% | +105.0% |
| FBHS | Sell | FORTUNE BRANDS HOME & SECURITY | $1,083,000 | -28.7% | 28,500 | -1.7% | 0.20% | -16.3% |
| BAX | BAXTER INTERNATIONAL INC | $1,070,000 | -14.6% | 16,250 | 0.0% | 0.20% | 0.0% | |
| XON | Sell | INTREXON CORP | $1,039,000 | -72.3% | 158,800 | -27.1% | 0.20% | -67.6% |
| ZTS | Buy | ZOETIS INC | $1,027,000 | +11.0% | 12,005 | +18.8% | 0.19% | +30.2% |
| ROK | ROCKWELL AUTOMATION INC | $1,025,000 | -19.7% | 6,812 | 0.0% | 0.19% | -5.8% | |
| NRZ | Buy | NEW RESIDENTIAL INVESTMENT COR | $1,015,000 | -1.4% | 71,420 | +23.7% | 0.19% | +15.7% |
| DVY | Sell | ISHARES TRUST DOW JONES SELECT | $1,010,000 | -14.3% | 11,312 | -4.3% | 0.19% | +0.5% |
| TXN | Sell | TEXAS INSTRUMENTS | $993,000 | -23.0% | 10,510 | -12.5% | 0.19% | -9.6% |
| RDSB | Sell | ROYAL DUTCH SHELL PLC ADR B | $991,000 | -28.5% | 16,536 | -15.4% | 0.19% | -16.5% |
| MRK | Sell | MERCK & CO | $992,000 | +2.8% | 12,989 | -4.5% | 0.19% | +19.9% |
| PPC | Sell | PILGRIMS PRIDE CORP | $939,000 | -49.3% | 60,550 | -40.9% | 0.18% | -40.8% |
| MIC | Sell | MACQUARIE INFRASTRUCTURE CORP | $909,000 | -30.1% | 24,860 | -11.9% | 0.17% | -18.1% |
| NEE | Buy | NEXTERA ENERGY INC | $897,000 | +5.3% | 5,161 | +1.5% | 0.17% | +23.4% |
| GLW | CORNING INC | $894,000 | -14.4% | 29,600 | 0.0% | 0.17% | 0.0% | |
| YUM | YUM BRANDS | $882,000 | +1.0% | 9,600 | 0.0% | 0.17% | +18.4% | |
| ROST | Buy | ROSS STORES | $878,000 | +7.3% | 10,550 | +27.9% | 0.17% | +25.8% |
| INTC | Sell | INTEL CORP | $859,000 | -14.3% | 18,310 | -13.6% | 0.16% | 0.0% |
| SYY | SYSCO CORP | $846,000 | -14.5% | 13,500 | 0.0% | 0.16% | 0.0% | |
| NKE | Buy | NIKE | $831,000 | +179.8% | 11,209 | +219.4% | 0.16% | +227.1% |
| CB | Buy | CHUBB CORP. | $828,000 | -1.7% | 6,412 | +1.8% | 0.16% | +14.7% |
| WPX | Sell | WPX ENERGY INC | $828,000 | -50.4% | 72,972 | -12.2% | 0.16% | -42.2% |
| SUN | Buy | SUNOCO | $818,000 | +2.1% | 30,100 | +11.1% | 0.16% | +20.2% |
| FRC | Sell | FIRST REPUBLIC BANK SAN FRANCI | $817,000 | -29.7% | 9,400 | -22.3% | 0.15% | -17.6% |
| AAWW | Buy | ATLAS AIR WORLDWIDE HLDGS | $802,000 | -25.5% | 19,009 | +12.6% | 0.15% | -12.6% |
| SPOXF | Buy | SPROTT INC | $805,000 | +47.2% | 428,200 | +82.2% | 0.15% | +72.7% |
| MO | Buy | ALTRIA GROUP INC | $807,000 | +33.8% | 16,331 | +63.4% | 0.15% | +56.7% |
| EMR | EMERSON ELECTRIC COMPANY | $774,000 | -22.0% | 12,950 | 0.0% | 0.15% | -8.8% | |
