Cowen Investment Management LLC

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$383 Million is the total value of Cowen Investment Management LLC's 115 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 95.1% .

All

			Value		Shares		↓ Weighting
SMFG	Sell	SUMITOMO MITSUI FINL GROUP Isponsored adr	$45,151,000	-15.3%	5,643,875	-15.1%	11.78%	+8.8%
PANA	Sell	PANACEA ACQUISITION CORP II	$1,691,410	-13.7%	165,500	-15.1%	0.44%	+10.8%
	Sell	JUNIPER II CORP	$622,800	-38.8%	60,000	-40.0%	0.16%	-21.3%
	Sell	CONCORD ACQUISITION CORP IIIunit 99/99/9999	$518,500	+1.4%	50,000	-90.6%	0.14%	+29.8%
AAC	Sell	ARES ACQUISITION CORPORATION	$412,800	-91.8%	40,000	-92.0%	0.11%	-89.4%
SPY	Sell	SPDR S&P 500 ETF TRput	$301,300	-78.6%	65,000	-65.1%	0.08%	-72.5%
LTRPA	Sell	LIBERTY TRIPADVISOR HLDGS IN	$195,830	-48.9%	227,974	-60.2%	0.05%	-34.6%
CTAQW	Exit	CARNEY TECHNOLOGY ACQU CORP*w exp 11/30/202	$0	–	-28,333	-100.0%	0.00%	–
	Exit	GELESIS HLDGS INC*w exp 01/13/202	$0	–	-100,000	-100.0%	0.00%	–
	Exit	JATT ACQUISITION CORP*w exp 07/19/202	$0	–	-50,000	-100.0%	-0.00%	–
LJAQW	Exit	LIGHTJUMP ACQUISITION CORP*w exp 01/12/202	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	SNDL INC	$0	–	-10,310	-100.0%	-0.00%	–
	Exit	ATENTO S A	$0	–	-14,977	-100.0%	-0.01%	–
AUY	Exit	YAMANA GOLD INC	$0	–	-35,000	-100.0%	-0.04%	–
	Exit	ENERGY VAULT HOLDINGS INC	$0	–	-66,911	-100.0%	-0.04%	–
XBI	Exit	SPDR SER TRput	$0	–	-67,700	-100.0%	-0.06%	–
BSMX	Exit	BANCO SANTANDER MEXICO SAsponsored ads b	$0	–	-58,608	-100.0%	-0.07%	–
SPNT	Exit	SIRIUSPOINT LTD	$0	–	-67,613	-100.0%	-0.08%	–
DHHCU	Exit	DIAMONDHEAD HOLDINGS CORPunit 01/21/2026	$0	–	-40,000	-100.0%	-0.08%	–
	Exit	ANTHEMIS DIGITAL ACQUISITIONunit 10/18/2026	$0	–	-40,000	-100.0%	-0.08%	–
WPCAU	Exit	WARBURG PINCUS CAPTAL CORP Iunit 99/99/9999	$0	–	-50,000	-100.0%	-0.10%	–
ANZUU	Exit	ANZU SPECIAL ACQUISITIN CORPunit 01/27/2026	$0	–	-50,000	-100.0%	-0.10%	–
APGBU	Exit	APOLLO STRATEGIC GRWT CPTL Iunit 99/99/9999	$0	–	-50,000	-100.0%	-0.10%	–
PFDR	Exit	PATHFINDER ACQUISITION CORPcl a	$0	–	-50,000	-100.0%	-0.10%	–
TWLVU	Exit	TWELVE SEAS INVESTMENT CO IIunit 99/99/9999	$0	–	-50,000	-100.0%	-0.10%	–
AEACU	Exit	AUTHENTIC EQUITY ACQUISTN COunit 10/31/2027	$0	–	-50,000	-100.0%	-0.10%	–
AURC	Exit	AURORA ACQUISITION CORP	$0	–	-50,000	-100.0%	-0.10%	–
ADRAU	Exit	ADARA ACQUISITION CORPunit 99/99/9999	$0	–	-50,000	-100.0%	-0.10%	–
AACU	Exit	ARES ACQUISITION CORPORATIONunit 99/99/9999	$0	–	-50,000	-100.0%	-0.10%	–
SVFB	Exit	SVF INVESTMENT CORP 2	$0	–	-50,000	-100.0%	-0.10%	–
ANACU	Exit	ARCTOS NORTHSTAR ACQUIS CORPunit 99/99/9999	$0	–	-50,000	-100.0%	-0.10%	–
	Exit	PERCEPTION CAPITAL CORP IIunit 10/25/2026	$0	–	-50,000	-100.0%	-0.10%	–
	Exit	AULT DISRUPTIVE TECHS CORP	$0	–	-50,000	-100.0%	-0.10%	–
