$21.3 Million is the total value of Empery Asset Management, LP's 77 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 40.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GOEDWS | Sell | 1847 GOEDEKER INC*w exp 06/02/202 | $5,135,000 | -42.1% | 8,295,355 | -1.8% | 24.13% | +30.3% |
| FATBW | Sell | FAT BRANDS INC*w exp 07/16/202 | $1,267,000 | -37.1% | 281,598 | -6.1% | 5.96% | +41.8% |
| Sell | HARBOR CUSTOM DEVELOPMENT IN*w exp 10/04/202 | $1,084,000 | +41.7% | 2,930,730 | -2.3% | 5.09% | +219.0% | |
| Sell | SURROZEN INC | $1,005,000 | -73.1% | 333,965 | -42.5% | 4.72% | -39.5% | |
| ZEVWS | Sell | LIGHTNING EMOTORS INC*w exp 05/18/202 | $663,000 | -21.3% | 676,381 | -2.8% | 3.12% | +77.3% |
| NISN | Sell | NISUN INTL ENT DVPMT GP CO L | $658,000 | -79.3% | 672,556 | -32.1% | 3.09% | -53.4% |
| Sell | NUTRIBAND INC*w exp 09/30/202 | $581,000 | +101.7% | 76,604 | -4.2% | 2.73% | +354.4% | |
| Sell | HAGERTY INC*w exp 99/99/999 | $522,000 | -36.6% | 178,758 | -4.7% | 2.45% | +42.8% | |
| Sell | THE ONCOLOGY INSTITUTE INC | $504,000 | -74.2% | 70,733 | -64.6% | 2.37% | -41.8% | |
| Sell | SURGEPAYS INC*w exp 10/22/202 | $255,000 | +200.0% | 286,495 | -4.5% | 1.20% | +576.8% | |
| Sell | ARBE ROBOTICS LTD*w exp 10/07/202 | $187,000 | -21.4% | 189,904 | -5.0% | 0.88% | +76.9% | |
| Sell | WORKSPORT LTD*w exp 06/01/202 | $143,000 | -22.7% | 193,370 | -3.3% | 0.67% | +74.1% | |
| LEXXW | Sell | LEXARIA BIOSCIENCE CORP*w exp 01/11/202 | $118,000 | -42.2% | 130,682 | -2.0% | 0.56% | +30.3% |
| Sell | GUARDFORCE AI CO LTD*w exp 10/01/202 | $115,000 | +2775.0% | 301,563 | -4.3% | 0.54% | +6650.0% | |
| CYTHW | Sell | CYCLO THERAPEUTICS INC*w exp 11/14/202 | $87,000 | -46.6% | 63,036 | -3.0% | 0.41% | +20.3% |
| AMPGW | Sell | AMPLITECH GROUP INC*w exp 01/01/202 | $69,000 | -27.4% | 71,709 | -4.4% | 0.32% | +63.6% |
| PRPCWS | Sell | CC NEUBERGER PRINCIPAL HOLDN*w exp 99/99/999 | $68,000 | -46.5% | 110,014 | -5.8% | 0.32% | +20.8% |
| Sell | PETVIVO HLDGS INC*w exp 08/13/202 | $64,000 | -48.4% | 193,290 | -3.4% | 0.30% | +16.2% | |
| Sell | OPY ACQUISITION CORP I*w exp 09/22/202 | $60,000 | -20.0% | 148,800 | -0.8% | 0.28% | +79.6% | |
| PCTTW | Sell | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $57,000 | -29.6% | 20,014 | -10.5% | 0.27% | +58.6% |
| Sell | TG VENTURE ACQUISITION CORP*w exp 08/15/202 | $49,000 | -53.8% | 238,428 | -4.6% | 0.23% | +4.1% | |
| Sell | BONE BIOLOGICS CORP*w exp 10/13/202 | $48,000 | -52.0% | 140,471 | -1.7% | 0.23% | +8.1% | |
| NGCWS | Sell | NORTHERN GENESIS ACQU CORP I*w exp 12/31/202 | $34,000 | -50.7% | 70,656 | -5.8% | 0.16% | +11.1% |
| HCDIW | Sell | HARBOR CUSTOM DEVELOPMENT IN*w exp 05/09/202 | $30,000 | -16.7% | 115,814 | -3.5% | 0.14% | +88.0% |
| RFL | Sell | RAFAEL HLDGS INC | $30,000 | -92.6% | 11,983 | -85.0% | 0.14% | -83.5% |
| Sell | LUMIRADX LIMITED*w exp 09/28/202 | $21,000 | -51.2% | 23,799 | -4.8% | 0.10% | +10.0% | |
| VLDRW | Sell | VELODYNE LIDAR INC*w exp 09/29/202 | $20,000 | +33.3% | 18,968 | -5.2% | 0.09% | +203.2% |
| GSQDWS | Sell | G SQUARED ASCEND I INC*w exp 02/01/202 | $16,000 | -54.3% | 40,296 | -5.8% | 0.08% | +2.7% |
| IMRNW | Sell | IMMURON LTD*w exp 06/08/202 | $4,000 | -81.8% | 46,161 | -3.1% | 0.02% | -58.7% |
| GMBTW | Exit | QUEEN'S GAMBIT GROWTH CAPITAL*w exp 01/19/202 | $0 | – | -50,000 | -100.0% | -0.07% | – |
