Asset Allocation & Management Company, LLC Activity Q4 2019-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
VTI	Sell	VANGUARD INDEX FDStotal stk mkt	$36,506	-27.5%	171,868	-24.8%	21.85%	+9.2%
SRLN	Sell	SSGA ACTIVE ETF TRblackstone senr	$15,293	-1.2%	364,726	-1.4%	9.15%	+48.7%
VYM	Sell	VANGUARD WHITEHALL FDShigh div yld	$11,988	-52.2%	116,029	-51.0%	7.18%	-28.1%
VOO	Buy	VANGUARD INDEX FDS	$11,201	-2.4%	28,523	+1.2%	6.70%	+47.0%
IVV	Sell	ISHARES TRcore s&p500 etf	$7,818	-9.0%	18,205	-5.6%	4.68%	+37.0%
IGSB	Sell	ISHARES TR	$5,980	-80.8%	120,000	-80.6%	3.58%	-71.0%
VEA	Sell	VANGUARD TAX-MANAGED FDSvan ftse dev mkt	$5,448	-17.0%	124,611	-12.3%	3.26%	+25.0%
AGG	Sell	ISHARES TRcore us aggbd et	$4,138	-72.1%	44,000	-71.0%	2.48%	-58.0%
VWO	Sell	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$3,097	-22.3%	78,973	-19.4%	1.85%	+17.0%
SCHD	Sell	SCHWAB STRATEGIC TRus dividend eq	$2,604	-30.8%	36,806	-29.0%	1.56%	+4.3%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$2,363	-57.9%	5,527	-56.4%	1.41%	-36.6%
RSP	New	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$1,625	–	11,468	–	0.97%	–
VO	Buy	VANGUARD INDEX FDSmid cap etf	$1,560	-2.8%	7,491	+2.7%	0.93%	+46.4%
QQQ	Sell	INVESCO QQQ TRunit ser 1	$1,450	-13.4%	4,048	-10.7%	0.87%	+30.3%
IJH	Sell	ISHARES TRcore s&p mcp etf	$1,257	-32.5%	5,043	-29.2%	0.75%	+1.6%
ANGL	Sell	VANECK ETF TRUSTfallen angel hg	$974	-50.3%	36,000	-49.0%	0.58%	-25.3%
VB	Buy	VANGUARD INDEX FDSsmall cp etf	$849	+36.5%	4,488	+43.5%	0.51%	+105.7%
VAL	New	VALARIS LTDcl a	$284	–	3,793	–	0.17%	–
VLO	New	VALERO ENERGY CORP	$232	–	1,634	–	0.14%	–
KO	Exit	COCA COLA CO	$0	–	-3,505	–	-0.08%	–
GD	Exit	GENERAL DYNAMICS CORP	$0	–	-985	–	-0.08%	–
TRV	Exit	TRAVELERS COMPANIES INC	$0	–	-1,236	–	-0.08%	–
PNC	Exit	PNC FINL SVCS GROUP INC	$0	–	-2,065	–	-0.10%	–
NODK	Exit	NI HLDGS INC	$0	–	-21,589	–	-0.13%	–
VEU	Exit	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$0	–	-8,590	–	-0.19%	–
BAC	Exit	BANK AMERICA CORP	$0	–	-16,581	–	-0.19%	–
PFE	Exit	PFIZER INC	$0	–	-15,027	–	-0.22%	–
MTB	Exit	M & T BK CORP	$0	–	-4,943	–	-0.24%	–
UNP	Exit	UNION PAC CORP	$0	–	-3,193	–	-0.26%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-6,719	–	-0.26%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-3,998	–	-0.26%	–
AMGN	Exit	AMGEN INC	$0	–	-3,068	–	-0.27%	–
ADP	Exit	AUTOMATIC DATA PROCESSING IN	$0	–	-3,309	–	-0.29%	–
RTX	Exit	RAYTHEON TECHNOLOGIES CORP	$0	–	-8,167	–	-0.32%	–
AAPL	Exit	APPLE INC	$0	–	-5,250	–	-0.40%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-3,000	–	-0.41%	–

Q2 2023

			Value		Shares		↓ Weighting
VTI	New	VANGUARD INDEX FDStotal stk mkt	$50,341	–	228,533	–	20.01%	–
IGSB	New	ISHARES TR	$31,105	–	620,000	–	12.36%	–
VYM	New	VANGUARD WHITEHALL FDShigh div yld	$25,104	–	236,670	–	9.98%	–
SRLN	New	SSGA ACTIVE ETF TRblackstone senr	$15,480	–	369,726	–	6.15%	–
AGG	New	ISHARES TRcore us aggbd et	$14,844	–	151,545	–	5.90%	–
VOO	New	VANGUARD INDEX FDS	$11,474	–	28,173	–	4.56%	–
LQD	New	ISHARES TRiboxx inv cp etf	$8,867	–	82,000	–	3.52%	–
IVV	New	ISHARES TRcore s&p500 etf	$8,593	–	19,280	–	3.42%	–
VEA	New	VANGUARD TAX-MANAGED FDSvan ftse dev mkt	$6,563	–	142,128	–	2.61%	–
BKLN	New	INVESCO EXCH TRADED FD TR IIsr ln etf	$6,467	–	307,390	–	2.57%	–
FTSL	New	FIRST TR EXCHANGE-TRADED FDsenior ln fd	$6,449	–	142,360	–	2.56%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$5,615	–	12,667	–	2.23%	–
AMZN	New	AMAZON COM INC	$4,562	–	3,500	–	1.81%	–
VWO	New	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$3,985	–	97,954	–	1.58%	–
JAAA	New	JANUS DETROIT STR TRhendrson aaa cl	$3,968	–	79,600	–	1.58%	–
SCHD	New	SCHWAB STRATEGIC TRus dividend eq	$3,762	–	51,807	–	1.50%	–
VCSH	New	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$3,579	–	47,300	–	1.42%	–
HYG	New	ISHARES TRiboxx hi yd etf	$3,526	–	46,975	–	1.40%	–
VUG	New	VANGUARD INDEX FDSgrowth etf	$3,449	–	12,189	–	1.37%	–
ESGU	New	ISHARES TResg awr msci usa	$3,314	–	34,000	–	1.32%	–
ANGL	New	VANECK ETF TRUSTfallen angel hg	$1,961	–	70,604	–	0.78%	–
IJH	New	ISHARES TRcore s&p mcp etf	$1,861	–	7,118	–	0.74%	–
QQQ	New	INVESCO QQQ TRunit ser 1	$1,675	–	4,535	–	0.67%	–
VO	New	VANGUARD INDEX FDSmid cap etf	$1,605	–	7,291	–	0.64%	–
BRKA	New	BERKSHIRE HATHAWAY INC DELcl a	$1,553	–	3	–	0.62%	–
VOT	New	VANGUARD INDEX FDSmcap gr idxvip	$1,508	–	7,329	–	0.60%	–
WFCPRL	New	WELLS FARGO CO NEWperp pfd cnv a	$1,268	–	1,100	–	0.50%	–
DVY	New	ISHARES TRselect divid etf	$1,164	–	10,273	–	0.46%	–
MSFT	New	MICROSOFT CORP	$1,022	–	3,000	–	0.41%	–
AAPL	New	APPLE INC	$1,018	–	5,250	–	0.40%	–
GOOG	New	ALPHABET INCcap stk cl c	$847	–	7,000	–	0.34%	–
GOOGL	New	ALPHABET INCcap stk cl a	$812	–	6,780	–	0.32%	–
RTX	New	RAYTHEON TECHNOLOGIES CORP	$800	–	8,167	–	0.32%	–
F	New	FORD MTR CO DEL	$757	–	50,000	–	0.30%	–
ADP	New	AUTOMATIC DATA PROCESSING IN	$727	–	3,309	–	0.29%	–
AMGN	New	AMGEN INC	$681	–	3,068	–	0.27%	–
IWV	New	ISHARES TRrussell 3000 etf	$672	–	2,641	–	0.27%	–
JNJ	New	JOHNSON & JOHNSON	$662	–	3,998	–	0.26%	–
PM	New	PHILIP MORRIS INTL INC	$656	–	6,719	–	0.26%	–
UNP	New	UNION PAC CORP	$653	–	3,193	–	0.26%	–
PFF	New	ISHARES TRpfd and incm sec	$650	–	21,000	–	0.26%	–
VB	New	VANGUARD INDEX FDSsmall cp etf	$622	–	3,128	–	0.25%	–
MTB	New	M & T BK CORP	$612	–	4,943	–	0.24%	–
PFE	New	PFIZER INC	$551	–	15,027	–	0.22%	–
IJR	New	ISHARES TRcore s&p scp etf	$552	–	5,541	–	0.22%	–
BAC	New	BANK AMERICA CORP	$476	–	16,581	–	0.19%	–
VEU	New	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$467	–	8,590	–	0.19%	–
EMXC	New	ISHARES INCmsci emrg chn	$466	–	8,971	–	0.18%	–
BP	New	BP PLCsponsored adr	$423	–	12,000	–	0.17%	–
ITOT	New	ISHARES TRcore s&p ttl stk	$405	–	4,143	–	0.16%	–
AVGO	New	BROADCOM INC	$396	–	457	–	0.16%	–
IWM	New	ISHARES TRrussell 2000 etf	$333	–	1,776	–	0.13%	–
NODK	New	NI HLDGS INC	$321	–	21,589	–	0.13%	–
MPC	New	MARATHON PETE CORP	$292	–	2,502	–	0.12%	–
EFA	New	ISHARES TRmsci eafe etf	$285	–	3,930	–	0.11%	–
PNC	New	PNC FINL SVCS GROUP INC	$260	–	2,065	–	0.10%	–
BSV	New	VANGUARD BD INDEX FDSshort trm bond	$237	–	3,142	–	0.09%	–
SDY	New	SPDR SER TRs&p divid etf	$233	–	1,902	–	0.09%	–
TRV	New	TRAVELERS COMPANIES INC	$215	–	1,236	–	0.08%	–
KO	New	COCA COLA CO	$211	–	3,505	–	0.08%	–
GD	New	GENERAL DYNAMICS CORP	$212	–	985	–	0.08%	–
EFT	New	EATON VANCE FLTING RATE INC	$152	–	13,000	–	0.06%	–
PFN	New	PIMCO INCOME STRATEGY FD II	$126	–	17,500	–	0.05%	–
VVR	New	INVESCO SR INCOME TR	$116	–	30,000	–	0.05%	–

