$310 Million is the total value of Cowen Investment Management LLC's 95 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GPAQ | GORDON POINTE ACQUISITION CO | $6,354,000 | +1.1% | 600,000 | 0.0% | 2.05% | +11.6% | |
| SPAQU | SPARTAN ENERGY ACQUISITON COunit 99/99/9999 | $5,439,000 | 0.0% | 525,000 | 0.0% | 1.76% | +10.3% | |
| FMCI | FORUM MERGER II CORPcl a | $5,360,000 | +1.0% | 525,000 | 0.0% | 1.73% | +11.4% | |
| DPHCU | DIAMONDPEAK HLDGS CORunit 99/99/9999 | $5,330,000 | +0.5% | 520,000 | 0.0% | 1.72% | +10.8% | |
| MUDS | MUDRICK CAP ACQUISITION CORP | $5,166,000 | +0.5% | 500,000 | 0.0% | 1.67% | +10.8% | |
| TIBR | TIBERIUS ACQUISITION CORP | $4,200,000 | +2.5% | 400,000 | 0.0% | 1.36% | +13.1% | |
| LGC | LEGACY ACQUISITION CORP | $4,108,000 | +0.7% | 400,000 | 0.0% | 1.33% | +11.0% | |
| JFK | 8I ENTERPRISES ACQUISITIN CO | $4,008,000 | +0.3% | 400,000 | 0.0% | 1.30% | +10.6% | |
| FMCIU | FORUM MERGER II CORPunit 09/30/2025 | $3,960,000 | +0.3% | 369,052 | 0.0% | 1.28% | +10.5% | |
| MFACU | MEGALITH FINL ACQUISITION COunit 09/30/2025 | $3,457,000 | +0.5% | 328,900 | 0.0% | 1.12% | +10.8% | |
| PACQU | PURE ACQUISITION CORPunit 04/13/2023 | $3,348,000 | +0.7% | 310,000 | 0.0% | 1.08% | +11.1% | |
| GMHIU | GORES METROPOULOS INCunit 99/99/9999 | $3,207,000 | +0.2% | 302,000 | 0.0% | 1.04% | +10.4% | |
| TOTA | TOTTENHAM ACQUISITION I LTD | $3,145,000 | +1.9% | 300,000 | 0.0% | 1.02% | +12.4% | |
| GXGXU | GX ACQUISITION CORPunit 05/24/2026 | $3,111,000 | +1.7% | 300,000 | 0.0% | 1.00% | +12.2% | |
| CCH | COLLIER CREEK HOLDINGS | $3,084,000 | +0.9% | 300,000 | 0.0% | 1.00% | +11.2% | |
| SHLLU | TORTOISE ACQUISITION CORPunit 03/04/2024 | $3,051,000 | +0.9% | 300,000 | 0.0% | 0.99% | +11.3% | |
| SPAQ | SPARTAN ENERGY ACQUISITON CO | $3,050,000 | +0.7% | 300,000 | 0.0% | 0.98% | +10.9% | |
| BRPM | B RILEY PRINCIPAL MERGER CORcl a | $3,003,000 | +0.9% | 300,000 | 0.0% | 0.97% | +11.2% | |
| FTACU | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $2,808,000 | +1.1% | 260,000 | 0.0% | 0.91% | +11.4% | |
| LCAHU | LANDCADIA HLDGS II INCunit 05/09/2026 | $2,343,000 | +0.3% | 231,300 | 0.0% | 0.76% | +10.7% | |
| CCXU | CHURCHILL CAP CORP IIunit 99/99/9999 | $2,156,000 | +2.6% | 200,000 | 0.0% | 0.70% | +13.1% | |
| ACAMU | ACAMAR PARTNERS ACQSITION COunit 12/30/2025 | $2,046,000 | +0.4% | 201,000 | 0.0% | 0.66% | +10.7% | |
| SSPKU | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $2,034,000 | +0.8% | 200,000 | 0.0% | 0.66% | +11.2% | |
| TAK | TAKEDA PHARMACEUTICAL CO LTDsponsored ads | $2,032,000 | +14.7% | 103,014 | 0.0% | 0.66% | +26.4% | |
| FTAC | FINTECH ACQUISITION CORP III | $2,024,000 | +0.5% | 200,000 | 0.0% | 0.65% | +10.8% | |
| RMGU | RMG ACQUISITION CORPunit 99/99/9999 | $2,022,000 | +0.7% | 199,000 | 0.0% | 0.65% | +11.1% | |
| GRSHU | GORES HOLDINGS III INCunit 09/07/2024 | $1,650,000 | +4.2% | 150,000 | 0.0% | 0.53% | +14.9% | |
