$492 Million is the total value of Cowen Investment Management LLC's 196 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PTRA | PROTERRA INC | $39,866,562 | -24.3% | 10,574,685 | 0.0% | 8.10% | -28.8% | |
| LYG | LLOYDS BANKING GROUP PLCsponsored adr | $9,726,603 | +22.9% | 4,421,183 | 0.0% | 1.98% | +15.5% | |
| CONCORD ACQUISITION CORP II | $6,961,500 | +2.6% | 700,000 | 0.0% | 1.41% | -3.5% | ||
| CARTESIAN GROWTH CORP IIunit 07/12/2028 | $5,195,000 | +3.7% | 500,000 | 0.0% | 1.06% | -2.5% | ||
| SVFA | SVF INVESTMENT CORP | $5,055,000 | +1.5% | 500,000 | 0.0% | 1.03% | -4.6% | |
| MBAC | M3 BRIGADE ACQUISITION II CO | $5,010,000 | +2.1% | 500,000 | 0.0% | 1.02% | -4.0% | |
| AIMFINITY INVESTMENT CORP Iunit 02/01/2029 | $4,830,730 | +1.7% | 479,715 | 0.0% | 0.98% | -4.5% | ||
| ACQRU | INDEPENDENCE HOLDINGS CORPunit 03/02/2026 | $4,778,500 | +1.4% | 475,000 | 0.0% | 0.97% | -4.7% | |
| BLACK MOUNTAIN ACQ CORP | $4,080,000 | +1.7% | 400,000 | 0.0% | 0.83% | -4.4% | ||
| BLEUACACIA LTDunit 10/30/2026 | $4,072,000 | +2.2% | 400,000 | 0.0% | 0.83% | -3.9% | ||
| PRPCU | CC NEUBERGER PRINCIPAL HOLDNunit 99/99/9999 | $3,757,614 | +1.6% | 372,041 | 0.0% | 0.76% | -4.5% | |
| TRCAU | TWIN RIDGE CAPITAL ACQUIS COunit 99/99/9999 | $3,524,500 | +1.7% | 350,000 | 0.0% | 0.72% | -4.4% | |
| CCVIU | CHURCHILL CAPITAL CORP VIunit 99/99/9999 | $3,496,535 | +1.1% | 350,000 | 0.0% | 0.71% | -5.0% | |
| ANAC | ARCTOS NORTHSTAR ACQUIS CORP | $3,279,250 | +1.8% | 325,000 | 0.0% | 0.67% | -4.3% | |
| SCOB | SCION TECH GROWTH II | $3,207,352 | +1.8% | 316,932 | 0.0% | 0.65% | -4.3% | |
| SLAMU | SLAM CORPunit 99/99/9999 | $3,030,000 | +1.9% | 300,000 | 0.0% | 0.62% | -4.2% | |
| STREU | SUPERNOVA PARTN ACQ CO III Lunit 99/99/9999 | $3,024,000 | +2.0% | 300,000 | 0.0% | 0.61% | -4.2% | |
| JAWS HURRICANE ACQUISITN COR | $2,741,750 | +2.3% | 275,000 | 0.0% | 0.56% | -4.0% | ||
| AGGR | AGILE GROWTH CORPclass a ord | $2,724,300 | +1.7% | 270,000 | 0.0% | 0.55% | -4.3% | |
| SHOULDERUP TECHNOLOGY ACQUISunit 99/99/9999 | $2,527,500 | +0.5% | 250,000 | 0.0% | 0.51% | -5.5% | ||
| NRACU | NOBLE ROCK ACQUISITION CORPunit 01/31/2028 | $2,525,000 | +1.6% | 250,000 | 0.0% | 0.51% | -4.5% | |
| LCAA | L CATTERTON ASIA ACQUISITION | $2,525,000 | +1.9% | 250,000 | 0.0% | 0.51% | -4.3% | |
