Cowen Investment Management LLC

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$259 Million is the total value of Cowen Investment Management LLC's 183 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 74.6% .

All

			Value		Shares		↓ Weighting
SMFG	Sell	SUMITOMO MITSUI FINL GROUP Isponsored adr	$75,296,000	+16.6%	10,385,600	-0.8%	29.13%	-2.4%
LYG	Sell	LLOYDS BANKING GROUP PLCsponsored adr	$11,507,000	+17.9%	4,960,083	-0.4%	4.45%	-1.3%
MUDSU	Sell	MUDRICK CAPITAL ACQU CORP IIunit 99/99/9999	$1,004,000	-56.7%	100,000	-55.6%	0.39%	-63.8%
OTRAU	Sell	OTR ACQUISITION CORPunit 10/01/2025	$937,000	-10.7%	90,000	-10.0%	0.36%	-25.4%
CTAQU	Sell	CARNEY TECHNOLOGY ACQU CORPunit 12/10/2025	$855,000	-16.7%	85,000	-15.0%	0.33%	-30.2%
TWND	Sell	TAILWIND ACQUISITION CORP	$794,000	-49.1%	80,000	-46.7%	0.31%	-57.4%
MACUU	Sell	MALLARD ACQUISITION CORPunit 06/30/2027	$755,000	-28.6%	75,000	-25.0%	0.29%	-40.2%
HCARU	Sell	HEALTHCARE SERVICES ACQU CORunit 11/18/2023	$752,000	-26.4%	75,000	-25.0%	0.29%	-38.3%
SGAMU	Sell	SEAPORT GLOBAL ACQUISITN CORunit 99/99/9999	$723,000	-44.6%	70,000	-44.0%	0.28%	-53.6%
CNDU	Sell	CONCORD ACQUISITION CORPunit 12/28/2025	$718,000	-53.6%	70,000	-53.3%	0.28%	-61.1%
SCPE	Sell	SC HEALTH CORP	$706,000	-8.2%	70,000	-6.7%	0.27%	-23.1%
FVAM	Sell	5 01 ACQUISITION CORP	$699,000	-31.3%	70,000	-30.0%	0.27%	-42.6%
DBDRU	Sell	ROMAN DBDR TECH ACQUISITIONunit 99/99/9999	$663,000	-15.0%	65,000	-13.3%	0.26%	-28.9%
HIGAU	Sell	H I G ACQUISITION CORPunit 99/99/9999	$614,000	-21.5%	60,000	-20.0%	0.24%	-34.1%
SNRHU	Sell	SENIOR CONNECT ACQUISITN CORunit 12/09/2023	$601,000	-41.6%	60,000	-40.0%	0.23%	-51.2%
JYAC	Sell	JIYA ACQUISITION CORP	$590,000	-42.7%	60,000	-40.0%	0.23%	-52.1%
TVACU	Sell	THAYER VENTURES ACQU CORPunit 01/01/2030	$560,000	-46.6%	55,000	-45.0%	0.22%	-55.2%
SPY	Sell	SPDR S&P 500 ETF TRput	$514,000	-4.6%	140,000	-12.5%	0.20%	-20.1%
BSNU	Sell	BROADSTONE ACQUISITION CORPunit 99/99/9999	$505,000	-51.9%	50,000	-50.0%	0.20%	-59.8%
ENPCU	Sell	EXECUTIVE NETWORK PARTNERINGunit 99/99/9999	$499,000	-82.7%	50,000	-55.8%	0.19%	-85.5%
DSAC	Sell	DUDDELL STREET ACQUISITN CORcl a	$487,000	-30.1%	50,000	-28.6%	0.19%	-41.6%
GOACU	Sell	GO ACQUISITION CORPunit 08/31/2027	$456,000	-65.7%	45,000	-64.0%	0.18%	-71.3%
PIAIU	Sell	PRIME IMPACT ACQUISITION Iunit 10/01/2030	$446,000	-58.0%	45,000	-55.0%	0.17%	-64.7%
FLACU	Sell	FRAZIER LIFESCIENCES ACQU COunit 12/09/2025	$406,000	-21.8%	40,000	-20.0%	0.16%	-34.6%
CFIVU	Sell	CF ACQUISITION CORP IVunit 12/31/2027	$401,000	-22.1%	40,000	-20.0%	0.16%	-34.9%
KINZU	Sell	KINS TECHNOLOGY GROUP INCunit 10/14/2025	$354,000	-77.1%	35,000	-76.7%	0.14%	-80.8%
PHICU	Sell	POPULATION HEALTH INVS CO INunit 99/99/9999	$302,000	-71.1%	30,000	-70.0%	0.12%	-75.8%
LNFAU	Sell	L&F ACQUISITION CORPunit 99/99/9999	$255,000	-75.4%	25,000	-75.0%	0.10%	-79.3%
CONXU	Sell	CONX CORPunit 10/30/2027	$256,000	-75.5%	25,000	-75.0%	0.10%	-79.5%