| DE | DEERE & CO. | $747,000 | -0.8% | 5,010 | 0.0% | 0.14% | +16.5% | |
| LKQ | Buy | LKQ CORP | $743,000 | -6.4% | 31,324 | +24.9% | 0.14% | +9.4% |
| AMCX | Sell | AMC NETWORKS INC (A) | $735,000 | -19.7% | 13,400 | -2.9% | 0.14% | -6.1% |
| LOW | Sell | LOWES COMPANIES | $730,000 | -40.6% | 7,900 | -26.2% | 0.14% | -30.3% |
| SU | Sell | SUNCOR ENERGY INC NEW | $732,000 | -46.9% | 26,187 | -26.5% | 0.14% | -37.8% |
| SHOP | Buy | SHOPIFY INC | $720,000 | +46.0% | 5,200 | +73.3% | 0.14% | +70.0% |
| MCD | Buy | MCDONALDS CORP | $713,000 | +7.5% | 4,016 | +1.3% | 0.14% | +26.2% |
| NSRGY | Buy | NESTLE SA SPON ADR REPSTG REG | $709,000 | -1.0% | 8,755 | +1.7% | 0.13% | +16.5% |
| HRS | Sell | HARRIS CORP | $697,000 | -31.1% | 5,175 | -13.4% | 0.13% | -19.0% |
| KN | Buy | KNOWLES CORP | $689,000 | -19.6% | 51,783 | +0.4% | 0.13% | -5.8% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $686,000 | -18.2% | 20,300 | -6.9% | 0.13% | -3.7% |
| PXD | Sell | PIONEER NATURAL RESOURCES | $690,000 | -73.3% | 5,245 | -64.7% | 0.13% | -68.8% |
| HII | Buy | HUNTINGTON INGALLS INDUSTRIES | $684,000 | -19.8% | 3,595 | +8.0% | 0.13% | -6.5% |
| WEC | Buy | WEC ENERGY GROUP INC | $673,000 | +12.0% | 9,712 | +7.9% | 0.13% | +30.9% |
| FDX | Sell | FEDEX CORP | $674,000 | -53.8% | 4,175 | -31.2% | 0.13% | -46.0% |
| XLF | Buy | SECTOR SPDR FINANCIAL | $672,000 | -6.1% | 28,211 | +8.7% | 0.13% | +10.4% |
| BGS | Sell | B&G FOODS INC | $665,000 | +2.6% | 22,995 | -2.5% | 0.13% | +20.0% |
| WY | Sell | WEYERHAEUSER CO | $657,000 | -63.3% | 30,063 | -45.8% | 0.12% | -57.1% |
| CVA | Sell | COVANTA HOLDING CORPORATION | $653,000 | -48.5% | 48,665 | -37.6% | 0.12% | -39.7% |
| VGK | Sell | VANGUARD FTSE ETF | $622,000 | -16.7% | 12,783 | -3.9% | 0.12% | -1.7% |
| BRKA | BERKSHIRE HATHAWAY 'A' | $612,000 | -4.4% | 2 | 0.0% | 0.12% | +12.6% | |
| TWTR | Sell | TWITTER INC | $612,000 | -35.8% | 21,300 | -36.4% | 0.12% | -24.7% |
| SIVB | Sell | SVB FINANCIAL GROUP | $612,000 | -75.7% | 3,220 | -60.2% | 0.12% | -71.4% |
| CODI | Buy | COMPASS DIVERSIFIED HOLDINGS | $610,000 | +24.2% | 48,960 | +81.1% | 0.12% | +45.6% |
| MET | Sell | METLIFE INC | $611,000 | -52.1% | 14,876 | -45.5% | 0.12% | -44.2% |
| RRC | Sell | RANGE RESOURCES CORP. | $603,000 | -64.0% | 63,017 | -36.0% | 0.11% | -57.8% |
| EFX | Sell | EQUIFAX INC | $602,000 | -30.2% | 6,463 | -2.3% | 0.11% | -18.0% |