| CATALYST PARTNRS ACQUISITN C | $2,518,750 | +2.4% | 250,000 | 0.0% | 0.51% | -3.8% | ||
| MITAU | COLISEUM ACQUISITION CORPunit 04/02/2028 | $2,510,000 | +1.9% | 250,000 | 0.0% | 0.51% | -4.1% | |
| CLBRU | COLOMBIER ACQUISITION CORPunit 99/99/9999 | $2,497,500 | +2.2% | 250,000 | 0.0% | 0.51% | -4.0% | |
| ABGI | ABG ACQUISITION CORP I | $2,270,250 | +1.6% | 225,000 | 0.0% | 0.46% | -4.6% | |
| VALUENCE MERGER CORP Iunit 02/18/2027 | $2,158,000 | +5.5% | 200,000 | 0.0% | 0.44% | -0.9% | ||
| ICONIC SPORTS ACQUISITION COunit 99/99/9999 | $2,080,000 | +2.5% | 200,000 | 0.0% | 0.42% | -3.6% | ||
| BANNIX ACQUISITION CORP | $2,034,000 | +2.0% | 200,000 | 0.0% | 0.41% | -4.2% | ||
| M3 BRIGADE ACQUISITION III | $2,028,000 | +0.6% | 200,000 | 0.0% | 0.41% | -5.5% | ||
| SMIHU | SUMMIT HEALTHCRE ACQUISTN COunit 06/03/2026 | $2,024,000 | +2.7% | 200,000 | 0.0% | 0.41% | -3.5% | |
| HERA | FTAC HERA ACQUISITION CORP | $2,022,000 | +1.9% | 200,000 | 0.0% | 0.41% | -4.2% | |
| ROSS | ROSS ACQUISITION CORP II | $2,024,000 | +2.1% | 200,000 | 0.0% | 0.41% | -4.0% | |
| TETC | TECH AND ENERGY TRANSITION | $2,006,000 | +1.9% | 200,000 | 0.0% | 0.41% | -4.0% | |
| FMIV | FORUM MERGER IV CORP | $2,006,000 | +2.2% | 200,000 | 0.0% | 0.41% | -3.8% | |
| ZIMMER ENERGY TRANSITION ACQ | $1,990,000 | +1.9% | 200,000 | 0.0% | 0.40% | -4.3% | ||
| BILANDER ACQUISITION CORPunit 05/19/2026 | $1,981,000 | +1.6% | 200,000 | 0.0% | 0.40% | -4.7% | ||
| EVE MOBILITY ACQUISITION CORunit 99/99/9999 | $1,542,000 | +2.1% | 150,000 | 0.0% | 0.31% | -4.3% | ||
| DP CAP ACQUISITION CORP Iclass a ord | $1,539,000 | +1.7% | 150,000 | 0.0% | 0.31% | -4.3% | ||
| ACHARI VENTURES HLDGS CORP I | $1,533,000 | +2.0% | 150,000 | 0.0% | 0.31% | -4.3% | ||
| WPCB | WARBURG PINCUS CAPTAL CORP I | $1,513,500 | +1.7% | 150,000 | 0.0% | 0.31% | -4.3% | |
| ACQR | INDEPENDENCE HOLDINGS CORP | $1,512,000 | +1.6% | 150,000 | 0.0% | 0.31% | -4.7% | |
| TORTOISEECOFIN ACQUISITION Cunit 99/99/9999 | $1,504,500 | +2.4% | 150,000 | 0.0% | 0.31% | -3.8% | ||
| FSNBU | FUSION ACQUISITION CORP IIunit 02/29/2028 | $1,504,500 | +2.0% | 150,000 | 0.0% | 0.31% | -4.1% | |
| KVSA | KHOSLA VENTURES ACQUISITIONcl a | $1,497,000 | +1.8% | 150,000 | 0.0% | 0.30% | -4.4% | |