	Exit	INFINT ACQUISITION CORP	$0	–	-50,000	-100.0%	-0.10%	–
KAIRU	Exit	KAIROS ACQUISITION CORPunit 99/99/9999	$0	–	-75,000	-100.0%	-0.15%	–
HERAU	Exit	FTAC HERA ACQUISITION CORPunit 02/28/2026	$0	–	-75,000	-100.0%	-0.15%	–
	Exit	INVESTCORP EUROPE ACQUISITIOunit 12/15/2026	$0	–	-75,000	-100.0%	-0.16%	–
	Exit	RUBICON TECHNOLOGIES INC	$0	–	-440,529	-100.0%	-0.16%	–
ITQ	Exit	ITIQUIRA ACQUISITION CORP	$0	–	-77,500	-100.0%	-0.16%	–
GSQDU	Exit	G SQUARED ASCEND I INCunit 99/99/9999	$0	–	-85,000	-100.0%	-0.17%	–
FCAXU	Exit	FORTRESS CAPITAL ACQUISITIONunit 99/99/9999	$0	–	-100,000	-100.0%	-0.20%	–
CORSU	Exit	CORSAIR PARTNERING CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.20%	–
	Exit	WORLDWIDE WEBB ACQUISITION Cunit 10/20/2026	$0	–	-100,000	-100.0%	-0.20%	–
MITU	Exit	MASON INDUSTRIAL TECHNOLGY Iunit 99/99/9999	$0	–	-100,000	-100.0%	-0.20%	–
GAMC	Exit	GOLDEN ARROW MERGER CORP	$0	–	-100,000	-100.0%	-0.20%	–
	Exit	STONEBRIDGE ACQUISITION CORPunit 04/11/2026	$0	–	-100,000	-100.0%	-0.20%	–
BGSX	Exit	BUILD ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.20%	–
FTPA	Exit	FTAC PARNASSUS ACQUISITN COR	$0	–	-100,000	-100.0%	-0.20%	–
FRONU	Exit	FRONTIER ACQUISITION CORPunit 03/01/2026	$0	–	-100,000	-100.0%	-0.20%	–
PLMI	Exit	PLUM ACQUISITION CORP I	$0	–	-100,000	-100.0%	-0.20%	–
LGACU	Exit	LAZARD GROWTH ACQUISITION COunit 99/99/9999	$0	–	-100,000	-100.0%	-0.20%	–
GPACU	Exit	GLOBAL PARTNER ACQISTN CORPunit 01/06/2026	$0	–	-100,000	-100.0%	-0.20%	–
BLUAU	Exit	BLUERIVER ACQUISITION CORPunit 01/04/2026	$0	–	-100,000	-100.0%	-0.20%	–
LDHA	Exit	LDH GROWTH CORP I	$0	–	-100,000	-100.0%	-0.20%	–
PNTMU	Exit	PONTEM CORPORATIONunit 99/99/9999	$0	–	-100,000	-100.0%	-0.20%	–
VPCB	Exit	VPC IMPACT ACQUISITION HLDGclass a ord	$0	–	-100,000	-100.0%	-0.20%	–
	Exit	REDWOODS ACQUISITION CORPunit 03/15/2027	$0	–	-100,000	-100.0%	-0.20%	–
POWRU	Exit	POWERED BRANDSunit 99/99/9999	$0	–	-100,000	-100.0%	-0.20%	–
WPCA	Exit	WARBURG PINCUS CAPTAL CORP I	$0	–	-100,000	-100.0%	-0.20%	–
	Exit	NORTHVIEW ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	PEPPERLIME HEALTH ACQUSTN COunit 99/99/9999	$0	–	-100,000	-100.0%	-0.21%	–
PACX	Exit	PIONEER MERGER CORP	$0	–	-100,000	-100.0%	-0.21%	–
TZPSU	Exit	TZP STRATEGIES ACQUISTN CORPunit 01/06/2026	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	SPRINGWATER SPL SITUATIONS Cunit 12/01/2027	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	JATT ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	SPORTSMAP TECH ACQUISITIN COunit 09/01/2027	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	LAVA MEDTECH ACQUISITION CORunit 10/21/2026	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	ALPHA STAR ACQUISITION CORPordinary shares	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	LIV CAPITAL ACQUISITN CORP Iunit 02/07/2027	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	INVESTCORP INDIA ACQUISTN COunit 06/01/2028	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	ENTERPRISE 4.0 TEC ACQSTN COunit 10/14/2026	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	GAMES & ESPORTS EXPRNC ACQ C	$0	–	-100,000	-100.0%	-0.21%	–