| ROCRW | Exit | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $0 | – | -43,750 | -100.0% | -0.10% | – |
| ENVIW | Exit | ENVIRONMENTAL IMPACT ACQUISITION CORP*w exp 09/30/202 | $0 | – | -100,000 | -100.0% | -0.25% | – |
| PAICW | Exit | PETRA ACQUISITION INC*w exp 05/25/202 | $0 | – | -250,000 | -100.0% | -0.28% | – |
| SBEAW | Exit | SILVERBOX ENGAGED MERGER CORP I*w exp 06/02/202 | $0 | – | -133,333 | -100.0% | -0.39% | – |
| LMPX | Exit | LMP AUTOMOTIVE HOLDINGS INC | $0 | – | -33,671 | -100.0% | -0.49% | – |
| SCYX | Exit | SCYNEXIS INC | $0 | – | -43,294 | -100.0% | -0.55% | – |
| Exit | ENOVIX CORP*w exp 11/30/202 | $0 | – | -17,045 | -100.0% | -0.56% | – | |
| VRYYF | Exit | THE VERY GOOD FOOD CO INC | $0 | – | -687,745 | -100.0% | -1.06% | – |
| LGVN | Exit | LONGEVERON INC | $0 | – | -54,352 | -100.0% | -1.37% | – |
| GRIL | Exit | MUSCLE MAKER INC | $0 | – | -928,889 | -100.0% | -1.40% | – |
| Exit | CONTEXT THERAPEUTICS INC | $0 | – | -358,617 | -100.0% | -1.99% | – | |
| Exit | STRAN & COMPANY INC | $0 | – | -201,208 | -100.0% | -2.54% | – | |
| AEI | Exit | ALSET EHOME INTERNATIONAL INC | $0 | – | -2,594,480 | -100.0% | -3.02% | – |
| RGLS | Exit | REGULUS THERAPEUTICS INC | $0 | – | -5,074,251 | -100.0% | -3.34% | – |
| Exit | CACTUS ACQUISITION COP I LTDunit 08/17/2028 | $0 | – | -200,000 | -100.0% | -4.22% | – | |
| Exit | MOUNT RAINIER ACQUISITION CORPunit 11/27/2026 | $0 | – | -200,000 | -100.0% | -4.24% | – | |
| AMPE | Exit | AMPIO PHARMACEUTICALS INC | $0 | – | -4,262,409 | -100.0% | -5.07% | – |
| Exit | OPY ACQUISITION CORP I | $0 | – | -300,000 | -100.0% | -6.18% | – | |
| ISPC | Exit | ISPECIMEN INC | $0 | – | -466,333 | -100.0% | -7.60% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| POLISHED COM INC | 4 | Q3 2022 | 24.1% |
| FAT BRANDS INC | 4 | Q3 2022 | 8.6% |
| SURROZEN INC | 4 | Q3 2022 | 7.8% |
| HARBOR CUSTOM DEVELOPMENT INC | 4 | Q3 2022 | 6.0% |
| HAGERTY INC | 4 | Q3 2022 | 3.0% |
| NUTRIBAND INC | 4 | Q3 2022 | 2.7% |
| LIGHTNING EMOTORS INC | 4 | Q3 2022 | 3.1% |
| SURGEPAYS INC | 4 | Q3 2022 | 2.2% |
| PEPPERLIME HEALTH ACQUSTN CO | 4 | Q3 2022 | 1.4% |
| ARBE ROBOTICS LTD | 4 | Q3 2022 | 0.9% |
View Empery Asset Management, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RedHill Biopharma Ltd. | January 13, 2023 | 5,906,124 | 6.1% |
| Volcon, Inc. | January 13, 2023 | 9,057,971 | 10.0% |
| Direct Digital Holdings, Inc. | January 12, 2023 | 270,000 | 5.0% |
| iSpecimen Inc. | January 12, 2023 | 437,500 | 4.7% |
| Kiromic Biopharma, Inc. | January 12, 2023 | 491,554 | 10.0% |
| Permex Petroleum Corp | January 12, 2023 | 185,191 | 9.6% |
| 1847 Goedeker Inc. | January 24, 2022 | 8,449,255 | 5.0% |
| Bit Brother Ltd | January 24, 2022 | 3,900,000 | 5.0% |
| KIORA PHARMACEUTICALS INC | January 24, 2022 | 534,311 | 4.0% |
| TITAN PHARMACEUTICALS INC | January 24, 2022 | 860,448 | 5.0% |
View Empery Asset Management, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 3 | 2024-02-28 |
| 4 | 2024-02-28 |
| SC 13G/A | 2024-01-23 |
| SC 13G/A | 2024-01-11 |
| SC 13G | 2024-01-11 |
| SC 13G | 2024-01-10 |
| SC 13G | 2024-01-09 |
| SC 13G | 2024-01-09 |
| SC 13G | 2024-01-09 |
| SC 13G | 2024-01-09 |
View Empery Asset Management, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.