| VOD | Sell | VODAFONE GROUP PLC | $599,000 | -42.0% | 31,089 | -34.7% | 0.11% | -32.3% |
| GLD | Sell | SPDR GOLD TRUST | $594,000 | -36.8% | 4,900 | -41.2% | 0.11% | -26.3% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES | $591,000 | -18.5% | 7,112 | +0.6% | 0.11% | -4.3% |
| FNF | Sell | FNF GROUP | $571,000 | -47.1% | 18,150 | -33.9% | 0.11% | -37.9% |
| WHR | Sell | WHIRLPOOL CORP | $562,000 | -63.2% | 5,260 | -59.1% | 0.11% | -57.1% |
| VSAT | Buy | VIASAT INC | $554,000 | +11.0% | 9,400 | +20.5% | 0.10% | +31.2% |
| ALB | ALBEMARLE CORP | $546,000 | -22.8% | 7,085 | 0.0% | 0.10% | -9.6% | |
| FNSR | Sell | FINISAR CORP | $545,000 | -33.2% | 25,250 | -41.1% | 0.10% | -22.0% |
| CAT | CATERPILLAR | $540,000 | -16.7% | 4,250 | 0.0% | 0.10% | -2.9% | |
| PLD | PROLOGIS INC | $526,000 | -13.3% | 8,950 | 0.0% | 0.10% | +1.0% | |
| L | LOEWS CORP | $515,000 | -9.3% | 11,310 | 0.0% | 0.10% | +5.4% | |
| GBDC | Sell | GOLUB CAPITAL BDC INC | $509,000 | -15.7% | 30,890 | -4.0% | 0.10% | -1.0% |
| WBA | WALGREEN BOOTS ALLIANCE INC | $499,000 | -6.2% | 7,300 | 0.0% | 0.09% | +9.3% | |
| TRV | THE TRAVELERS COMPANIES INC | $499,000 | -7.6% | 4,164 | 0.0% | 0.09% | +8.0% | |
| HEES | Buy | H&E EQUIPMENT SERVICES INC | $484,000 | +8.5% | 23,700 | +100.8% | 0.09% | +26.4% |
| XPO | Sell | XPO LOGISTICS INC | $482,000 | -62.3% | 8,450 | -24.6% | 0.09% | -55.8% |
| BK | Buy | BANK OF NEW YORK MELLON CORP | $484,000 | -6.4% | 10,280 | +1.5% | 0.09% | +9.6% |
| BR | Sell | BROADRIDGE FINANCIAL SOLUTIONS | $475,000 | -36.7% | 4,933 | -13.2% | 0.09% | -25.6% |
| CE | Sell | CELANESE CORP | $472,000 | -28.6% | 5,250 | -9.5% | 0.09% | -16.8% |
| PWR | Sell | QUANTA SERVICES | $464,000 | -45.3% | 15,400 | -39.4% | 0.09% | -35.8% |
| STI | Buy | SUN TRUST BANKS, INC. | $449,000 | -15.4% | 8,900 | +11.9% | 0.08% | -1.2% |
| OC | OWENS CORNING INC. | $451,000 | -18.9% | 10,250 | 0.0% | 0.08% | -5.6% | |
| DXJ | Buy | WISDOMTREE JAPAN HEDGED EQUITY | $437,000 | -6.6% | 9,425 | +16.7% | 0.08% | +10.7% |
| COST | Sell | COSTCO WHOLESALE | $438,000 | -51.1% | 2,150 | -43.6% | 0.08% | -42.8% |
| CLX | Sell | CLOROX CO | $427,000 | -3.8% | 2,770 | -6.1% | 0.08% | +12.5% |
| IP | Buy | INTERNATIONAL PAPER | $428,000 | -16.2% | 10,600 | +1.9% | 0.08% | -1.2% |
| GVA | GRANITE CONSTRUCTION CO. | $421,000 | -11.9% | 10,450 | 0.0% | 0.08% | +3.9% | |