Q4 2022

			Value		Shares		↓ Weighting
VVR	Exit	INVESCO SR INCOME TR	$0	–	-30,000	–	-0.05%	–
PFN	Exit	PIMCO INCOME STRATEGY FD II	$0	–	-17,500	–	-0.05%	–
EFT	Exit	EATON VANCE FLTING RATE INC	$0	–	-13,000	–	-0.06%	–
V	Exit	VISA INC	$0	–	-1,154	–	-0.08%	–
BBY	Exit	BEST BUY INC	$0	–	-3,278	–	-0.08%	–
APTV	Exit	APTIV PLC	$0	–	-2,702	–	-0.09%	–
MS	Exit	MORGAN STANLEY	$0	–	-2,660	–	-0.09%	–
SDY	Exit	SPDR SER TRs&p divid etf	$0	–	-1,902	–	-0.09%	–
EFA	Exit	ISHARES TRmsci eafe etf	$0	–	-3,930	–	-0.09%	–
AMT	Exit	AMERICAN TOWER CORP NEW	$0	–	-1,031	–	-0.09%	–
T	Exit	AT&T INC	$0	–	-14,494	–	-0.09%	–
KLAC	Exit	KLA CORP	$0	–	-736	–	-0.09%	–
BSV	Exit	VANGUARD BD INDEX FDSshort trm bond	$0	–	-3,142	–	-0.10%	–
TMO	Exit	THERMO FISHER SCIENTIFIC INC	$0	–	-468	–	-0.10%	–
URI	Exit	UNITED RENTALS INC	$0	–	-874	–	-0.10%	–
BKNG	Exit	BOOKING HOLDINGS INC	$0	–	-146	–	-0.10%	–
CP	Exit	CANADIAN PAC RY LTD	$0	–	-3,618	–	-0.10%	–
SYK	Exit	STRYKER CORPORATION	$0	–	-1,200	–	-0.10%	–
COST	Exit	COSTCO WHSL CORP NEW	$0	–	-520	–	-0.10%	–
TJX	Exit	TJX COS INC NEW	$0	–	-4,000	–	-0.10%	–
INTC	Exit	INTEL CORP	$0	–	-9,679	–	-0.10%	–
MPC	Exit	MARATHON PETE CORP	$0	–	-2,502	–	-0.10%	–
BKR	Exit	BAKER HUGHES COMPANYcl a	$0	–	-12,000	–	-0.10%	–
FITB	Exit	FIFTH THIRD BANCORP	$0	–	-7,915	–	-0.10%	–
MMC	Exit	MARSH & MCLENNAN COS INC	$0	–	-1,700	–	-0.10%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-3,000	–	-0.10%	–
TSLA	Exit	TESLA INC	$0	–	-966	–	-0.10%	–
LHX	Exit	L3HARRIS TECHNOLOGIES INC	$0	–	-1,250	–	-0.11%	–
ANET	Exit	ARISTA NETWORKS INC	$0	–	-2,422	–	-0.11%	–
IWM	Exit	ISHARES TRrussell 2000 etf	$0	–	-1,653	–	-0.11%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-7,521	–	-0.12%	–
ABT	Exit	ABBOTT LABS	$0	–	-3,022	–	-0.12%	–
CAT	Exit	CATERPILLAR INC	$0	–	-1,811	–	-0.12%	–
GILD	Exit	GILEAD SCIENCES INC	$0	–	-5,248	–	-0.13%	–
ITOT	Exit	ISHARES TRcore s&p ttl stk	$0	–	-4,193	–	-0.14%	–
BP	Exit	BP PLCsponsored adr	$0	–	-12,000	–	-0.14%	–
VFC	Exit	V F CORP	$0	–	-12,487	–	-0.15%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-4,000	–	-0.16%	–
AMZN	Exit	AMAZON COM INC	$0	–	-3,506	–	-0.16%	–
EMXC	Exit	ISHARES INCmsci emrg chn	$0	–	-8,971	–	-0.16%	–
MET	Exit	METLIFE INC	$0	–	-6,600	–	-0.16%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC.	$0	–	-6,580	–	-0.16%	–
BMY	Exit	BRISTOL-MYERS SQUIBB CO	$0	–	-5,713	–	-0.17%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-2,904	–	-0.17%	–
ALB	Exit	ALBEMARLE CORP	$0	–	-1,685	–	-0.18%	–
MRK	Exit	MERCK & CO INC	$0	–	-5,259	–	-0.19%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-901	–	-0.19%	–
TGT	Exit	TARGET CORP	$0	–	-3,430	–	-0.21%	–
VEU	Exit	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$0	–	-11,754	–	-0.21%	–
BLK	Exit	BLACKROCK INC	$0	–	-990	–	-0.22%	–
F	Exit	FORD MTR CO DEL	$0	–	-50,000	–	-0.23%	–
IJR	Exit	ISHARES TRcore s&p scp etf	$0	–	-6,641	–	-0.24%	–
GM	Exit	GENERAL MTRS CO	$0	–	-18,384	–	-0.24%	–
LMT	Exit	LOCKHEED MARTIN CORP	$0	–	-1,680	–	-0.27%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-6,787	–	-0.27%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-7,000	–	-0.28%	–
BAC	Exit	BK OF AMERICA CORP	$0	–	-22,872	–	-0.28%	–
CSCO	Exit	CISCO SYS INC	$0	–	-18,390	–	-0.30%	–
ITW	Exit	ILLINOIS TOOL WKS INC	$0	–	-4,099	–	-0.30%	–
PNC	Exit	PNC FINL SVCS GROUP INC	$0	–	-4,996	–	-0.31%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-7,135	–	-0.31%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-9,270	–	-0.32%	–
TXN	Exit	TEXAS INSTRS INC	$0	–	-5,001	–	-0.32%	–
UPS	Exit	UNITED PARCEL SERVICE INCcl b	$0	–	-4,880	–	-0.32%	–
HPQ	Exit	HP INC	$0	–	-32,109	–	-0.33%	–
VB	Exit	VANGUARD INDEX FDSsmall cp etf	$0	–	-4,701	–	-0.33%	–
TSN	Exit	TYSON FOODS INCcl a	$0	–	-12,161	–	-0.33%	–
MDLZ	Exit	MONDELEZ INTL INCcl a	$0	–	-15,384	–	-0.35%	–
UNP	Exit	UNION PAC CORP	$0	–	-4,403	–	-0.35%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-12,249	–	-0.35%	–
IWV	Exit	ISHARES TRrussell 3000 etf	$0	–	-4,221	–	-0.36%	–
KMB	Exit	KIMBERLY-CLARK CORP	$0	–	-7,827	–	-0.36%	–
AMP	Exit	AMERIPRISE FINL INC	$0	–	-3,499	–	-0.36%	–
RTX	Exit	RAYTHEON TECHNOLOGIES CORP	$0	–	-11,265	–	-0.38%	–
AMGN	Exit	AMGEN INC	$0	–	-4,233	–	-0.39%	–
QCOM	Exit	QUALCOMM INC	$0	–	-8,469	–	-0.39%	–
CMI	Exit	CUMMINS INC	$0	–	-4,808	–	-0.40%	–
AAPL	Exit	APPLE INC	$0	–	-7,255	–	-0.41%	–
GD	Exit	GENERAL DYNAMICS CORP	$0	–	-4,766	–	-0.41%	–
PFE	Exit	PFIZER INC	$0	–	-23,499	–	-0.42%	–
ADP	Exit	AUTOMATIC DATA PROCESSING IN	$0	–	-4,567	–	-0.42%	–
TRV	Exit	TRAVELERS COMPANIES INC	$0	–	-6,768	–	-0.42%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-4,502	–	-0.43%	–
KO	Exit	COCA COLA CO	$0	–	-19,299	–	-0.44%	–
DVY	Exit	ISHARES TRselect divid etf	$0	–	-10,273	–	-0.45%	–
HD	Exit	HOME DEPOT INC	$0	–	-4,062	–	-0.46%	–
APD	Exit	AIR PRODS & CHEMS INC	$0	–	-4,907	–	-0.47%	–
GPC	Exit	GENUINE PARTS CO	$0	–	-7,821	–	-0.48%	–
AVGO	Exit	BROADCOM INC	$0	–	-2,638	–	-0.48%	–
MTB	Exit	M & T BK CORP	$0	–	-6,819	–	-0.49%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-4,535	–	-0.50%	–
CAH	Exit	CARDINAL HEALTH INC	$0	–	-18,192	–	-0.50%	–
BRKA	Exit	BERKSHIRE HATHAWAY INC DELcl a	$0	–	-3	–	-0.50%	–
VOT	Exit	VANGUARD INDEX FDSmcap gr idxvip	$0	–	-7,329	–	-0.51%	–
PEP	Exit	PEPSICO INC	$0	–	-7,755	–	-0.52%	–
MCD	Exit	MCDONALDS CORP	$0	–	-5,600	–	-0.53%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-10,306	–	-0.53%	–
VO	Exit	VANGUARD INDEX FDSmid cap etf	$0	–	-7,930	–	-0.61%	–
IJH	Exit	ISHARES TRcore s&p mcp etf	$0	–	-7,164	–	-0.64%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-5,594	–	-0.82%	–
SCHD	Exit	SCHWAB STRATEGIC TRus dividend eq	$0	–	-36,806	–	-1.00%	–
VUG	Exit	VANGUARD INDEX FDSgrowth etf	$0	–	-12,189	–	-1.07%	–
VWO	Exit	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$0	–	-75,295	–	-1.13%	–
HYG	Exit	ISHARES TRiboxx hi yd etf	$0	–	-39,975	–	-1.17%	–
ESGV	Exit	VANGUARD WORLD FDesg us stk etf	$0	–	-53,250	–	-1.37%	–
VCSH	Exit	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$0	–	-47,423	–	-1.44%	–
VEA	Exit	VANGUARD TAX-MANAGED FDSvan ftse dev mkt	$0	–	-124,175	–	-1.85%	–
LQD	Exit	ISHARES TRiboxx inv cp etf	$0	–	-63,000	–	-2.65%	–
JAAA	Exit	JANUS DETROIT STR TRhendrson aaa cl	$0	–	-137,700	–	-2.77%	–
IVV	Exit	ISHARES TRcore s&p500 etf	$0	–	-19,898	–	-2.92%	–
SRLN	Exit	SSGA ACTIVE ETF TRblackstone senr	$0	–	-289,551	–	-4.85%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-8,396	–	-5.62%	–
IGSB	Exit	ISHARES TR	$0	–	-310,000	–	-6.26%	–
	Exit	HOPE BANCORP INCnote 2.000% 5/1	$0	–	-22,080,000	–	-8.63%	–
VYM	Exit	VANGUARD WHITEHALL FDShigh div yld	$0	–	-237,650	–	-9.24%	–
VOO	Exit	VANGUARD INDEX FDS	$0	–	-69,649	–	-9.37%	–
VTI	Exit	VANGUARD INDEX FDStotal stk mkt	$0	–	-169,503	–	-12.47%	–