| AMCI ACQUISITION CORP IIunit 03/24/2026 | $1,497,000 | +1.2% | 150,000 | 0.0% | 0.30% | -5.0% | ||
| DGNU | DRAGONEER GROWTH OPT CORP II | $1,479,000 | +0.7% | 150,000 | 0.0% | 0.30% | -5.7% | |
| CRZN | CORAZON CAPITAL V838 MONOCER | $1,411,200 | +1.5% | 140,000 | 0.0% | 0.29% | -4.3% | |
| BYTS | BYTE ACQUISITION CORP | $1,260,000 | +1.8% | 125,000 | 0.0% | 0.26% | -4.5% | |
| FINTECH ECOSYSTEM DEVEunit 04/01/2026 | $1,040,000 | +2.7% | 100,000 | 0.0% | 0.21% | -3.7% | ||
| AP ACQUISITION CORPunit 99/99/9999 | $1,030,000 | +1.1% | 100,000 | 0.0% | 0.21% | -5.0% | ||
| GAMES & ESPORTS EXPRNC ACQ C | $1,030,000 | +1.5% | 100,000 | 0.0% | 0.21% | -4.6% | ||
| INVESTCORP INDIA ACQUISTN COunit 06/01/2028 | $1,030,000 | +2.1% | 100,000 | 0.0% | 0.21% | -4.1% | ||
| CARTICA ACQUISITION CORPunit 04/30/2028 | $1,030,000 | +1.6% | 100,000 | 0.0% | 0.21% | -4.6% | ||
| ENTERPRISE 4.0 TEC ACQSTN COunit 10/14/2026 | $1,030,000 | +1.8% | 100,000 | 0.0% | 0.21% | -4.6% | ||
| BATTERY FUTURE ACQUISITION Cunit 99/99/9999 | $1,026,000 | +1.3% | 100,000 | 0.0% | 0.21% | -5.0% | ||
| LIV CAPITAL ACQUISITN CORP Iunit 02/07/2027 | $1,026,000 | +1.3% | 100,000 | 0.0% | 0.21% | -5.0% | ||
| LAVA MEDTECH ACQUISITION CORunit 10/21/2026 | $1,022,000 | +1.7% | 100,000 | 0.0% | 0.21% | -4.1% | ||
| PROOF ACQUISITION CORP Iunit 99/99/9999 | $1,017,970 | +1.2% | 100,000 | 0.0% | 0.21% | -4.6% | ||
| CIIG CAPITAL PARTNERS II INC | $1,019,000 | +2.7% | 100,000 | 0.0% | 0.21% | -3.3% | ||
| JUNIPER II CORP | $1,017,000 | +1.8% | 100,000 | 0.0% | 0.21% | -4.2% | ||
| SPORTSMAP TECH ACQUISITIN COunit 09/01/2027 | $1,019,000 | +0.9% | 100,000 | 0.0% | 0.21% | -5.0% | ||
| CONCORD ACQUISITION CORP III | $1,019,000 | +1.6% | 100,000 | 0.0% | 0.21% | -4.6% | ||
| TZPSU | TZP STRATEGIES ACQUISTN CORPunit 01/06/2026 | $1,013,000 | +1.9% | 100,000 | 0.0% | 0.21% | -4.2% | |
| PEPPERLIME HEALTH ACQUSTN COunit 99/99/9999 | $1,013,000 | +1.6% | 100,000 | 0.0% | 0.21% | -4.6% | ||
| SPRINGWATER SPL SITUATIONS Cunit 12/01/2027 | $1,015,000 | +1.7% | 100,000 | 0.0% | 0.21% | -4.6% | ||
| NORTHVIEW ACQUISITION CORP | $1,013,000 | +1.9% | 100,000 | 0.0% | 0.21% | -4.2% | ||
| PACX | PIONEER MERGER CORP | $1,014,000 | +1.8% | 100,000 | 0.0% | 0.21% | -4.2% | |
| GPACU | GLOBAL PARTNER ACQISTN CORPunit 01/06/2026 | $1,009,000 | +1.4% | 100,000 | 0.0% | 0.20% | -4.7% | |