YACU	Sell	YUCAIPA ACQUISITION CORPunit 99/99/9999	$256,000	-74.9%	25,000	-75.0%	0.10%	-79.0%
DFPHU	Sell	DFP HEALTHCARE ACQUISITNS COunit 03/31/2025	$207,000	-81.5%	20,000	-80.0%	0.08%	-84.6%
HTPAU	Sell	HIGHLAND TRANSCEND PARTNERSunit 99/99/9999	$201,000	-80.9%	20,000	-80.0%	0.08%	-83.9%
MOTVU	Sell	MOTIVE CAPITAL CORPunit 99/99/9999	$101,000	-90.4%	10,000	-90.0%	0.04%	-92.0%
ADOCR	Sell	EDOC ACQUISITION CORPright 11/30/2027	$29,000	-51.7%	75,000	-25.0%	0.01%	-60.7%
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-20,000	-100.0%	-0.03%	–
ATUS	Exit	ALTICE USA INCcall	$0	–	-75,000	-100.0%	-0.08%	–
CPSR	Exit	CAPSTAR SPL PURP ACQUISITION	$0	–	-25,000	-100.0%	-0.12%	–
HLXA	Exit	HELIX ACQUISITION CORP	$0	–	-22,647	-100.0%	-0.12%	–
HECCW	Exit	HUDSON EXECUTIVE INVT CORP*w exp 06/21/202	$0	–	-150,000	-100.0%	-0.12%	–
TREB	Exit	TREBIA ACQUISITION CORP	$0	–	-25,000	-100.0%	-0.12%	–
ACEVU	Exit	ACE CONVERGENCE ACQU CORPunit 99/99/9999	$0	–	-25,000	-100.0%	-0.13%	–
DFNSU	Exit	LGL SYS ACQUISITION CORPunit 10/24/2024	$0	–	-25,000	-100.0%	-0.13%	–
HMCOU	Exit	HUMANCO ACQUISITION CORPunit 12/08/2023	$0	–	-25,000	-100.0%	-0.13%	–
PACEU	Exit	TPG PACE TECH OPPORTUNITIESunit 99/99/9999	$0	–	-25,000	-100.0%	-0.13%	–
RTPZU	Exit	REINVENT TECHNOLOGY PARTNERSunit 99/99/9999	$0	–	-25,000	-100.0%	-0.13%	–
BCTG	Exit	BCTG ACQUISITION CORP	$0	–	-25,000	-100.0%	-0.13%	–
SOACU	Exit	SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999	$0	–	-25,000	-100.0%	-0.14%	–
FUSEU	Exit	FUSION ACQUISITION CORPunit 99/99/9999	$0	–	-25,000	-100.0%	-0.14%	–
ALUSU	Exit	ALUSSA ENERGY ACQUISITION COunit 10/31/2026	$0	–	-30,000	-100.0%	-0.15%	–
PSO	Exit	PEARSON PLCsponsored adr	$0	–	-53,472	-100.0%	-0.23%	–
CAPU	Exit	CAPITOL INVESTMENT CORP Vunit 99/99/9999	$0	–	-50,000	-100.0%	-0.24%	–
ALTUU	Exit	ALTITUDE ACQUISITION CORPunit 11/30/2027	$0	–	-50,000	-100.0%	-0.24%	–
MAACU	Exit	MONTES ARCHIMEDES ACQUISITIOunit 09/30/2025	$0	–	-50,000	-100.0%	-0.24%	–
EQDU	Exit	EQUITY DISTR ACQUISITION CORunit 99/99/9999	$0	–	-50,000	-100.0%	-0.25%	–
FCACU	Exit	FALCON CAPITAL ACQUISITN CORunit 08/20/2027	$0	–	-50,000	-100.0%	-0.25%	–
ITACU	Exit	INDUSTRIAL TECH ACQU INCunit 08/31/2025	$0	–	-50,000	-100.0%	-0.25%	–
TWNDU	Exit	TAILWIND ACQUISITION CORPunit 09/07/2027	$0	–	-50,000	-100.0%	-0.25%	–
XPOAU	Exit	DPCM CAP INCunit 99/99/9999	$0	–	-50,000	-100.0%	-0.26%	–
SPFRU	Exit	JAWS SPITFIRE ACQUISITION COunit 99/99/9999	$0	–	-50,000	-100.0%	-0.26%	–
BHSEU	Exit	BULL HORN HLDGS CORPunit 10/13/2025	$0	–	-50,000	-100.0%	-0.26%	–
AONEU	Exit	ONEunit 99/99/9999	$0	–	-50,000	-100.0%	-0.26%	–
CCACU	Exit	CITIC CAPITAL ACQUISITION COunit 99/99/9999	$0	–	-50,000	-100.0%	-0.26%	–
RBACU	Exit	REDBALL ACQUISITION CORPunit 99/99/9999	$0	–	-50,000	-100.0%	-0.27%	–
SPNVU	Exit	SUPERNOVA PARTNERS ACQUISITIunit 99/99/9999	$0	–	-50,000	-100.0%	-0.27%	–