| KRE | Sell | SPDR S&P REGIONAL BANKING ETF | $424,000 | -60.8% | 9,064 | -50.2% | 0.08% | -54.0% |
| ETFC | ETRADE FINANCIAL CORP | $417,000 | -16.3% | 9,500 | 0.0% | 0.08% | -1.2% | |
| AEP | Buy | AMERICAN ELECTRIC POWER INC | $418,000 | +7.2% | 5,599 | +1.8% | 0.08% | +25.4% |
| F | Sell | FORD MOTOR COMPANY NEW | $411,000 | -42.6% | 53,720 | -30.6% | 0.08% | -32.2% |
| IGHG | PROSHARES INVEST GRADE-INTERES | $409,000 | -6.2% | 5,750 | 0.0% | 0.08% | +10.0% | |
| PKI | PERKINELMER INC | $408,000 | -19.4% | 5,200 | 0.0% | 0.08% | -6.1% | |
| PSX | Buy | PHILLIPS 66 | $409,000 | -22.8% | 4,743 | +0.8% | 0.08% | -9.4% |
| EWJ | ISHARES MSCI JAPAN INC | $400,000 | -16.0% | 7,900 | 0.0% | 0.08% | -1.3% | |
| INGR | INGREDION INC | $395,000 | -13.0% | 4,326 | 0.0% | 0.08% | +2.7% | |
| WELL | WELLTOWER INC | $396,000 | +7.9% | 5,700 | 0.0% | 0.08% | +27.1% | |
| SHM | SPDR NUVEEN BARCLAYS SH TR MUN | $384,000 | +0.5% | 8,000 | 0.0% | 0.07% | +17.7% | |
| FLR | Sell | FLUOR CORP NEW | $383,000 | -52.6% | 11,900 | -14.4% | 0.07% | -44.6% |
| AMT | AMERICAN TOWER REIT | $372,000 | +9.1% | 2,350 | 0.0% | 0.07% | +27.3% | |
| IDA | IDACORP | $372,000 | -6.3% | 4,000 | 0.0% | 0.07% | +9.4% | |
| MDT | Buy | MEDTRONIC PLC | $365,000 | -5.9% | 4,010 | +1.6% | 0.07% | +9.5% |
| CELG | Sell | CELGENE CORP | $365,000 | -64.2% | 5,700 | -50.0% | 0.07% | -58.2% |
| AMP | AMERIPRISE FINANCIAL INC | $352,000 | -29.3% | 3,372 | 0.0% | 0.07% | -16.2% | |
| ITW | ILLINOIS TOOL WORKS | $342,000 | -10.2% | 2,700 | 0.0% | 0.06% | +6.6% | |
| D | Buy | DOMINION RES INC VA NEW | $346,000 | +2.7% | 4,840 | +0.8% | 0.06% | +20.4% |
| BLK | Sell | BLACKROCK INC | $334,000 | -84.0% | 850 | -80.9% | 0.06% | -81.4% |
| APOG | Sell | APOGEE ENTERPRISES INC | $326,000 | -69.7% | 10,929 | -58.0% | 0.06% | -64.2% |
| IQV | IQVIA HOLDINGS INC | $329,000 | -10.4% | 2,831 | 0.0% | 0.06% | +5.1% | |
| POL | POLYONE CORP | $324,000 | -34.7% | 11,346 | 0.0% | 0.06% | -23.8% | |
| HBI | Sell | HANESBRANDS INC | $319,000 | -81.7% | 25,439 | -73.2% | 0.06% | -78.7% |
| KMB | Buy | KIMBERLY CLARK CORP | $316,000 | +2.3% | 2,770 | +1.8% | 0.06% | +20.0% |
| AVGO | New | BROADCOM LIMITED | $316,000 | – | 1,241 | +100.0% | 0.06% | – |
| CIM | CHIMERA INVT CORP NEW | $310,000 | -1.6% | 17,400 | 0.0% | 0.06% | +15.7% | |
| CDW | Buy | CDW CORPORATION | $310,000 | +2.6% | 3,825 | +12.5% | 0.06% | +20.4% |
| CCI | Buy | CROWN CASTLE INTERNATIONAL COR | $309,000 | -1.0% | 2,842 | +1.5% | 0.06% | +16.0% |
