$239 Million is the total value of DFPG INVESTMENTS, LLC's 179 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 28.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NVDA | Buy | NVIDIA CORPORATION | $11,831,000 | +24.8% | 48,989 | +12.4% | 4.94% | +37.7% |
| OXY | Buy | OCCIDENTAL PETE CORP | $8,477,000 | +95.1% | 242,547 | +78.6% | 3.54% | +115.3% |
| ICSH | Buy | ISHARES TRblackrock ultra | $7,948,000 | +1.6% | 157,816 | +1.8% | 3.32% | +12.1% |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $6,170,000 | +3.8% | 426,096 | +3.4% | 2.58% | +14.5% |
| ET | Buy | ENERGY TRANSFER L P | $5,941,000 | -2.2% | 623,433 | +2.0% | 2.48% | +8.0% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $4,392,000 | +0.2% | 19,488 | +2.0% | 1.83% | +10.5% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $3,834,000 | +7.1% | 29,263 | +36.3% | 1.60% | +18.2% |
| VXUS | Buy | VANGUARD STAR FDSvg tl intl stk f | $3,125,000 | +44.4% | 49,606 | +48.1% | 1.30% | +59.3% |
| QCOM | Buy | QUALCOMM INC | $3,084,000 | +36.5% | 18,520 | +5.4% | 1.29% | +50.6% |
| JETS | Buy | ETF SER SOLUTIONSus glb jets | $2,999,000 | +493.9% | 140,294 | +554.8% | 1.25% | +555.5% |
| ABNB | Buy | AIRBNB INC | $2,433,000 | +81.3% | 15,401 | +95.7% | 1.02% | +100.0% |
| IAU | Buy | ISHARES GOLD TRishares new | $2,313,000 | +2.3% | 66,164 | +0.1% | 0.97% | +12.9% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $2,287,000 | +10.7% | 5,118 | +9.6% | 0.96% | +22.1% |
| SHOP | Buy | SHOPIFY INCcl a | $2,185,000 | -25.3% | 2,134 | +2.6% | 0.91% | -17.6% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $2,170,000 | +13.7% | 43,007 | +14.1% | 0.91% | +25.5% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $2,077,000 | +0.3% | 25,000 | +3.2% | 0.87% | +10.6% |
| ASAN | Buy | ASANA INCcl a | $1,839,000 | -52.6% | 34,424 | +3.1% | 0.77% | -47.7% |
| SHW | Buy | SHERWIN WILLIAMS CO | $1,745,000 | +2.5% | 5,863 | +0.7% | 0.73% | +13.2% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $1,570,000 | +3.1% | 16,601 | +0.1% | 0.66% | +13.9% |
| TGT | Buy | TARGET CORP | $1,457,000 | -7.9% | 6,570 | +0.5% | 0.61% | +1.5% |
| SD | Buy | SANDRIDGE ENERGY INC | $1,411,000 | -12.3% | 141,511 | +8.4% | 0.59% | -3.3% |
| EXR | Buy | EXTRA SPACE STORAGE INC | $1,272,000 | +10.8% | 6,509 | +4.1% | 0.53% | +22.4% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,226,000 | -4.3% | 459 | +1.3% | 0.51% | +5.6% |
| TSLA | Buy | TESLA INC | $1,203,000 | +31.9% | 1,208 | +8.3% | 0.50% | +45.5% |
| C | New | CITIGROUP INC | $1,186,000 | – | 18,399 | +100.0% | 0.50% | – |
| ODFL | Buy | OLD DOMINION FREIGHT LINE IN | $1,142,000 | +4.0% | 3,720 | +0.1% | 0.48% | +14.7% |
| CAT | New | CATERPILLAR INC | $1,137,000 | – | 5,249 | +100.0% | 0.48% | – |
| SPIB | Buy | SPDR SER TRportfolio intrmd | $1,076,000 | +6.4% | 30,279 | +9.3% | 0.45% | +17.2% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $1,046,000 | +2.0% | 9,817 | +3.0% | 0.44% | +12.6% |
| VOO | Buy | VANGUARD INDEX FDS | $1,020,000 | +7.3% | 2,482 | +6.2% | 0.43% | +18.3% |
| BBY | New | BEST BUY INC | $976,000 | – | 10,282 | +100.0% | 0.41% | – |
| IVV | Buy | ISHARES TRcore s&p500 etf | $964,000 | +6.9% | 2,148 | +5.8% | 0.40% | +18.2% |
| IRT | New | INDEPENDENCE RLTY TR INC | $963,000 | – | 43,086 | +100.0% | 0.40% | – |
| RYLD | New | GLOBAL X FDSrussell 2000 | $886,000 | – | 38,867 | +100.0% | 0.37% | – |
| QTEC | Buy | FIRST TR NASDAQ 100 TECH IND | $785,000 | -4.7% | 5,079 | +0.1% | 0.33% | +5.1% |
| BNDX | Buy | VANGUARD CHARLOTTE FDStotal int bd etf | $740,000 | -2.1% | 13,539 | +2.1% | 0.31% | +8.0% |
| BA | Buy | BOEING CO | $594,000 | +7.6% | 2,771 | +9.1% | 0.25% | +18.7% |
| CVX | Buy | CHEVRON CORP NEW | $591,000 | +18.2% | 4,604 | +0.2% | 0.25% | +30.7% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $538,000 | +8.0% | 15,058 | +11.5% | 0.22% | +19.7% |