	Exit	FINTECH ECOSYSTEM DEVEunit 04/01/2026	$0	–	-100,000	-100.0%	-0.21%	–
MIT	Exit	MASON INDUSTRIAL TECHNOLGY I	$0	–	-112,500	-100.0%	-0.23%	–
IMO	Exit	IMPERIAL OIL LTD	$0	–	-23,776	-100.0%	-0.24%	–
VAQC	Exit	VECTOR ACQUISITION CORP II	$0	–	-116,000	-100.0%	-0.24%	–
BYTS	Exit	BYTE ACQUISITION CORP	$0	–	-125,000	-100.0%	-0.26%	–
CRZN	Exit	CORAZON CAPITAL V838 MONOCER	$0	–	-140,000	-100.0%	-0.29%	–
DGNU	Exit	DRAGONEER GROWTH OPT CORP II	$0	–	-150,000	-100.0%	-0.30%	–
	Exit	AMCI ACQUISITION CORP IIunit 03/24/2026	$0	–	-150,000	-100.0%	-0.30%	–
FSNBU	Exit	FUSION ACQUISITION CORP IIunit 02/29/2028	$0	–	-150,000	-100.0%	-0.31%	–
ACQR	Exit	INDEPENDENCE HOLDINGS CORP	$0	–	-150,000	-100.0%	-0.31%	–
WPCB	Exit	WARBURG PINCUS CAPTAL CORP I	$0	–	-150,000	-100.0%	-0.31%	–
PICC	Exit	PIVOTAL INVESTMENT CORP III	$0	–	-150,000	-100.0%	-0.31%	–
	Exit	ACHARI VENTURES HLDGS CORP I	$0	–	-150,000	-100.0%	-0.31%	–
	Exit	FUTURETECH II ACQUISITION CO	$0	–	-150,000	-100.0%	-0.31%	–
	Exit	EVE MOBILITY ACQUISITION CORunit 99/99/9999	$0	–	-150,000	-100.0%	-0.31%	–
PTOC	Exit	PINE TECHNOLOGY ACQUISITN CO	$0	–	-167,000	-100.0%	-0.34%	–
STAR	Exit	ISTAR INC	$0	–	-237,872	-100.0%	-0.37%	–
CLAA	Exit	COLONNADE ACQUISITION CORP I	$0	–	-190,000	-100.0%	-0.39%	–
	Exit	BILANDER ACQUISITION CORPunit 05/19/2026	$0	–	-200,000	-100.0%	-0.40%	–
	Exit	ZIMMER ENERGY TRANSITION ACQ	$0	–	-200,000	-100.0%	-0.40%	–
TETC	Exit	TECH AND ENERGY TRANSITION	$0	–	-200,000	-100.0%	-0.41%	–
FMIV	Exit	FORUM MERGER IV CORP	$0	–	-200,000	-100.0%	-0.41%	–
FACT	Exit	FREEDOM ACQUISITION I CORP	$0	–	-200,000	-100.0%	-0.41%	–
	Exit	ELLIOTT OPPORTUNITY II CORP	$0	–	-200,000	-100.0%	-0.41%	–
ROSS	Exit	ROSS ACQUISITION CORP II	$0	–	-200,000	-100.0%	-0.41%	–
SMIHU	Exit	SUMMIT HEALTHCRE ACQUISTN COunit 06/03/2026	$0	–	-200,000	-100.0%	-0.41%	–
HERA	Exit	FTAC HERA ACQUISITION CORP	$0	–	-200,000	-100.0%	-0.41%	–
	Exit	BANNIX ACQUISITION CORP	$0	–	-200,000	-100.0%	-0.41%	–
PRSR	Exit	PROSPECTOR CAPITAL CORPcl a	$0	–	-215,000	-100.0%	-0.44%	–
	Exit	VALUENCE MERGER CORP Iunit 02/18/2027	$0	–	-200,000	-100.0%	-0.44%	–
ABGI	Exit	ABG ACQUISITION CORP I	$0	–	-225,000	-100.0%	-0.46%	–
PDOT	Exit	PERIDOT ACQUISITION CORP II	$0	–	-235,000	-100.0%	-0.48%	–
	Exit	MELI KASZEK PIONEER CORPclass a ord	$0	–	-250,000	-100.0%	-0.51%	–
CLBRU	Exit	COLOMBIER ACQUISITION CORPunit 99/99/9999	$0	–	-250,000	-100.0%	-0.51%	–
