$174 Million is the total value of Cowen Investment Management LLC's 41 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMFG | New | SUMITOMO MITSUI FINL GROUP Isponsored adr | $52,690,000 | – | 11,000,000 | +100.0% | 30.21% | – |
| HSBC | New | HSBC HLDGS PLCspon adr new | $7,280,000 | – | 259,900 | +100.0% | 4.17% | – |
| MFG | New | MIZUHO FINL GROUP INCsponsored adr | $4,576,000 | – | 1,980,850 | +100.0% | 2.62% | – |
| LACQ | New | LEISURE ACQUISITION CORP | $1,432,000 | – | 137,000 | +100.0% | 0.82% | – |
| MUFG | New | MITSUBISHI UFJ FINL GROUP INsponsored ads | $1,007,000 | – | 275,000 | +100.0% | 0.58% | – |
| QQQ | New | INVESCO QQQ TRunit ser 1 | $952,000 | – | 5,000 | +100.0% | 0.55% | – |
| IWM | New | ISHARES TRput | $899,000 | – | 110,000 | +100.0% | 0.52% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $773,000 | – | 3,000 | +100.0% | 0.44% | – |
| HYG | New | ISHARES TRput | $289,000 | – | 50,000 | +100.0% | 0.17% | – |
| QQQ | New | INVESCO QQQ TRput | $168,000 | – | 10,000 | +100.0% | 0.10% | – |
| ING | New | ING GROEP N.V.sponsored adr | $104,000 | – | 20,155 | +100.0% | 0.06% | – |
| PTACW | New | PROPTECH ACQUISITION CORP*w exp 05/26/202 | $105,000 | – | 150,000 | +100.0% | 0.06% | – |
| TORC | New | RESTORBIO INC | $100,000 | – | 96,950 | +100.0% | 0.06% | – |
| SSPKW | New | SILVER SPIKE ACQUISITION COR*w exp 08/02/202 | $39,000 | – | 100,000 | +100.0% | 0.02% | – |
| LACQW | New | LEISURE ACQUISITION CORP*w exp 12/05/201 | $12,000 | – | 68,500 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LLOYDS BANKING GROUP PLC | 17 | Q3 2023 | 11.9% |
| SUMITOMO MITSUI FINL GROUP I | 15 | Q3 2023 | 51.9% |
| SPDR S&P 500 ETF TR | 15 | Q3 2023 | 0.7% |
| LIBERTY BROADBAND CORP | 14 | Q3 2023 | 10.3% |
| LIBERTY MEDIA CORP DELAWARE | 11 | Q2 2023 | 3.7% |
| PROGRESS ACQUISITION CORP | 9 | Q1 2023 | 0.4% |
| PROTERRA INC | 8 | Q2 2023 | 99.4% |
| AEQUI ACQUISITION CORP | 8 | Q3 2022 | 1.6% |
| TWIN RIDGE CAPITAL ACQUIS CO | 8 | Q4 2022 | 0.9% |
| CC NEUBERGER PRINCIPAL HOLDN | 8 | Q4 2022 | 0.8% |
View Cowen Investment Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| IMMERSION CORP | March 17, 2011 | 273,187 | 1.3% |
| ZORAN CORP \DE\ | March 09, 2011 | 3,335,650 | 6.8% |
| EXTREME NETWORKS INC | February 14, 2011 | 4,138,936 | 4.5% |
| BEACON POWER CORP | February 10, 2011 | ? | ? |
| POWERWAVE TECHNOLOGIES INCSold out | February 10, 2011 | 0 | 0.0% |
| AVIAT NETWORKS, INC. | February 07, 2011 | 2,505,420 | 4.2% |
| Rand Logistics, Inc.Sold out | January 28, 2011 | 0 | 0.0% |
| Essex Rental Corp.Sold out | January 19, 2011 | 0 | 0.0% |
| SURMODICS INC | January 06, 2011 | 1,566,567 | 9.0% |
| SEACHANGE INTERNATIONAL INC | December 17, 2010 | 2,252,822 | 7.1% |
View Cowen Investment Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-15 |
View Cowen Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.