| STAA | Buy | STAAR SURGICAL CO | $515,000 | -31.0% | 7,045 | +8.0% | 0.22% | -23.8% |
| PHYL | Buy | PGIM ETF TRactv hy bd etf | $513,000 | +9.4% | 12,846 | +12.6% | 0.21% | +20.9% |
| BRSP | Buy | BRIGHTSPIRE CAPITAL INC | $469,000 | +2.6% | 50,553 | +9.4% | 0.20% | +13.3% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $468,000 | -15.7% | 917 | +0.4% | 0.20% | -7.1% |
| AXP | New | AMERICAN EXPRESS CO | $467,000 | – | 2,905 | +100.0% | 0.20% | – |
| CRM | Buy | SALESFORCE COM INC | $406,000 | -21.3% | 1,820 | +2.2% | 0.17% | -12.8% |
| ACN | Buy | ACCENTURE PLC IRELAND | $396,000 | +9.4% | 1,155 | +8.0% | 0.16% | +20.4% |
| AAL | New | AMERICAN AIRLS GROUP INC | $381,000 | – | 22,720 | +100.0% | 0.16% | – |
| HD | Buy | HOME DEPOT INC | $371,000 | +9.1% | 1,061 | +7.3% | 0.16% | +20.2% |
| RDVY | Buy | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $370,000 | +3.6% | 7,430 | +3.0% | 0.16% | +14.8% |
| PM | Buy | PHILIP MORRIS INTL INC | $357,000 | +18.6% | 3,504 | +14.9% | 0.15% | +30.7% |
| SHYG | Buy | ISHARES TR0-5yr hi yl cp | $347,000 | +33.5% | 7,717 | +35.5% | 0.14% | +48.0% |
| MMC | New | MARSH & MCLENNAN COS INC | $346,000 | – | 2,190 | +100.0% | 0.14% | – |
| PFE | Buy | PFIZER INC | $346,000 | +51.1% | 6,398 | +16.6% | 0.14% | +65.5% |
| FIXD | Buy | FIRST TR EXCHNG TRADED FD VItcw opportunis | $335,000 | +45.7% | 6,418 | +49.1% | 0.14% | +60.9% |
| JD | Buy | JD.COM INCspon adr cl a | $330,000 | +9.6% | 4,285 | +15.5% | 0.14% | +21.1% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $322,000 | +11.4% | 696 | +1.3% | 0.13% | +22.9% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $303,000 | +7.4% | 3,424 | +8.2% | 0.13% | +18.7% |
| UNP | Buy | UNION PAC CORP | $295,000 | +10.5% | 1,219 | +1.0% | 0.12% | +21.8% |
| NFLX | Buy | NETFLIX INC | $287,000 | -18.5% | 564 | +1.6% | 0.12% | -9.8% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $282,000 | +0.7% | 2,202 | +5.2% | 0.12% | +11.3% |
| CPRT | Buy | COPART INC | $275,000 | -11.0% | 2,139 | +0.1% | 0.12% | -1.7% |
| SDY | Buy | SPDR SER TRs&p divid etf | $267,000 | +28.4% | 2,118 | +24.1% | 0.11% | +40.5% |
| FTCS | Buy | FIRST TR EXCHANGE-TRADED FDcap strength etf | $258,000 | +3.6% | 3,271 | +2.1% | 0.11% | +14.9% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $253,000 | +18.2% | 4,747 | +15.4% | 0.11% | +30.9% |
| PSA | New | PUBLIC STORAGE | $247,000 | – | 702 | +100.0% | 0.10% | – |
| NOW | Buy | SERVICENOW INC | $243,000 | -19.0% | 471 | +2.4% | 0.10% | -11.4% |
| SCHD | New | SCHWAB STRATEGIC TRus dividend eq | $239,000 | – | 3,035 | +100.0% | 0.10% | – |
| WMT | New | WALMART INC | $235,000 | – | 1,664 | +100.0% | 0.10% | – |
| THY | Buy | NORTHERN LIGHTS FD TRtoews aglty dnym | $235,000 | -1.3% | 9,699 | +1.3% | 0.10% | +8.9% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $234,000 | +6.4% | 3,838 | +9.8% | 0.10% | +18.1% |
| KO | New | COCA COLA CO | $232,000 | – | 3,821 | +100.0% | 0.10% | – |
| FDN | Buy | FIRST TR EXCHANGE-TRADED FDdj internt idx | $232,000 | -13.4% | 1,161 | +5.5% | 0.10% | -4.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $232,000 | -3.7% | 1,776 | +5.7% | 0.10% | +6.6% |
| NKE | Buy | NIKE INCcl b | $227,000 | -8.8% | 1,592 | +0.6% | 0.10% | +1.1% |
| CODI | New | COMPASS DIVERSIFIEDsh ben int | $221,000 | – | 8,471 | +100.0% | 0.09% | – |
| ADSK | Buy | AUTODESK INC | $221,000 | -0.9% | 875 | +13.6% | 0.09% | +9.5% |
| VIG | New | VANGUARD SPECIALIZED FUNDSdiv app etf | $218,000 | – | 1,351 | +100.0% | 0.09% | – |
| T | New | AT&T INC | $212,000 | – | 7,846 | +100.0% | 0.09% | – |
| BBN | New | BLACKROCK TAX MUNICPAL BD TR | $210,000 | – | 8,862 | +100.0% | 0.09% | – |
| OWL | New | BLUE OWL CAPITAL INC | $187,000 | – | 14,716 | +100.0% | 0.08% | – |
| KOS | New | KOSMOS ENERGY LTD | $50,000 | – | 11,500 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-01-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.