Firsthand Capital Management, Inc. Activity Q3 2009-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
ROKU	Sell	ROKU INC	$7,059,000	-41.9%	100,000	-47.4%	10.18%	-30.2%
ENPH	Buy	ENPHASE ENERGY INC	$2,763,450	+450.0%	23,000	+666.7%	3.98%	+560.9%
NET	Sell	CLOUDFLARE INC	$2,521,600	-51.8%	40,000	-50.0%	3.64%	-42.1%
SEDG	Sell	SOLAREDGE TECHNOLOGIES INC	$1,683,630	-55.3%	13,000	-7.1%	2.43%	-46.3%
PLTR	New	PALANTIR TECHNOLOGIES INC	$1,600,000	–	100,000	–	2.31%	–
TSLA	Sell	TESLA INC	$1,000,880	-23.5%	4,000	-20.0%	1.44%	-8.1%
VWDRY	New	VESTAS WIND SYSTEMS A/S	$318,150	–	15,000	–	0.46%	–
	Exit	Accelleron Industries AG	$0	–	-350	–	-0.01%	–
ADES	Exit	Advanced Emissions Solutions, Inc	$0	–	-6,800	–	-0.02%	–
JAZZ	Exit	Jazz Pharmaceuticals plc	$0	–	-120	–	-0.02%	–
IVAC	Exit	Intevac, Inc.	$0	–	-5,800	–	-0.03%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.03%	–
CURLF	Exit	Curaleaf Holdings, Inc.	$0	–	-10,000	–	-0.04%	–
CARR	Exit	Carrier Global Corp.	$0	–	-1,000	–	-0.06%	–
CYDY	Exit	CytoDyn, Inc.adr	$0	–	-222,730	–	-0.07%	–
ASYS	Exit	Amtech Systems, Inc.	$0	–	-6,600	–	-0.08%	–
MAXN	Exit	Maxeon Solar Technologies LTD	$0	–	-2,491	–	-0.08%	–
ASTR	Exit	Astra Space, Inc.	$0	–	-200,000	–	-0.09%	–
	Exit	Tempo Automation, Inc.	$0	–	-520,000	–	-0.23%	–

Q2 2023

			Value		Shares		↓ Weighting
ROKU	New	Roku, Inc.	$12,152,400	–	190,000	–	14.59%	–
	New	Wolfspeed, Inc.	$10,562,100	–	190,000	–	12.68%	–
NET	New	Cloudflare, Inc.	$5,229,600	–	80,000	–	6.28%	–
KTOS	New	Kratos Defense & Security Solutions, Inc.	$4,445,400	–	310,000	–	5.34%	–
PANW	New	Palo Alto Networks, Inc.	$3,832,650	–	15,000	–	4.60%	–
SEDG	New	SolarEdge Technologies, Inc.	$3,766,700	–	14,000	–	4.52%	–
BILL	New	Bill.com Holdings, Inc.	$3,505,500	–	30,000	–	4.21%	–
MNDY	New	monday.com Ltd.	$3,424,400	–	20,000	–	4.11%	–
DOMO	New	Domo, Inc.	$3,371,800	–	230,000	–	4.05%	–
DOCU	New	DocuSign, Inc.	$3,065,400	–	60,000	–	3.68%	–
ZS	New	Zscaler, Inc.	$2,926,000	–	20,000	–	3.51%	–
PD	New	PagerDuty, Inc.	$2,697,600	–	120,000	–	3.24%	–
CHGG	New	Chegg, Inc.	$2,308,800	–	260,000	–	2.77%	–
WDAY	New	Workday, Inc.	$2,258,900	–	10,000	–	2.71%	–
NFLX	New	Netflix, Inc.	$2,202,450	–	5,000	–	2.64%	–
MDB	New	MongoDB,Inc.	$2,054,950	–	5,000	–	2.47%	–
TWLO	New	Twilio, Inc.	$1,908,600	–	30,000	–	2.29%	–
TSLA	New	Tesla Motors, Inc.	$1,308,850	–	5,000	–	1.57%	–
PWR	New	Quanta Services, Inc.	$982,250	–	5,000	–	1.18%	–
FSLR	New	First Solar, Inc.	$950,450	–	5,000	–	1.14%	–
ON	New	ON Semiconductor Corp.	$945,800	–	10,000	–	1.14%	–
ACLS	New	Axcelis Technologies Inc.adr	$916,650	–	5,000	–	1.10%	–
FSLY	New	Fastly, Inc.	$788,500	–	50,000	–	0.95%	–
OKTA	New	Okta, Inc.	$693,500	–	10,000	–	0.83%	–
PYPL	New	PayPal Holdings, Inc.	$667,300	–	10,000	–	0.80%	–
NNDM	New	Nano Dimension Ltd.	$578,000	–	200,000	–	0.69%	–
GLW	New	Corning, Inc.	$576,758	–	16,460	–	0.69%	–
	New	Enovix Corporation	$541,200	–	30,000	–	0.65%	–
CHPT	New	ChargePoint Holdings, Inc.	$527,400	–	60,000	–	0.63%	–
ENPH	New	Enphase Energy, Inc.	$502,440	–	3,000	–	0.60%	–
ITRI	New	Itron, Inc.	$401,237	–	5,565	–	0.48%	–
SPWR	New	SunPower Corp. - Class B	$293,324	–	29,931	–	0.35%	–
ASPN	New	Aspen Aerogels, Inc.	$276,150	–	35,000	–	0.33%	–
NOVA	New	Sunnova Energy International Inc.adr	$274,650	–	15,000	–	0.33%	–
ABB	New	ABB LTD.	$274,750	–	7,000	–	0.33%	–
STM	New	STMicroelectronics N.V. - ADR	$249,950	–	5,000	–	0.30%	–
PHG	New	Koninklijke (Royal) Philips Electronics N.V.	$246,680	–	11,373	–	0.30%	–
EVGO	New	EVgo, Inc.	$240,000	–	60,000	–	0.29%	–
RUN	New	Sunrun, Inc.	$207,176	–	11,600	–	0.25%	–
	New	Tempo Automation, Inc.	$195,000	–	520,000	–	0.23%	–
POWI	New	Power Integrations, Inc.	$151,283	–	1,598	–	0.18%	–
COUR	New	Coursera, Inc.	$130,200	–	10,000	–	0.16%	–
HON	New	Honeywell International, Inc.	$120,350	–	580	–	0.14%	–
UEPS	New	Lesaka Technologies, Inc.	$114,300	–	30,000	–	0.14%	–
ASTR	New	Astra Space, Inc.	$73,720	–	200,000	–	0.09%	–
MAXN	New	Maxeon Solar Technologies LTD	$70,147	–	2,491	–	0.08%	–
ASYS	New	Amtech Systems, Inc.	$63,096	–	6,600	–	0.08%	–
CYDY	New	CytoDyn, Inc.adr	$60,137	–	222,730	–	0.07%	–
CARR	New	Carrier Global Corp.	$49,710	–	1,000	–	0.06%	–
CURLF	New	Curaleaf Holdings, Inc.	$30,920	–	10,000	–	0.04%	–
OESX	New	Orion Energy Systems, Inc.	$22,820	–	14,000	–	0.03%	–
IVAC	New	Intevac, Inc.	$21,750	–	5,800	–	0.03%	–
JAZZ	New	Jazz Pharmaceuticals plc	$14,876	–	120	–	0.02%	–
ADES	New	Advanced Emissions Solutions, Inc	$12,648	–	6,800	–	0.02%	–
	New	Accelleron Industries AG	$8,365	–	350	–	0.01%	–
	New	Swvl Holdings Corp Warrant	$223	–	13,333	–	0.00%	–

Q4 2022

			Value		Shares		↓ Weighting
	Exit	Swvl Holdings Corp Warrant	$0	–	-13,333	–	0.00%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.02%	–
CURLF	Exit	Curaleaf Holdings, Inc.	$0	–	-10,000	–	-0.04%	–
CYDY	Exit	CytoDyn, Inc.adr	$0	–	-222,730	–	-0.08%	–
UEPS	Exit	Lesaka Technologies, Inc.	$0	–	-30,000	–	-0.10%	–
COUR	Exit	Coursera, Inc.	$0	–	-10,000	–	-0.10%	–
PHG	Exit	Koninklijke (Royal) Philips Electronics N.V.	$0	–	-10,887	–	-0.15%	–
ASTR	Exit	Astra Space, Inc.	$0	–	-300,000	–	-0.17%	–
ITRI	Exit	Itron, Inc.	$0	–	-5,565	–	-0.21%	–
CHPT	Exit	ChargePoint Holdings, Inc.private placement	$0	–	-20,000	–	-0.27%	–
RUN	Exit	Sunrun, Inc.	$0	–	-11,600	–	-0.29%	–
ASPN	Exit	Aspen Aerogels, Inc.	$0	–	-35,000	–	-0.29%	–
NOVA	Exit	Sunnova Energy International Inc.adr	$0	–	-15,000	–	-0.30%	–
MAXR	Exit	Maxar Technologyies, Inc.	$0	–	-20,000	–	-0.34%	–
FSLY	Exit	Fastly, Inc.	$0	–	-50,000	–	-0.42%	–
EVGO	Exit	EVgo, Inc.	$0	–	-60,000	–	-0.43%	–
GLW	Exit	Corning, Inc.	$0	–	-16,460	–	-0.44%	–
OKTA	Exit	Okta, Inc.	$0	–	-10,000	–	-0.52%	–
ON	Exit	ON Semiconductor Corp.	$0	–	-10,000	–	-0.57%	–
PWR	Exit	Quanta Services, Inc.	$0	–	-5,000	–	-0.58%	–
FSLR	Exit	First Solar, Inc.	$0	–	-5,000	–	-0.60%	–
SPWR	Exit	SunPower Corp. - Class B	$0	–	-29,931	–	-0.63%	–
PYPL	Exit	PayPal Holdings, Inc.	$0	–	-10,000	–	-0.78%	–
MDB	Exit	MongoDB,Inc.	$0	–	-5,000	–	-0.90%	–
COUP	Exit	Coupa Software, Inc.	$0	–	-20,000	–	-1.07%	–
WDAY	Exit	Workday, Inc.	$0	–	-10,000	–	-1.39%	–
TWLO	Exit	Twilio, Inc.	$0	–	-30,000	–	-1.89%	–
MNDY	Exit	monday.com Ltd.	$0	–	-20,000	–	-2.06%	–
NFLX	Exit	Netflix, Inc.	$0	–	-10,000	–	-2.14%	–
PANW	Exit	Palo Alto Networks, Inc.	$0	–	-15,000	–	-2.24%	–
UPWK	Exit	Upwork, Inc.	$0	–	-200,000	–	-2.48%	–
KTOS	Exit	Kratos Defense & Security Solutions, Inc.	$0	–	-310,000	–	-2.87%	–
DOCU	Exit	DocuSign, Inc.	$0	–	-60,000	–	-2.92%	–
PD	Exit	PagerDuty, Inc.	$0	–	-150,000	–	-3.15%	–
DOMO	Exit	Domo, Inc.	$0	–	-230,000	–	-3.77%	–
ZS	Exit	Zscaler, Inc.	$0	–	-30,000	–	-4.49%	–
NET	Exit	Cloudflare, Inc.	$0	–	-90,000	–	-4.54%	–
BILL	Exit	Bill.com Holdings, Inc.	$0	–	-40,000	–	-4.82%	–
CHGG	Exit	Chegg, Inc.	$0	–	-260,000	–	-4.99%	–
SEDG	Exit	SolarEdge Technologies, Inc.	$0	–	-25,000	–	-5.27%	–
ENPH	Exit	Enphase Energy, Inc.	$0	–	-45,000	–	-11.38%	–
ROKU	Exit	Roku, Inc.	$0	–	-241,000	–	-12.38%	–
	Exit	Wolfspeed, Inc.	$0	–	-190,000	–	-17.89%	–

Q3 2022

			Value		Shares		↓ Weighting
	Sell	Wolfspeed, Inc.	$19,638,000	+54.8%	190,000	-5.0%	17.89%	+63.2%
ROKU	Buy	Roku, Inc.	$13,592,000	-31.1%	241,000	+0.4%	12.38%	-27.3%
SEDG	Sell	SolarEdge Technologies, Inc.	$5,787,000	-21.7%	25,000	-7.4%	5.27%	-17.4%
CHGG	Sell	Chegg, Inc.	$5,478,000	-5.9%	260,000	-16.1%	4.99%	-0.8%
ZS	Sell	Zscaler, Inc.	$4,931,000	-17.5%	30,000	-25.0%	4.49%	-13.0%
PANW	Buy	Palo Alto Networks, Inc.	$2,457,000	-0.5%	15,000	+200.0%	2.24%	+4.9%
VSAT	Exit	ViaSat, Inc.	$0	–	-40,000	–	-1.06%	–
ZEN	Exit	Zendesk, Inc.	$0	–	-20,000	–	-1.28%	–
AVAV	Exit	AeroVironment, Inc.	$0	–	-20,000	–	-1.42%	–

Q2 2022

			Value		Shares		↓ Weighting
ROKU	New	Roku, Inc.	$19,714,000	–	240,000	–	17.03%	–
	New	Wolfspeed, Inc.	$12,690,000	–	200,000	–	10.96%	–
ENPH	New	Enphase Energy, Inc.	$8,786,000	–	45,000	–	7.59%	–
SEDG	New	SolarEdge Technologies, Inc.	$7,389,000	–	27,000	–	6.38%	–
DOMO	New	Domo, Inc.	$6,394,000	–	230,000	–	5.52%	–
ZS	New	Zscaler, Inc.	$5,980,000	–	40,000	–	5.17%	–
CHGG	New	Chegg, Inc.	$5,822,000	–	310,000	–	5.03%	–
BILL	New	Bill.com Holdings, Inc.	$4,398,000	–	40,000	–	3.80%	–
KTOS	New	Kratos Defense & Security Solutions, Inc.	$4,303,000	–	310,000	–	3.72%	–
UPWK	New	Upwork, Inc.	$4,136,000	–	200,000	–	3.57%	–
NET	New	Cloudflare, Inc.	$3,938,000	–	90,000	–	3.40%	–
PD	New	PagerDuty, Inc.	$3,717,000	–	150,000	–	3.21%	–
DOCU	New	DocuSign, Inc.	$3,443,000	–	60,000	–	2.97%	–
TWLO	New	Twilio, Inc.	$2,514,000	–	30,000	–	2.17%	–
PANW	New	Palo Alto Networks, Inc.	$2,470,000	–	5,000	–	2.13%	–
MNDY	New	monday.com Ltd.	$2,063,000	–	20,000	–	1.78%	–
NFLX	New	Netflix, Inc.	$1,749,000	–	10,000	–	1.51%	–
AVAV	New	AeroVironment, Inc.	$1,644,000	–	20,000	–	1.42%	–
ZEN	New	Zendesk, Inc.	$1,481,000	–	20,000	–	1.28%	–
WDAY	New	Workday, Inc.	$1,396,000	–	10,000	–	1.21%	–
MDB	New	MongoDB,Inc.	$1,298,000	–	5,000	–	1.12%	–
VSAT	New	ViaSat, Inc.	$1,225,000	–	40,000	–	1.06%	–
COUP	New	Coupa Software, Inc.	$1,142,000	–	20,000	–	0.99%	–
OKTA	New	Okta, Inc.	$904,000	–	10,000	–	0.78%	–
PYPL	New	PayPal Holdings, Inc.	$698,000	–	10,000	–	0.60%	–
PWR	New	Quanta Services, Inc.	$627,000	–	5,000	–	0.54%	–
FSLY	New	Fastly, Inc.	$581,000	–	50,000	–	0.50%	–
MAXR	New	Maxar Technologyies, Inc.	$522,000	–	20,000	–	0.45%	–
GLW	New	Corning, Inc.	$519,000	–	16,460	–	0.45%	–
ON	New	ON Semiconductor Corp.	$503,000	–	10,000	–	0.44%	–
SPWR	New	SunPower Corp. - Class B	$473,000	–	29,931	–	0.41%	–
ASTR	New	Astra Space, Inc.	$390,000	–	300,000	–	0.34%	–
EVGO	New	EVgo, Inc.	$361,000	–	60,000	–	0.31%	–
ASPN	New	Aspen Aerogels, Inc.	$346,000	–	35,000	–	0.30%	–
FSLR	New	First Solar, Inc.	$341,000	–	5,000	–	0.30%	–
ITRI	New	Itron, Inc.	$275,000	–	5,565	–	0.24%	–
NOVA	New	Sunnova Energy International Inc.adr	$276,000	–	15,000	–	0.24%	–
CHPT	New	ChargePoint Holdings, Inc.	$274,000	–	20,000	–	0.24%	–
RUN	New	Sunrun, Inc.	$271,000	–	11,600	–	0.23%	–
PHG	New	Koninklijke (Royal) Philips Electronics N.V.	$234,000	–	10,887	–	0.20%	–
UEPS	New	Lesaka Technologies, Inc.	$154,000	–	30,000	–	0.13%	–
COUR	New	Coursera, Inc.	$142,000	–	10,000	–	0.12%	–
CYDY	New	CytoDyn, Inc.	$94,000	–	222,730	–	0.08%	–
CURLF	New	Curaleaf Holdings, Inc.	$51,000	–	10,000	–	0.04%	–
OESX	New	Orion Energy Systems, Inc.	$28,000	–	14,000	–	0.02%	–
	New	Swvl Holdings Corp Warrant	$7,000	–	13,333	–	0.01%	–