| PYROPHYTE ACQUISITION CORPunit 99/99/9999 | $1,011,000 | -1.1% | 100,000 | 0.0% | 0.20% | -7.2% | ||
| POWRU | POWERED BRANDSunit 99/99/9999 | $1,009,000 | +1.2% | 100,000 | 0.0% | 0.20% | -5.1% | |
| PNTMU | PONTEM CORPORATIONunit 99/99/9999 | $1,011,000 | +1.6% | 100,000 | 0.0% | 0.20% | -4.7% | |
| BLUAU | BLUERIVER ACQUISITION CORPunit 01/04/2026 | $1,008,000 | +1.6% | 100,000 | 0.0% | 0.20% | -4.2% | |
| REDWOODS ACQUISITION CORPunit 03/15/2027 | $1,011,000 | +1.7% | 100,000 | 0.0% | 0.20% | -4.7% | ||
| LDHA | LDH GROWTH CORP I | $1,007,000 | +1.7% | 100,000 | 0.0% | 0.20% | -4.2% | |
| PGRWU | PROGRESS ACQUISITION CORPunit 12/25/2025 | $1,011,000 | +0.9% | 100,000 | 0.0% | 0.20% | -5.5% | |
| WPCA | WARBURG PINCUS CAPTAL CORP I | $1,010,000 | +1.8% | 100,000 | 0.0% | 0.20% | -4.2% | |
| VLATU | VALOR LATITUDE ACQUISITN CORunit 04/02/2026 | $1,007,000 | +2.0% | 100,000 | 0.0% | 0.20% | -3.8% | |
| VPCB | VPC IMPACT ACQUISITION HLDGclass a ord | $1,010,000 | +1.8% | 100,000 | 0.0% | 0.20% | -4.2% | |
| LGACU | LAZARD GROWTH ACQUISITION COunit 99/99/9999 | $1,008,000 | +1.6% | 100,000 | 0.0% | 0.20% | -4.2% | |
| FRONU | FRONTIER ACQUISITION CORPunit 03/01/2026 | $1,008,010 | +1.5% | 100,000 | 0.0% | 0.20% | -4.7% | |
| FTPA | FTAC PARNASSUS ACQUISITN COR | $1,003,000 | +2.0% | 100,000 | 0.0% | 0.20% | -3.8% | |
| BGSX | BUILD ACQUISITION CORP | $1,002,000 | +1.9% | 100,000 | 0.0% | 0.20% | -3.8% | |
| DNAB | SOCIAL CAP SUVRETTA HLDS CRP | $1,006,000 | +2.7% | 100,000 | 0.0% | 0.20% | -3.8% | |
| COMPASS DIGITAL ACQUISITN COunit 09/29/2026 | $998,000 | +2.5% | 100,000 | 0.0% | 0.20% | -3.8% | ||
| MITU | MASON INDUSTRIAL TECHNOLGY Iunit 99/99/9999 | $1,000,000 | +2.1% | 100,000 | 0.0% | 0.20% | -4.2% | |
| STONEBRIDGE ACQUISITION CORPunit 04/11/2026 | $1,001,000 | -0.7% | 100,000 | 0.0% | 0.20% | -6.9% | ||
| CVIIU | CHURCHILL CAPITAL CORP VIIunit 99/99/9999 | $996,010 | +1.1% | 100,000 | 0.0% | 0.20% | -5.2% | |
| WORLDWIDE WEBB ACQUISITION Cunit 10/20/2026 | $995,000 | -0.8% | 100,000 | 0.0% | 0.20% | -6.9% | ||
| CORSU | CORSAIR PARTNERING CORPunit 99/99/9999 | $988,000 | +0.3% | 100,000 | 0.0% | 0.20% | -5.6% | |
| FCAXU | FORTRESS CAPITAL ACQUISITIONunit 99/99/9999 | $990,000 | -0.5% | 100,000 | 0.0% | 0.20% | -6.5% | |