| YUMC | YUM CHINA HOLDINGS INC | $305,000 | -4.7% | 9,100 | 0.0% | 0.06% | +11.5% | |
| DATA | TABLEAU SOFTWARE INC | $300,000 | +7.5% | 2,500 | 0.0% | 0.06% | +26.7% | |
| BBT | Buy | BB&T CORP. | $302,000 | -7.9% | 6,970 | +3.3% | 0.06% | +7.5% |
| ORCL | ORACLE SYSTEMS | $302,000 | -12.5% | 6,695 | 0.0% | 0.06% | +1.8% | |
| SYK | STRYKER CORP | $290,000 | -11.9% | 1,850 | 0.0% | 0.06% | +3.8% | |
| BURL | Buy | BURLINGTON STORES INC. | $293,000 | +20.1% | 1,800 | +20.0% | 0.06% | +41.0% |
| VOX | New | VANGUARD COMMUNICATION SVCS ET | $291,000 | – | 3,931 | +100.0% | 0.06% | – |
| AIT | Sell | APPLIED INDL TECH INC | $286,000 | -32.4% | 5,300 | -1.9% | 0.05% | -20.6% |
| TATYY | TATE & LYLE PLC SPONSORED ADR | $281,000 | -4.1% | 8,101 | 0.0% | 0.05% | +12.8% | |
| KLXE | New | KLX ENERGY SERVICES HOLDINGS I | $281,000 | – | 12,000 | +100.0% | 0.05% | – |
| UL | UNILEVER PLC SPONS ADR | $282,000 | -5.1% | 5,400 | 0.0% | 0.05% | +10.4% | |
| CFG | Sell | CITIZENS FINANCIAL GROUP INC | $282,000 | -24.4% | 9,475 | -2.1% | 0.05% | -11.7% |
| STWD | Buy | STARWOOD PROPERTY TRUST INC | $275,000 | +33.5% | 13,966 | +46.2% | 0.05% | +57.6% |
| HAS | New | HASBRO INC | $268,000 | – | 3,300 | +100.0% | 0.05% | – |
| WTR | AQUA AMERICA INC | $271,000 | -7.2% | 7,916 | 0.0% | 0.05% | +8.5% | |
| ED | CONSOLIDATED EDISON | $263,000 | +0.4% | 3,440 | 0.0% | 0.05% | +19.0% | |
| WM | Buy | WASTE MGT. | $266,000 | +6.4% | 2,993 | +8.2% | 0.05% | +25.0% |
| TGT | New | TARGET CORP | $264,000 | – | 4,000 | +100.0% | 0.05% | – |
| UPS | Sell | UNITED PARCEL SERVICE | $250,000 | -36.4% | 2,562 | -23.8% | 0.05% | -25.4% |
| XLK | Sell | TECHNOLOGY SELECT SECTOR SPDR | $247,000 | -57.8% | 3,978 | -48.8% | 0.05% | -50.5% |
| SBUX | Sell | STARBUCKS | $241,000 | -48.8% | 3,740 | -54.9% | 0.05% | -39.5% |
| TRI | New | THOMSON REUTERS CORP NEW | $241,000 | – | 4,993 | +100.0% | 0.05% | – |
| SJM | Sell | J M SMUCKER | $244,000 | -46.0% | 2,608 | -40.8% | 0.05% | -37.0% |
| AWK | AMERICAN WTR WKS | $245,000 | +2.9% | 2,700 | 0.0% | 0.05% | +21.1% | |
| IWM | ISHARES RUSSELL 2000 INDEX | $242,000 | -20.7% | 1,809 | 0.0% | 0.05% | -6.1% | |
| RS | RELIANCE STEEL AND ALUMINUM CO | $238,000 | -16.8% | 3,350 | 0.0% | 0.04% | -2.2% | |
| ADP | Buy | AUTOMATIC DATA PROCESSING | $239,000 | -8.4% | 1,826 | +5.4% | 0.04% | +7.1% |