Q4 2021

			Value		Shares		↓ Weighting
GMBTW	Exit	Queen's Gambit Growth Capital Warrantswarrants	$0	–	-13,333	–	-0.00%	–
DCRCW	Exit	Decarbonization Plus Acquisition Corp III Warrantswarrants	$0	–	-13,333	–	-0.01%	–
	Exit	Hyzon Motors, Inc. Warrant	$0	–	-30,000	–	-0.01%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.02%	–
CURLF	Exit	Curaleaf Holdings, Inc.	$0	–	-10,000	–	-0.04%	–
UEPS	Exit	Net 1 UEPS Technologies, Inc.	$0	–	-30,000	–	-0.04%	–
SV	Exit	Spring Valley Acquisition Corp.	$0	–	-20,000	–	-0.05%	–
CVA	Exit	Covanta Holding Corp.	$0	–	-10,000	–	-0.06%	–
ABB	Exit	ABB LTD.	$0	–	-7,000	–	-0.07%	–
	Exit	Lilium N.V.	$0	–	-133,333	–	-0.09%	–
COUR	Exit	Coursera, Inc.	$0	–	-10,000	–	-0.10%	–
GMBT	Exit	Queen's Gambit Growth Capital	$0	–	-40,000	–	-0.12%	–
DCRC	Exit	Decarbonization Plus Acquisition Corp III	$0	–	-40,000	–	-0.12%	–
IPOF	Exit	Social Capital Hedosophia Holdings Corp.	$0	–	-40,000	–	-0.12%	–
ITRI	Exit	Itron, Inc.	$0	–	-5,565	–	-0.13%	–
CYDY	Exit	CytoDyn, Inc.adr	$0	–	-222,730	–	-0.13%	–
SPWR	Exit	SunPower Corp. - Class B	$0	–	-19,931	–	-0.14%	–
ON	Exit	ON Semiconductor Corp.	$0	–	-10,000	–	-0.14%	–
FSLR	Exit	First Solar, Inc.	$0	–	-5,000	–	-0.14%	–
PHG	Exit	Koninklijke (Royal) Philips Electronics N.V.	$0	–	-10,887	–	-0.14%	–
EVGO	Exit	EVgo, Inc.	$0	–	-60,000	–	-0.15%	–
RUN	Exit	Sunrun, Inc.	$0	–	-11,600	–	-0.15%	–
PWR	Exit	Quanta Services, Inc.	$0	–	-5,000	–	-0.17%	–
GLW	Exit	Corning, Inc.	$0	–	-16,460	–	-0.18%	–
	Exit	Hyzon Motors, Inc.	$0	–	-98,795	–	-0.20%	–
ASPN	Exit	Aspen Aerogels, Inc.	$0	–	-35,000	–	-0.48%	–
AVAV	Exit	AeroVironment, Inc.	$0	–	-20,000	–	-0.52%	–
VSAT	Exit	ViaSat, Inc.	$0	–	-40,000	–	-0.66%	–
OKTA	Exit	Okta, Inc.	$0	–	-10,000	–	-0.71%	–
PYPL	Exit	PayPal Holdings, Inc.	$0	–	-10,000	–	-0.78%	–
MAXR	Exit	Maxar Technologyies, Inc.	$0	–	-100,000	–	-0.84%	–
ADBE	Exit	Adobe Systems, Inc.	$0	–	-5,000	–	-0.86%	–
PD	Exit	PagerDuty, Inc.	$0	–	-100,000	–	-1.24%	–
TWOU	Exit	2U, Inc.	$0	–	-130,000	–	-1.30%	–
COUP	Exit	Coupa Software, Inc.	$0	–	-20,000	–	-1.31%	–
ZEN	Exit	Zendesk, Inc.	$0	–	-40,000	–	-1.39%	–
PANW	Exit	Palo Alto Networks, Inc.	$0	–	-10,000	–	-1.43%	–
WDAY	Exit	Workday, Inc.	$0	–	-20,000	–	-1.49%	–
KTOS	Exit	Kratos Defense & Security Solutions, Inc.	$0	–	-310,000	–	-2.06%	–
NTNX	Exit	Nutanix, Inc.	$0	–	-210,000	–	-2.36%	–
ENPH	Exit	Enphase Energy, Inc.	$0	–	-55,000	–	-2.46%	–
UPWK	Exit	Upwork, Inc.	$0	–	-200,000	–	-2.69%	–
NFLX	Exit	Netflix, Inc.	$0	–	-15,000	–	-2.73%	–
MDB	Exit	MongoDB,Inc.	$0	–	-20,000	–	-2.82%	–
TWLO	Exit	Twilio, Inc.	$0	–	-30,000	–	-2.86%	–
SEDG	Exit	SolarEdge Technologies, Inc.	$0	–	-37,000	–	-2.93%	–
NET	Exit	Cloudflare, Inc.	$0	–	-100,000	–	-3.36%	–
PINS	Exit	Pinterest, Inc.	$0	–	-260,000	–	-3.95%	–
BILL	Exit	Bill.com Holdings, Inc.	$0	–	-50,000	–	-3.98%	–
DOCU	Exit	DocuSign, Inc.	$0	–	-60,000	–	-4.61%	–
CREE	Exit	Cree, Inc.	$0	–	-220,000	–	-5.30%	–
DOMO	Exit	Domo, Inc.	$0	–	-230,000	–	-5.80%	–
CHGG	Exit	Chegg, Inc.	$0	–	-310,000	–	-6.29%	–
ZS	Exit	Zscaler, Inc.	$0	–	-100,000	–	-7.83%	–
ROKU	Exit	Roku, Inc.	$0	–	-240,000	–	-22.45%	–

Q3 2021

			Value		Shares		↓ Weighting
CHGG	Sell	Chegg, Inc.	$21,086,000	-25.4%	310,000	-8.8%	6.29%	-11.1%
DOMO	Sell	Domo, Inc.	$19,421,000	-3.9%	230,000	-8.0%	5.80%	+14.5%
CREE	Buy	Cree, Inc.	$17,761,000	-16.8%	220,000	+0.9%	5.30%	-0.9%
DOCU	Sell	DocuSign, Inc.	$15,446,000	-30.9%	60,000	-25.0%	4.61%	-17.8%
MDB	Buy	MongoDB,Inc.	$9,430,000	+160.9%	20,000	+100.0%	2.82%	+210.7%
NTNX	Sell	Nutanix, Inc.	$7,917,000	-9.9%	210,000	-8.7%	2.36%	+7.2%
KTOS	Buy	Kratos Defense & Security Solutions, Inc.	$6,916,000	-20.4%	310,000	+1.6%	2.06%	-5.2%
PD	New	PagerDuty, Inc.	$4,142,000	–	100,000	–	1.24%	–
	New	Hyzon Motors, Inc.	$686,000	–	98,795	–	0.20%	–
GLW	Buy	Corning, Inc.	$601,000	+127.7%	16,460	+154.8%	0.18%	+171.2%
EVGO	New	EVgo, Inc.	$489,000	–	60,000	–	0.15%	–
PHG	Buy	Koninklijke (Royal) Philips Electronics N.V.	$484,000	+65.2%	10,887	+84.9%	0.14%	+97.3%
DCRC	New	Decarbonization Plus Acquisition Corp III	$402,000	–	40,000	–	0.12%	–
GMBT	New	Queen's Gambit Growth Capital	$395,000	–	40,000	–	0.12%	–
COUR	New	Coursera, Inc.	$317,000	–	10,000	–	0.10%	–
	New	Lilium N.V.	$301,000	–	133,333	–	0.09%	–
	New	Hyzon Motors, Inc. Warrant	$43,000	–	30,000	–	0.01%	–
DCRCW	New	Decarbonization Plus Acquisition Corp III Warrantswarrants	$28,000	–	13,333	–	0.01%	–
GMBTW	New	Queen's Gambit Growth Capital Warrantswarrants	$11,000	–	13,333	–	0.00%	–
SVSVW	Exit	Spring Valley Acquisition Corp. Warrant	$0	–	-30,000	–	-0.01%	–
DCRBW	Exit	Decarboniization Plus Acquistion Corp.	$0	–	-30,000	–	-0.02%	–
QELLW	Exit	Qell Acquistion Corp.Warrant	$0	–	-133,333	–	-0.05%	–
GMBTU	Exit	Queen's Gambit Growth Capital	$0	–	-40,000	–	-0.10%	–
DCRCU	Exit	Decarbonization Plus Acquisition Corp. III	$0	–	-40,000	–	-0.11%	–
BOWX	Exit	BowX Qcquisition Corp.	$0	–	-40,000	–	-0.12%	–
SOAC	Exit	Sustainable Opportunities Acquisition Corp.	$0	–	-80,000	–	-0.20%	–
CLII	Exit	Climate Change Crisis Real Impact I Acquisition Corp.	$0	–	-60,000	–	-0.23%	–
DCRB	Exit	Decarbonization Plus Acquisition Corp.	$0	–	-100,000	–	-0.26%	–
PFPT	Exit	Proofpoint, Inc.	$0	–	-10,000	–	-0.44%	–
GWRE	Exit	Guidewire Software, Inc.	$0	–	-22,500	–	-0.64%	–
QELL	Exit	Qell Acquisition Corp.	$0	–	-560,000	–	-1.40%	–

Q2 2021

			Value		Shares		↓ Weighting
ROKU	New	Roku, Inc.	$110,220,000	–	240,000	–	27.63%	–
CHGG	New	Chegg, Inc.	$28,257,000	–	340,000	–	7.08%	–
DOCU	New	DocuSign, Inc.	$22,366,000	–	80,000	–	5.61%	–
ZS	New	Zscaler, Inc.	$21,606,000	–	100,000	–	5.42%	–
CREE	New	Cree, Inc.	$21,349,000	–	218,000	–	5.35%	–
PINS	New	Pinterest, Inc.	$20,527,000	–	260,000	–	5.14%	–
DOMO	New	Domo, Inc.	$20,208,000	–	250,000	–	5.06%	–
TWLO	New	Twilio, Inc.	$11,825,000	–	30,000	–	2.96%	–
UPWK	New	Upwork, Inc.	$11,658,000	–	200,000	–	2.92%	–
NET	New	Cloudflare, Inc.	$10,584,000	–	100,000	–	2.65%	–
SEDG	New	SolarEdge Technologies, Inc.	$10,226,000	–	37,000	–	2.56%	–
ENPH	New	Enphase Energy, Inc.	$10,100,000	–	55,000	–	2.53%	–
BILL	New	Bill.com Holdings, Inc.	$9,159,000	–	50,000	–	2.30%	–
NTNX	New	Nutanix, Inc.	$8,791,000	–	230,000	–	2.20%	–
KTOS	New	Kratos Defense & Security Solutions, Inc.	$8,689,000	–	305,000	–	2.18%	–
NFLX	New	Netflix, Inc.	$7,923,000	–	15,000	–	1.99%	–
ZEN	New	Zendesk, Inc.	$5,774,000	–	40,000	–	1.45%	–
QELL	New	Qell Acquisition Corp.	$5,572,000	–	560,000	–	1.40%	–
TWOU	New	2U, Inc.	$5,417,000	–	130,000	–	1.36%	–
COUP	New	Coupa Software, Inc.	$5,242,000	–	20,000	–	1.31%	–
WDAY	New	Workday, Inc.	$4,775,000	–	20,000	–	1.20%	–
MAXR	New	Maxar Technologyies, Inc.	$3,992,000	–	100,000	–	1.00%	–
PANW	New	Palo Alto Networks, Inc.	$3,711,000	–	10,000	–	0.93%	–
MDB	New	MongoDB,Inc.	$3,615,000	–	10,000	–	0.91%	–
ADBE	New	Adobe Systems, Inc.	$2,928,000	–	5,000	–	0.73%	–
PYPL	New	PayPal Holdings, Inc.	$2,915,000	–	10,000	–	0.73%	–
GWRE	New	Guidewire Software, Inc.	$2,536,000	–	22,500	–	0.64%	–
OKTA	New	Okta, Inc.	$2,447,000	–	10,000	–	0.61%	–
AVAV	New	AeroVironment, Inc.	$2,003,000	–	20,000	–	0.50%	–
VSAT	New	ViaSat, Inc.	$1,994,000	–	40,000	–	0.50%	–
PFPT	New	Proofpoint, Inc.	$1,738,000	–	10,000	–	0.44%	–
ASPN	New	Aspen Aerogels, Inc.	$1,047,000	–	35,000	–	0.26%	–
DCRB	New	Decarbonization Plus Acquisition Corp.	$1,031,000	–	100,000	–	0.26%	–
CLII	New	Climate Change Crisis Real Impact I Acquisition Corp.	$901,000	–	60,000	–	0.23%	–
SOAC	New	Sustainable Opportunities Acquisition Corp.	$796,000	–	80,000	–	0.20%	–
RUN	New	Sunrun, Inc.	$647,000	–	11,600	–	0.16%	–
SPWR	New	SunPower Corp. - Class B	$582,000	–	19,931	–	0.15%	–
ITRI	New	Itron, Inc.	$556,000	–	5,565	–	0.14%	–
BOWX	New	BowX Qcquisition Corp.	$460,000	–	40,000	–	0.12%	–
FSLR	New	First Solar, Inc.	$453,000	–	5,000	–	0.11%	–
PWR	New	Quanta Services, Inc.	$453,000	–	5,000	–	0.11%	–
DCRCU	New	Decarbonization Plus Acquisition Corp. III	$448,000	–	40,000	–	0.11%	–
IPOF	New	Social Capital Hedosophia Holdings Corp.	$408,000	–	40,000	–	0.10%	–
GMBTU	New	Queen's Gambit Growth Capital	$399,000	–	40,000	–	0.10%	–
ON	New	ON Semiconductor Corp.	$383,000	–	10,000	–	0.10%	–
CYDY	New	CytoDyn, Inc.adr	$379,000	–	222,730	–	0.10%	–
PHG	New	Koninklijke (Royal) Philips Electronics N.V.	$293,000	–	5,887	–	0.07%	–
GLW	New	Corning, Inc.	$264,000	–	6,460	–	0.07%	–
ABB	New	ABB LTD.	$238,000	–	7,000	–	0.06%	–
QELLW	New	Qell Acquistion Corp.Warrant	$213,000	–	133,333	–	0.05%	–
SV	New	Spring Valley Acquisition Corp.	$200,000	–	20,000	–	0.05%	–
CVA	New	Covanta Holding Corp.	$176,000	–	10,000	–	0.04%	–
CURLF	New	Curaleaf Holdings, Inc.	$141,000	–	10,000	–	0.04%	–
UEPS	New	Net 1 UEPS Technologies, Inc.	$141,000	–	30,000	–	0.04%	–
OESX	New	Orion Energy Systems, Inc.	$80,000	–	14,000	–	0.02%	–
DCRBW	New	Decarboniization Plus Acquistion Corp.	$69,000	–	30,000	–	0.02%	–
SVSVW	New	Spring Valley Acquisition Corp. Warrant	$41,000	–	30,000	–	0.01%	–