| LACQU | LEISURE ACQUISITION CORPunit 99/99/9999 | $1,491,000 | +2.1% | 137,000 | 0.0% | 0.48% | +12.6% | |
| MUDSU | MUDRICK CAP ACQUISITION CORPunit 02/01/2023 | $1,334,000 | -1.6% | 125,000 | 0.0% | 0.43% | +8.6% | |
| THCBU | TUSCAN HOLDINGS CORPunit 99/99/9999 | $1,050,000 | -1.8% | 100,000 | 0.0% | 0.34% | +8.3% | |
| VTIQ | VECTOIQ ACQUISITION CORP | $1,032,000 | +1.1% | 100,000 | 0.0% | 0.33% | +11.4% | |
| HHHH | WEALTHBRIDGE ACQUISITION LTD | $1,014,000 | -0.1% | 100,000 | 0.0% | 0.33% | +10.4% | |
| HCACU | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $927,000 | +3.3% | 85,000 | 0.0% | 0.30% | +13.7% | |
| MFAC | MEGALITH FINL ACQUISITION CO | $923,000 | +1.0% | 90,000 | 0.0% | 0.30% | +11.2% | |
| PSO | PEARSON PLCsponsored adr | $843,000 | -6.7% | 100,000 | 0.0% | 0.27% | +2.6% | |
| IWM | ISHARES TRcall | $335,000 | +717.1% | 125,000 | 0.0% | 0.11% | +800.0% | |
| LGCWS | LEGACY ACQUISITION CORP*w exp 11/30/202 | $215,000 | +53.6% | 400,000 | 0.0% | 0.07% | +68.3% | |
| MUDSW | MUDRICK CAP ACQUISITION CORP*w exp 02/12/202 | $123,000 | -22.2% | 250,000 | 0.0% | 0.04% | -13.0% | |
| CCHWS | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $93,000 | +6.9% | 66,666 | 0.0% | 0.03% | +20.0% | |
| MOSCWS | MOSAIC ACQUISITION CORP*w exp 10/23/202 | $24,000 | -17.2% | 25,000 | 0.0% | 0.01% | 0.0% | |
| TKKSR | TKK SYMPHONY ACQUISITION CORright 02/20/2020 | $14,000 | -12.5% | 57,500 | 0.0% | 0.01% | 0.0% | |
| TKKSW | TKK SYMPHONY ACQUISITION COR*w exp 02/20/202 | $3,000 | -40.0% | 57,500 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LLOYDS BANKING GROUP PLC | 17 | Q3 2023 | 11.9% |
| SUMITOMO MITSUI FINL GROUP I | 15 | Q3 2023 | 51.9% |
| SPDR S&P 500 ETF TR | 15 | Q3 2023 | 0.7% |
| LIBERTY BROADBAND CORP | 14 | Q3 2023 | 10.3% |
| LIBERTY MEDIA CORP DELAWARE | 11 | Q2 2023 | 3.7% |
| PROGRESS ACQUISITION CORP | 9 | Q1 2023 | 0.4% |
| PROTERRA INC | 8 | Q2 2023 | 99.4% |
| AEQUI ACQUISITION CORP | 8 | Q3 2022 | 1.6% |
| TWIN RIDGE CAPITAL ACQUIS CO | 8 | Q4 2022 | 0.9% |
| CC NEUBERGER PRINCIPAL HOLDN | 8 | Q4 2022 | 0.8% |
View Cowen Investment Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| IMMERSION CORP | March 17, 2011 | 273,187 | 1.3% |
| ZORAN CORP \DE\ | March 09, 2011 | 3,335,650 | 6.8% |
| EXTREME NETWORKS INC | February 14, 2011 | 4,138,936 | 4.5% |
| BEACON POWER CORP | February 10, 2011 | ? | ? |
| POWERWAVE TECHNOLOGIES INCSold out | February 10, 2011 | 0 | 0.0% |
| AVIAT NETWORKS, INC. | February 07, 2011 | 2,505,420 | 4.2% |
| Rand Logistics, Inc.Sold out | January 28, 2011 | 0 | 0.0% |
| Essex Rental Corp.Sold out | January 19, 2011 | 0 | 0.0% |
| SURMODICS INC | January 06, 2011 | 1,566,567 | 9.0% |
| SEACHANGE INTERNATIONAL INC | December 17, 2010 | 2,252,822 | 7.1% |
View Cowen Investment Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-15 |
View Cowen Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.