Neuberger Berman Group LLC - Q3 2023 holdings

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$110 Billion is the total value of Neuberger Berman Group LLC's 3286 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .

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 Value Shares↓ Weighting
ETWO  E2OPEN PARENT HOLDINGS INC CLASS A A$138,959,553
-18.9%
30,607,8310.0%0.13%
-17.0%
 CLAROS MORTGAGE TRUST, INC$96,950,000
-2.3%
8,750,0000.0%0.09%
-1.1%
VTRU  VITRU LIMITED$76,620,844
+9.7%
4,355,9320.0%0.07%
+12.9%
 INFN 2 1/2 03/01/27bond$13,303,612
-5.4%
15,000,0000.0%0.01%
-7.7%
INDIW  INDIE SEMICONDUCTOR INCwarrant$7,876,856
-24.6%
4,425,2000.0%0.01%
-22.2%
ETWOWS  E2OPEN PARENT HO -CW25warrant$4,765,800
-14.5%
10,140,0000.0%0.00%
-20.0%
CQP  CHENIERE ENERGY PARTNERS UNITS MLP$4,724,284
+17.4%
87,1800.0%0.00%0.0%
 AKILI INC$3,170,877
-50.5%
5,776,7840.0%0.00%
-50.0%
ERF  ENERPLUS CORP$1,717,724
+21.8%
97,1700.0%0.00%
+100.0%
JPHY  JPMORGAN BETABUILDERS USD HIGH YIE ETF-Fetf$1,896,757
-1.6%
43,2260.0%0.00%0.0%
HTZZW  HERTZ GLOBAL HLDGS INC -CW51warrant$674,002
-39.3%
110,1310.0%0.00%0.0%
HTGC  HERCULES CAPITAL INC$600,151
+10.9%
36,5500.0%0.00%–
EMLC  VANECK JPM EM LOCAL CURR BNDetf$1,288,980
-6.6%
54,0000.0%0.00%0.0%
VIS  VANGUARD INDUSTRIALS INDEX FUND;ET ETF-Eetf$849,918
-5.1%
4,3590.0%0.00%0.0%
KIE  SPDR S&P INSURANCE ETF ETF-Eetf$595,560
+4.1%
14,0000.0%0.00%0.0%
 TXO PARTNERS LP UNIT$588,990
-6.2%
29,0000.0%0.00%0.0%
XOP  SPDR S&P OIL & GAS EXP & PRetf$593,267
+14.8%
4,0110.0%0.00%–
PICK  ISHARES MSCI GLOBAL METALS &etf$598,666
-1.7%
15,0570.0%0.00%0.0%
BHC  BAUSCH HEALTH COS INC$869,058
+2.9%
105,4990.0%0.00%0.0%
ACWX  ISHARES MSCI ACWI EX US INDEX FUNDetf$1,339,785
-4.5%
28,5000.0%0.00%0.0%
BUR  BURFORD CAPITAL LTD$301,714
+14.9%
21,5510.0%0.00%–
AACWS  ARES ACQUISITION CL A -CW27warrant$16,685
-17.4%
25,2420.0%0.00%–
ARKOW  ARKO CORP -CW25warrant$415,617
-28.2%
388,4630.0%0.00%
-100.0%
LBTYK  LIBERTY GLOBAL PLC CLASS C C$271,478
+4.4%
14,6270.0%0.00%–
ARDC  ARES DYNAMIC CREDIT ALLOCATION CF$387,000
+4.6%
30,0000.0%0.00%–
MACAW  MORINGA ACQUISITION COR-CW26warrant$1,048
-55.8%
31,5520.0%0.00%–
AMRN  AMARIN ADR REPRESENTING PLC ADRadr$26,454
-22.7%
28,7540.0%0.00%–
ARLP  ALLIANCE RESOURCE PARTNERS UNITS MLP$337,387
+21.8%
14,9750.0%0.00%–
AIRG  AIRGAIN INC$73,400
-32.0%
20,0000.0%0.00%–
UAVS  AGEAGLE AERIAL SYSTEMS INC$2,019
-27.0%
12,0180.0%0.00%–
ADEXWS  ADIT EDTECH ACQ -CW27warrant$9,466
-25.0%
157,7610.0%0.00%–
MLCO  MELCO RESORTS ENTERTAINMENT ADR LT ADRadr$423,836
-19.0%
42,8550.0%0.00%–
OPRT  OPORTUN FINANCIAL CORP$131,224
+20.9%
18,1750.0%0.00%–
MBI  MBIA INC$76,534
-16.6%
10,6150.0%0.00%–
LVOXW  CRESCENT ACQUISITION CO-CW24warrant$112,812
+27.3%
402,9000.0%0.00%–
 LIBERTY INTERACTIVE LLCbond$8,8320.0%36,7990.0%0.00%–
PRAX  PRAXIS PRECISION MEDICINES INC$27,481
+48.7%
16,0710.0%0.00%–
KINS  KINGSTONE COMPANIES INC$26,626
+53.0%
14,8750.0%0.00%–
 P3 HEALTH PARTNERS INC CLASS A$25,034
-50.8%
17,0300.0%0.00%–
AIA  ISHARES ASIA ETF ETF-Eetf$292,499
-6.9%
5,2750.0%0.00%–
IGF  ISHARES TR S&P GLOBAL INFRASTRUCTURE INDEX FD ETFetf$252,511