Q4 2020

			Value		Shares		↓ Weighting
CURLF	Exit	Curaleaf Holdings, Inc.	$0	–	-10,000	–	-0.03%	–
PHUN	Exit	Phunware, Inc.	$0	–	-82,913	–	-0.03%	–
CVA	Exit	Covanta Holding Corp.	$0	–	-10,000	–	-0.03%	–
UEPS	Exit	Net 1 UEPS Technologies, Inc.	$0	–	-30,000	–	-0.04%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.04%	–
GLW	Exit	Corning, Inc.	$0	–	-6,460	–	-0.08%	–
ON	Exit	ON Semiconductor Corp.	$0	–	-10,000	–	-0.09%	–
SPWR	Exit	SunPower Corp. - Class B	$0	–	-19,931	–	-0.10%	–
PWR	Exit	Quanta Services, Inc.	$0	–	-5,000	–	-0.10%	–
PHG	Exit	Koninklijke (Royal) Philips Electronics N.V.	$0	–	-5,887	–	-0.11%	–
FSLR	Exit	First Solar, Inc.	$0	–	-5,000	–	-0.13%	–
ITRI	Exit	Itron, Inc.	$0	–	-5,565	–	-0.13%	–
APRN	Exit	Blue Apron Holdings, Inc.	$0	–	-50,000	–	-0.14%	–
ASPN	Exit	Aspen Aerogels, Inc.	$0	–	-35,000	–	-0.15%	–
RUN	Exit	Sunrun, Inc.	$0	–	-5,000	–	-0.15%	–
VSLR	Exit	Vivint Solar, Inc.	$0	–	-12,000	–	-0.20%	–
CYDY	Exit	CytoDyn, Inc.adr	$0	–	-322,730	–	-0.37%	–
GWPH	Exit	GW Pharmaceuticals plc	$0	–	-11,000	–	-0.42%	–
VSAT	Exit	ViaSat, Inc.	$0	–	-40,000	–	-0.55%	–
MAXR	Exit	Maxar Technologyies, Inc.	$0	–	-60,000	–	-0.59%	–
PYPL	Exit	PayPal Holdings, Inc.	$0	–	-10,000	–	-0.78%	–
PFPT	Exit	Proofpoint, Inc.	$0	–	-20,000	–	-0.84%	–
OKTA	Exit	Okta, Inc.	$0	–	-10,000	–	-0.85%	–
MDB	Exit	MongoDB,Inc.	$0	–	-10,000	–	-0.92%	–
GWRE	Exit	Guidewire Software, Inc.	$0	–	-22,500	–	-0.93%	–
PANW	Exit	Palo Alto Networks, Inc.	$0	–	-10,000	–	-0.97%	–
ANET	Exit	Arista Networks, Inc.	$0	–	-15,000	–	-1.23%	–
BOX	Exit	Box, Inc.	$0	–	-200,000	–	-1.38%	–
SPLK	Exit	Splunk, Inc.	$0	–	-20,000	–	-1.49%	–
ZEN	Exit	Zendesk, Inc.	$0	–	-40,000	–	-1.64%	–
WDAY	Exit	Workday, Inc.	$0	–	-20,000	–	-1.71%	–
TWOU	Exit	2U, Inc.	$0	–	-130,000	–	-1.75%	–
ENPH	Exit	Enphase Energy, Inc.	$0	–	-55,000	–	-1.80%	–
KTOS	Exit	Kratos Defense & Security Solutions, Inc.	$0	–	-240,000	–	-1.84%	–
ADBE	Exit	Adobe Systems, Inc.	$0	–	-10,000	–	-1.95%	–
BILL	Exit	Bill.com Holdings, Inc.	$0	–	-50,000	–	-1.99%	–
COUP	Exit	Coupa Software, Inc.	$0	–	-20,000	–	-2.18%	–
AKAM	Exit	Akamai Technologies, Inc.	$0	–	-50,000	–	-2.20%	–
DOCU	Exit	DocuSign, Inc.	$0	–	-30,000	–	-2.56%	–
TWLO	Exit	Twilio, Inc.	$0	–	-30,000	–	-2.94%	–
NFLX	Exit	Netflix, Inc.	$0	–	-15,000	–	-2.98%	–
WORK	Exit	Slack Technologies, Inc.	$0	–	-310,000	–	-3.31%	–
SEDG	Exit	SolarEdge Technologies, Inc.	$0	–	-37,000	–	-3.50%	–
DOMO	Exit	Domo, Inc.	$0	–	-250,000	–	-3.81%	–
PTON	Exit	Peloton Interactive, Inc.	$0	–	-100,000	–	-3.94%	–
NTNX	Exit	Nutanix, Inc.	$0	–	-450,000	–	-3.96%	–
PINS	Exit	Pinterest, Inc.	$0	–	-260,000	–	-4.29%	–
CREE	Exit	Cree, Inc.	$0	–	-218,000	–	-5.52%	–
ZS	Exit	Zscaler, Inc.	$0	–	-100,000	–	-5.59%	–
CHGG	Exit	Chegg, Inc.	$0	–	-340,000	–	-9.65%	–
ROKU	Exit	Roku, Inc.	$0	–	-240,000	–	-18.00%	–

Q3 2020

			Value		Shares		↓ Weighting
BILL	Buy	Bill.com Holdings, Inc.	$5,016,000	+85.4%	50,000	+66.7%	1.99%	+60.9%
CYDY	New	CytoDyn, Inc.adr	$942,000	–	322,730	–	0.37%	–
RUN	New	Sunrun, Inc.	$385,000	–	5,000	–	0.15%	–
APRN	New	Blue Apron Holdings, Inc.	$358,000	–	50,000	–	0.14%	–
PHG	Buy	Koninklijke (Royal) Philips Electronics N.V.	$278,000	+3.0%	5,887	+2.0%	0.11%	-10.6%
PWR	New	Quanta Services, Inc.	$264,000	–	5,000	–	0.10%	–
GLW	New	Corning, Inc.	$209,000	–	6,460	–	0.08%	–
TTD	Exit	The Trade Desk, Inc.	$0	–	-10,000	–	-1.86%	–
SHOP	Exit	Shopify, Inc.	$0	–	-10,000	–	-4.34%	–

Q2 2020

			Value		Shares		↓ Weighting
ROKU	New	Roku, Inc.	$27,967,000	–	240,000	–	12.79%	–
CHGG	New	Chegg, Inc.	$22,868,000	–	340,000	–	10.46%	–
CREE	New	Cree, Inc.	$12,903,000	–	218,000	–	5.90%	–
ZS	New	Zscaler, Inc.	$10,950,000	–	100,000	–	5.01%	–
NTNX	New	Nutanix, Inc.	$10,667,000	–	450,000	–	4.88%	–
WORK	New	Slack Technologies, Inc.	$9,638,000	–	310,000	–	4.41%	–
SHOP	New	Shopify, Inc.	$9,492,000	–	10,000	–	4.34%	–
DOMO	New	Domo, Inc.	$8,043,000	–	250,000	–	3.68%	–
NFLX	New	Netflix, Inc.	$6,826,000	–	15,000	–	3.12%	–
TWLO	New	Twilio, Inc.	$6,583,000	–	30,000	–	3.01%	–
PTON	New	Peloton Interactive, Inc.	$5,777,000	–	100,000	–	2.64%	–
PINS	New	Pinterest, Inc.	$5,764,000	–	260,000	–	2.64%	–
COUP	New	Coupa Software, Inc.	$5,541,000	–	20,000	–	2.53%	–
AKAM	New	Akamai Technologies, Inc.	$5,355,000	–	50,000	–	2.45%	–
DOCU	New	DocuSign, Inc.	$5,166,000	–	30,000	–	2.36%	–
SEDG	New	SolarEdge Technologies, Inc.	$5,135,000	–	37,000	–	2.35%	–
TWOU	New	2U, Inc.	$4,935,000	–	130,000	–	2.26%	–
ADBE	New	Adobe Systems, Inc.	$4,353,000	–	10,000	–	1.99%	–
BOX	New	Box, Inc.	$4,152,000	–	200,000	–	1.90%	–
TTD	New	The Trade Desk, Inc.	$4,065,000	–	10,000	–	1.86%	–
SPLK	New	Splunk, Inc.	$3,974,000	–	20,000	–	1.82%	–
KTOS	New	Kratos Defense & Security Solutions, Inc.	$3,751,000	–	240,000	–	1.72%	–
WDAY	New	Workday, Inc.	$3,747,000	–	20,000	–	1.71%	–
ZEN	New	Zendesk, Inc.	$3,541,000	–	40,000	–	1.62%	–
ANET	New	Arista Networks, Inc.	$3,150,000	–	15,000	–	1.44%	–
BILL	New	Bill.com Holdings, Inc.	$2,706,000	–	30,000	–	1.24%	–
ENPH	New	Enphase Energy, Inc.	$2,616,000	–	55,000	–	1.20%	–
GWRE	New	Guidewire Software, Inc.	$2,494,000	–	22,500	–	1.14%	–
PANW	New	Palo Alto Networks, Inc.	$2,297,000	–	10,000	–	1.05%	–
MDB	New	MongoDB,Inc.	$2,263,000	–	10,000	–	1.04%	–
PFPT	New	Proofpoint, Inc.	$2,222,000	–	20,000	–	1.02%	–
OKTA	New	Okta, Inc.	$2,002,000	–	10,000	–	0.92%	–
PYPL	New	PayPal Holdings, Inc.	$1,742,000	–	10,000	–	0.80%	–
VSAT	New	ViaSat, Inc.	$1,535,000	–	40,000	–	0.70%	–
GWPH	New	GW Pharmaceuticals plc	$1,350,000	–	11,000	–	0.62%	–
MAXR	New	Maxar Technologyies, Inc.	$1,078,000	–	60,000	–	0.49%	–
ITRI	New	Itron, Inc.	$369,000	–	5,565	–	0.17%	–
PHG	New	Koninklijke (Royal) Philips Electronics N.V.	$270,000	–	5,770	–	0.12%	–
FSLR	New	First Solar, Inc.	$248,000	–	5,000	–	0.11%	–
ASPN	New	Aspen Aerogels, Inc.	$230,000	–	35,000	–	0.10%	–
ON	New	ON Semiconductor Corp.	$198,000	–	10,000	–	0.09%	–
SPWR	New	SunPower Corp. - Class B	$153,000	–	19,931	–	0.07%	–
VSLR	New	Vivint Solar, Inc.	$119,000	–	12,000	–	0.05%	–
PHUN	New	Phunware, Inc.	$102,000	–	82,913	–	0.05%	–
CVA	New	Covanta Holding Corp.	$96,000	–	10,000	–	0.04%	–
UEPS	New	Net 1 UEPS Technologies, Inc.	$91,000	–	30,000	–	0.04%	–
CURLF	New	Curaleaf Holdings, Inc.	$61,000	–	10,000	–	0.03%	–
OESX	New	Orion Energy Systems, Inc.	$48,000	–	14,000	–	0.02%	–

Q4 2019

			Value		Shares		↓ Weighting
SUNEQ	Exit	Sunedision, Inc.	$0	–	-21,130	–	0.00%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.02%	–
CURLF	Exit	Curaleaf Holdings, Inc.	$0	–	-10,000	–	-0.02%	–
VSLR	Exit	Vivint Solar, Inc.	$0	–	-12,000	–	-0.03%	–
UEPS	Exit	Net 1 UEPS Technologies, Inc.	$0	–	-30,000	–	-0.04%	–
CVA	Exit	Covanta Holding Corp.	$0	–	-10,000	–	-0.07%	–
ON	Exit	ON Semiconductor Corp.	$0	–	-10,000	–	-0.08%	–
UTX	Exit	United Technologies Corp.	$0	–	-1,500	–	-0.08%	–
ASPN	Exit	Aspen Aerogels, Inc.	$0	–	-35,000	–	-0.08%	–
QUIK	Exit	Quicklogic	$0	–	-600,000	–	-0.08%	–
SPWR	Exit	SunPower Corp. - Class B	$0	–	-19,931	–	-0.09%	–
PHG	Exit	Koninklijke (Royal) Philips Electronics N.V.	$0	–	-5,770	–	-0.11%	–
HON	Exit	Honeywell International, Inc.	$0	–	-1,580	–	-0.11%	–
FSLR	Exit	First Solar, Inc.	$0	–	-5,000	–	-0.12%	–
FIT	Exit	Fitbit, Inc.	$0	–	-100,000	–	-0.15%	–
ITRI	Exit	Itron, Inc.	$0	–	-5,565	–	-0.17%	–
POWI	Exit	Power Integrations, Inc.	$0	–	-5,799	–	-0.21%	–
DOMO	Exit	Domo, Inc.	$0	–	-50,000	–	-0.32%	–
PHUN	Exit	Phunware, Inc.	$0	–	-692,913	–	-0.39%	–
MDB	Exit	MongoDB,Inc.	$0	–	-10,000	–	-0.49%	–
GWPH	Exit	GW Pharmaceuticals plc	$0	–	-11,000	–	-0.51%	–
TWOU	Exit	2U, Inc.	$0	–	-100,000	–	-0.66%	–
PSTG	Exit	Pure Storage, Inc.	$0	–	-100,000	–	-0.68%	–
OKTA	Exit	Okta, Inc.	$0	–	-20,000	–	-0.80%	–
SQ	Exit	Square, Inc.	$0	–	-40,000	–	-1.00%	–
COUP	Exit	Coupa Software, Inc.	$0	–	-20,000	–	-1.05%	–
ZEN	Exit	Zendesk, Inc.	$0	–	-40,000	–	-1.18%	–
VSAT	Exit	ViaSat, Inc.	$0	–	-40,000	–	-1.22%	–
ENPH	Exit	Enphase Energy, Inc.	$0	–	-155,000	–	-1.39%	–
PANW	Exit	Palo Alto Networks, Inc.	$0	–	-20,000	–	-1.65%	–
BOX	Exit	Box, Inc.	$0	–	-250,000	–	-1.67%	–
PYPL	Exit	PayPal Holdings, Inc.	$0	–	-40,000	–	-1.67%	–
KTOS	Exit	Kratos Defense & Security Solutions, Inc.	$0	–	-240,000	–	-1.80%	–
SPLK	Exit	Splunk, Inc.	$0	–	-40,000	–	-1.90%	–
ZS	Exit	Zscaler, Inc.	$0	–	-100,000	–	-1.91%	–
SEDG	Exit	SolarEdge Technologies, Inc.	$0	–	-57,000	–	-1.93%	–
GOOG	Exit	Alphabet, Inc.	$0	–	-4,016	–	-1.98%	–
WDAY	Exit	Workday, Inc.	$0	–	-30,000	–	-2.06%	–
PFPT	Exit	Proofpoint, Inc.	$0	–	-40,000	–	-2.08%	–
ADBE	Exit	Adobe Systems, Inc.	$0	–	-20,000	–	-2.23%	–
GWRE	Exit	Guidewire Software, Inc.	$0	–	-55,000	–	-2.34%	–
AMZN	Exit	Amazon.com, Inc.	$0	–	-4,000	–	-2.80%	–
TSM	Exit	Taiwan Semiconductor Manufacturing Co. - ADRadr	$0	–	-150,000	–	-2.82%	–
IIVI	Exit	II-VI Incorporated	$0	–	-220,000	–	-3.13%	–
NVDA	Exit	NVIDIA Corp.	$0	–	-50,000	–	-3.52%	–
FB	Exit	Facebook, Inc.	$0	–	-50,000	–	-3.60%	–
NFLX	Exit	Netflix, Inc.	$0	–	-35,000	–	-3.78%	–
CHGG	Exit	Chegg, Inc.	$0	–	-340,000	–	-4.11%	–
CREE	Exit	Cree, Inc.	$0	–	-218,000	–	-4.31%	–
MTCH	Exit	Match Group, Inc.	$0	–	-150,000	–	-4.33%	–
NTNX	Exit	Nutanix, Inc.	$0	–	-450,000	–	-4.77%	–
MSFT	Exit	Microsoft Corp.	$0	–	-100,000	–	-5.62%	–
TWLO	Exit	Twilio, Inc.	$0	–	-140,000	–	-6.22%	–
ANET	Exit	Arista Networks, Inc.	$0	–	-70,000	–	-6.76%	–
ROKU	Exit	Roku, Inc.	$0	–	-240,000	–	-9.86%	–