Q3 2022

			Value		Shares		↓ Weighting
VTI	Buy	VANGUARD INDEX FDStotal stk mkt	$30,421,000	-4.1%	169,503	+0.8%	12.47%	-5.7%
VOO	Buy	VANGUARD INDEX FDS	$22,866,000	+136.9%	69,649	+150.3%	9.37%	+133.0%
VYM	Sell	VANGUARD WHITEHALL FDShigh div yld	$22,548,000	-12.3%	237,650	-6.0%	9.24%	-13.7%
IGSB	Sell	ISHARES TR	$15,277,000	-40.6%	310,000	-39.2%	6.26%	-41.6%
JNJ	Buy	JOHNSON & JOHNSON	$13,712,000	+820.3%	8,396	+0.0%	5.62%	+805.2%
SRLN	Buy	SSGA ACTIVE ETF TRblackstone senr	$11,834,000	+0.9%	289,551	+2.8%	4.85%	-0.7%
JAAA	Sell	JANUS DETROIT STR TRhendrson aaa cl	$6,761,000	-6.0%	137,700	-6.1%	2.77%	-7.6%
VCSH	Buy	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$3,523,000	-2.3%	47,423	+0.3%	1.44%	-3.9%
ESGV	Sell	VANGUARD WORLD FDesg us stk etf	$3,350,000	-10.8%	53,250	-5.8%	1.37%	-12.3%
HYG	Buy	ISHARES TRiboxx hi yd etf	$2,854,000	+15.5%	39,975	+19.1%	1.17%	+13.6%
VWO	Sell	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$2,748,000	-22.1%	75,295	-11.1%	1.13%	-23.5%
SCHD	New	SCHWAB STRATEGIC TRus dividend eq	$2,445,000	–	36,806	–	1.00%	–
VO	Buy	VANGUARD INDEX FDSmid cap etf	$1,491,000	-4.4%	7,930	+0.2%	0.61%	-6.0%
AVGO	Buy	BROADCOM INC	$1,171,000	+1.5%	2,638	+11.0%	0.48%	-0.2%
MSFT	Buy	MICROSOFT CORP	$1,049,000	-9.3%	4,502	+0.0%	0.43%	-10.8%
AAPL	Buy	APPLE INC	$1,003,000	+1.2%	7,255	+0.1%	0.41%	-0.5%
QCOM	Sell	QUALCOMM INC	$957,000	-19.5%	8,469	-9.0%	0.39%	-21.0%
IWV	New	ISHARES TRrussell 3000 etf	$874,000	–	4,221	–	0.36%	–
JPM	Buy	JPMORGAN CHASE & CO	$746,000	-7.1%	7,135	+0.1%	0.31%	-8.7%
GOOG	Buy	ALPHABET INCcap stk cl c	$673,000	-12.1%	7,000	+1900.0%	0.28%	-13.5%
GOOGL	Buy	ALPHABET INCcap stk cl a	$649,000	-12.2%	6,787	+1902.1%	0.27%	-13.6%
BLK	Buy	BLACKROCK INC	$545,000	+58.4%	990	+75.2%	0.22%	+55.9%
VEU	Sell	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$521,000	-67.1%	11,754	-63.0%	0.21%	-67.6%
UNH	Buy	UNITEDHEALTH GROUP INC	$455,000	-1.5%	901	+0.1%	0.19%	-3.1%
MRK	Buy	MERCK & CO INC	$453,000	-5.4%	5,259	+0.1%	0.19%	-7.0%
CVX	Buy	CHEVRON CORP NEW	$417,000	-0.7%	2,904	+0.1%	0.17%	-2.3%
AMZN	Buy	AMAZON COM INC	$396,000	+6.5%	3,506	+0.2%	0.16%	+4.5%
ITOT	Buy	ISHARES TRcore s&p ttl stk	$334,000	-3.7%	4,193	+1.2%	0.14%	-5.5%
VZ	Buy	VERIZON COMMUNICATIONS INC	$286,000	-24.7%	7,521	+0.4%	0.12%	-25.9%
ANET	Sell	ARISTA NETWORKS INC	$273,000	-27.2%	2,422	-39.4%	0.11%	-28.2%
TSLA	New	TESLA INC	$256,000	–	966	–	0.10%	–
COST	New	COSTCO WHSL CORP NEW	$246,000	–	520	–	0.10%	–
CP	Sell	CANADIAN PAC RY LTD	$241,000	-57.3%	3,618	-55.2%	0.10%	-57.9%
BKNG	New	BOOKING HOLDINGS INC	$240,000	–	146	–	0.10%	–
URI	New	UNITED RENTALS INC	$236,000	–	874	–	0.10%	–
TMO	New	THERMO FISHER SCIENTIFIC INC	$237,000	–	468	–	0.10%	–
T	New	AT&T INC	$222,000	–	14,494	–	0.09%	–
KLAC	Sell	KLA CORP	$223,000	-39.2%	736	-36.0%	0.09%	-40.5%
AMT	New	AMERICAN TOWER CORP NEW	$221,000	–	1,031	–	0.09%	–
APTV	New	APTIV PLC	$211,000	–	2,702	–	0.09%	–
V	Buy	VISA INC	$205,000	-9.3%	1,154	+0.3%	0.08%	-10.6%
KNX	Exit	KNIGHT-SWIFT TRANSN HLDGS INcl a	$0	–	-4,545	–	-0.09%	–
REM	Exit	ISHARES TRmortge rel etf	$0	–	-8,198	–	-0.09%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-850	–	-0.10%	–
FFIV	Exit	F5 INC	$0	–	-1,900	–	-0.12%	–
GLD	Exit	SPDR GOLD TR	$0	–	-2,125	–	-0.15%	–
IIVI	Exit	II-VI INC	$0	–	-7,100	–	-0.15%	–
MMM	Exit	3M CO	$0	–	-2,795	–	-0.15%	–
FDX	Exit	FEDEX CORP	$0	–	-1,800	–	-0.17%	–
LLY	Exit	LILLY ELI & CO	$0	–	-3,696	–	-0.50%	–

