$234 Million is the total value of DFPG INVESTMENTS, LLC's 158 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CTRM | Exit | CASTOR MARITIME INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| Exit | WESTERN DIGITAL CORP.note 1.500% 2/0 | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| FAX | Exit | ABERDEEN ASIA-PACIFIC INCOME | $0 | – | -10,124 | -100.0% | -0.02% | – |
| IZEA | Exit | IZEA WORLDWIDE INC | $0 | – | -25,000 | -100.0% | -0.03% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -10,579 | -100.0% | -0.06% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -11,715 | -100.0% | -0.06% | – |
| ERH | Exit | WELLS FARGO UTILITIES AND HIwf utilities inc | $0 | – | -10,671 | -100.0% | -0.06% | – |
| SPYV | Exit | SPDR SER TRprtflo s&p500 vl | $0 | – | -6,054 | -100.0% | -0.10% | – |
| UTG | Exit | REAVES UTIL INCOME FD | $0 | – | -6,563 | -100.0% | -0.10% | – |
| DG | Exit | DOLLAR GEN CORP NEW | $0 | – | -1,021 | -100.0% | -0.10% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -1,709 | -100.0% | -0.11% | – |
| VEA | Exit | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $0 | – | -5,230 | -100.0% | -0.12% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -4,111 | -100.0% | -0.12% | – |
| FIDU | Exit | FIDELITY COVINGTON TRUSTmsci indl indx | $0 | – | -5,650 | -100.0% | -0.12% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -1,309 | -100.0% | -0.14% | – |
| JD | Exit | JD.COM INCspon adr cl a | $0 | – | -3,500 | -100.0% | -0.15% | – |
| BIDU | Exit | BAIDU INCspon adr rep a | $0 | – | -1,339 | -100.0% | -0.15% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -3,468 | -100.0% | -0.32% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INcl a | $0 | – | -2,470 | -100.0% | -0.40% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -8,369 | -100.0% | -0.47% | – |
| PAYC | Exit | PAYCOM SOFTWARE INC | $0 | – | -2,402 | -100.0% | -0.49% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -3,077 | -100.0% | -0.51% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -17,330 | -100.0% | -0.75% | – |
| ARCT | Exit | ARCTURUS THERAPEUTICS HLDGS | $0 | – | -89,004 | -100.0% | -2.64% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-04-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.