Q3 2019

			Value		Shares		↓ Weighting
ROKU	Sell	Roku, Inc.	$24,422,000	+3.7%	240,000	-7.7%	9.86%	+8.7%
CHGG	Buy	Chegg, Inc.	$10,183,000	-9.0%	340,000	+17.2%	4.11%	-4.6%
SEDG	Buy	SolarEdge Technologies, Inc.	$4,772,000	+62.5%	57,000	+21.3%	1.93%	+70.4%
KTOS	New	Kratos Defense & Security Solutions, Inc.	$4,463,000	–	240,000	–	1.80%	–
ENPH	New	Enphase Energy, Inc.	$3,446,000	–	155,000	–	1.39%	–
ZEN	New	Zendesk, Inc.	$2,915,000	–	40,000	–	1.18%	–
COUP	New	Coupa Software, Inc.	$2,591,000	–	20,000	–	1.05%	–
SQ	Buy	Square, Inc.	$2,478,000	+13.9%	40,000	+33.3%	1.00%	+19.5%
OKTA	New	Okta, Inc.	$1,969,000	–	20,000	–	0.80%	–
GWPH	New	GW Pharmaceuticals plc	$1,265,000	–	11,000	–	0.51%	–
MDB	New	MongoDB,Inc.	$1,205,000	–	10,000	–	0.49%	–
PHUN	Sell	Phunware, Inc.	$970,000	-77.6%	692,913	-50.3%	0.39%	-76.6%
DOMO	New	Domo, Inc.	$799,000	–	50,000	–	0.32%	–
UTX	New	United Technologies Corp.	$205,000	–	1,500	–	0.08%	–
GLW	Exit	Corning, Inc.	$0	–	-6,460	–	-0.08%	–
BABA	Exit	Alibaba Group Holding Limited	$0	–	-15,000	–	-0.98%	–
	Exit	Tencent Holdings Limitedforeign	$0	–	-245,000	–	-4.26%	–

Q2 2019

			Value		Shares		↓ Weighting
ROKU	New	Roku, Inc.	$23,551,000	–	260,000	–	9.07%	–
TWLO	New	Twilio, Inc.	$19,089,000	–	140,000	–	7.35%	–
ANET	New	Arista Networks, Inc.	$18,173,000	–	70,000	–	7.00%	–
MSFT	New	Microsoft Corp.	$13,396,000	–	100,000	–	5.16%	–
NFLX	New	Netflix, Inc.	$12,856,000	–	35,000	–	4.95%	–
CREE	New	Cree, Inc.	$12,247,000	–	218,000	–	4.72%	–
NTNX	New	Nutanix, Inc.	$11,673,000	–	450,000	–	4.50%	–
CHGG	New	Chegg, Inc.	$11,191,000	–	290,000	–	4.31%	–
	New	Tencent Holdings Limitedforeign	$11,059,000	–	245,000	–	4.26%	–
MTCH	New	Match Group, Inc.	$10,091,000	–	150,000	–	3.89%	–
FB	New	Facebook, Inc.	$9,650,000	–	50,000	–	3.72%	–
NVDA	New	NVIDIA Corp.	$8,212,000	–	50,000	–	3.16%	–
IIVI	New	II-VI Incorporated	$8,043,000	–	220,000	–	3.10%	–
ZS	New	Zscaler, Inc.	$7,664,000	–	100,000	–	2.95%	–
AMZN	New	Amazon.com, Inc.	$7,575,000	–	4,000	–	2.92%	–
WDAY	New	Workday, Inc.	$6,167,000	–	30,000	–	2.38%	–
ADBE	New	Adobe Systems, Inc.	$5,893,000	–	20,000	–	2.27%	–
TSM	New	Taiwan Semiconductor Manufacturing Co. - ADRadr	$5,876,000	–	150,000	–	2.26%	–
GWRE	New	Guidewire Software, Inc.	$5,576,000	–	55,000	–	2.15%	–
SPLK	New	Splunk, Inc.	$5,030,000	–	40,000	–	1.94%	–
PFPT	New	Proofpoint, Inc.	$4,810,000	–	40,000	–	1.85%	–
PYPL	New	PayPal Holdings, Inc.	$4,578,000	–	40,000	–	1.76%	–
BOX	New	Box, Inc.	$4,403,000	–	250,000	–	1.70%	–
GOOG	New	Alphabet, Inc.	$4,341,000	–	4,016	–	1.67%	–
PHUN	New	Phunware, Inc.	$4,339,000	–	1,395,113	–	1.67%	–
PANW	New	Palo Alto Networks, Inc.	$4,075,000	–	20,000	–	1.57%	–
TWOU	New	2U, Inc.	$3,764,000	–	100,000	–	1.45%	–
VSAT	New	ViaSat, Inc.	$3,233,000	–	40,000	–	1.25%	–
SEDG	New	SolarEdge Technologies, Inc.	$2,936,000	–	47,000	–	1.13%	–
BABA	New	Alibaba Group Holding Limited	$2,542,000	–	15,000	–	0.98%	–
SQ	New	Square, Inc.	$2,176,000	–	30,000	–	0.84%	–
PSTG	New	Pure Storage, Inc.	$1,527,000	–	100,000	–	0.59%	–
POWI	New	Power Integrations, Inc.	$465,000	–	5,799	–	0.18%	–
FIT	New	Fitbit, Inc.	$440,000	–	100,000	–	0.17%	–
QUIK	New	Quicklogic	$348,000	–	600,000	–	0.13%	–
ITRI	New	Itron, Inc.	$348,000	–	5,565	–	0.13%	–
FSLR	New	First Solar, Inc.	$328,000	–	5,000	–	0.13%	–
HON	New	Honeywell International, Inc.	$276,000	–	1,580	–	0.11%	–
PHG	New	Koninklijke (Royal) Philips Electronics N.V.	$251,000	–	5,770	–	0.10%	–
ASPN	New	Aspen Aerogels, Inc.	$250,000	–	35,000	–	0.10%	–
GLW	New	Corning, Inc.	$215,000	–	6,460	–	0.08%	–
SPWR	New	SunPower Corp. - Class B	$213,000	–	19,931	–	0.08%	–
ON	New	ON Semiconductor Corp.	$202,000	–	10,000	–	0.08%	–
CVA	New	Covanta Holding Corp.	$179,000	–	10,000	–	0.07%	–
UEPS	New	Net 1 UEPS Technologies, Inc.	$120,000	–	30,000	–	0.05%	–
VSLR	New	Vivint Solar, Inc.	$88,000	–	12,000	–	0.03%	–
CURLF	New	Curaleaf Holdings, Inc.	$72,000	–	10,000	–	0.03%	–
OESX	New	Orion Energy Systems, Inc.	$42,000	–	14,000	–	0.02%	–
SUNEQ	New	Sunedision, Inc.	$0	–	21,130	–	0.00%	–

Q4 2018

			Value		Shares		↓ Weighting
SUNEQ	Exit	Sunedision, Inc.	$0	–	-21,130	–	0.00%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.01%	–
VSLR	Exit	Vivint Solar, Inc.	$0	–	-12,000	–	-0.03%	–
IVAC	Exit	Intevac, Inc.	$0	–	-15,800	–	-0.04%	–
SPWR	Exit	SunPower Corp. - Class B	$0	–	-19,931	–	-0.07%	–
ASPN	Exit	Aspen Aerogels, Inc.	$0	–	-35,000	–	-0.08%	–
CVA	Exit	Covanta Holding Corp.	$0	–	-10,000	–	-0.08%	–
UTX	Exit	United Technologies Corp.	$0	–	-1,500	–	-0.10%	–
MMM	Exit	3M Co.	$0	–	-1,000	–	-0.10%	–
PX	Exit	Praxair, Inc.	$0	–	-1,400	–	-0.11%	–
GLW	Exit	Corning, Inc.	$0	–	-6,460	–	-0.11%	–
UEPS	Exit	Net 1 UEPS Technologies, Inc.	$0	–	-30,000	–	-0.11%	–
PHG	Exit	Koninklijke (Royal) Philips Electronics N.V.	$0	–	-5,770	–	-0.12%	–
HON	Exit	Honeywell International, Inc.	$0	–	-1,580	–	-0.12%	–
SEDG	Exit	SolarEdge Technologies, Inc.	$0	–	-7,000	–	-0.12%	–
FSLR	Exit	First Solar, Inc.	$0	–	-7,000	–	-0.16%	–
ITRI	Exit	Itron, Inc.	$0	–	-5,565	–	-0.17%	–
POWI	Exit	Power Integrations, Inc.	$0	–	-5,799	–	-0.17%	–
FIT	Exit	Fitbit, Inc.	$0	–	-100,000	–	-0.25%	–
ZS	Exit	Zscaler, Inc.	$0	–	-20,000	–	-0.38%	–
QUIK	Exit	Quicklogic	$0	–	-1,200,000	–	-0.57%	–
MXL	Exit	MaxLinear, Inc.	$0	–	-70,000	–	-0.66%	–
P	Exit	Pandora Media, Inc	$0	–	-200,000	–	-0.90%	–
AAPL	Exit	Apple, Inc.	$0	–	-9,500	–	-1.01%	–
EQIX	Exit	Equinix, Inc.	$0	–	-5,027	–	-1.03%	–
TSM	Exit	Taiwan Semiconductor Manufacturing Co. - ADRadr	$0	–	-50,000	–	-1.04%	–
TWTR	Exit	Twitter, Inc.	$0	–	-80,000	–	-1.07%	–
PSTG	Exit	Pure Storage, Inc.	$0	–	-100,000	–	-1.22%	–
PFPT	Exit	Proofpoint, Inc.	$0	–	-30,000	–	-1.50%	–
BIDU	Exit	Baidu.com, Inc.	$0	–	-15,000	–	-1.62%	–
PYPL	Exit	PayPal Holdings, Inc.	$0	–	-40,000	–	-1.66%	–
WDAY	Exit	Workday, Inc.	$0	–	-30,000	–	-2.06%	–
CREE	Exit	Cree, Inc.	$0	–	-118,000	–	-2.11%	–
PANW	Exit	Palo Alto Networks, Inc.	$0	–	-20,000	–	-2.12%	–
IIVI	Exit	II-VI Incorporated	$0	–	-100,000	–	-2.23%	–
GOOG	Exit	Alphabet, Inc.	$0	–	-4,016	–	-2.26%	–
SPLK	Exit	Splunk, Inc.	$0	–	-40,000	–	-2.28%	–
VSAT	Exit	ViaSat, Inc.	$0	–	-80,000	–	-2.41%	–
GWRE	Exit	Guidewire Software, Inc.	$0	–	-55,000	–	-2.62%	–
BABA	Exit	Alibaba Group Holding Limited	$0	–	-35,000	–	-2.72%	–
MTCH	Exit	Match Group, Inc.	$0	–	-100,000	–	-2.73%	–
BOX	Exit	Box, Inc.	$0	–	-250,000	–	-2.82%	–
ADBE	Exit	Adobe Systems, Inc.	$0	–	-25,000	–	-3.18%	–
FB	Exit	Facebook, Inc.	$0	–	-45,000	–	-3.49%	–
CHGG	Exit	Chegg, Inc.	$0	–	-290,000	–	-3.89%	–
AMZN	Exit	Amazon.com, Inc.	$0	–	-5,000	–	-4.72%	–
TWLO	Exit	Twilio, Inc.	$0	–	-140,000	–	-5.69%	–
NFLX	Exit	Netflix, Inc.	$0	–	-35,000	–	-6.17%	–
NTNX	Exit	Nutanix, Inc.	$0	–	-310,772	–	-6.26%	–
ANET	Exit	Arista Networks, Inc.	$0	–	-70,000	–	-8.77%	–
ROKU	Exit	Roku, Inc.	$0	–	-490,000	–	-16.87%	–

Q3 2018

			Value		Shares		↓ Weighting
NTNX	Sell	Nutanix, Inc.	$13,276,000	-51.8%	310,772	-41.8%	6.26%	-51.5%
BOX	Buy	Box, Inc.	$5,978,000	+59.5%	250,000	+66.7%	2.82%	+60.3%
CREE	Sell	Cree, Inc.	$4,469,000	-39.6%	118,000	-33.7%	2.11%	-39.3%
WDAY	Sell	Workday, Inc.	$4,379,000	-9.6%	30,000	-25.0%	2.06%	-9.2%
PSTG	Sell	Pure Storage, Inc.	$2,595,000	-27.6%	100,000	-33.3%	1.22%	-27.2%
TSM	New	Taiwan Semiconductor Manufacturing Co. - ADRadr	$2,208,000	–	50,000	–	1.04%	–
EQIX	Sell	Equinix, Inc.	$2,176,000	-49.5%	5,027	-49.9%	1.03%	-49.3%
ZS	New	Zscaler, Inc.	$816,000	–	20,000	–	0.38%	–
SEDG	Sell	SolarEdge Technologies, Inc.	$264,000	-49.8%	7,000	-36.4%	0.12%	-49.8%
GLW	New	Corning, Inc.	$228,000	–	6,460	–	0.11%	–
MMM	New	3M Co.	$211,000	–	1,000	–	0.10%	–
UTX	New	United Technologies Corp.	$210,000	–	1,500	–	0.10%	–
JASO	Exit	JA Solar Holdings Co Ltd.	$0	–	-13,000	–	-0.04%	–
ITW	Exit	Illinois Tool Works Inc.	$0	–	-10,000	–	-0.65%	–
SFTBY	Exit	SoftBank Group Corp.	$0	–	-40,000	–	-0.67%	–
AMBA	Exit	Ambarella, Inc.	$0	–	-50,000	–	-0.91%	–
WU	Exit	The Western Union Company	$0	–	-200,000	–	-1.91%	–