Q2 2022

			Value		Shares		↓ Weighting
VTI	New	VANGUARD INDEX FDStotal stk mkt	$31,709,000	–	168,113	–	13.22%	–
IGSB	New	ISHARES TR	$25,740,000	–	510,000	–	10.73%	–
VYM	New	VANGUARD WHITEHALL FDShigh div yld	$25,706,000	–	252,765	–	10.72%	–
	New	HOPE BANCORP INCnote 2.000% 5/1	$21,486,000	–	22,080,000	–	8.96%	–
SRLN	New	SSGA ACTIVE ETF TRblackstone senr	$11,724,000	–	281,551	–	4.89%	–
VOO	New	VANGUARD INDEX FDS	$9,652,000	–	27,824	–	4.02%	–
IVV	New	ISHARES TRcore s&p500 etf	$7,544,000	–	19,898	–	3.14%	–
JAAA	New	JANUS DETROIT STR TRhendrson aaa cl	$7,194,000	–	146,700	–	3.00%	–
LQD	New	ISHARES TRiboxx inv cp etf	$6,924,000	–	63,000	–	2.89%	–
VEA	New	VANGUARD TAX-MANAGED INTL FDvan ftse dev mkt	$5,066,000	–	124,175	–	2.11%	–
ESGV	New	VANGUARD WORLD FDesg us stk etf	$3,755,000	–	56,545	–	1.56%	–
VCSH	New	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$3,607,000	–	47,300	–	1.50%	–
VWO	New	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$3,528,000	–	84,703	–	1.47%	–
VUG	New	VANGUARD INDEX FDSgrowth etf	$2,717,000	–	12,189	–	1.13%	–
HYG	New	ISHARES TRiboxx hi yd etf	$2,471,000	–	33,575	–	1.03%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$2,110,000	–	5,594	–	0.88%	–
IJH	New	ISHARES TRcore s&p mcp etf	$1,621,000	–	7,164	–	0.68%	–
VEU	New	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$1,585,000	–	31,727	–	0.66%	–
VO	New	VANGUARD INDEX FDSmid cap etf	$1,559,000	–	7,915	–	0.65%	–
JNJ	New	JOHNSON & JOHNSON	$1,490,000	–	8,392	–	0.62%	–
PG	New	PROCTER AND GAMBLE CO	$1,482,000	–	10,306	–	0.62%	–
MCD	New	MCDONALDS CORP	$1,383,000	–	5,600	–	0.58%	–
PEP	New	PEPSICO INC	$1,292,000	–	7,755	–	0.54%	–
VOT	New	VANGUARD INDEX FDSmcap gr idxvip	$1,285,000	–	7,329	–	0.54%	–
QQQ	New	INVESCO QQQ TRunit ser 1	$1,271,000	–	4,535	–	0.53%	–
PFE	New	PFIZER INC	$1,232,000	–	23,499	–	0.51%	–
BRKA	New	BERKSHIRE HATHAWAY INC DELcl a	$1,227,000	–	3	–	0.51%	–
KO	New	COCA COLA CO	$1,214,000	–	19,299	–	0.51%	–
DVY	New	ISHARES TRselect divid etf	$1,209,000	–	10,273	–	0.50%	–
LLY	New	LILLY ELI & CO	$1,198,000	–	3,696	–	0.50%	–
QCOM	New	QUALCOMM INC	$1,189,000	–	9,309	–	0.50%	–
APD	New	AIR PRODS & CHEMS INC	$1,180,000	–	4,907	–	0.49%	–
MSFT	New	MICROSOFT CORP	$1,156,000	–	4,500	–	0.48%	–
AVGO	New	BROADCOM INC	$1,154,000	–	2,376	–	0.48%	–
TRV	New	TRAVELERS COMPANIES INC	$1,145,000	–	6,768	–	0.48%	–
HD	New	HOME DEPOT INC	$1,114,000	–	4,062	–	0.46%	–
MTB	New	M & T BK CORP	$1,087,000	–	6,819	–	0.45%	–
RTX	New	RAYTHEON TECHNOLOGIES CORP	$1,083,000	–	11,265	–	0.45%	–
KMB	New	KIMBERLY-CLARK CORP	$1,058,000	–	7,827	–	0.44%	–
HPQ	New	HP INC	$1,053,000	–	32,109	–	0.44%	–
GD	New	GENERAL DYNAMICS CORP	$1,054,000	–	4,766	–	0.44%	–
TSN	New	TYSON FOODS INCcl a	$1,047,000	–	12,161	–	0.44%	–
GPC	New	GENUINE PARTS CO	$1,040,000	–	7,821	–	0.43%	–
AMGN	New	AMGEN INC	$1,030,000	–	4,233	–	0.43%	–
AAPL	New	APPLE INC	$991,000	–	7,250	–	0.41%	–
CL	New	COLGATE PALMOLIVE CO	$982,000	–	12,249	–	0.41%	–
ADP	New	AUTOMATIC DATA PROCESSING IN	$959,000	–	4,567	–	0.40%	–
MDLZ	New	MONDELEZ INTL INCcl a	$955,000	–	15,384	–	0.40%	–
CAH	New	CARDINAL HEALTH INC	$951,000	–	18,192	–	0.40%	–
UNP	New	UNION PAC CORP	$939,000	–	4,403	–	0.39%	–
CMI	New	CUMMINS INC	$930,000	–	4,808	–	0.39%	–
PM	New	PHILIP MORRIS INTL INC	$915,000	–	9,270	–	0.38%	–
UPS	New	UNITED PARCEL SERVICE INCcl b	$891,000	–	4,880	–	0.37%	–
AMP	New	AMERIPRISE FINL INC	$832,000	–	3,499	–	0.35%	–