IACAU	Exit	ION ACQUISITION CORP 1 LTDunit 99/99/9999	$0	–	-50,000	-100.0%	-0.28%	–
QELLU	Exit	QELL ACQUISITION CORPunit 10/01/2025	$0	–	-50,000	-100.0%	-0.31%	–
GRNV	Exit	GREENVISION ACQUISITION CORP	$0	–	-70,000	-100.0%	-0.33%	–
SG	Exit	SIRIUS INTERNATIONAL INSURAN	$0	–	-58,000	-100.0%	-0.34%	–
NSHU	Exit	NAVSIGHT HLDGS INCunit 99/99/9999	$0	–	-75,000	-100.0%	-0.36%	–
RAACU	Exit	REVOLUTION ACCELERTN ACQU COunit 12/01/2025	$0	–	-75,000	-100.0%	-0.36%	–
ACNDU	Exit	ASCENDANT DIGITAL ACQUISITIOunit 99/99/9999	$0	–	-75,000	-100.0%	-0.36%	–
GHVIU	Exit	GORES HOLDINGS VI INCunit 08/24/2027	$0	–	-75,000	-100.0%	-0.37%	–
BOWXU	Exit	BOWX ACQUISITION CORPunit 08/03/2025	$0	–	-75,000	-100.0%	-0.37%	–
TWCTU	Exit	TWC TECH HLDGS II CORPunit 09/10/2025	$0	–	-75,000	-100.0%	-0.37%	–
GRSVU	Exit	GORES HLDGS V INCunit 99/99/9999	$0	–	-75,000	-100.0%	-0.37%	–
NEBCU	Exit	NEBULA CARAVEL ACQUISITION Cunit 12/09/2023	$0	–	-75,000	-100.0%	-0.37%	–
SPRQU	Exit	SPARTAN ACQUISITION CORP IIunit 99/99/9999	$0	–	-75,000	-100.0%	-0.37%	–
CPSRU	Exit	CAPSTAR SPL PURP ACQUISITIONunit 07/09/2027	$0	–	-75,000	-100.0%	-0.38%	–
BWACU	Exit	BETTER WORLD ACQUISITION CORunit 11/15/2027	$0	–	-75,000	-100.0%	-0.38%	–
RMGBU	Exit	RMG ACQUISITION CORP IIunit 12/09/2025	$0	–	-75,000	-100.0%	-0.39%	–
FAIIU	Exit	FORTRESS VALUE ACQUISITION Iunit 08/10/2027	$0	–	-75,000	-100.0%	-0.39%	–
BTAQU	Exit	BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025	$0	–	-75,000	-100.0%	-0.39%	–
HZONU	Exit	HORIZON ACQUISITION CORPORATunit 99/99/9999	$0	–	-80,000	-100.0%	-0.40%	–
TREBU	Exit	TREBIA ACQUISITION CORPunit 99/99/9999	$0	–	-75,000	-100.0%	-0.40%	–
NOACU	Exit	NATURAL ORDER ACQUISITION COunit 99/99/9999	$0	–	-80,000	-100.0%	-0.40%	–
YTRA	Exit	YATRA ONLINE INC	$0	–	-450,000	-100.0%	-0.40%	–
LCYAU	Exit	LANDCADIA HOLDINGS III INCunit 99/99/9999	$0	–	-80,000	-100.0%	-0.41%	–
DMYIU	Exit	DMY TECHNOLOGY GROUP INC IIIunit 99/99/9999	$0	–	-80,000	-100.0%	-0.42%	–
SVACU	Exit	STARBOARD VALUE ACQUISITN COunit 09/10/2025	$0	–	-90,000	-100.0%	-0.43%	–
ACACU	Exit	ACIES ACQUISITION CORPunit 11/30/2027	$0	–	-90,000	-100.0%	-0.45%	–
PRPBU	Exit	CC NEUBERGER PRIN HLDGS IIunit 99/99/9999	$0	–	-100,000	-100.0%	-0.46%	–
SAII	Exit	SOFTWARE ACQUISITN GRUP INC	$0	–	-100,000	-100.0%	-0.46%	–
HZAC	Exit	HORIZON ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.46%	–
ALUS	Exit	ALUSSA ENERGY ACQUISITION CO	$0	–	-100,000	-100.0%	-0.46%	–
KSMT	Exit	KISMET ACQUISITION ONE CORP	$0	–	-100,000	-100.0%	-0.47%	–
BOWX	Exit	BOWX ACQUISITION CORPcl a	$0	–	-100,000	-100.0%	-0.47%	–
NGACU	Exit	NEXTGEN ACQUISITION CORPunit 11/26/2020	$0	–	-100,000	-100.0%	-0.48%	–
IIACU	Exit	INVESTINDUSTRIAL ACQUISITIONunit 99/99/9999	$0	–	-100,000	-100.0%	-0.48%	–
FTOC	Exit	FTAC OLYMPUS ACQUISITION COR	$0	–	-100,000	-100.0%	-0.48%	–
DCRBU	Exit	DECARBONIZATION PLUS ACQU COunit 10/02/2025	$0	–	-90,000	-100.0%	-0.48%	–