| XAR | Sell | SPDR S&P AEROSPACE & DEFENSE E | $235,000 | -22.4% | 2,980 | -2.1% | 0.04% | -10.2% |
| SFE | Sell | SAFEGUARD SCIENTIFIC INC | $225,000 | -67.2% | 26,100 | -64.4% | 0.04% | -61.3% |
| GDX | Buy | VANECK VECTORS GOLD MINERS ETF | $227,000 | +14.6% | 10,763 | +0.6% | 0.04% | +34.4% |
| MU | Sell | MICRON TECHNOLOGY | $225,000 | -82.5% | 7,100 | -75.0% | 0.04% | -79.2% |
| AMAT | Sell | APPLIED MATERIALS | $223,000 | -90.8% | 6,808 | -89.1% | 0.04% | -89.2% |
| HACK | PUREFUNDS ISE CYBER SECURITY E | $222,000 | -16.2% | 6,600 | 0.0% | 0.04% | -2.3% | |
| ALLY | Buy | ALLY FINANCIAL INC | $220,000 | -7.9% | 9,728 | +7.9% | 0.04% | +7.7% |
| QCOM | QUALCOMM INC | $216,000 | -21.2% | 3,800 | 0.0% | 0.04% | -6.8% | |
| IWF | ISHARES RUSSELL 1000 GROWTH IN | $214,000 | -16.1% | 1,633 | 0.0% | 0.04% | -2.4% | |
| ORBK | ORBOTECH LTD | $204,000 | -4.7% | 3,600 | 0.0% | 0.04% | +11.4% | |
| XLV | SECTOR SPDR HEALTHCARE | $205,000 | -9.3% | 2,370 | 0.0% | 0.04% | +8.3% | |
| ADI | Sell | ANALOG DEVICES | $206,000 | -10.8% | 2,400 | -4.0% | 0.04% | +5.4% |
| NFG | NATIONAL FUEL GAS CO | $205,000 | -8.5% | 4,000 | 0.0% | 0.04% | +8.3% | |
| TTEK | TETRA TECH INC NEW | $202,000 | -24.1% | 3,900 | 0.0% | 0.04% | -11.6% | |
| KKR | KKR & CO INC | $199,000 | -28.2% | 10,150 | 0.0% | 0.04% | -15.6% | |
| EQT | Sell | EQT CORPORATION | $196,000 | -61.1% | 10,400 | -8.8% | 0.04% | -54.3% |
| NLY | Buy | ANNALY CAPITAL MANAGEMENT | $135,000 | +15.4% | 13,726 | +20.0% | 0.03% | +36.8% |
| AHT | Sell | ASHFORD HOSPITALITY TRUST INC | $126,000 | -52.5% | 31,550 | -23.8% | 0.02% | -44.2% |
| FIT | FITBIT INC | $124,000 | -7.5% | 25,000 | 0.0% | 0.02% | +4.5% | |
| Sell | DAVIDE CAMPARI-MILANO SPA NEW | $104,000 | -24.6% | 12,500 | -22.8% | 0.02% | -9.1% | |
| CVE | CENOVUS ENERGY INC | $105,000 | -30.0% | 15,000 | 0.0% | 0.02% | -16.7% | |
| CENX | Sell | CENTURY ALUMINIUM COMPANY | $79,000 | -86.0% | 10,800 | -77.2% | 0.02% | -83.5% |
| SPNV | Sell | SUPERIOR ENERGY SERVICES INC. | $66,000 | -92.9% | 19,560 | -79.5% | 0.01% | -92.0% |
| ASRT | ASSERTIO THERAPEUTICS INC | $60,000 | -38.1% | 16,500 | 0.0% | 0.01% | -31.2% | |
| MHLD | MAIDEN HOLDINGS LTD. | $41,000 | -42.3% | 25,000 | 0.0% | 0.01% | -27.3% | |
| RAD | RITE AID CORP | $20,000 | -44.4% | 28,010 | 0.0% | 0.00% | -33.3% | |
| DLOV | DALECO RESOURCES CORP | $0 | – | 25,000 | 0.0% | 0.00% | – | |
