$383 Million is the total value of Cowen Investment Management LLC's 115 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PTRA | PROTERRA INC | $16,073,523 | -59.7% | 10,574,685 | 0.0% | 4.20% | -48.2% | |
| LYG | LLOYDS BANKING GROUP PLCsponsored adr | $10,257,145 | +5.5% | 4,421,183 | 0.0% | 2.68% | +35.5% | |
| RTOKY | RENTOKIL INITIAL PLCsponsored adr | $6,142,187 | +18.5% | 168,233 | 0.0% | 1.60% | +52.2% | |
| CARTESIAN GROWTH CORP IIunit 07/12/2028 | $5,280,000 | +1.6% | 500,000 | 0.0% | 1.38% | +30.5% | ||
| G SQUARED ASCEND II INC | $4,148,000 | +2.2% | 400,000 | 0.0% | 1.08% | +31.3% | ||
| BLEUACACIA LTDunit 10/30/2026 | $4,088,000 | +0.4% | 400,000 | 0.0% | 1.07% | +29.0% | ||
| CCVIU | CHURCHILL CAPITAL CORP VIunit 99/99/9999 | $3,538,500 | +1.2% | 350,000 | 0.0% | 0.92% | +30.1% | |
| JAWS HURRICANE ACQUISITN COR | $2,796,750 | +2.0% | 275,000 | 0.0% | 0.73% | +31.1% | ||
| DMY TECHNOLOGY GROUP INC VI | $2,606,126 | +1.7% | 255,000 | 0.0% | 0.68% | +30.5% | ||
| MITAU | COLISEUM ACQUISITION CORPunit 04/02/2028 | $2,560,000 | +2.0% | 250,000 | 0.0% | 0.67% | +31.0% | |
| ICONIC SPORTS ACQUISITION COunit 99/99/9999 | $2,120,500 | +1.9% | 200,000 | 0.0% | 0.55% | +30.7% | ||
| M3 BRIGADE ACQUISITION III | $2,066,000 | +1.9% | 200,000 | 0.0% | 0.54% | +30.8% | ||
| DP CAP ACQUISITION CORP Iclass a ord | $1,567,500 | +1.9% | 150,000 | 0.0% | 0.41% | +30.7% | ||
| TORTOISEECOFIN ACQUISITION Cunit 99/99/9999 | $1,539,000 | +2.3% | 150,000 | 0.0% | 0.40% | +31.4% | ||
| AP ACQUISITION CORPunit 99/99/9999 | $1,061,750 | +3.1% | 100,000 | 0.0% | 0.28% | +32.5% | ||
| PYROPHYTE ACQUISITION CORPunit 99/99/9999 | $1,054,000 | +4.3% | 100,000 | 0.0% | 0.28% | +34.1% | ||
| CARTICA ACQUISITION CORPunit 04/30/2028 | $1,055,000 | +2.4% | 100,000 | 0.0% | 0.28% | +31.6% | ||
| BATTERY FUTURE ACQUISITION Cunit 99/99/9999 | $1,048,000 | +2.1% | 100,000 | 0.0% | 0.27% | +31.7% | ||
| LBRDA | LIBERTY BROADBAND CORP | $1,041,446 | +8.3% | 12,682 | 0.0% | 0.27% | +39.5% | |
| PGRWU | PROGRESS ACQUISITION CORPunit 12/25/2025 | $1,040,000 | +2.9% | 100,000 | 0.0% | 0.27% | +32.2% | |
| PROOF ACQUISITION CORP Iunit 99/99/9999 | $1,030,000 | +1.2% | 100,000 | 0.0% | 0.27% | +30.0% | ||
| VLATU | VALOR LATITUDE ACQUISITN CORunit 04/02/2026 | $1,025,000 | +1.8% | 100,000 | 0.0% | 0.27% | +30.7% | |
| DNAB | SOCIAL CAP SUVRETTA HLDS CRP | $1,022,000 | +1.6% | 100,000 | 0.0% | 0.27% | +30.9% | |
| COMPASS DIGITAL ACQUISITN COunit 09/29/2026 | $1,023,000 | +2.5% | 100,000 | 0.0% | 0.27% | +31.5% | ||
| JAWS JUGGERNAUT ACQUISITN CO | $1,023,000 | +1.7% | 100,000 | 0.0% | 0.27% | +30.9% | ||
| CVIIU | CHURCHILL CAPITAL CORP VIIunit 99/99/9999 | $1,015,000 | +1.9% | 100,000 | 0.0% | 0.26% | +31.2% | |
| SOMALOGIC INC | $630,426 | +1.6% | 247,226 | 0.0% | 0.16% | +31.0% | ||
| HEARTLAND MEDIA ACQUISITIONunit 99/99/9999 | $522,000 | +4.1% | 50,000 | 0.0% | 0.14% | +33.3% | ||