Q2 2018

			Value		Shares		↓ Weighting
NTNX	New	Nutanix, Inc.	$27,527,000	–	533,772	–	12.91%	–
ROKU	New	Roku, Inc.	$20,884,000	–	490,000	–	9.80%	–
ANET	New	Arista Networks, Inc.	$18,024,000	–	70,000	–	8.45%	–
NFLX	New	Netflix, Inc.	$13,700,000	–	35,000	–	6.43%	–
FB	New	Facebook, Inc.	$8,744,000	–	45,000	–	4.10%	–
AMZN	New	Amazon.com, Inc.	$8,499,000	–	5,000	–	3.99%	–
CHGG	New	Chegg, Inc.	$8,059,000	–	290,000	–	3.78%	–
TWLO	New	Twilio, Inc.	$7,843,000	–	140,000	–	3.68%	–
CREE	New	Cree, Inc.	$7,399,000	–	178,000	–	3.47%	–
BABA	New	Alibaba Group Holding Limited	$6,494,000	–	35,000	–	3.05%	–
ADBE	New	Adobe Systems, Inc.	$6,095,000	–	25,000	–	2.86%	–
VSAT	New	ViaSat, Inc.	$5,258,000	–	80,000	–	2.47%	–
GWRE	New	Guidewire Software, Inc.	$4,883,000	–	55,000	–	2.29%	–
WDAY	New	Workday, Inc.	$4,845,000	–	40,000	–	2.27%	–
GOOG	New	Alphabet, Inc.	$4,480,000	–	4,016	–	2.10%	–
IIVI	New	II-VI Incorporated	$4,345,000	–	100,000	–	2.04%	–
EQIX	New	Equinix, Inc.	$4,311,000	–	10,027	–	2.02%	–
PANW	New	Palo Alto Networks, Inc.	$4,109,000	–	20,000	–	1.93%	–
WU	New	The Western Union Company	$4,066,000	–	200,000	–	1.91%	–
SPLK	New	Splunk, Inc.	$3,964,000	–	40,000	–	1.86%	–
MTCH	New	Match Group, Inc.	$3,874,000	–	100,000	–	1.82%	–
BOX	New	Box, Inc.	$3,749,000	–	150,000	–	1.76%	–
BIDU	New	Baidu.com, Inc.	$3,645,000	–	15,000	–	1.71%	–
PSTG	New	Pure Storage, Inc.	$3,582,000	–	150,000	–	1.68%	–
TWTR	New	Twitter, Inc.	$3,494,000	–	80,000	–	1.64%	–
PFPT	New	Proofpoint, Inc.	$3,459,000	–	30,000	–	1.62%	–
PYPL	New	PayPal Holdings, Inc.	$3,331,000	–	40,000	–	1.56%	–
AMBA	New	Ambarella, Inc.	$1,931,000	–	50,000	–	0.91%	–
AAPL	New	Apple, Inc.	$1,759,000	–	9,500	–	0.82%	–
P	New	Pandora Media, Inc	$1,576,000	–	200,000	–	0.74%	–
SFTBY	New	SoftBank Group Corp.	$1,426,000	–	40,000	–	0.67%	–
ITW	New	Illinois Tool Works Inc.	$1,385,000	–	10,000	–	0.65%	–
QUIK	New	Quicklogic	$1,380,000	–	1,200,000	–	0.65%	–
MXL	New	MaxLinear, Inc.	$1,091,000	–	70,000	–	0.51%	–
FIT	New	Fitbit, Inc.	$653,000	–	100,000	–	0.31%	–
SEDG	New	SolarEdge Technologies, Inc.	$526,000	–	11,000	–	0.25%	–
POWI	New	Power Integrations, Inc.	$424,000	–	5,799	–	0.20%	–
FSLR	New	First Solar, Inc.	$369,000	–	7,000	–	0.17%	–
ITRI	New	Itron, Inc.	$334,000	–	5,565	–	0.16%	–
UEPS	New	Net 1 UEPS Technologies, Inc.	$272,000	–	30,000	–	0.13%	–
PHG	New	Koninklijke (Royal) Philips Electronics N.V.	$244,000	–	5,770	–	0.11%	–
HON	New	Honeywell International, Inc.	$228,000	–	1,580	–	0.11%	–
PX	New	Praxair, Inc.	$221,000	–	1,400	–	0.10%	–
ASPN	New	Aspen Aerogels, Inc.	$172,000	–	35,000	–	0.08%	–
CVA	New	Covanta Holding Corp.	$165,000	–	10,000	–	0.08%	–
SPWR	New	SunPower Corp. - Class B	$153,000	–	19,931	–	0.07%	–
JASO	New	JA Solar Holdings Co Ltd.	$89,000	–	13,000	–	0.04%	–
IVAC	New	Intevac, Inc.	$77,000	–	15,800	–	0.04%	–
VSLR	New	Vivint Solar, Inc.	$59,000	–	12,000	–	0.03%	–
OESX	New	Orion Energy Systems, Inc.	$15,000	–	14,000	–	0.01%	–
SUNEQ	New	Sunedision, Inc.	$0	–	21,130	–	0.00%	–

Q4 2017

			Value		Shares		↓ Weighting
SUNEQ	Exit	Sunedision, Inc.	$0	–	-21,130	–	0.00%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.01%	–
VSLR	Exit	Vivint Solar, Inc.	$0	–	-12,000	–	-0.04%	–
JASO	Exit	JA Solar Holdings Co Ltd.	$0	–	-13,000	–	-0.09%	–
IVAC	Exit	Intevac, Inc.	$0	–	-15,800	–	-0.12%	–
SPWR	Exit	SunPower Corp. - Class B	$0	–	-19,931	–	-0.13%	–
CVA	Exit	Covanta Holding Corp.	$0	–	-10,000	–	-0.13%	–
ASPN	Exit	Aspen Aerogels, Inc.	$0	–	-35,000	–	-0.14%	–
MMM	Exit	3M Co.	$0	–	-1,000	–	-0.19%	–
HON	Exit	Honeywell International, Inc.	$0	–	-1,580	–	-0.20%	–
CREE	Exit	Cree, Inc.	$0	–	-8,000	–	-0.20%	–
PHG	Exit	Koninklijke (Royal) Philips Electronics N.V.	$0	–	-5,770	–	-0.21%	–
TERP	Exit	TerraForm Power, Inc.	$0	–	-20,000	–	-0.23%	–
WB	Exit	Weibo Corporation	$0	–	-3,000	–	-0.26%	–
SEDG	Exit	SolarEdge Technologies, Inc.	$0	–	-11,000	–	-0.28%	–
FSLR	Exit	First Solar, Inc.	$0	–	-7,000	–	-0.28%	–
CLDR	Exit	Cloudera, Inc.	$0	–	-20,000	–	-0.30%	–
GWRE	Exit	Guidewire Software, Inc.	$0	–	-5,000	–	-0.34%	–
POWI	Exit	Power Integrations, Inc.	$0	–	-5,799	–	-0.38%	–
ITRI	Exit	Itron, Inc.	$0	–	-5,565	–	-0.38%	–
GOGO	Exit	Gogo Inc.	$0	–	-50,000	–	-0.52%	–
AAPL	Exit	Apple, Inc.	$0	–	-4,500	–	-0.62%	–
FIT	Exit	Fitbit, Inc.	$0	–	-100,000	–	-0.62%	–
ITW	Exit	Illinois Tool Works Inc.	$0	–	-5,000	–	-0.66%	–
MXL	Exit	MaxLinear, Inc.	$0	–	-50,000	–	-1.06%	–
TWLO	Exit	Twilio, Inc.	$0	–	-40,000	–	-1.06%	–
SFTBY	Exit	SoftBank Group Corp.	$0	–	-30,000	–	-1.08%	–
TWTR	Exit	Twitter, Inc.	$0	–	-80,000	–	-1.20%	–
P	Exit	Pandora Media, Inc	$0	–	-200,000	–	-1.37%	–
PSTG	Exit	Pure Storage, Inc.	$0	–	-100,000	–	-1.42%	–
SINA	Exit	Sina Corp.	$0	–	-15,000	–	-1.53%	–
QUIK	Exit	Quicklogic	$0	–	-1,100,000	–	-1.64%	–
PYPL	Exit	PayPal Holdings, Inc.	$0	–	-30,000	–	-1.71%	–
AMBA	Exit	Ambarella, Inc.	$0	–	-40,000	–	-1.74%	–
ADBE	Exit	Adobe Systems, Inc.	$0	–	-15,000	–	-1.99%	–
PANW	Exit	Palo Alto Networks, Inc.	$0	–	-20,000	–	-2.56%	–
RUN	Exit	Sunrun, Inc.	$0	–	-529,820	–	-2.61%	–
TSLA	Exit	Tesla Motors, Inc.	$0	–	-10,600	–	-3.21%	–
BIDU	Exit	Baidu.com, Inc.	$0	–	-15,000	–	-3.30%	–
WDAY	Exit	Workday, Inc.	$0	–	-40,000	–	-3.74%	–
GOOG	Exit	Alphabet, Inc.	$0	–	-4,516	–	-3.84%	–
EQIX	Exit	Equinix, Inc.	$0	–	-10,027	–	-3.97%	–
AMZN	Exit	Amazon.com, Inc.	$0	–	-5,000	–	-4.27%	–
NFLX	Exit	Netflix, Inc.	$0	–	-35,000	–	-5.64%	–
ROKU	Exit	Roku, Inc	$0	–	-250,000	–	-5.89%	–
BABA	Exit	Alibaba Group Holding Limited	$0	–	-40,000	–	-6.13%	–
FB	Exit	Facebook, Inc.	$0	–	-45,000	–	-6.82%	–
ANET	Exit	Arista Networks, Inc.	$0	–	-70,000	–	-11.78%	–
NTNX	Exit	Nutanix, Inc.	$0	–	-709,772	–	-14.11%	–

Q3 2017

			Value		Shares		↓ Weighting
NTNX	Buy	Nutanix, Inc.	$15,892,000	+17.8%	709,772	+6.0%	14.11%	+3.6%
ANET	Sell	Arista Networks, Inc.	$13,273,000	+18.2%	70,000	-6.7%	11.78%	+4.0%
FB	Sell	Facebook, Inc.	$7,686,000	-15.2%	45,000	-25.0%	6.82%	-25.3%
ROKU	New	Roku, Inc	$6,635,000	–	250,000	–	5.89%	–
GOOG	Sell	Alphabet, Inc.	$4,331,000	-13.6%	4,516	-18.1%	3.84%	-24.0%
QUIK	Buy	Quicklogic	$1,848,000	+22.9%	1,100,000	+6.8%	1.64%	+8.2%
TWTR	Sell	Twitter, Inc.	$1,350,000	-24.5%	80,000	-20.0%	1.20%	-33.5%
MXL	Buy	MaxLinear, Inc.	$1,188,000	+112.9%	50,000	+150.0%	1.06%	+87.4%
ITW	New	Illinois Tool Works Inc.	$740,000	–	5,000	–	0.66%	–
WB	New	Weibo Corporation	$297,000	–	3,000	–	0.26%	–
CREE	New	Cree, Inc.	$226,000	–	8,000	–	0.20%	–
FUEL	Exit	Rocket Fuel, Inc.	$0	–	-660,000	–	-1.83%	–

Q2 2017

			Value		Shares		↓ Weighting
NTNX	New	Nutanix, Inc.	$13,496,000	–	669,772	–	13.62%	–
ANET	New	Arista Networks, Inc.	$11,234,000	–	75,000	–	11.33%	–
FB	New	Facebook, Inc.	$9,059,000	–	60,000	–	9.14%	–
BABA	New	Alibaba Group Holding Limited	$5,636,000	–	40,000	–	5.69%	–
NFLX	New	Netflix, Inc.	$5,229,000	–	35,000	–	5.28%	–
GOOG	New	Alphabet, Inc.	$5,013,000	–	5,516	–	5.06%	–
AMZN	New	Amazon.com, Inc.	$4,840,000	–	5,000	–	4.88%	–
EQIX	New	Equinix, Inc.	$4,303,000	–	10,027	–	4.34%	–
WDAY	New	Workday, Inc.	$3,880,000	–	40,000	–	3.91%	–
TSLA	New	Tesla Motors, Inc.	$3,833,000	–	10,600	–	3.87%	–
RUN	New	Sunrun, Inc.	$3,772,000	–	529,820	–	3.80%	–
BIDU	New	Baidu.com, Inc.	$2,683,000	–	15,000	–	2.71%	–
PANW	New	Palo Alto Networks, Inc.	$2,676,000	–	20,000	–	2.70%	–
ADBE	New	Adobe Systems, Inc.	$2,122,000	–	15,000	–	2.14%	–
AMBA	New	Ambarella, Inc.	$1,942,000	–	40,000	–	1.96%	–
FUEL	New	Rocket Fuel, Inc.	$1,815,000	–	660,000	–	1.83%	–
TWTR	New	Twitter, Inc.	$1,787,000	–	100,000	–	1.80%	–
P	New	Pandora Media, Inc	$1,784,000	–	200,000	–	1.80%	–
PYPL	New	PayPal Holdings, Inc.	$1,610,000	–	30,000	–	1.62%	–
QUIK	New	Quicklogic	$1,504,000	–	1,030,000	–	1.52%	–
PSTG	New	Pure Storage, Inc.	$1,281,000	–	100,000	–	1.29%	–
SINA	New	Sina Corp.	$1,275,000	–	15,000	–	1.29%	–
SFTBY	New	SoftBank Group Corp.	$1,221,000	–	30,000	–	1.23%	–
TWLO	New	Twilio, Inc.	$1,164,000	–	40,000	–	1.17%	–
AAPL	New	Apple, Inc.	$648,000	–	4,500	–	0.65%	–
GOGO	New	Gogo Inc.	$577,000	–	50,000	–	0.58%	–
MXL	New	MaxLinear, Inc.	$558,000	–	20,000	–	0.56%	–
FIT	New	Fitbit, Inc.	$531,000	–	100,000	–	0.54%	–
POWI	New	Power Integrations, Inc.	$423,000	–	5,799	–	0.43%	–
ITRI	New	Itron, Inc.	$377,000	–	5,565	–	0.38%	–
GWRE	New	Guidewire Software, Inc.	$344,000	–	5,000	–	0.35%	–
CLDR	New	Cloudera, Inc.	$320,000	–	20,000	–	0.32%	–
FSLR	New	First Solar, Inc.	$279,000	–	7,000	–	0.28%	–
TERP	New	TerraForm Power, Inc.	$240,000	–	20,000	–	0.24%	–
SEDG	New	SolarEdge Technologies, Inc.	$220,000	–	11,000	–	0.22%	–
HON	New	Honeywell International, Inc.	$211,000	–	1,580	–	0.21%	–
MMM	New	3M Co.	$208,000	–	1,000	–	0.21%	–
PHG	New	Koninklijke (Royal) Philips Electronics N.V.	$207,000	–	5,770	–	0.21%	–
SPWR	New	SunPower Corp. - Class B	$186,000	–	19,931	–	0.19%	–
IVAC	New	Intevac, Inc.	$175,000	–	15,800	–	0.18%	–
ASPN	New	Aspen Aerogels, Inc.	$156,000	–	35,000	–	0.16%	–
CVA	New	Covanta Holding Corp.	$132,000	–	10,000	–	0.13%	–
JASO	New	JA Solar Holdings Co Ltd.	$83,000	–	13,000	–	0.08%	–
VSLR	New	Vivint Solar, Inc.	$70,000	–	12,000	–	0.07%	–
OESX	New	Orion Energy Systems, Inc.	$18,000	–	14,000	–	0.02%	–
SUNEQ	New	Sunedision, Inc.	$1,000	–	21,130	–	0.00%	–