| CLWB | CROWN LABORATORIES INC | $0 | – | 25,000 | 0.0% | 0.00% | – | |
| GNOLF | GENOIL INC | $2,000 | 0.0% | 54,000 | 0.0% | 0.00% | – | |
| GLFE | GULF UNITED ENERGY | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| STONE & WEBSTER INC ESCROW | $0 | – | 95,000 | 0.0% | 0.00% | – | ||
| SRCH | SEARCHLIGHT MINERALS CORP | $0 | – | 15,000 | 0.0% | 0.00% | – | |
| CLCL | CALCOL INC | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| UEC | Exit | URANIUM ENERGY CORP | $0 | – | -13,000 | -100.0% | -0.00% | – |
| ABEV | Exit | AMBEV SA ADR | $0 | – | -21,250 | -100.0% | -0.02% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC | $0 | – | -30,600 | -100.0% | -0.03% | – |
| AMLP | Exit | ALERIAN MLP ETF | $0 | – | -17,748 | -100.0% | -0.03% | – |
| ZION | Exit | ZIONS BANCORPORATION | $0 | – | -4,100 | -100.0% | -0.03% | – |
| DOV | Exit | DOVER CORP | $0 | – | -2,300 | -100.0% | -0.03% | – |
| KS | Exit | KAPSTONE PAPER & PACKAGING | $0 | – | -6,000 | -100.0% | -0.03% | – |
| AMGN | Exit | AMGEN | $0 | – | -975 | -100.0% | -0.03% | – |
| HFC | Exit | HOLLYFRONTIER CORP | $0 | – | -2,914 | -100.0% | -0.03% | – |
| CAG | Exit | CONAGRA BRANDS INC | $0 | – | -6,000 | -100.0% | -0.03% | – |
| WFC | Exit | WELLS FARGO & COMPANY | $0 | – | -4,024 | -100.0% | -0.03% | – |
| EEM | Exit | ISHARES MSCI EMERGING MARKETS | $0 | – | -4,850 | -100.0% | -0.03% | – |
| CBRL | Exit | CRACKER BARREL OLD COUNTRY STO | $0 | – | -1,420 | -100.0% | -0.03% | – |
| CL | Exit | COLGATE PALMOLIVE | $0 | – | -3,250 | -100.0% | -0.04% | – |
| DUK | Exit | DUKE ENERGY CORP | $0 | – | -2,748 | -100.0% | -0.04% | – |
| CMP | Exit | COMPASS MINERALS INTERNATIONAL | $0 | – | -3,435 | -100.0% | -0.04% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -2,612 | -100.0% | -0.04% | – |
| IRM | Exit | IRON MOUNTAIN INC REIT | $0 | – | -6,900 | -100.0% | -0.04% | – |
| GIS | Exit | GENERAL MILLS INC | $0 | – | -5,600 | -100.0% | -0.04% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -3,455 | -100.0% | -0.04% | – |
| TRI | Exit | THOMSON REUTERS CORP | $0 | – | -5,500 | -100.0% | -0.04% | – |
| ING | Exit | ING GROEP N.V. ADS | $0 | – | -18,890 | -100.0% | -0.04% | – |
| HES | Exit | HESS CORPORATION | $0 | – | -3,500 | -100.0% | -0.04% | – |
| GLNCY | Exit | GLENCORE PLC | $0 | – | -29,000 | -100.0% | -0.04% | – |
| XME | Exit | SPDR METALS & MINING ETF | $0 | – | -7,665 | -100.0% | -0.04% | – |