| GSQDU | G SQUARED ASCEND I INCunit 99/99/9999 | $856,809 | +1.5% | 85,000 | 0.0% | 0.17% | -4.4% | |
| ITQ | ITIQUIRA ACQUISITION CORP | $781,975 | +1.6% | 77,500 | 0.0% | 0.16% | -4.2% | |
| INVESTCORP EUROPE ACQUISITIOunit 12/15/2026 | $779,250 | +2.5% | 75,000 | 0.0% | 0.16% | -3.7% | ||
| HERAU | FTAC HERA ACQUISITION CORPunit 02/28/2026 | $756,000 | +1.5% | 75,000 | 0.0% | 0.15% | -4.3% | |
| KAIRU | KAIROS ACQUISITION CORPunit 99/99/9999 | $754,748 | +1.2% | 75,000 | 0.0% | 0.15% | -5.0% | |
| INFINT ACQUISITION CORP | $518,000 | +2.2% | 50,000 | 0.0% | 0.10% | -4.5% | ||
| PERCEPTION CAPITAL CORP IIunit 10/25/2026 | $510,500 | +0.3% | 50,000 | 0.0% | 0.10% | -5.5% | ||
| AULT DISRUPTIVE TECHS CORP | $512,500 | +1.7% | 50,000 | 0.0% | 0.10% | -4.6% | ||
| ANACU | ARCTOS NORTHSTAR ACQUIS CORPunit 99/99/9999 | $504,505 | +1.5% | 50,000 | 0.0% | 0.10% | -3.7% | |
| SVFB | SVF INVESTMENT CORP 2 | $504,500 | +1.7% | 50,000 | 0.0% | 0.10% | -3.7% | |
| AACU | ARES ACQUISITION CORPORATIONunit 99/99/9999 | $508,500 | +2.1% | 50,000 | 0.0% | 0.10% | -4.6% | |
| AURC | AURORA ACQUISITION CORP | $504,500 | +1.9% | 50,000 | 0.0% | 0.10% | -3.7% | |
| AEACU | AUTHENTIC EQUITY ACQUISTN COunit 10/31/2027 | $505,000 | +1.4% | 50,000 | 0.0% | 0.10% | -4.6% | |
| ADRAU | ADARA ACQUISITION CORPunit 99/99/9999 | $505,000 | +1.0% | 50,000 | 0.0% | 0.10% | -4.6% | |
| TWLVU | TWELVE SEAS INVESTMENT CO IIunit 99/99/9999 | $502,500 | +2.1% | 50,000 | 0.0% | 0.10% | -3.8% | |
| HEARTLAND MEDIA ACQUISITIONunit 99/99/9999 | $501,500 | +0.3% | 50,000 | 0.0% | 0.10% | -5.6% | ||
| DNAD | SOCIAL CAP SUVRETTA HLDS CP | $502,500 | +2.3% | 50,000 | 0.0% | 0.10% | -3.8% | |
| APGBU | APOLLO STRATEGIC GRWT CPTL Iunit 99/99/9999 | $501,500 | +1.3% | 50,000 | 0.0% | 0.10% | -4.7% | |
| ANZUU | ANZU SPECIAL ACQUISITIN CORPunit 01/27/2026 | $500,500 | +1.7% | 50,000 | 0.0% | 0.10% | -3.8% | |
| WPCAU | WARBURG PINCUS CAPTAL CORP Iunit 99/99/9999 | $504,000 | +1.4% | 50,000 | 0.0% | 0.10% | -4.7% | |
| ANTHEMIS DIGITAL ACQUISITIONunit 10/18/2026 | $408,000 | +0.7% | 40,000 | 0.0% | 0.08% | -5.7% | ||
| DHHCU | DIAMONDHEAD HOLDINGS CORPunit 01/21/2026 | $402,000 | +1.5% | 40,000 | 0.0% | 0.08% | -4.7% | |
| SPNT | SIRIUSPOINT LTD | $398,917 | +19.1% | 67,613 | 0.0% | 0.08% | +12.5% | |