VB	New	VANGUARD INDEX FDSsmall cp etf	$828,000	–	4,701	–	0.34%	–
JPM	New	JPMORGAN CHASE & CO	$803,000	–	7,129	–	0.34%	–
PNC	New	PNC FINL SVCS GROUP INC	$788,000	–	4,996	–	0.33%	–
CSCO	New	CISCO SYS INC	$784,000	–	18,390	–	0.33%	–
TXN	New	TEXAS INSTRS INC	$768,000	–	5,001	–	0.32%	–
GOOG	New	ALPHABET INCcap stk cl c	$766,000	–	350	–	0.32%	–
ITW	New	ILLINOIS TOOL WKS INC	$747,000	–	4,099	–	0.31%	–
GOOGL	New	ALPHABET INCcap stk cl a	$739,000	–	339	–	0.31%	–
LMT	New	LOCKHEED MARTIN CORP	$722,000	–	1,680	–	0.30%	–
BAC	New	BK OF AMERICA CORP	$712,000	–	22,872	–	0.30%	–
IJR	New	ISHARES TRcore s&p scp etf	$614,000	–	6,641	–	0.26%	–
GM	New	GENERAL MTRS CO	$584,000	–	18,384	–	0.24%	–
CP	New	CANADIAN PAC RY LTD	$564,000	–	8,075	–	0.24%	–
F	New	FORD MTR CO DEL	$557,000	–	50,000	–	0.23%	–
VFC	New	V F CORP	$552,000	–	12,487	–	0.23%	–
TGT	New	TARGET CORP	$484,000	–	3,430	–	0.20%	–
MRK	New	MERCK & CO INC	$479,000	–	5,253	–	0.20%	–
UNH	New	UNITEDHEALTH GROUP INC	$462,000	–	900	–	0.19%	–
BMY	New	BRISTOL-MYERS SQUIBB CO	$440,000	–	5,713	–	0.18%	–
EMXC	New	ISHARES INCmsci emrg chn	$428,000	–	8,971	–	0.18%	–
CVX	New	CHEVRON CORP NEW	$420,000	–	2,900	–	0.18%	–
MET	New	METLIFE INC	$414,000	–	6,600	–	0.17%	–
FDX	New	FEDEX CORP	$408,000	–	1,800	–	0.17%	–
MCHP	New	MICROCHIP TECHNOLOGY INC.	$382,000	–	6,580	–	0.16%	–
VZ	New	VERIZON COMMUNICATIONS INC	$380,000	–	7,492	–	0.16%	–
ANET	New	ARISTA NETWORKS INC	$375,000	–	4,000	–	0.16%	–
CVS	New	CVS HEALTH CORP	$371,000	–	4,000	–	0.16%	–
AMZN	New	AMAZON COM INC	$372,000	–	3,500	–	0.16%	–
KLAC	New	KLA CORP	$367,000	–	1,150	–	0.15%	–
MMM	New	3M CO	$362,000	–	2,795	–	0.15%	–
INTC	New	INTEL CORP	$362,000	–	9,679	–	0.15%	–
IIVI	New	II-VI INC	$362,000	–	7,100	–	0.15%	–
GLD	New	SPDR GOLD TR	$358,000	–	2,125	–	0.15%	–
ALB	New	ALBEMARLE CORP	$352,000	–	1,685	–	0.15%	–
ITOT	New	ISHARES TRcore s&p ttl stk	$347,000	–	4,143	–	0.14%	–
BKR	New	BAKER HUGHES COMPANYcl a	$346,000	–	12,000	–	0.14%	–
BLK	New	BLACKROCK INC	$344,000	–	565	–	0.14%	–
BP	New	BP PLCsponsored adr	$340,000	–	12,000	–	0.14%	–
ABT	New	ABBOTT LABS	$328,000	–	3,022	–	0.14%	–
CAT	New	CATERPILLAR INC	$324,000	–	1,811	–	0.14%	–
GILD	New	GILEAD SCIENCES INC	$324,000	–	5,248	–	0.14%	–
LHX	New	L3HARRIS TECHNOLOGIES INC	$302,000	–	1,250	–	0.13%	–
FFIV	New	F5 INC	$291,000	–	1,900	–	0.12%	–
IWM	New	ISHARES TRrussell 2000 etf	$280,000	–	1,653	–	0.12%	–
FITB	New	FIFTH THIRD BANCORP	$266,000	–	7,915	–	0.11%	–
MMC	New	MARSH & MCLENNAN COS INC	$264,000	–	1,700	–	0.11%	–
EFA	New	ISHARES TRmsci eafe etf	$245,000	–	3,930	–	0.10%	–
BSV	New	VANGUARD BD INDEX FDSshort trm bond	$241,000	–	3,142	–	0.10%	–
SYK	New	STRYKER CORPORATION	$239,000	–	1,200	–	0.10%	–
LULU	New	LULULEMON ATHLETICA INC	$232,000	–	850	–	0.10%	–
SBUX	New	STARBUCKS CORP	$229,000	–	3,000	–	0.10%	–
V	New	VISA INC	$226,000	–	1,150	–	0.09%	–
SDY	New	SPDR SER TRs&p divid etf	$226,000	–	1,902	–	0.09%	–
TJX	New	TJX COS INC NEW	$223,000	–	4,000	–	0.09%	–
REM	New	ISHARES TRmortge rel etf	$219,000	–	8,198	–	0.09%	–
BBY	New	BEST BUY INC	$214,000	–	3,278	–	0.09%	–
KNX	New	KNIGHT-SWIFT TRANSN HLDGS INcl a	$210,000	–	4,545	–	0.09%	–
MPC	New	MARATHON PETE CORP	$206,000	–	2,502	–	0.09%	–
MS	New	MORGAN STANLEY	$202,000	–	2,660	–	0.08%	–
EFT	New	EATON VANCE FLTING RATE INC	$164,000	–	13,000	–	0.07%	–
PFN	New	PIMCO INCOME STRATEGY FD II	$129,000	–	17,500	–	0.05%	–
VVR	New	INVESCO SR INCOME TR	$126,000	–	30,000	–	0.05%	–