Q4 2016

			Value		Shares		↓ Weighting
SUNEQ	Exit	Sunedision, Inc.	$0	–	-21,130	–	-0.01%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.02%	–
VSLR	Exit	Vivint Solar, Inc.	$0	–	-12,000	–	-0.04%	–
JASO	Exit	JA Solar Holdings Co Ltd.	$0	–	-13,000	–	-0.07%	–
CVA	Exit	Covanta Holding Corp.	$0	–	-10,000	–	-0.14%	–
ABB	Exit	ABB LTD.	$0	–	-7,000	–	-0.14%	–
SPWR	Exit	SunPower Corp. - Class B	$0	–	-19,931	–	-0.16%	–
SEDG	Exit	SolarEdge Technologies, Inc.	$0	–	-11,000	–	-0.18%	–
SCTY	Exit	SolarCity Corporation	$0	–	-10,500	–	-0.19%	–
ASPN	Exit	Aspen Aerogels, Inc.	$0	–	-35,000	–	-0.19%	–
PHG	Exit	Koninklijke (Royal) Philips Electronics N.V.	$0	–	-7,770	–	-0.21%	–
HON	Exit	Honeywell International, Inc.	$0	–	-2,080	–	-0.22%	–
TERP	Exit	TerraForm Power, Inc.	$0	–	-20,000	–	-0.26%	–
ITRI	Exit	Itron, Inc.	$0	–	-5,565	–	-0.28%	–
CREE	Exit	Cree, Inc.	$0	–	-13,000	–	-0.31%	–
FSLR	Exit	First Solar, Inc.	$0	–	-9,000	–	-0.33%	–
POWI	Exit	Power Integrations, Inc.	$0	–	-7,799	–	-0.45%	–
AAPL	Exit	Apple, Inc.	$0	–	-4,500	–	-0.47%	–
GOGO	Exit	Gogo Inc.	$0	–	-50,000	–	-0.51%	–
VMW	Exit	VMware, Inc.	$0	–	-10,000	–	-0.67%	–
LNKD	Exit	LinkedIn Corporation	$0	–	-5,000	–	-0.88%	–
	Exit	Sina Corp.	$0	–	-15,000	–	-1.02%	–
PYPL	Exit	PayPal Holdings, Inc.	$0	–	-30,000	–	-1.13%	–
RAX	Exit	Rackspace Hosting, Inc.	$0	–	-40,000	–	-1.16%	–
FIT	Exit	Fitbit, Inc.	$0	–	-100,000	–	-1.36%	–
IVAC	Exit	Intevac, Inc.	$0	–	-259,683	–	-1.41%	–
PSTG	Exit	Pure Storage, Inc.	$0	–	-114,000	–	-1.42%	–
ADBE	Exit	Adobe Systems, Inc.	$0	–	-15,000	–	-1.50%	–
FUEL	Exit	Rocket Fuel, Inc.	$0	–	-660,000	–	-1.60%	–
TSLA	Exit	Tesla Motors, Inc.	$0	–	-10,000	–	-1.87%	–
TWTR	Exit	Twitter, Inc.	$0	–	-100,000	–	-2.12%	–
QCOM	Exit	QUALCOMM, Inc.	$0	–	-35,000	–	-2.20%	–
EXAR	Exit	Exar Corp.	$0	–	-270,000	–	-2.31%	–
BIDU	Exit	Baidu.com, Inc.	$0	–	-15,000	–	-2.51%	–
P	Exit	Pandora Media, Inc	$0	–	-200,000	–	-2.63%	–
	Exit	Ambarella, Inc.	$0	–	-40,000	–	-2.71%	–
SPTS	Exit	SPDR Barclays Short Term Treasury ETF	$0	–	-100,000	–	-2.81%	–
PANW	Exit	Palo Alto Networks, Inc.	$0	–	-20,000	–	-2.93%	–
SHY	Exit	iShares 1-3 Year Treasury Bond	$0	–	-40,000	–	-3.13%	–
NFLX	Exit	Netflix, Inc.	$0	–	-35,000	–	-3.17%	–
EQIX	Exit	Equinix, Inc.	$0	–	-10,027	–	-3.32%	–
WDAY	Exit	Workday, Inc.	$0	–	-40,000	–	-3.37%	–
AMZN	Exit	Amazon.com, Inc.	$0	–	-5,000	–	-3.85%	–
BABA	Exit	Alibaba Group Holding Limited	$0	–	-40,000	–	-3.89%	–
RUN	Exit	Sunrun, Inc.	$0	–	-679,820	–	-3.94%	–
GOOG	Exit	Alphabet, Inc.	$0	–	-5,516	–	-3.94%	–
INVN	Exit	InvenSense, Inc.	$0	–	-650,000	–	-4.43%	–
ANET	Exit	Arista Networks, Inc.	$0	–	-75,000	–	-5.86%	–
FB	Exit	Facebook, Inc.	$0	–	-60,000	–	-7.07%	–
NTNX	Exit	Nutanix, Inc.	$0	–	-459,772	–	-15.63%	–

Q3 2016

			Value		Shares		↓ Weighting
NTNX	New	Nutanix, Inc.	$17,012,000	–	459,772	–	15.63%	–
INVN	Sell	InvenSense, Inc.	$4,823,000	-7.4%	650,000	-23.5%	4.43%	-22.6%
SHY	New	iShares 1-3 Year Treasury Bond	$3,402,000	–	40,000	–	3.13%	–
SPTS	New	SPDR Barclays Short Term Treasury ETF	$3,055,000	–	100,000	–	2.81%	–
	New	Ambarella, Inc.	$2,947,000	–	40,000	–	2.71%	–
QCOM	Sell	QUALCOMM, Inc.	$2,398,000	-18.6%	35,000	-36.4%	2.20%	-31.9%
LNKD	Sell	LinkedIn Corporation	$956,000	-49.5%	5,000	-50.0%	0.88%	-57.8%
VMW	Sell	VMware, Inc.	$733,000	-57.3%	10,000	-66.7%	0.67%	-64.3%
AAPL	Sell	Apple, Inc.	$508,000	-84.6%	4,500	-87.0%	0.47%	-87.1%
POWI	Sell	Power Integrations, Inc.	$492,000	+0.2%	7,799	-20.4%	0.45%	-16.1%
FSLR	Sell	First Solar, Inc.	$355,000	-26.8%	9,000	-10.0%	0.33%	-38.8%
CREE	Sell	Cree, Inc.	$334,000	-9.0%	13,000	-13.3%	0.31%	-23.8%
PHG	Sell	Koninklijke (Royal) Philips Electronics N.V.	$230,000	-21.8%	7,770	-34.0%	0.21%	-34.7%
ABB	Sell	ABB LTD.	$158,000	-33.6%	7,000	-41.7%	0.14%	-44.4%
PWR	Exit	Quanta Services, Inc.	$0	–	-10,000	–	-0.25%	–
	Exit	Ambarella, Inc.	$0	–	-50,000	–	-2.79%	–
SHV	Exit	iShares Short Treasury Bondexchange traded fund	$0	–	-42,100	–	-5.11%	–
BIL	Exit	SPDR Barclays 1-3 Month T-Bill ETFexchange traded fund	$0	–	-109,500	–	-5.50%	–

Q2 2016

			Value		Shares		↓ Weighting
FB	New	Facebook, Inc.	$6,854,000	–	60,000	–	7.53%	–
INVN	New	InvenSense, Inc.	$5,211,000	–	850,000	–	5.72%	–
BIL	New	SPDR Barclays 1-3 Month T-Bill ETFexchange traded fund	$5,004,000	–	109,500	–	5.50%	–
ANET	New	Arista Networks, Inc.	$4,829,000	–	75,000	–	5.30%	–
SHV	New	iShares Short Treasury Bondexchange traded fund	$4,650,000	–	42,100	–	5.11%	–
RUN	New	Sunrun, Inc.	$4,031,000	–	679,820	–	4.43%	–
EQIX	New	Equinix, Inc.	$3,888,000	–	10,027	–	4.27%	–
GOOG	New	Alphabet, Inc.	$3,816,000	–	5,516	–	4.19%	–
AMZN	New	Amazon.com, Inc.	$3,578,000	–	5,000	–	3.93%	–
AAPL	New	Apple, Inc.	$3,298,000	–	34,500	–	3.62%	–
NFLX	New	Netflix, Inc.	$3,201,000	–	35,000	–	3.52%	–
BABA	New	Alibaba Group Holding Limited	$3,181,000	–	40,000	–	3.49%	–
WDAY	New	Workday, Inc.	$2,985,000	–	40,000	–	3.28%	–
QCOM	New	QUALCOMM, Inc.	$2,946,000	–	55,000	–	3.24%	–
	New	Ambarella, Inc.	$2,541,000	–	50,000	–	2.79%	–
P	New	Pandora Media, Inc	$2,490,000	–	200,000	–	2.73%	–
BIDU	New	Baidu.com, Inc.	$2,477,000	–	15,000	–	2.72%	–
PANW	New	Palo Alto Networks, Inc.	$2,453,000	–	20,000	–	2.69%	–
EXAR	New	Exar Corp.	$2,174,000	–	270,000	–	2.39%	–
TSLA	New	Tesla Motors, Inc.	$2,124,000	–	10,000	–	2.33%	–
LNKD	New	LinkedIn Corporation	$1,893,000	–	10,000	–	2.08%	–
VMW	New	VMware, Inc.	$1,716,000	–	30,000	–	1.88%	–
TWTR	New	Twitter, Inc.	$1,689,000	–	100,000	–	1.86%	–
IVAC	New	Intevac, Inc.	$1,475,000	–	259,683	–	1.62%	–
FUEL	New	Rocket Fuel, Inc.	$1,465,000	–	660,000	–	1.61%	–
ADBE	New	Adobe Systems, Inc.	$1,437,000	–	15,000	–	1.58%	–
PSTG	New	Pure Storage, Inc.	$1,243,000	–	114,000	–	1.36%	–
FIT	New	Fitbit, Inc.	$1,222,000	–	100,000	–	1.34%	–
PYPL	New	PayPal Holdings, Inc.	$1,095,000	–	30,000	–	1.20%	–
RAX	New	Rackspace Hosting, Inc.	$834,000	–	40,000	–	0.92%	–
	New	Sina Corp.	$778,000	–	15,000	–	0.85%	–
POWI	New	Power Integrations, Inc.	$491,000	–	9,799	–	0.54%	–
FSLR	New	First Solar, Inc.	$485,000	–	10,000	–	0.53%	–
GOGO	New	Gogo Inc.	$420,000	–	50,000	–	0.46%	–
CREE	New	Cree, Inc.	$367,000	–	15,000	–	0.40%	–
SPWR	New	SunPower Corp. - Class B	$309,000	–	19,931	–	0.34%	–
PHG	New	Koninklijke (Royal) Philips Electronics N.V.	$294,000	–	11,770	–	0.32%	–
SCTY	New	SolarCity Corporation	$251,000	–	10,500	–	0.28%	–
HON	New	Honeywell International, Inc.	$242,000	–	2,080	–	0.27%	–
ITRI	New	Itron, Inc.	$240,000	–	5,565	–	0.26%	–
ABB	New	ABB LTD.	$238,000	–	12,000	–	0.26%	–
PWR	New	Quanta Services, Inc.	$231,000	–	10,000	–	0.25%	–
TERP	New	TerraForm Power, Inc.	$218,000	–	20,000	–	0.24%	–
SEDG	New	SolarEdge Technologies, Inc.	$216,000	–	11,000	–	0.24%	–
ASPN	New	Aspen Aerogels, Inc.	$174,000	–	35,000	–	0.19%	–
CVA	New	Covanta Holding Corp.	$165,000	–	10,000	–	0.18%	–
JASO	New	JA Solar Holdings Co Ltd.	$89,000	–	13,000	–	0.10%	–
VSLR	New	Vivint Solar, Inc.	$37,000	–	12,000	–	0.04%	–
OESX	New	Orion Energy Systems, Inc.	$16,000	–	14,000	–	0.02%	–
SUNEQ	New	Sunedision, Inc.	$7,000	–	21,130	–	0.01%	–

Q4 2015

			Value		Shares		↓ Weighting
YGE	Exit	Yingli Green Energy Holding Company - ADR	$0	–	-20,000	–	-0.01%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.02%	–
JASO	Exit	JA Solar Holdings Co Ltd.	$0	–	-13,000	–	-0.08%	–
VSLR	Exit	Vivint Solar, Inc.	$0	–	-12,000	–	-0.10%	–
SUNEQ	Exit	Sunedision, Inc.	$0	–	-21,130	–	-0.12%	–
CVA	Exit	Covanta Holding Corp.	$0	–	-10,000	–	-0.14%	–
ASPN	Exit	Aspen Aerogels, Inc.	$0	–	-30,000	–	-0.18%	–
PWR	Exit	Quanta Services, Inc.	$0	–	-10,000	–	-0.19%	–
PX	Exit	Praxair, Inc.	$0	–	-2,400	–	-0.20%	–
MMM	Exit	3M Co.	$0	–	-1,800	–	-0.20%	–
PHG	Exit	Koninklijke (Royal) Philips Electronics N.V.	$0	–	-11,378	–	-0.21%	–
JCI	Exit	Johnson Controls, Inc.	$0	–	-7,200	–	-0.24%	–
ABB	Exit	ABB LTD.	$0	–	-18,000	–	-0.25%	–
CREE	Exit	Cree, Inc.	$0	–	-15,000	–	-0.29%	–
SPWR	Exit	SunPower Corp. - Class B	$0	–	-19,931	–	-0.32%	–
POWI	Exit	Power Integrations, Inc.	$0	–	-9,799	–	-0.33%	–
FSLR	Exit	First Solar, Inc.	$0	–	-10,000	–	-0.34%	–
SCTY	Exit	SolarCity Corporation	$0	–	-10,500	–	-0.36%	–
YELP	Exit	Yelp! Inc.	$0	–	-30,000	–	-0.52%	–
GOGO	Exit	Gogo Inc.	$0	–	-50,000	–	-0.61%	–
RAX	Exit	Rackspace Hosting, Inc.	$0	–	-40,000	–	-0.79%	–
PAY	Exit	VeriFone Holdings, Inc.	$0	–	-40,000	–	-0.89%	–
IVAC	Exit	Intevac, Inc.	$0	–	-259,683	–	-0.96%	–
EXAR	Exit	Exar Corp.	$0	–	-270,000	–	-1.28%	–
INTU	Exit	Intuit, Inc.	$0	–	-20,000	–	-1.42%	–
RKUS	Exit	Ruckus Wireless, Inc.	$0	–	-150,000	–	-1.42%	–
WDAY	Exit	Workday, Inc.	$0	–	-30,000	–	-1.65%	–
	Exit	Sina Corp.	$0	–	-55,000	–	-1.76%	–
VMW	Exit	VMware, Inc.	$0	–	-30,000	–	-1.89%	–
TWTR	Exit	Twitter, Inc.	$0	–	-100,000	–	-2.15%	–
BIDU	Exit	Baidu.com, Inc.	$0	–	-20,000	–	-2.20%	–
AKAM	Exit	Akamai Technologies, Inc.	$0	–	-40,000	–	-2.21%	–
LNKD	Exit	LinkedIn Corporation	$0	–	-15,000	–	-2.28%	–
	Exit	Ambarella, Inc.	$0	–	-50,000	–	-2.31%	–
FUEL	Exit	Rocket Fuel, Inc.	$0	–	-660,000	–	-2.46%	–
ARMH	Exit	ARM Holdings, PLC	$0	–	-80,000	–	-2.77%	–
NFLX	Exit	Netflix, Inc.	$0	–	-35,000	–	-2.89%	–
GOOG	Exit	Alphabet, Inc.	$0	–	-6,016	–	-2.93%	–
QCOM	Exit	QUALCOMM, Inc.	$0	–	-75,000	–	-3.22%	–
ADBE	Exit	Adobe Systems, Inc.	$0	–	-50,000	–	-3.29%	–
SWKS	Exit	Skyworks Solutions, Inc.	$0	–	-50,000	–	-3.37%	–
P	Exit	Pandora Media, Inc	$0	–	-200,000	–	-3.41%	–
ANET	Exit	Arista Networks, Inc.	$0	–	-70,000	–	-3.42%	–
LRCX	Exit	Lam Research	$0	–	-70,000	–	-3.66%	–
AMZN	Exit	Amazon.com, Inc.	$0	–	-10,000	–	-4.09%	–
PANW	Exit	Palo Alto Networks, Inc.	$0	–	-30,000	–	-4.12%	–
FB	Exit	Facebook, Inc.	$0	–	-60,000	–	-4.31%	–
EQIX	Exit	Equinix, Inc.	$0	–	-20,472	–	-4.48%	–
AAPL	Exit	Apple, Inc.	$0	–	-57,500	–	-5.07%	–
RUN	Exit	Sunrun, Inc. Common Stock	$0	–	-674,820	–	-5.60%	–
INVN	Exit	InvenSense, Inc.	$0	–	-800,000	–	-5.94%	–
MTSN	Exit	Mattson Technology, Inc.	$0	–	-3,780,000	–	-7.04%	–