| APGBWS | APOLLO STRATEGIC GRWT CPTL I*w exp 02/12/202 | $14,000 | +27.3% | 100,000 | 0.0% | 0.00% | +50.0% | |
| AVPTW | AVEPOINT INC*w exp 09/18/202 | $14,000 | -6.7% | 25,000 | 0.0% | 0.00% | 0.0% | |
| BMTXWS | BM TECHNOLOGIES INC*w exp 01/04/202 | $13,000 | -27.8% | 25,000 | 0.0% | 0.00% | -25.0% | |
| ARDAGH METAL PACKAGING S A*w exp 08/04/202 | $11,000 | -8.3% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| LJAQW | LIGHTJUMP ACQUISITION CORP*w exp 01/12/202 | $7,400 | +146.7% | 50,000 | 0.0% | 0.00% | +100.0% | |
| GRAB HOLDINGS LIMITED*w exp 12/01/202 | $10,692 | +6.9% | 19,900 | 0.0% | 0.00% | 0.0% | ||
| FATHOM DIGITAL MFG CORP*w exp 12/22/202 | $2,075 | -58.5% | 25,000 | 0.0% | 0.00% | -100.0% | ||
| GELESIS HLDGS INC*w exp 01/13/202 | $890 | -82.2% | 100,000 | 0.0% | 0.00% | -100.0% | ||
| UWMCWS | UWM HOLDINGS CORPORATION*w exp 01/21/202 | $1,506 | -24.7% | 12,044 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LLOYDS BANKING GROUP PLC | 17 | Q3 2023 | 11.9% |
| SUMITOMO MITSUI FINL GROUP I | 15 | Q3 2023 | 51.9% |
| SPDR S&P 500 ETF TR | 15 | Q3 2023 | 0.7% |
| LIBERTY BROADBAND CORP | 14 | Q3 2023 | 10.3% |
| LIBERTY MEDIA CORP DELAWARE | 11 | Q2 2023 | 3.7% |
| PROGRESS ACQUISITION CORP | 9 | Q1 2023 | 0.4% |
| PROTERRA INC | 8 | Q2 2023 | 99.4% |
| AEQUI ACQUISITION CORP | 8 | Q3 2022 | 1.6% |
| TWIN RIDGE CAPITAL ACQUIS CO | 8 | Q4 2022 | 0.9% |
| CC NEUBERGER PRINCIPAL HOLDN | 8 | Q4 2022 | 0.8% |
View Cowen Investment Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| IMMERSION CORP | March 17, 2011 | 273,187 | 1.3% |
| ZORAN CORP \DE\ | March 09, 2011 | 3,335,650 | 6.8% |
| EXTREME NETWORKS INC | February 14, 2011 | 4,138,936 | 4.5% |
| BEACON POWER CORP | February 10, 2011 | ? | ? |
| POWERWAVE TECHNOLOGIES INCSold out | February 10, 2011 | 0 | 0.0% |
| AVIAT NETWORKS, INC. | February 07, 2011 | 2,505,420 | 4.2% |
| Rand Logistics, Inc.Sold out | January 28, 2011 | 0 | 0.0% |
| Essex Rental Corp.Sold out | January 19, 2011 | 0 | 0.0% |
| SURMODICS INC | January 06, 2011 | 1,566,567 | 9.0% |
| SEACHANGE INTERNATIONAL INC | December 17, 2010 | 2,252,822 | 7.1% |
View Cowen Investment Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-15 |
View Cowen Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.