TACAU	Exit	TREPONT ACQUISITION CORP Iunit 99/99/9999	$0	–	-100,000	-100.0%	-0.48%	–
KWACU	Exit	KINGSWOOD ACQUISITION CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.48%	–
NHICU	Exit	NEWHOLD INVESTMENT CORPunit 03/10/2025	$0	–	-100,000	-100.0%	-0.48%	–
KSMTU	Exit	KISMET ACQUISITION ONE CORPunit 08/06/2025	$0	–	-100,000	-100.0%	-0.48%	–
STWOU	Exit	ACON S2 ACQUISITION CORPunit 09/15/2027	$0	–	-100,000	-100.0%	-0.48%	–
ZNTEU	Exit	ZANITE ACQUISITION CORPunit 10/08/2025	$0	–	-100,000	-100.0%	-0.49%	–
TSIAU	Exit	TS INNOVATION ACQUISITN CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.49%	–
FGNAU	Exit	FG NEW AMER ACQUISITION CORPunit 08/31/2027	$0	–	-100,000	-100.0%	-0.49%	–
MOTNU	Exit	MOTION ACQUISITION CORPunit 10/14/2025	$0	–	-100,000	-100.0%	-0.49%	–
VCVCU	Exit	10X CAPITAL VENTURE ACQU CORunit 10/21/2025	$0	–	-100,000	-100.0%	-0.49%	–
YSACU	Exit	YELLOWSTONE ACQUISITION COunit 10/22/2025	$0	–	-100,000	-100.0%	-0.49%	–
DEHU	Exit	D8 HOLDINGS CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.49%	–
NMMCU	Exit	NORTH MOUNTAIN MERGER CORPunit 09/16/2025	$0	–	-100,000	-100.0%	-0.50%	–
SEAHU	Exit	SPORTS ENTERTAINMENT ACQU COunit 99/99/9999	$0	–	-100,000	-100.0%	-0.50%	–
HEC	Exit	HUDSON EXECUTIVE INVT CORP	$0	–	-100,000	-100.0%	-0.50%	–
LOKBU	Exit	LIVE OAK ACQUISITION CORP IIunit 99/99/9999	$0	–	-100,000	-100.0%	-0.50%	–
FTOCU	Exit	FTAC OLYMPUS ACQUISITION CORunit 08/24/2025	$0	–	-100,000	-100.0%	-0.50%	–
FSTU	Exit	FAST ACQUISITION CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.51%	–
ACTC	Exit	ARCLIGHT CLEAN TRANSITION COcl a	$0	–	-100,000	-100.0%	-0.51%	–
AACQU	Exit	ARTIUS ACQUISITION INCunit 99/99/9999	$0	–	-100,000	-100.0%	-0.52%	–
SCVXU	Exit	SCVX CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.53%	–
CASU	Exit	CASCADE ACQUISITION CORPunit 99/99/9999	$0	–	-125,000	-100.0%	-0.60%	–
ETACU	Exit	E MERGE TECHNOLOGY ACQUISITIunit 07/30/2025	$0	–	-125,000	-100.0%	-0.62%	–
OCAU	Exit	OMNICHANNEL ACQUISITION CORPunit 99/99/9999	$0	–	-135,000	-100.0%	-0.64%	–
BCS	Exit	BARCLAYS PLCadr	$0	–	-190,258	-100.0%	-0.70%	–
SVSVU	Exit	SPRING VY ACQUISITION CORPunit 11/11/2025	$0	–	-150,000	-100.0%	-0.73%	–
VIHAU	Exit	VPC IMPACT ACQUISITION HLDNGunit 09/22/2025	$0	–	-150,000	-100.0%	-0.74%	–
CRHCU	Exit	COHN ROBBINS HOLDINGS CORPunit 08/11/2025	$0	–	-150,000	-100.0%	-0.74%	–
SBGU	Exit	SANDBRIDGE ACQUISITION CORPunit 99/99/9999	$0	–	-165,000	-100.0%	-0.79%	–
EMPWU	Exit	EMPOWER LTDunit 99/99/9999	$0	–	-175,000	-100.0%	-0.84%	–
AVANU	Exit	AVANTI ACQUISITION CORPunit 99/99/9999	$0	–	-175,000	-100.0%	-0.88%	–
AHACU	Exit	ALPHA HEALTHCARE ACQUISTN COunit 09/21/2027	$0	–	-200,000	-100.0%	-0.98%	–
CCIVU	Exit	CHURCHILL CAPITAL CORP IVunit 99/99/9999	$0	–	-250,000	-100.0%	-1.19%	–
ERESU	Exit	EAST RES ACQUISITION COunit 07/01/2027	$0	–	-275,000	-100.0%	-1.34%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-05-14