	Exit	CATALYST PARTNRS ACQUISITN C	$0	–	-250,000	-100.0%	-0.51%	–
NRACU	Exit	NOBLE ROCK ACQUISITION CORPunit 01/31/2028	$0	–	-250,000	-100.0%	-0.51%	–
	Exit	SHOULDERUP TECHNOLOGY ACQUISunit 99/99/9999	$0	–	-250,000	-100.0%	-0.51%	–
	Exit	DECARBONIZATION PLUS ACQUISI	$0	–	-250,000	-100.0%	-0.52%	–
AGGR	Exit	AGILE GROWTH CORPclass a ord	$0	–	-270,000	-100.0%	-0.55%	–
MFG	Exit	MIZUHO FINANCIAL GROUP INCsponsored adr	$0	–	-1,000,000	-100.0%	-0.58%	–
FPAC	Exit	FAR PEAK ACQUISITION CORP	$0	–	-300,000	-100.0%	-0.61%	–
FSNB	Exit	FUSION ACQUISITION CORP II	$0	–	-300,000	-100.0%	-0.61%	–
STREU	Exit	SUPERNOVA PARTN ACQ CO III Lunit 99/99/9999	$0	–	-300,000	-100.0%	-0.61%	–
SLAMU	Exit	SLAM CORPunit 99/99/9999	$0	–	-300,000	-100.0%	-0.62%	–
	Exit	WORLD QUANTUM GROWTH ACQUISI	$0	–	-300,000	-100.0%	-0.62%	–
SCOB	Exit	SCION TECH GROWTH II	$0	–	-316,932	-100.0%	-0.65%	–
ANAC	Exit	ARCTOS NORTHSTAR ACQUIS CORP	$0	–	-325,000	-100.0%	-0.67%	–
ANZU	Exit	ANZU SPECIAL ACQUISITIN CORP	$0	–	-350,000	-100.0%	-0.71%	–
SDAC	Exit	SUSTAINABLE DEVELP ACQU I CO	$0	–	-350,000	-100.0%	-0.72%	–
TRCAU	Exit	TWIN RIDGE CAPITAL ACQUIS COunit 99/99/9999	$0	–	-350,000	-100.0%	-0.72%	–
PRPCU	Exit	CC NEUBERGER PRINCIPAL HOLDNunit 99/99/9999	$0	–	-372,041	-100.0%	-0.76%	–
LGAC	Exit	LAZARD GROWTH ACQUISITION CO	$0	–	-425,000	-100.0%	-0.87%	–
NSTC	Exit	NORTHERN STAR INVEST CORP II	$0	–	-449,900	-100.0%	-0.92%	–
ACQRU	Exit	INDEPENDENCE HOLDINGS CORPunit 03/02/2026	$0	–	-475,000	-100.0%	-0.97%	–
	Exit	AIMFINITY INVESTMENT CORP Iunit 02/01/2029	$0	–	-479,715	-100.0%	-0.98%	–
MBAC	Exit	M3 BRIGADE ACQUISITION II CO	$0	–	-500,000	-100.0%	-1.02%	–
SVFA	Exit	SVF INVESTMENT CORP	$0	–	-500,000	-100.0%	-1.03%	–
JCIC	Exit	JACK CREEK INVESTMENT CORP	$0	–	-500,000	-100.0%	-1.03%	–
AGAC	Exit	AFRICAN GOLD ACQUISITION COR	$0	–	-550,000	-100.0%	-1.12%	–
PMGM	Exit	PRIVETERRA ACQUISITION CORPcl a	$0	–	-575,000	-100.0%	-1.17%	–
TWLV	Exit	TWELVE SEAS INVESTMENT CO II	$0	–	-600,000	-100.0%	-1.22%	–
CCV	Exit	CHURCHILL CAPITAL CORP V	$0	–	-647,000	-100.0%	-1.31%	–
	Exit	CONCORD ACQUISITION CORP II	$0	–	-700,000	-100.0%	-1.41%	–
JWSM	Exit	JAWS MUSTANG ACQUISITION COR	$0	–	-700,000	-100.0%	-1.44%	–
	Exit	DA32 LIFE SCNCE TEC ACQSTN C	$0	–	-800,000	-100.0%	-1.62%	–
LHC	Exit	LEO HLDGS CORP II	$0	–	-1,025,000	-100.0%	-2.10%	–
	Exit	LOGISTICS INNOVTN TECHNLGS C	$0	–	-1,070,000	-100.0%	-2.16%	–
HTZZW	Exit	HERTZ GLOBAL HLDGS INC*w exp 06/30/205	$0	–	-1,521,877	-100.0%	-2.30%	–
	Exit	BURTECH ACQUISITION CORP	$0	–	-1,119,000	-100.0%	-2.31%	–
DHCA	Exit	DHC ACQUISITION CORP	$0	–	-1,190,000	-100.0%	-2.44%	–
MUFG	Exit	MITSUBISHI UFJ FINL GROUP INsponsored ads	$0	–	-2,246,500	-100.0%	-3.04%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2023-05-11