| DNAD | SOCIAL CAP SUVRETTA HLDS CP | $511,000 | +1.7% | 50,000 | 0.0% | 0.13% | +30.4% | |
| TBLAW | TABOOLA.COM LTD*w exp 06/29/202 | $285,975 | -16.4% | 697,500 | 0.0% | 0.08% | +8.7% | |
| STCN | STEEL CONNECT INC | $220,569 | -20.3% | 193,482 | 0.0% | 0.06% | +3.6% | |
| AVPTW | AVEPOINT INC*w exp 09/18/202 | $14,110 | +0.8% | 25,000 | 0.0% | 0.00% | +33.3% | |
| GRAB HOLDINGS LIMITED*w exp 12/01/202 | $11,542 | +7.9% | 19,900 | 0.0% | 0.00% | +50.0% | ||
| ARBGW | AEQUI ACQUISITION CORP*w exp 11/30/202 | $11,667 | +257.1% | 116,666 | 0.0% | 0.00% | +200.0% | |
| APGBWS | APOLLO STRATEGIC GRWT CPTL I*w exp 02/12/202 | $9,760 | -30.3% | 100,000 | 0.0% | 0.00% | 0.0% | |
| CRIXUS BH3 ACQUISITION CO*w exp 10/04/202 | $6,500 | +9.6% | 50,000 | 0.0% | 0.00% | +100.0% | ||
| BMTXWS | BM TECHNOLOGIES INC*w exp 01/04/202 | $6,500 | -50.0% | 25,000 | 0.0% | 0.00% | -33.3% | |
| ARDAGH METAL PACKAGING S A*w exp 08/04/202 | $6,498 | -40.9% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| UWMCWS | UWM HOLDINGS CORPORATION*w exp 01/21/202 | $2,440 | +62.0% | 12,044 | 0.0% | 0.00% | – | |
| P3 HEALTH PARTNERS INC*w exp 11/19/202 | $2,003 | -42.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ADEXWS | ADIT EDTECH ACQUISITION CORP*w exp 99/99/999 | $4,000 | +33.3% | 50,000 | 0.0% | 0.00% | 0.0% | |
| EUCRW | EUCRATES BIOMEDICAL ACQU COR*w exp 10/23/202 | $1,350 | -27.1% | 33,333 | 0.0% | 0.00% | – | |
| PMGMW | PRIVETERRA ACQUISITION CORP*w exp 02/28/202 | $1,375 | +20.6% | 25,000 | 0.0% | 0.00% | – | |
| FATHOM DIGITAL MFG CORP*w exp 12/22/202 | $998 | -51.9% | 25,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LLOYDS BANKING GROUP PLC | 17 | Q3 2023 | 11.9% |
| SUMITOMO MITSUI FINL GROUP I | 15 | Q3 2023 | 51.9% |
| SPDR S&P 500 ETF TR | 15 | Q3 2023 | 0.7% |
| LIBERTY BROADBAND CORP | 14 | Q3 2023 | 10.3% |
| LIBERTY MEDIA CORP DELAWARE | 11 | Q2 2023 | 3.7% |
| PROGRESS ACQUISITION CORP | 9 | Q1 2023 | 0.4% |
| PROTERRA INC | 8 | Q2 2023 | 99.4% |
| AEQUI ACQUISITION CORP | 8 | Q3 2022 | 1.6% |
| TWIN RIDGE CAPITAL ACQUIS CO | 8 | Q4 2022 | 0.9% |
| CC NEUBERGER PRINCIPAL HOLDN | 8 | Q4 2022 | 0.8% |
View Cowen Investment Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| IMMERSION CORP | March 17, 2011 | 273,187 | 1.3% |
| ZORAN CORP \DE\ | March 09, 2011 | 3,335,650 | 6.8% |
| EXTREME NETWORKS INC | February 14, 2011 | 4,138,936 | 4.5% |
| BEACON POWER CORP | February 10, 2011 | ? | ? |
| POWERWAVE TECHNOLOGIES INCSold out | February 10, 2011 | 0 | 0.0% |
| AVIAT NETWORKS, INC. | February 07, 2011 | 2,505,420 | 4.2% |
| Rand Logistics, Inc.Sold out | January 28, 2011 | 0 | 0.0% |
| Essex Rental Corp.Sold out | January 19, 2011 | 0 | 0.0% |
| SURMODICS INC | January 06, 2011 | 1,566,567 | 9.0% |
| SEACHANGE INTERNATIONAL INC | December 17, 2010 | 2,252,822 | 7.1% |
View Cowen Investment Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-15 |
View Cowen Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.