Signatures

The EDGAR filing(s) were signed by:

Andrea JS Sayago — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LLOYDS BANKING GROUP PLC	17	Q3 2023	11.9%
SUMITOMO MITSUI FINL GROUP I	15	Q3 2023	51.9%
SPDR S&P 500 ETF TR	15	Q3 2023	0.7%
LIBERTY BROADBAND CORP	14	Q3 2023	10.3%
LIBERTY MEDIA CORP DELAWARE	11	Q2 2023	3.7%
PROGRESS ACQUISITION CORP	9	Q1 2023	0.4%
PROTERRA INC	8	Q2 2023	99.4%
AEQUI ACQUISITION CORP	8	Q3 2022	1.6%
TWIN RIDGE CAPITAL ACQUIS CO	8	Q4 2022	0.9%
CC NEUBERGER PRINCIPAL HOLDN	8	Q4 2022	0.8%

View Cowen Investment Management LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Cowen Investment Management LLC Q1 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
IMMERSION CORP	March 17, 2011	273,187	1.3%
ZORAN CORP \DE\	March 09, 2011	3,335,650	6.8%
EXTREME NETWORKS INC	February 14, 2011	4,138,936	4.5%
BEACON POWER CORP	February 10, 2011	?	?
POWERWAVE TECHNOLOGIES INC^{Sold out}	February 10, 2011	0	0.0%
AVIAT NETWORKS, INC.	February 07, 2011	2,505,420	4.2%
Rand Logistics, Inc.^{Sold out}	January 28, 2011	0	0.0%
Essex Rental Corp.^{Sold out}	January 19, 2011	0	0.0%
SURMODICS INC	January 06, 2011	1,566,567	9.0%
SEACHANGE INTERNATIONAL INC	December 17, 2010	2,252,822	7.1%

View Cowen Investment Management LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
13F-HR	2023-02-13
13F-HR	2022-11-14
13F-HR/A	2022-08-10
13F-HR	2022-08-09
13F-HR	2022-05-16
13F-HR	2022-02-11
13F-HR	2021-11-15

View Cowen Investment Management LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Cowen Investment Management LLC's holdings