Q4 2021

			Value		Shares		↓ Weighting
VVR	Exit	INVESCO SR INCOME TR	$0	–	-30,000	–	-0.08%	–
PFN	Exit	PIMCO INCOME STRATEG	$0	–	-17,500	–	-0.09%	–
EFT	Exit	EATON VANCE FLTING R	$0	–	-13,000	–	-0.10%	–
REM	Exit	ISHARES TRmortge rel etf	$0	–	-5,747	–	-0.11%	–
AVGO	Exit	BROADCOM INC	$0	–	-457	–	-0.12%	–
SDY	Exit	SPDR SER TRs&p divid etf	$0	–	-1,902	–	-0.12%	–
BSV	Exit	VANGUARD BD INDEX FDshort trm bond	$0	–	-3,142	–	-0.14%	–
EMXC	Exit	ISHARES INCmsci emrg chn	$0	–	-4,634	–	-0.15%	–
TGT	Exit	TARGET CORP	$0	–	-1,430	–	-0.18%	–
BP	Exit	BP PLCsponsored adr	$0	–	-12,000	–	-0.18%	–
ITOT	Exit	ISHARES TRcore s&p ttl stk	$0	–	-4,143	–	-0.22%	–
VB	Exit	VANGUARD INDEX FDSsmall cp etf	$0	–	-3,128	–	-0.37%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-339	–	-0.49%	–
IJH	Exit	ISHARES TRcore s&p mcp etf	$0	–	-4,134	–	-0.59%	–
DVY	Exit	ISHARES TRselect divid etf	$0	–	-10,273	–	-0.64%	–
BRKA	Exit	BERKSHIRE HATHAWAY Icl a	$0	–	-3	–	-0.67%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-4,535	–	-0.88%	–
VO	Exit	VANGUARD INDEX FDSmid cap etf	$0	–	-7,291	–	-0.94%	–
VOT	Exit	VANGUARD INDEX FDSmcap gr idxvip	$0	–	-7,329	–	-0.94%	–
VEU	Exit	VANGUARD INTL EQUITYallwrld ex us	$0	–	-30,678	–	-1.01%	–
EFA	Exit	ISHARES TRmsci eafe etf	$0	–	-28,430	–	-1.20%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-5,611	–	-1.30%	–
HYG	Exit	ISHARES TRiboxx hi yd etf	$0	–	-27,845	–	-1.32%	–
ESGV	Exit	VANGUARD WORLD FDesg us stk etf	$0	–	-38,545	–	-1.67%	–
VUG	Exit	VANGUARD INDEX FDSgrowth etf	$0	–	-12,189	–	-1.92%	–
VCSH	Exit	VANGUARD SCOTTSDALEshrt trm corp bd	$0	–	-47,300	–	-2.11%	–
VWO	Exit	VANGUARD INTL EQUITYftse emr mkt etf	$0	–	-78,403	–	-2.12%	–
VEA	Exit	VANGUARD TAX-MANAGEDftse dev mkt etf	$0	–	-109,176	–	-2.99%	–
IVV	Exit	ISHARES TRcore s&p500 etf	$0	–	-14,967	–	-3.49%	–
VOO	Exit	VANGUARD INDEX FDS	$0	–	-20,826	–	-4.45%	–
	Exit	HOPE BANCORP INCnote 2.000% 5/1	$0	–	-21,090,000	–	-11.31%	–
VYM	Exit	VANGUARD WHITEHALL Fhigh div yld	$0	–	-209,548	–	-11.73%	–
VTI	Exit	VANGUARD INDEX FDStotal stk mkt	$0	–	-161,586	–	-19.44%	–
IGSB	Exit	ISHARES TR	$0	–	-910,000	–	-26.93%	–

Q3 2021

			Value		Shares		↓ Weighting
VTI	Sell	VANGUARD INDEX FDStotal stk mkt	$35,882,000	-1.4%	161,586	-1.1%	19.44%	+15.7%
VYM	Buy	VANGUARD WHITEHALL Fhigh div yld	$21,657,000	+4.1%	209,548	+5.6%	11.73%	+22.2%
	Sell	HOPE BANCORP INCnote 2.000% 5/1	$20,879,000	-0.9%	21,090,000	-1.2%	11.31%	+16.2%
VOO	Sell	VANGUARD INDEX FDS	$8,214,000	-29.8%	20,826	-30.0%	4.45%	-17.7%
IVV	Sell	ISHARES TRcore s&p500 etf	$6,448,000	-57.1%	14,967	-57.1%	3.49%	-49.6%
VEA	Sell	VANGUARD TAX-MANAGEDftse dev mkt etf	$5,512,000	-6.8%	109,176	-4.8%	2.99%	+9.4%
VWO	Sell	VANGUARD INTL EQUITYftse emr mkt etf	$3,921,000	-24.2%	78,403	-17.7%	2.12%	-11.1%
VUG	Buy	VANGUARD INDEX FDSgrowth etf	$3,537,000	+3.1%	12,189	+1.9%	1.92%	+21.0%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$2,408,000	-38.6%	5,611	-34.1%	1.30%	-28.0%
VOT	Buy	VANGUARD INDEX FDSmcap gr idxvip	$1,732,000	+1.9%	7,329	+1.9%	0.94%	+19.5%
VO	Sell	VANGUARD INDEX FDSmid cap etf	$1,726,000	-46.2%	7,291	-46.1%	0.94%	-37.0%
VB	Sell	VANGUARD INDEX FDSsmall cp etf	$684,000	-71.0%	3,128	-70.1%	0.37%	-65.9%
EMXC	New	ISHARES INCmsci emrg chn	$281,000	–	4,634	–	0.15%	–
BSV	Sell	VANGUARD BD INDEX FDshort trm bond	$257,000	-76.1%	3,142	-76.0%	0.14%	-72.0%
SDY	Sell	SPDR SER TRs&p divid etf	$224,000	-65.7%	1,902	-64.4%	0.12%	-59.9%
ENB	Exit	ENBRIDGE INC	$0	–	-6,110	–	-0.11%	–
SO	Exit	SOUTHERN CO	$0	–	-4,700	–	-0.13%	–
BLV	Exit	VANGUARD BD INDEX FDlong term bond	$0	–	-3,960	–	-0.19%	–
T	Exit	AT&T INC	$0	–	-14,441	–	-0.19%	–
NODK	Exit	NI HLDGS INC	$0	–	-25,278	–	-0.22%	–
OHI	Exit	OMEGA HEALTHCARE INV	$0	–	-14,052	–	-0.24%	–
IJR	Exit	ISHARES TRcore s&p scp etf	$0	–	-6,663	–	-0.35%	–
VLO	Exit	VALERO ENERGY CORP	$0	–	-10,000	–	-0.36%	–
BIV	Exit	VANGUARD BD INDEX FDintermed term	$0	–	-9,160	–	-0.38%	–
GM	Exit	GENERAL MTRS CO	$0	–	-16,250	–	-0.44%	–
IWV	Exit	ISHARES TRrussell 3000 etf	$0	–	-6,021	–	-0.71%	–
IEFA	Exit	ISHARES TRcore msci eafe	$0	–	-23,723	–	-0.82%	–
IEMG	Exit	ISHARES INCcore msci emkt	$0	–	-54,862	–	-1.70%	–

