$460 Million is the total value of B. Riley Securities, Inc.'s 73 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BW | New | BABCOCK & WILCOX ENTERPRISES | $157,455,447 | – | 27,288,639 | +100.0% | 34.25% | – |
| ALTG | New | ALTA EQUIPMENT GROUP INC | $79,150,063 | – | 6,000,763 | +100.0% | 17.22% | – |
| New | THE ARENA GROUP HOLDINGS INC | $48,729,533 | – | 4,592,793 | +100.0% | 10.60% | – | |
| New | DOUBLEDOWN INTERACTIVE CO LTads | $32,754,033 | – | 3,876,217 | +100.0% | 7.13% | – | |
| New | FAZE HOLDINGS INC | $20,402,079 | – | 11,028,151 | +100.0% | 4.44% | – | |
| New | LILIUM N V | $18,388,386 | – | 16,130,163 | +100.0% | 4.00% | – | |
| CHRA | New | CHARAH SOLUTIONS INC | $15,600,001 | – | 2,888,889 | +100.0% | 3.39% | – |
| New | NEXTNAV INC | $9,044,301 | – | 3,086,792 | +100.0% | 1.97% | – | |
| ASTS | New | AST SPACEMOBILE INC | $8,316,770 | – | 1,725,471 | +100.0% | 1.81% | – |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INC | $7,474,936 | – | 12,080,499 | +100.0% | 1.63% | – |
| PPTA | New | PERPETUA RESOURCES CORP | $7,389,472 | – | 2,530,641 | +100.0% | 1.61% | – |
| TACT | New | TRANSACT TECHNOLOGIES INC | $7,031,841 | – | 1,112,633 | +100.0% | 1.53% | – |
| BRIVU | New | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $5,982,000 | – | 600,000 | +100.0% | 1.30% | – |
| New | INNOVATE CORP | $5,304,425 | – | 2,836,591 | +100.0% | 1.15% | – | |
| MCHX | New | MARCHEX INCcl b | $4,827,994 | – | 3,017,496 | +100.0% | 1.05% | – |
| SRNE | New | SORRENTO THERAPEUTICS INC | $4,621,598 | – | 5,216,250 | +100.0% | 1.00% | – |
| AGS | New | PLAYAGS INC | $4,286,703 | – | 840,530 | +100.0% | 0.93% | – |
| QMCO | New | QUANTUM CORP | $4,169,044 | – | 3,824,811 | +100.0% | 0.91% | – |
| LAZY | New | LAZYDAYS HLDGS INC | $3,361,194 | – | 281,507 | +100.0% | 0.73% | – |
| HROW | New | HARROW HEALTH INC | $2,299,977 | – | 155,825 | +100.0% | 0.50% | – |
| LFMD | New | LIFEMD INC | $2,098,521 | – | 1,081,712 | +100.0% | 0.46% | – |
| INKA | New | KLUDEIN I ACQUISITION CORPcl a | $2,069,391 | – | 202,089 | +100.0% | 0.45% | – |
| New | JOURNEY MED CORP | $1,660,214 | – | 864,695 | +100.0% | 0.36% | – | |
| SQNS | New | SEQUANS COMMUNICATIONS S Asponsored ads | $1,242,663 | – | 374,296 | +100.0% | 0.27% | – |
| LEV | New | THE LION ELECTRIC COMPANY | $1,029,284 | – | 459,502 | +100.0% | 0.22% | – |
| AAC | New | ARES ACQUISITION CORPORATION | $824,834 | – | 81,910 | +100.0% | 0.18% | – |
| New | SEAPORT GLOBAL ACQUISITION I | $764,250 | – | 75,000 | +100.0% | 0.17% | – | |
| EPHY | New | EPIPHANY TECHNOLOGY ACQUISIT | $733,006 | – | 73,264 | +100.0% | 0.16% | – |
| New | THE LION ELECTRIC COMPANY*w exp 12/16/202 | $482,829 | – | 689,755 | +100.0% | 0.10% | – | |
| RMBL | New | RUMBLEON INC | $404,511 | – | 62,521 | +100.0% | 0.09% | – |
| New | PELOTON INTERACTIVE INCnote 2/1 | $354,410 | – | 500,000 | +100.0% | 0.08% | – | |
| MINM | New | MINIM INC | $294,288 | – | 1,565,364 | +100.0% | 0.06% | – |
| GTXAP | New | GARRETT MOTION INCpfd conv ser a | $261,000 | – | 30,000 | +100.0% | 0.06% | – |
| NS | New | NUSTAR ENERGY LP | $224,000 | – | 14,000 | +100.0% | 0.05% | – |
| New | SHOPIFY INCnote 0.125%11/0 | $102,450 | – | 120,000 | +100.0% | 0.02% | – | |
| EOSEW | New | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $78,000 | – | 325,000 | +100.0% | 0.02% | – |
| GENI | New | GENIUS SPORTS LIMITEDshares cl a | $71,000 | – | 19,888 | +100.0% | 0.02% | – |
| IMBI | New | IMEDIA BRANDS INC | $58,823 | – | 91,911 | +100.0% | 0.01% | – |