Signatures

The EDGAR filing(s) were signed by:

Ashley Latourelle — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LLOYDS BANKING GROUP PLC	17	Q3 2023	11.9%
SUMITOMO MITSUI FINL GROUP I	15	Q3 2023	51.9%
SPDR S&P 500 ETF TR	15	Q3 2023	0.7%
LIBERTY BROADBAND CORP	14	Q3 2023	10.3%
LIBERTY MEDIA CORP DELAWARE	11	Q2 2023	3.7%
PROGRESS ACQUISITION CORP	9	Q1 2023	0.4%
PROTERRA INC	8	Q2 2023	99.4%
AEQUI ACQUISITION CORP	8	Q3 2022	1.6%
TWIN RIDGE CAPITAL ACQUIS CO	8	Q4 2022	0.9%
CC NEUBERGER PRINCIPAL HOLDN	8	Q4 2022	0.8%

View Cowen Investment Management LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Cowen Investment Management LLC Q1 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
IMMERSION CORP	March 17, 2011	273,187	1.3%
ZORAN CORP \DE\	March 09, 2011	3,335,650	6.8%
EXTREME NETWORKS INC	February 14, 2011	4,138,936	4.5%
BEACON POWER CORP	February 10, 2011	?	?
POWERWAVE TECHNOLOGIES INC^{Sold out}	February 10, 2011	0	0.0%
AVIAT NETWORKS, INC.	February 07, 2011	2,505,420	4.2%
Rand Logistics, Inc.^{Sold out}	January 28, 2011	0	0.0%
Essex Rental Corp.^{Sold out}	January 19, 2011	0	0.0%
SURMODICS INC	January 06, 2011	1,566,567	9.0%
SEACHANGE INTERNATIONAL INC	December 17, 2010	2,252,822	7.1%

View Cowen Investment Management LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
13F-HR	2023-02-13
13F-HR	2022-11-14
13F-HR/A	2022-08-10
13F-HR	2022-08-09
13F-HR	2022-05-16
13F-HR	2022-02-11
13F-HR	2021-11-15

View Cowen Investment Management LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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