Q2 2021

			Value		Shares		↓ Weighting
IGSB	New	ISHARES TR	$49,877,000	–	910,000	–	23.03%	–
VTI	New	VANGUARD INDEX FDStotal stk mkt	$36,388,000	–	163,308	–	16.80%	–
	New	HOPE BANCORP INCnote 2.000% 5/1	$21,078,000	–	21,345,000	–	9.73%	–
VYM	New	VANGUARD WHITEHALL Fhigh div yld	$20,798,000	–	198,507	–	9.60%	–
IVV	New	ISHARES TRcore s&p500 etf	$15,015,000	–	34,926	–	6.93%	–
VOO	New	VANGUARD INDEX FDS	$11,707,000	–	29,750	–	5.40%	–
VEA	New	VANGUARD TAX-MANAGEDftse dev mkt etf	$5,911,000	–	114,738	–	2.73%	–
VWO	New	VANGUARD INTL EQUITYftse emr mkt etf	$5,173,000	–	95,254	–	2.39%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$3,925,000	–	8,519	–	1.81%	–
VCSH	New	VANGUARD SCOTTSDALEshrt trm corp bd	$3,912,000	–	47,300	–	1.81%	–
IEMG	New	ISHARES INCcore msci emkt	$3,675,000	–	54,862	–	1.70%	–
VUG	New	VANGUARD INDEX FDSgrowth etf	$3,431,000	–	11,963	–	1.58%	–
VO	New	VANGUARD INDEX FDSmid cap etf	$3,211,000	–	13,529	–	1.48%	–
ESGV	New	VANGUARD WORLD FDesg us stk etf	$3,083,000	–	38,545	–	1.42%	–
HYG	New	ISHARES TRiboxx hi yd etf	$2,451,000	–	27,845	–	1.13%	–
VB	New	VANGUARD INDEX FDSsmall cp etf	$2,355,000	–	10,453	–	1.09%	–
EFA	New	ISHARES TRmsci eafe etf	$2,243,000	–	28,430	–	1.04%	–
VEU	New	VANGUARD INTL EQUITYallwrld ex us	$1,945,000	–	30,678	–	0.90%	–
IEFA	New	ISHARES TRcore msci eafe	$1,776,000	–	23,723	–	0.82%	–
VOT	New	VANGUARD INDEX FDSmcap gr idxvip	$1,700,000	–	7,191	–	0.78%	–
QQQ	New	INVESCO QQQ TRunit ser 1	$1,607,000	–	4,535	–	0.74%	–
IWV	New	ISHARES TRrussell 3000 etf	$1,541,000	–	6,021	–	0.71%	–
BRKA	New	BERKSHIRE HATHAWAY Icl a	$1,256,000	–	3	–	0.58%	–
DVY	New	ISHARES TRselect divid etf	$1,198,000	–	10,273	–	0.55%	–
IJH	New	ISHARES TRcore s&p mcp etf	$1,111,000	–	4,134	–	0.51%	–
BSV	New	VANGUARD BD INDEX FDshort trm bond	$1,074,000	–	13,072	–	0.50%	–
GM	New	GENERAL MTRS CO	$962,000	–	16,250	–	0.44%	–
GOOGL	New	ALPHABET INCcap stk cl a	$828,000	–	339	–	0.38%	–
BIV	New	VANGUARD BD INDEX FDintermed term	$824,000	–	9,160	–	0.38%	–
VLO	New	VALERO ENERGY CORP	$781,000	–	10,000	–	0.36%	–
IJR	New	ISHARES TRcore s&p scp etf	$753,000	–	6,663	–	0.35%	–
SDY	New	SPDR SER TRs&p divid etf	$654,000	–	5,348	–	0.30%	–
OHI	New	OMEGA HEALTHCARE INV	$510,000	–	14,052	–	0.24%	–
NODK	New	NI HLDGS INC	$481,000	–	25,278	–	0.22%	–
T	New	AT&T INC	$416,000	–	14,441	–	0.19%	–
ITOT	New	ISHARES TRcore s&p ttl stk	$409,000	–	4,143	–	0.19%	–
BLV	New	VANGUARD BD INDEX FDlong term bond	$408,000	–	3,960	–	0.19%	–
TGT	New	TARGET CORP	$346,000	–	1,430	–	0.16%	–
BP	New	BP PLCsponsored adr	$317,000	–	12,000	–	0.15%	–
SO	New	SOUTHERN CO	$284,000	–	4,700	–	0.13%	–
ENB	New	ENBRIDGE INC	$245,000	–	6,110	–	0.11%	–
AVGO	New	BROADCOM INC	$218,000	–	457	–	0.10%	–
REM	New	ISHARES TRmortge rel etf	$213,000	–	5,747	–	0.10%	–
EFT	New	EATON VANCE FLTING R	$190,000	–	13,000	–	0.09%	–
PFN	New	PIMCO INCOME STRATEG	$165,000	–	17,500	–	0.08%	–
VVR	New	INVESCO SR INCOME TR	$140,000	–	30,000	–	0.06%	–

Q4 2020

			Value		Shares		↓ Weighting
GE	Exit	GENERAL ELECTRIC CO	$0	–	-12,909	–	-0.04%	–
VVR	Exit	INVESCO SR INCOME TR	$0	–	-30,000	–	-0.05%	–
EFT	Exit	EATON VANCE FLTING R	$0	–	-13,000	–	-0.07%	–
PFN	Exit	PIMCO INCOME STRATEG	$0	–	-17,500	–	-0.07%	–
AVGO	Exit	BROADCOM INC	$0	–	-561	–	-0.09%	–
REM	Exit	ISHARES TRmortge rel etf	$0	–	-8,198	–	-0.10%	–
BP	Exit	BP PLCsponsored adr	$0	–	-12,000	–	-0.10%	–
TGT	Exit	TARGET CORP	$0	–	-1,636	–	-0.12%	–
IEFA	Exit	ISHARES TRcore msci eafe	$0	–	-4,765	–	-0.13%	–
VZ	Exit	VERIZON COMMUNICATIO	$0	–	-5,150	–	-0.14%	–
BLV	Exit	VANGUARD BD INDEX FDlong term bond	$0	–	-3,960	–	-0.20%	–
IBM	Exit	INTERNATIONAL BUSINE	$0	–	-3,670	–	-0.21%	–
GM	Exit	GENERAL MTRS CO	$0	–	-17,184	–	-0.23%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-354	–	-0.24%	–
VLO	Exit	VALERO ENERGY CORP	$0	–	-12,471	–	-0.25%	–
VXUS	Exit	VANGUARD STAR FDSvg tl intl stk f	$0	–	-11,209	–	-0.27%	–
IJR	Exit	ISHARES TRcore s&p scp etf	$0	–	-10,781	–	-0.35%	–
DVY	Exit	ISHARES TRselect divid etf	$0	–	-10,273	–	-0.39%	–
HYG	Exit	ISHARES TRiboxx hi yd etf	$0	–	-10,710	–	-0.42%	–
BRKA	Exit	BERKSHIRE HATHAWAY Icl a	$0	–	-3	–	-0.44%	–
BIV	Exit	VANGUARD BD INDEX FDintermed term	$0	–	-11,202	–	-0.48%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-4,535	–	-0.58%	–
IWV	Exit	ISHARES TRrussell 3000 etf	$0	–	-6,776	–	-0.61%	–
VOT	Exit	VANGUARD INDEX FDSmcap gr idxvip	$0	–	-7,504	–	-0.62%	–
ITOT	Exit	ISHARES TRcore s&p ttl stk	$0	–	-21,973	–	-0.77%	–
EFA	Exit	ISHARES TRmsci eafe etf	$0	–	-28,430	–	-0.84%	–
BSV	Exit	VANGUARD BD INDEX FDshort trm bond	$0	–	-27,980	–	-1.07%	–
DSI	Exit	ISHARES TRmsci kld400 soc	$0	–	-18,888	–	-1.12%	–
IJH	Exit	ISHARES TRcore s&p mcp etf	$0	–	-13,652	–	-1.17%	–
VEU	Exit	VANGUARD INTL EQUITYallwrld ex us	$0	–	-51,375	–	-1.20%	–
VO	Exit	VANGUARD INDEX FDSmid cap etf	$0	–	-16,710	–	-1.36%	–
VUG	Exit	VANGUARD INDEX FDSgrowth etf	$0	–	-13,537	–	-1.42%	–
SDY	Exit	SPDR SER TRs&p divid etf	$0	–	-43,828	–	-1.87%	–
VEA	Exit	VANGUARD TAX-MANAGEDftse dev mkt etf	$0	–	-127,935	–	-2.42%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-19,988	–	-3.09%	–
VWO	Exit	VANGUARD INTL EQUITYftse emr mkt etf	$0	–	-157,189	–	-3.14%	–
VB	Exit	VANGUARD INDEX FDSsmall cp etf	$0	–	-59,715	–	-4.24%	–
VOO	Exit	VANGUARD INDEX FDS	$0	–	-65,217	–	-9.26%	–
VYM	Exit	VANGUARD WHITEHALL Fhigh div yld	$0	–	-294,902	–	-11.02%	–
VTI	Exit	VANGUARD INDEX FDStotal stk mkt	$0	–	-169,360	–	-13.31%	–
IVV	Exit	ISHARES TRcore s&p500 etf	$0	–	-86,768	–	-13.46%	–
IGSB	Exit	ISHARES TR	$0	–	-910,000	–	-23.06%	–