Q3 2015

			Value		Shares		↓ Weighting
RUN	New	Sunrun, Inc. Common Stock	$6,998,000	–	674,820	–	5.60%	–
FB	Sell	Facebook, Inc.	$5,394,000	-10.2%	60,000	-14.3%	4.31%	+13.9%
QCOM	Sell	QUALCOMM, Inc.	$4,030,000	-63.2%	75,000	-57.1%	3.22%	-53.4%
GOOG	New	Alphabet, Inc.	$3,660,000	–	6,016	–	2.93%	–
NFLX	Buy	Netflix, Inc.	$3,614,000	+10.0%	35,000	+600.0%	2.89%	+39.4%
TWTR	Sell	Twitter, Inc.	$2,694,000	-62.8%	100,000	-50.0%	2.15%	-52.9%
	New	Sina Corp.	$2,205,000	–	55,000	–	1.76%	–
MEA	Exit	Metalico, Inc.	$0	–	-11,500	–	-0.00%	–
HON	Exit	Honeywell International, Inc.	$0	–	-2,080	–	-0.13%	–
	Exit	Sina Corp.	$0	–	-55,000	–	-1.86%	–
GOOG	Exit	Google, Inc.	$0	–	-6,016	–	-1.98%	–
WDC	Exit	Western Digital Corp.	$0	–	-40,000	–	-1.98%	–
GOOGL	Exit	Google, Inc. Class C	$0	–	-6,000	–	-2.04%	–

Q2 2015

			Value		Shares		↓ Weighting
MTSN	New	Mattson Technology, Inc.	$12,663,000	–	3,780,000	–	7.99%	–
INVN	New	InvenSense, Inc.	$12,080,000	–	800,000	–	7.62%	–
QCOM	New	QUALCOMM, Inc.	$10,960,000	–	175,000	–	6.91%	–
TWTR	New	Twitter, Inc.	$7,244,000	–	200,000	–	4.57%	–
AAPL	New	Apple, Inc.	$7,212,000	–	57,500	–	4.55%	–
FB	New	Facebook, Inc.	$6,004,000	–	70,000	–	3.79%	–
ANET	New	Arista Networks, Inc.	$5,722,000	–	70,000	–	3.61%	–
LRCX	New	Lam Research	$5,695,000	–	70,000	–	3.59%	–
FUEL	New	Rocket Fuel, Inc.	$5,412,000	–	660,000	–	3.41%	–
PANW	New	Palo Alto Networks, Inc.	$5,241,000	–	30,000	–	3.31%	–
SWKS	New	Skyworks Solutions, Inc.	$5,205,000	–	50,000	–	3.28%	–
EQIX	New	Equinix, Inc.	$5,200,000	–	20,472	–	3.28%	–
	New	Ambarella, Inc.	$5,135,000	–	50,000	–	3.24%	–
AMZN	New	Amazon.com, Inc.	$4,341,000	–	10,000	–	2.74%	–
ADBE	New	Adobe Systems, Inc.	$4,051,000	–	50,000	–	2.56%	–
BIDU	New	Baidu.com, Inc.	$3,982,000	–	20,000	–	2.51%	–
ARMH	New	ARM Holdings, PLC	$3,942,000	–	80,000	–	2.49%	–
NFLX	New	Netflix, Inc.	$3,285,000	–	5,000	–	2.07%	–
GOOGL	New	Google, Inc. Class C	$3,240,000	–	6,000	–	2.04%	–
WDC	New	Western Digital Corp.	$3,137,000	–	40,000	–	1.98%	–
GOOG	New	Google, Inc.	$3,131,000	–	6,016	–	1.98%	–
P	New	Pandora Media, Inc	$3,108,000	–	200,000	–	1.96%	–
LNKD	New	LinkedIn Corporation	$3,099,000	–	15,000	–	1.96%	–
	New	Sina Corp.	$2,946,000	–	55,000	–	1.86%	–
AKAM	New	Akamai Technologies, Inc.	$2,793,000	–	40,000	–	1.76%	–
EXAR	New	Exar Corp.	$2,641,000	–	270,000	–	1.67%	–
VMW	New	VMware, Inc.	$2,572,000	–	30,000	–	1.62%	–
WDAY	New	Workday, Inc.	$2,292,000	–	30,000	–	1.45%	–
INTU	New	Intuit, Inc.	$2,015,000	–	20,000	–	1.27%	–
RKUS	New	Ruckus Wireless, Inc.	$1,551,000	–	150,000	–	0.98%	–
IVAC	New	Intevac, Inc.	$1,519,000	–	259,683	–	0.96%	–
RAX	New	Rackspace Hosting, Inc.	$1,488,000	–	40,000	–	0.94%	–
PAY	New	VeriFone Holdings, Inc.	$1,358,000	–	40,000	–	0.86%	–
YELP	New	Yelp! Inc.	$1,291,000	–	30,000	–	0.81%	–
GOGO	New	Gogo Inc.	$1,072,000	–	50,000	–	0.68%	–
SUNEQ	New	Sunedision, Inc.	$632,000	–	21,130	–	0.40%	–
SPWR	New	SunPower Corp. - Class B	$566,000	–	19,931	–	0.36%	–
SCTY	New	SolarCity Corporation	$562,000	–	10,500	–	0.36%	–
FSLR	New	First Solar, Inc.	$470,000	–	10,000	–	0.30%	–
POWI	New	Power Integrations, Inc.	$443,000	–	9,799	–	0.28%	–
CREE	New	Cree, Inc.	$390,000	–	15,000	–	0.25%	–
ABB	New	ABB LTD.	$376,000	–	18,000	–	0.24%	–
JCI	New	Johnson Controls, Inc.	$357,000	–	7,200	–	0.22%	–
PHG	New	Koninklijke (Royal) Philips Electronics N.V.	$290,000	–	11,378	–	0.18%	–
PWR	New	Quanta Services, Inc.	$288,000	–	10,000	–	0.18%	–
PX	New	Praxair, Inc.	$287,000	–	2,400	–	0.18%	–
MMM	New	3M Co.	$278,000	–	1,800	–	0.18%	–
CVA	New	Covanta Holding Corp.	$212,000	–	10,000	–	0.13%	–
HON	New	Honeywell International, Inc.	$212,000	–	2,080	–	0.13%	–
ASPN	New	Aspen Aerogels, Inc.	$199,000	–	30,000	–	0.13%	–
VSLR	New	Vivint Solar, Inc.	$146,000	–	12,000	–	0.09%	–
JASO	New	JA Solar Holdings Co Ltd.	$111,000	–	13,000	–	0.07%	–
OESX	New	Orion Energy Systems, Inc.	$35,000	–	14,000	–	0.02%	–
YGE	New	Yingli Green Energy Holding Company - ADR	$25,000	–	20,000	–	0.02%	–
MEA	New	Metalico, Inc.	$6,000	–	11,500	–	0.00%	–

Q4 2014

			Value		Shares		↓ Weighting
MEA	Exit	Metalico, Inc.	$0	–	-11,500	–	-0.01%	–
YGE	Exit	Yingli Green Energy Holding Company - ADR	$0	–	-20,000	–	-0.03%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.04%	–
JASO	Exit	JA Solar Holdings Co Ltd.	$0	–	-13,000	–	-0.06%	–
ICAD	Exit	iCAD, Inc.	$0	–	-20,000	–	-0.10%	–
JKS	Exit	Jinko Solar Co., Ltd	$0	–	-8,000	–	-0.12%	–
ITRI	Exit	Itron, Inc.	$0	–	-5,565	–	-0.12%	–
UTX	Exit	United Technologies Corp.	$0	–	-2,500	–	-0.14%	–
ESE	Exit	Esco Technologies, Inc.	$0	–	-10,000	–	-0.18%	–
PHG	Exit	Koninklijke (Royal) Philips Electronics N.V.	$0	–	-11,378	–	-0.19%	–
PWR	Exit	Quanta Services, Inc.	$0	–	-10,000	–	-0.19%	–
CVA	Exit	Covanta Holding Corp.	$0	–	-20,000	–	-0.22%	–
MMM	Exit	3M Co.	$0	–	-3,300	–	-0.24%	–
	Exit	SMA Solar Technology AG	$0	–	-20,000	–	-0.28%	–
HON	Exit	Honeywell International, Inc.	$0	–	-6,080	–	-0.30%	–
ABB	Exit	ABB LTD.	$0	–	-29,000	–	-0.34%	–
JCI	Exit	Johnson Controls, Inc.	$0	–	-15,200	–	-0.35%	–
PX	Exit	Praxair, Inc.	$0	–	-5,400	–	-0.36%	–
CREE	Exit	Cree, Inc.	$0	–	-20,000	–	-0.43%	–
GOGO	Exit	Gogo Inc.	$0	–	-50,000	–	-0.44%	–
POWI	Exit	Power Integrations, Inc.	$0	–	-15,799	–	-0.45%	–
SPWR	Exit	SunPower Corp. - Class B	$0	–	-25,931	–	-0.46%	–
SCTY	Exit	SolarCity Corporation	$0	–	-15,000	–	-0.47%	–
SUNEQ	Exit	Sunedision, Inc.	$0	–	-50,130	–	-0.50%	–
FUEL	Exit	Rocket Fuel, Inc.	$0	–	-60,000	–	-0.50%	–
FSLR	Exit	First Solar, Inc.	$0	–	-15,000	–	-0.52%	–
ROC	Exit	Rockwood Holdings, Inc.	$0	–	-13,000	–	-0.52%	–
GTATQ	Exit	GT Advanced Technologies, Inc.	$0	–	-106,900	–	-0.61%	–
RAX	Exit	Rackspace Hosting, Inc.	$0	–	-40,000	–	-0.68%	–
PAY	Exit	VeriFone Holdings, Inc.	$0	–	-40,000	–	-0.72%	–
EMC	Exit	EMC Corp.	$0	–	-50,000	–	-0.77%	–
INTU	Exit	Intuit, Inc.	$0	–	-20,000	–	-0.92%	–
PANW	Exit	Palo Alto Networks, Inc.	$0	–	-20,000	–	-1.03%	–
EXAR	Exit	Exar Corp.	$0	–	-220,000	–	-1.03%	–
RKUS	Exit	Ruckus Wireless, Inc.	$0	–	-150,000	–	-1.05%	–
	Exit	Sina Corp.	$0	–	-55,000	–	-1.18%	–
INVN	Exit	InvenSense, Inc.	$0	–	-120,000	–	-1.24%	–
AKAM	Exit	Akamai Technologies, Inc.	$0	–	-40,000	–	-1.25%	–
VMW	Exit	VMware, Inc.	$0	–	-30,000	–	-1.47%	–
IVAC	Exit	Intevac, Inc.	$0	–	-424,414	–	-1.48%	–
LNKD	Exit	LinkedIn Corporation	$0	–	-15,000	–	-1.63%	–
ADBE	Exit	Adobe Systems, Inc.	$0	–	-50,000	–	-1.81%	–
GOOG	Exit	Google, Inc.	$0	–	-6,000	–	-1.81%	–
SWKS	Exit	Skyworks Solutions, Inc.	$0	–	-60,000	–	-1.82%	–
ARMH	Exit	ARM Holdings, PLC	$0	–	-80,000	–	-1.83%	–
GOOGL	Exit	Google, Inc. Class C	$0	–	-6,000	–	-1.85%	–
EQIX	Exit	Equinix, Inc.	$0	–	-20,000	–	-2.22%	–
BIDU	Exit	Baidu.com, Inc.	$0	–	-20,000	–	-2.28%	–
	Exit	Ambarella, Inc.	$0	–	-100,000	–	-2.28%	–
P	Exit	Pandora Media, Inc	$0	–	-200,000	–	-2.53%	–
LRCX	Exit	Lam Research	$0	–	-70,000	–	-2.74%	–
QCOM	Exit	QUALCOMM, Inc.	$0	–	-75,000	–	-2.94%	–
FB	Exit	Facebook, Inc.	$0	–	-80,000	–	-3.31%	–
AMZN	Exit	Amazon.com, Inc.	$0	–	-20,000	–	-3.38%	–
AAPL	Exit	Apple, Inc.	$0	–	-77,500	–	-4.09%	–
MTSN	Exit	Mattson Technology, Inc.	$0	–	-3,280,000	–	-4.24%	–
TWTR	Exit	TWTR141018C00040000call	$0	–	-14,000	–	-8.42%	–
TWTR	Exit	Twitter, Inc.	$0	–	-1,106,200	–	-29.86%	–

Q3 2014

			Value		Shares		↓ Weighting
AAPL	Sell	Apple, Inc.	$7,808,000	-4.0%	77,500	-11.4%	4.09%	+9.9%
FB	Sell	Facebook, Inc.	$6,323,000	-86.2%	80,000	-88.2%	3.31%	-84.2%
IVAC	Sell	Intevac, Inc.	$2,831,000	-37.0%	424,414	-24.3%	1.48%	-27.9%
VMW	Sell	VMware, Inc.	$2,815,000	-27.3%	30,000	-25.0%	1.47%	-16.8%
INVN	New	InvenSense, Inc.	$2,368,000	–	120,000	–	1.24%	–
GTATQ	Sell	GT Advanced Technologies, Inc.	$1,158,000	-89.7%	106,900	-82.4%	0.61%	-88.3%
ICAD	New	iCAD, Inc.	$197,000	–	20,000	–	0.10%	–
GLW	Exit	Corning, Inc.	$0	–	-9,460	–	-0.10%	–
ERIC	Exit	Ericsson	$0	–	-40,000	–	-0.22%	–

