This page lists the SEC filings reported by Cowen Investment Management LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D | 2009-12-18 | Ramius LLC | MICROTUNE INC | 1,780,681 | 3.3% | EDGAR |
| SC 13D/A | 2009-12-16 | Ramius LLC | CPI CORP | 134,110 | 1.9% | EDGAR |
| SC 13G | 2009-12-15 | Ramius LLC | BEACON POWER CORP | 14,430,825 | 8.1% | EDGAR |
| SC 13D/A | 2009-12-04 | Ramius LLC | IMMERSION CORP | 1,999,214 | 7.2% | EDGAR |
| SC 13D/A | 2009-12-01 | Ramius LLC | PHOENIX TECHNOLOGIES LTD | 2,425,760 | 6.9% | EDGAR |
| SC 13G/A | 2009-11-23 | Ramius LLC | BELL MICROPRODUCTS INC | 1 | 4.1% | EDGAR |
| SC 13G | 2009-11-20 | Ramius LLC | BELL MICROPRODUCTS INC | 1 | 4.1% | EDGAR |
| SC 13D/A | 2009-11-18 | Ramius LLC | AGILYSYS INC | 989,812 | 4.3% | EDGAR |
| SC 13D/A | 2009-11-12 | Ramius LLC | PHOENIX TECHNOLOGIES LTD | 2,342,344 | 6.7% | EDGAR |
| SC 13D/A | 2009-11-05 | Ramius LLC | PHOENIX TECHNOLOGIES LTD | 2,273,209 | 6.5% | EDGAR |
| SC 13D/A | 2009-11-03 | Ramius LLC | PHOENIX TECHNOLOGIES LTD | 2,023,046 | 5.8% | EDGAR |
| SC 13D/A | 2009-11-02 | Ramius LLC | IMMERSION CORP | 1,999,214 | 7.2% | EDGAR |
| SC 13D/A | 2009-11-02 | Ramius LLC | PHOENIX TECHNOLOGIES LTD | 2,010,796 | 5.7% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.