| New | CHEGG INCnote 0.125% 3/1 | $46,538 | – | 51,000 | +100.0% | 0.01% | – | |
| New | LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $33,725 | – | 38,000 | +100.0% | 0.01% | – | |
| New | ALGOMA STL GROUP INC*w exp 10/19/202 | $23,971 | – | 20,754 | +100.0% | 0.01% | – | |
| New | NEOGENOMICS INCnote 0.250% 1/1 | $21,328 | – | 33,000 | +100.0% | 0.01% | – | |
| New | NEXTNAV INC*w exp 10/28/202 | $20,850 | – | 55,974 | +100.0% | 0.01% | – | |
| New | CHEGG INCnote 9/0 | $21,179 | – | 27,000 | +100.0% | 0.01% | – | |
| New | AVAYA HLDGS CORPnote 2.250% 6/1 | $22,500 | – | 600,000 | +100.0% | 0.01% | – | |
| New | WAYFAIR INCnote 1.000% 8/1 | $23,785 | – | 42,000 | +100.0% | 0.01% | – | |
| New | FAZE HOLDINGS INC*w exp 03/01/202 | $20,280 | – | 156,001 | +100.0% | 0.00% | – | |
| New | TEEKAY CORPORATIONnote 5.000% 1/1 | $15,002 | – | 15,000 | +100.0% | 0.00% | – | |
| New | YOTTA ACQUISITION CORPORATIOright 03/15/2027 | $13,214 | – | 81,368 | +100.0% | 0.00% | – | |
| New | INSEEGO CORPnote 3.250% 5/0 | $10,800 | – | 18,000 | +100.0% | 0.00% | – | |
| New | INFINT ACQUISITION CORP*w exp 99/99/999 | $8,000 | – | 100,000 | +100.0% | 0.00% | – | |
| New | BEYOND MEAT INCnote 3/1 | $7,590 | – | 30,000 | +100.0% | 0.00% | – | |
| CLBRWS | New | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $11,106 | – | 146,714 | +100.0% | 0.00% | – |
| New | DEEP MEDICINE ACQUISITION COright 09/30/2028 | $2,856 | – | 47,599 | +100.0% | 0.00% | – | |
| New | YOTTA ACQUISITION CORPORATIO*w exp 03/15/202 | $3,000 | – | 100,000 | +100.0% | 0.00% | – | |
| New | ECARX HOLDINGS INC*w exp 12/20/202 | $4,272 | – | 43,550 | +100.0% | 0.00% | – | |
| New | SWVL HOLDINGS CORP | $2,740 | – | 20,000 | +100.0% | 0.00% | – | |
| DNZWS | New | D AND Z MEDIA ACQUISITION CO*w exp 01/27/202 | $5,140 | – | 100,000 | +100.0% | 0.00% | – |
| New | MSP RECOVERY INC*w exp 05/20/202 | $1,510 | – | 60,146 | +100.0% | 0.00% | – | |
| New | LOGISTICS INNOVTN TECHNLGS C*w exp 06/15/202 | $373 | – | 12,432 | +100.0% | 0.00% | – | |
| ARRWW | New | ARROWROOT ACQUISITION CORP*w exp 03/02/202 | $249 | – | 42,940 | +100.0% | 0.00% | – |
| New | VAHANNA TECH EDGE ACQSTN I C*w exp 11/30/202 | $1,677 | – | 159,670 | +100.0% | 0.00% | – | |
| KAIIW | New | KISMET ACQUISITION TWO CORP*w exp 06/30/202 | $90 | – | 29,909 | +100.0% | 0.00% | – |
| New | ALSP ORCHID ACQUISITION CORP*w exp 11/03/202 | $1,104 | – | 36,800 | +100.0% | 0.00% | – | |
| New | BLUE SAFARI GRP ACQUISITN COright 09/24/2026 | $1,218 | – | 10,339 | +100.0% | 0.00% | – | |
| BLUAWS | New | BLUERIVER ACQUISITION CORP*w exp 01/04/202 | $150 | – | 10,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRISES | 1 | Q4 2022 | 34.3% |
| ALTA EQUIPMENT GROUP INC | 1 | Q4 2022 | 17.2% |
| THE ARENA GROUP HOLDINGS INC | 1 | Q4 2022 | 10.6% |
| DOUBLEDOWN INTERACTIVE CO LT | 1 | Q4 2022 | 7.1% |
| FAZE HOLDINGS INC | 1 | Q4 2022 | 4.4% |
| LILIUM N V | 1 | Q4 2022 | 4.0% |
| CHARAH SOLUTIONS INC | 1 | Q4 2022 | 3.4% |
| NEXTNAV INC | 1 | Q4 2022 | 2.0% |
| AST SPACEMOBILE INC | 1 | Q4 2022 | 1.8% |
| SYNCHRONOSS TECHNOLOGIES INC | 1 | Q4 2022 | 1.6% |
View B. Riley Securities, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| MAGICJACK VOCALTEC LTD | November 15, 2018 | ? | ? |
View B. Riley Securities, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-02-09 |
| 4 | 2024-01-23 |
| 4 | 2024-01-18 |
| 4 | 2024-01-12 |
| 4 | 2024-01-09 |
| 4 | 2023-12-04 |
| 4 | 2023-11-16 |
| 4 | 2023-11-16 |
| 4 | 2023-11-14 |
| 13F-NT | 2023-11-13 |
View B. Riley Securities, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.