Q2 2014

			Value		Shares		↓ Weighting
FB	New	Facebook, Inc.	$45,757,000	–	680,000	–	20.92%	–
TWTR	New	Twitter, Inc.	$45,321,000	–	1,106,200	–	20.72%	–
GTATQ	New	GT Advanced Technologies, Inc.	$11,288,000	–	606,900	–	5.16%	–
AAPL	New	Apple, Inc.	$8,131,000	–	87,500	–	3.72%	–
MTSN	New	Mattson Technology, Inc.	$7,183,000	–	3,280,000	–	3.28%	–
AMZN	New	Amazon.com, Inc.	$6,496,000	–	20,000	–	2.97%	–
QCOM	New	QUALCOMM, Inc.	$5,940,000	–	75,000	–	2.72%	–
P	New	Pandora Media, Inc	$5,900,000	–	200,000	–	2.70%	–
TWTR	New	Twitter 09/20/14 $40 Callcall	$4,900,000	–	14,000	–	2.24%	–
LRCX	New	Lam Research	$4,731,000	–	70,000	–	2.16%	–
IVAC	New	Intevac, Inc.	$4,493,000	–	560,956	–	2.05%	–
EQIX	New	Equinix, Inc.	$4,202,000	–	20,000	–	1.92%	–
VMW	New	VMware, Inc.	$3,872,000	–	40,000	–	1.77%	–
BIDU	New	Baidu.com, Inc.	$3,736,000	–	20,000	–	1.71%	–
ARMH	New	ARM Holdings, PLC	$3,619,000	–	80,000	–	1.66%	–
ADBE	New	Adobe Systems, Inc.	$3,618,000	–	50,000	–	1.65%	–
GOOGL	New	Google, Inc. Class C	$3,508,000	–	6,000	–	1.60%	–
GOOG	New	Google, Inc.	$3,452,000	–	6,000	–	1.58%	–
	New	Ambarella, Inc.	$3,118,000	–	100,000	–	1.43%	–
SWKS	New	Skyworks Solutions, Inc.	$2,818,000	–	60,000	–	1.29%	–
	New	Sina Corp.	$2,737,000	–	55,000	–	1.25%	–
LNKD	New	LinkedIn Corporation	$2,572,000	–	15,000	–	1.18%	–
EXAR	New	Exar Corp.	$2,486,000	–	220,000	–	1.14%	–
AKAM	New	Akamai Technologies, Inc.	$2,442,000	–	40,000	–	1.12%	–
FUEL	New	Rocket Fuel, Inc.	$1,865,000	–	60,000	–	0.85%	–
RKUS	New	Ruckus Wireless, Inc.	$1,787,000	–	150,000	–	0.82%	–
PANW	New	Palo Alto Networks, Inc.	$1,677,000	–	20,000	–	0.77%	–
INTU	New	Intuit, Inc.	$1,611,000	–	20,000	–	0.74%	–
PAY	New	VeriFone Holdings, Inc.	$1,470,000	–	40,000	–	0.67%	–
RAX	New	Rackspace Hosting, Inc.	$1,346,000	–	40,000	–	0.62%	–
EMC	New	EMC Corp.	$1,317,000	–	50,000	–	0.60%	–
SUNEQ	New	Sunedision, Inc.	$1,133,000	–	50,130	–	0.52%	–
FSLR	New	First Solar, Inc.	$1,066,000	–	15,000	–	0.49%	–
SPWR	New	SunPower Corp. - Class B	$1,063,000	–	25,931	–	0.49%	–
SCTY	New	SolarCity Corporation	$1,059,000	–	15,000	–	0.48%	–
CREE	New	Cree, Inc.	$999,000	–	20,000	–	0.46%	–
ROC	New	Rockwood Holdings, Inc.	$988,000	–	13,000	–	0.45%	–
GOGO	New	Gogo Inc.	$978,000	–	50,000	–	0.45%	–
POWI	New	Power Integrations, Inc.	$909,000	–	15,799	–	0.42%	–
JCI	New	Johnson Controls, Inc.	$759,000	–	15,200	–	0.35%	–
	New	SMA Solar Technology AG	$752,000	–	20,000	–	0.34%	–
PX	New	Praxair, Inc.	$717,000	–	5,400	–	0.33%	–
ABB	New	ABB LTD.	$668,000	–	29,000	–	0.30%	–
HON	New	Honeywell International, Inc.	$565,000	–	6,080	–	0.26%	–
ERIC	New	Ericsson	$483,000	–	40,000	–	0.22%	–
MMM	New	3M Co.	$473,000	–	3,300	–	0.22%	–
CVA	New	Covanta Holding Corp.	$412,000	–	20,000	–	0.19%	–
PHG	New	Koninklijke (Royal) Philips Electronics N.V.	$361,000	–	11,378	–	0.16%	–
ESE	New	Esco Technologies, Inc.	$346,000	–	10,000	–	0.16%	–
PWR	New	Quanta Services, Inc.	$346,000	–	10,000	–	0.16%	–
UTX	New	United Technologies Corp.	$289,000	–	2,500	–	0.13%	–
JKS	New	Jinko Solar Co., Ltd	$241,000	–	8,000	–	0.11%	–
ITRI	New	Itron, Inc.	$226,000	–	5,565	–	0.10%	–
GLW	New	Corning, Inc.	$208,000	–	9,460	–	0.10%	–
JASO	New	JA Solar Holdings Co Ltd.	$141,000	–	13,000	–	0.06%	–
YGE	New	Yingli Green Energy Holding Company - ADR	$75,000	–	20,000	–	0.03%	–
OESX	New	Orion Energy Systems, Inc.	$57,000	–	14,000	–	0.03%	–
MEA	New	Metalico, Inc.	$14,000	–	11,500	–	0.01%	–

Q4 2013

			Value		Shares		↓ Weighting
MEA	Exit	Metalico, Inc.	$0	–	-11,500	–	-0.01%	–
OESX	Exit	Orion Energy Systems, Inc.	$0	–	-14,000	–	-0.04%	–
JASO	Exit	JA Solar Holdings Co Ltd.	$0	–	-13,000	–	-0.11%	–
YGE	Exit	Yingli Green Energy Holding Company - ADR	$0	–	-20,000	–	-0.11%	–
FSLR	Exit	First Solar, Inc.	$0	–	-5,000	–	-0.16%	–
HON	Exit	Honeywell International, Inc.	$0	–	-3,080	–	-0.21%	–
ROC	Exit	Rockwood Holdings, Inc.	$0	–	-4,000	–	-0.22%	–
UTX	Exit	United Technologies Corp.	$0	–	-2,500	–	-0.22%	–
MMM	Exit	3M Co.	$0	–	-2,300	–	-0.22%	–
PWR	Exit	Quanta Services, Inc.	$0	–	-10,000	–	-0.22%	–
SUNEQ	Exit	Sunedision, Inc.	$0	–	-35,130	–	-0.23%	–
SPWR	Exit	SunPower Corp. - Class B	$0	–	-10,931	–	-0.23%	–
PX	Exit	Praxair, Inc.	$0	–	-2,400	–	-0.24%	–
CREE	Exit	Cree, Inc.	$0	–	-5,000	–	-0.25%	–
POWI	Exit	Power Integrations, Inc.	$0	–	-5,799	–	-0.26%	–
ABB	Exit	ABB LTD.	$0	–	-14,000	–	-0.27%	–
JCI	Exit	Johnson Controls, Inc.	$0	–	-8,200	–	-0.28%	–
SCTY	Exit	SolarCity Corporation	$0	–	-10,000	–	-0.28%	–
PANW	Exit	Palo Alto Networks, Inc.	$0	–	-10,000	–	-0.37%	–
ERIC	Exit	Ericsson	$0	–	-40,000	–	-0.44%	–
GLW	Exit	Corning, Inc.	$0	–	-59,460	–	-0.71%	–
ORCL	Exit	Oracle Corp.	$0	–	-30,000	–	-0.81%	–
RVBD	Exit	Riverbed Technology, Inc.	$0	–	-80,000	–	-0.95%	–
LNKD	Exit	LinkedIn Corporation	$0	–	-5,000	–	-1.00%	–
EMC	Exit	EMC Corp.	$0	–	-50,000	–	-1.04%	–
INTU	Exit	Intuit, Inc.	$0	–	-20,000	–	-1.08%	–
EXAR	Exit	Exar Corp.	$0	–	-110,000	–	-1.21%	–
AKAM	Exit	Akamai Technologies, Inc.	$0	–	-40,000	–	-1.69%	–
RAX	Exit	Rackspace Hosting, Inc.	$0	–	-40,000	–	-1.72%	–
PAY	Exit	VeriFone Holdings, Inc.	$0	–	-100,000	–	-1.87%	–
SWKS	Exit	Skyworks Solutions, Inc.	$0	–	-120,000	–	-2.44%	–
VMW	Exit	VMware, Inc.	$0	–	-40,000	–	-2.64%	–
IVAC	Exit	Intevac, Inc.	$0	–	-560,956	–	-2.69%	–
EQIX	Exit	Equinix, Inc.	$0	–	-20,000	–	-3.00%	–
	Exit	Sina Corp.	$0	–	-60,000	–	-3.98%	–
P	Exit	Pandora Media, Inc	$0	–	-200,000	–	-4.11%	–
ARMH	Exit	ARM Holdings, PLC	$0	–	-105,000	–	-4.13%	–
GOOGL	Exit	Google, Inc.	$0	–	-6,000	–	-4.30%	–
BIDU	Exit	Baidu.com, Inc.	$0	–	-35,000	–	-4.44%	–
GTATQ	Exit	GT Advanced Technologies, Inc.	$0	–	-651,900	–	-4.54%	–
QCOM	Exit	QUALCOMM, Inc.	$0	–	-85,000	–	-4.68%	–
AMZN	Exit	Amazon.com, Inc.	$0	–	-20,000	–	-5.11%	–
AAPL	Exit	Apple, Inc.	$0	–	-24,500	–	-9.55%	–
FB	Exit	Facebook, Inc.	$0	–	-680,000	–	-27.92%	–

Q3 2013

			Value		Shares		↓ Weighting
GTATQ	Buy	GT Advanced Technologies, Inc.	$5,548,000	+4103.0%	651,900	+1943.6%	4.54%	+3415.5%
P	New	Pandora Media, Inc	$5,026,000	–	200,000	–	4.11%	–
AKAM	Sell	Akamai Technologies, Inc.	$2,068,000	-39.2%	40,000	-50.0%	1.69%	-49.3%
SCTY	Sell	SolarCity Corporation	$346,000	-97.9%	10,000	-97.8%	0.28%	-98.3%
PWER	Exit	Power-One, Inc.	$0	–	-15,700	–	-0.10%	–
TIVO	Exit	TiVo, Inc.	$0	–	-100,000	–	-1.08%	–

Q2 2013

			Value		Shares		↓ Weighting
FB	New	Facebook, Inc.	$16,918,000	–	680,000	–	16.58%	–
SCTY	New	SolarCity Corporation	$16,847,000	–	446,300	–	16.51%	–
AAPL	New	Apple, Inc.	$9,715,000	–	24,500	–	9.52%	–
AMZN	New	Amazon.com, Inc.	$5,554,000	–	20,000	–	5.44%	–
GOOGL	New	Google, Inc.	$5,282,000	–	6,000	–	5.18%	–
QCOM	New	QUALCOMM, Inc.	$5,193,000	–	85,000	–	5.09%	–
ARMH	New	ARM Holdings, PLC	$3,804,000	–	105,000	–	3.73%	–
EQIX	New	Equinix, Inc.	$3,694,000	–	20,000	–	3.62%	–
AKAM	New	Akamai Technologies, Inc.	$3,404,000	–	80,000	–	3.34%	–
	New	Sina Corp.	$3,344,000	–	60,000	–	3.28%	–
BIDU	New	Baidu.com, Inc.	$3,311,000	–	35,000	–	3.24%	–
IVAC	New	Intevac, Inc.	$3,175,000	–	560,956	–	3.11%	–
VMW	New	VMware, Inc.	$2,680,000	–	40,000	–	2.63%	–
SWKS	New	Skyworks Solutions, Inc.	$2,627,000	–	120,000	–	2.57%	–
PAY	New	VeriFone Holdings, Inc.	$1,681,000	–	100,000	–	1.65%	–
RAX	New	Rackspace Hosting, Inc.	$1,516,000	–	40,000	–	1.48%	–
RVBD	New	Riverbed Technology, Inc.	$1,245,000	–	80,000	–	1.22%	–
INTU	New	Intuit, Inc.	$1,221,000	–	20,000	–	1.20%	–
EXAR	New	Exar Corp.	$1,185,000	–	110,000	–	1.16%	–
EMC	New	EMC Corp.	$1,181,000	–	50,000	–	1.16%	–
TIVO	New	TiVo, Inc.	$1,105,000	–	100,000	–	1.08%	–
ORCL	New	Oracle Corp.	$921,000	–	30,000	–	0.90%	–
LNKD	New	LinkedIn Corporation	$892,000	–	5,000	–	0.87%	–
GLW	New	Corning, Inc.	$846,000	–	59,460	–	0.83%	–
ERIC	New	Ericsson	$451,000	–	40,000	–	0.44%	–
PANW	New	Palo Alto Networks, Inc.	$422,000	–	10,000	–	0.41%	–
CREE	New	Cree, Inc.	$319,000	–	5,000	–	0.31%	–
ABB	New	ABB LTD.	$303,000	–	14,000	–	0.30%	–
JCI	New	Johnson Controls, Inc.	$293,000	–	8,200	–	0.29%	–
SUNEQ	New	Sunedision, Inc.	$287,000	–	35,130	–	0.28%	–
PX	New	Praxair, Inc.	$276,000	–	2,400	–	0.27%	–
PWR	New	Quanta Services, Inc.	$265,000	–	10,000	–	0.26%	–
ROC	New	Rockwood Holdings, Inc.	$256,000	–	4,000	–	0.25%	–
MMM	New	3M Co.	$252,000	–	2,300	–	0.25%	–
HON	New	Honeywell International, Inc.	$244,000	–	3,080	–	0.24%	–
POWI	New	Power Integrations, Inc.	$235,000	–	5,799	–	0.23%	–
UTX	New	United Technologies Corp.	$232,000	–	2,500	–	0.23%	–
FSLR	New	First Solar, Inc.	$223,000	–	5,000	–	0.22%	–
SPWR	New	SunPower Corp. - Class B	$222,000	–	10,931	–	0.22%	–
GTATQ	New	GT Advanced Technologies, Inc.	$132,000	–	31,900	–	0.13%	–
PWER	New	Power-One, Inc.	$99,000	–	15,700	–	0.10%	–
JASO	New	JA Solar Holdings Co Ltd.	$94,000	–	13,000	–	0.09%	–
YGE	New	Yingli Green Energy Holding Company - ADR	$65,000	–	20,000	–	0.06%	–
OESX	New	Orion Energy Systems, Inc.	$35,000	–	14,000	–	0.03%	–
MEA	New	Metalico, Inc.	$14,000	–	11,500	–	0.01%	–

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