Q3 2020

			Value		Shares		↓ Weighting
IVV	Buy	ISHARES TRcore s&p500 etf	$29,159,000	+16.1%	86,768	+7.0%	13.46%	+10.0%
VTI	Sell	VANGUARD INDEX FDStotal stk mkt	$28,844,000	-1.0%	169,360	-9.0%	13.31%	-6.1%
VYM	Sell	VANGUARD WHITEHALL Fhigh div yld	$23,866,000	-5.5%	294,902	-8.0%	11.02%	-10.4%
VOO	Buy	VANGUARD INDEX FDS	$20,064,000	+19.1%	65,217	+9.7%	9.26%	+12.9%
VB	Buy	VANGUARD INDEX FDSsmall cp etf	$9,184,000	+5.5%	59,715	+0.0%	4.24%	+0.0%
VWO	Sell	VANGUARD INTL EQUITYftse emr mkt etf	$6,797,000	+8.2%	157,189	-0.9%	3.14%	+2.5%
VEA	Buy	VANGUARD TAX-MANAGEDftse dev mkt etf	$5,233,000	+13.2%	127,935	+7.3%	2.42%	+7.3%
SDY	Sell	SPDR SER TRs&p divid etf	$4,050,000	-2.1%	43,828	-3.4%	1.87%	-7.2%
VEU	Sell	VANGUARD INTL EQUITYallwrld ex us	$2,592,000	-5.4%	51,375	-10.7%	1.20%	-10.3%
BSV	Buy	VANGUARD BD INDEX FDshort trm bond	$2,324,000	+181.7%	27,980	+181.8%	1.07%	+166.9%
BIV	Buy	VANGUARD BD INDEX FDintermed term	$1,047,000	+22.5%	11,202	+22.1%	0.48%	+16.1%
HYG	New	ISHARES TRiboxx hi yd etf	$899,000	–	10,710	–	0.42%	–
VXUS	New	VANGUARD STAR FDSvg tl intl stk f	$585,000	–	11,209	–	0.27%	–
GOOGL	Sell	ALPHABET INCcap stk cl a	$519,000	+2.6%	354	-0.8%	0.24%	-2.4%
TGT	New	TARGET CORP	$258,000	–	1,636	–	0.12%	–
AVGO	Sell	BROADCOM INC	$204,000	-66.8%	561	-71.2%	0.09%	-68.6%
PG	Exit	PROCTER AND GAMBLE C	$0	–	-1,915	–	-0.11%	–
AMGN	Exit	AMGEN INC	$0	–	-1,044	–	-0.12%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-4,100	–	-0.19%	–

Q2 2020

			Value		Shares		↓ Weighting
IGSB	New	ISHARES TRsh tr crport etf	$49,786,000	–	910,000	–	24.24%	–
VTI	New	VANGUARD INDEX FDStotal stk mkt	$29,129,000	–	186,095	–	14.18%	–
VYM	New	VANGUARD WHITEHALL Fhigh div yld	$25,248,000	–	320,490	–	12.30%	–
IVV	New	ISHARES TRcore s&p500 etf	$25,119,000	–	81,110	–	12.23%	–
VOO	New	VANGUARD INDEX FDS	$16,847,000	–	59,438	–	8.20%	–
VB	New	VANGUARD INDEX FDSsmall cp etf	$8,702,000	–	59,714	–	4.24%	–
VWO	New	VANGUARD INTL EQUITYftse emr mkt etf	$6,281,000	–	158,570	–	3.06%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$6,163,000	–	19,988	–	3.00%	–
VEA	New	VANGUARD TAX-MANAGEDftse dev mkt etf	$4,623,000	–	119,185	–	2.25%	–
SDY	New	SPDR SER TRs&p divid etf	$4,136,000	–	45,349	–	2.01%	–
VO	New	VANGUARD INDEX FDSmid cap etf	$2,739,000	–	16,710	–	1.33%	–
VEU	New	VANGUARD INTL EQUITYallwrld ex us	$2,740,000	–	57,540	–	1.33%	–
VUG	New	VANGUARD INDEX FDSgrowth etf	$2,736,000	–	13,537	–	1.33%	–
IJH	New	ISHARES TRcore s&p mcp etf	$2,428,000	–	13,652	–	1.18%	–
DSI	New	ISHARES TRmsci kld400 soc	$2,229,000	–	18,888	–	1.08%	–
EFA	New	ISHARES TRmsci eafe etf	$1,731,000	–	28,430	–	0.84%	–
ITOT	New	ISHARES TRcore s&p ttl stk	$1,526,000	–	21,973	–	0.74%	–
VOT	New	VANGUARD INDEX FDSmcap gr idxvip	$1,239,000	–	7,504	–	0.60%	–
IWV	New	ISHARES TRrussell 3000 etf	$1,220,000	–	6,776	–	0.59%	–
QQQ	New	INVESCO QQQ TRunit ser 1	$1,123,000	–	4,535	–	0.55%	–
BIV	New	VANGUARD BD INDEX FDintermed term	$855,000	–	9,173	–	0.42%	–
DVY	New	ISHARES TRselect divid etf	$829,000	–	10,273	–	0.40%	–
BSV	New	VANGUARD BD INDEX FDshort trm bond	$825,000	–	9,930	–	0.40%	–
BRKA	New	BERKSHIRE HATHAWAY Icl a	$802,000	–	3	–	0.39%	–
IJR	New	ISHARES TRcore s&p scp etf	$736,000	–	10,781	–	0.36%	–
VLO	New	VALERO ENERGY CORP	$734,000	–	12,471	–	0.36%	–
AVGO	New	BROADCOM INC	$615,000	–	1,949	–	0.30%	–
GOOGL	New	ALPHABET INCcap stk cl a	$506,000	–	357	–	0.25%	–
IBM	New	INTERNATIONAL BUSINE	$443,000	–	3,670	–	0.22%	–
BLV	New	VANGUARD BD INDEX FDlong term bond	$442,000	–	3,960	–	0.22%	–
GM	New	GENERAL MTRS CO	$435,000	–	17,184	–	0.21%	–
JPM	New	JPMORGAN CHASE & CO	$386,000	–	4,100	–	0.19%	–
VZ	New	VERIZON COMMUNICATIO	$284,000	–	5,150	–	0.14%	–
BP	New	BP PLCsponsored adr	$280,000	–	12,000	–	0.14%	–
IEFA	New	ISHARES TRcore msci eafe	$272,000	–	4,765	–	0.13%	–
AMGN	New	AMGEN INC	$246,000	–	1,044	–	0.12%	–
PG	New	PROCTER AND GAMBLE C	$229,000	–	1,915	–	0.11%	–
REM	New	ISHARES TRmortge rel etf	$204,000	–	8,198	–	0.10%	–
PFN	New	PIMCO INCOME STRATEG	$152,000	–	17,500	–	0.07%	–
EFT	New	EATON VANCE FLTING R	$148,000	–	13,000	–	0.07%	–
VVR	New	INVESCO SR INCOME TR	$104,000	–	30,000	–	0.05%	–
GE	New	GENERAL ELECTRIC CO	$88,000	–	12,909	–	0.04%	–

Compare quarters

Export Asset Allocation & Management Company, LLC's holdings