| MCHP | Exit | MICROCHIP TECH | $0 | – | -3,726 | -100.0% | -0.05% | – |
| NXPI | Exit | NXP SEMICONDUCTORS NV | $0 | – | -3,400 | -100.0% | -0.05% | – |
| AL | Exit | AIR LEASE CORP | $0 | – | -6,500 | -100.0% | -0.05% | – |
| EEQ | Exit | ENBRIDGE ENERGY MANAGEMENT | $0 | – | -27,120 | -100.0% | -0.05% | – |
| SHW | Exit | SHERWIN WILLIAMS CO COM | $0 | – | -660 | -100.0% | -0.05% | – |
| AAL | Exit | AMERICAN AIRLINES GROUP INC | $0 | – | -7,500 | -100.0% | -0.05% | – |
| GILD | Exit | GILEAD SCIENCES INC. | $0 | – | -4,000 | -100.0% | -0.05% | – |
| BKLN | Exit | INVESCO SENIOR LOAN ETF | $0 | – | -14,444 | -100.0% | -0.05% | – |
| SPG | Exit | SIMON PROPERTY GROUP INC REIT | $0 | – | -2,211 | -100.0% | -0.06% | – |
| FDC | Exit | FIRST DATA CORP CL A | $0 | – | -16,300 | -100.0% | -0.06% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -2,700 | -100.0% | -0.07% | – |
| BREW | Exit | CRAFT BREW ALLIANCE INC | $0 | – | -31,800 | -100.0% | -0.08% | – |
| TSG | Exit | STARTS GROUP INC | $0 | – | -23,000 | -100.0% | -0.09% | – |
| COL | Exit | ROCKWELL COLLINS | $0 | – | -5,000 | -100.0% | -0.11% | – |
| GS | Exit | GOLDMAN SACHS | $0 | – | -3,175 | -100.0% | -0.12% | – |
| ICHR | Exit | ICHOR HOLDINGS LTD | $0 | – | -35,600 | -100.0% | -0.12% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -3,975 | -100.0% | -0.12% | – |
| TCEHY | Exit | TENCENT HOLDINGS LIMITED | $0 | – | -19,480 | -100.0% | -0.13% | – |
| CWB | Exit | SPDR BARCLAYS CONV SEC ETF | $0 | – | -15,629 | -100.0% | -0.14% | – |
| MTUM | Exit | ISHARES EDGE MSCI USA MOMENTUM | $0 | – | -13,830 | -100.0% | -0.26% | – |
| XLE | Exit | SECTOR SPDR ENERGY | $0 | – | -23,354 | -100.0% | -0.28% | – |
| ESRX | Exit | EXPRESS SCRIPTS HOLDING CO | $0 | – | -41,600 | -100.0% | -0.64% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FLOWERS FOODS INC COM | 42 | Q3 2023 | 49.4% |
| MICROSOFT CORPORATION | 42 | Q3 2023 | 8.3% |
| APPLE INC COM | 42 | Q3 2023 | 5.3% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.8% |
| MASTERCARD INCORPORATED CL A | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 2.3% |
| ILLUMINA INC COM | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 1.8% |
| PEPSICO INC COM | 42 | Q3 2023 | 2.2% |
| AT&T INC COM | 42 | Q3 2023 | 1.4% |
View Wellington Shields Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-15 |
View Wellington Shields Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.