-7.8%
5,8330.0%0.00%–
ICF  ISHARES TR COHEN & STEERS REALTY MAJORS INDEX FUNDetf$249,797
-9.7%
4,9800.0%0.00%–
OEF  ISHARES TRUST S&P 100 INDEX FUNDetf$375,799
-3.1%
1,8730.0%0.00%–
BKF  ISHARES MSCI BIC ETFetf$379,594
-1.7%
11,2940.0%0.00%–
IRIX  IRIDEX CORP$192,659
+17.1%
75,8500.0%0.00%–
FXB  INVESCO CURRENCYSHARES BRITIetf$270,319
-3.8%
2,3000.0%0.00%–
VRP  INVESCO VARIABLE RATE PREFERetf$276,829
+0.5%
12,3750.0%0.00%–
PBW  INVESCO WILDERHILL CLEAN ENEetf$332,687
-21.7%
10,5850.0%0.00%–
IVAC  INTEVAC INC$69,664
-17.1%
22,4000.0%0.00%–
SMHI  SEACOR MARINE HOLDINGS INC$138,800
+21.4%
10,0000.0%0.00%–
IPVFWS  INTERPRIVATE III FIN A -CW27warrant$1,178
-28.4%
33,6550.0%0.00%–
KRE  SPDR S&P REGIONAL BANKING ETF ETF-Eetf$305,548
+2.3%
7,3150.0%0.00%–
PJUL  INNOVATOR US EQUITY POWER BUFFER E ETF-Eetf$342,325
-1.5%
10,1580.0%0.00%–
 ION ACQ CL A -CW27warrant$1,361
-30.3%
23,6640.0%0.00%–
ILPT  INDUSTRIAL LOGISTICS PROPERT$46,558
-12.4%
16,1100.0%0.00%–
 SCIENCE 37 HOLDINGS INC$9,069
+88.2%
22,6720.0%0.00%–
SLACWS  SLACWwarrant$1,601
-76.3%
35,4960.0%0.00%–
XPL  SOLITARIO RESOURCES CORP$47,428
-5.3%
87,0560.0%0.00%–
PSLV  SPROTT PHYSICAL SILVER TRUST$151,600
-2.7%
20,0000.0%0.00%–
 GETAROUND INC WARRANTwarrant$510
-25.0%
34,0050.0%0.00%–
FSRXW  FINSERV ACQUISITION CO-CW26warrant$631
+39.6%
21,0340.0%0.00%–
FZTWS  FAST ACQUISITION II A -CW26warrant$14,199
-28.5%
28,3970.0%0.00%–
EPPRC  EL PASO ENERGY CAP TRSTpreferred$237,449
-2.2%
5,2290.0%0.00%–
ETY  EATON VANCE TAX MGD DVF EQTY INC C$194,530
-7.4%
16,8570.0%0.00%–
 D-WAVE QUANTUM INC -27warrant$8,714
-40.3%
76,4350.0%0.00%–
MLPB  ETRACS ALERIAN INFRAST SER Betf$327,213
+7.0%
15,4000.0%0.00%–
 DIMENSIONAL US MARKETWIDE VALUE ET ETF-Eetf$259,198
-1.4%
7,6190.0%0.00%–
DJCO  DAILY JOURNAL CORP$294,000
+1.6%
1,0000.0%0.00%–
CMLS  CUMULUS MEDIA INC CLASS A$70,171
+24.1%
13,7860.0%0.00%–
CEQP  CRESTWOOD EQUITY PARTNERS LP$339,593
+10.5%
11,6100.0%0.00%–
VTWV  VANGUARD RUSSELL VALUE INDEX FUND ETF-Eetf$417,387
-3.4%
3,4960.0%0.00%–
VXRT  VAXART INC$27,709
+3.3%
36,7490.0%0.00%–
CVIIWS  CHURCHILL CAPITAL VII -CW28warrant$5,716
+120.0%
18,5600.0%0.00%–
CMRX  CHIMERIX INC$27,874
-20.7%
29,0410.0%0.00%–
FREEW  ACT II GLOBAL ACQUISITI-CW25warrant$6,429
-40.0%
53,5780.0%0.00%–
JWB  JOHN WILEY & SONS INC CL B$383,519
+10.2%
10,2600.0%0.00%–
NRO  NEUBERGER BERMN REAL EST SEC INCM EE$107,415
-8.2%
38,5000.0%0.00%–
 SUPERNOVA PARTNERS ACQU-CW25warrant$133
-42.2%
11,3880.0%0.00%–
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-11-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP42Q3 20233.6%
APPLE INC42Q3 20233.0%
JPMORGAN CHASE & CO42Q3 20232.0%
AMAZON.COM INC42Q3 20232.1%
JOHNSON & JOHNSON42Q3 20231.3%
BERKSHIRE HATHAWAY INC DEL42Q3 20231.3%
PFIZER INC42Q3 20231.2%
ENTERPRISE PRODUCTS PARTNERS UNITS MLP42Q3 20230.9%
NEXTERA ENERGY INC42Q3 20231.4%
HOME DEPOT INC42Q3 20230.9%

View Neuberger Berman Group LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Neuberger Berman Group LLC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
AMERICAN SOFTWARE INCSeptember 08, 20231,124,6483.5%
CHASE CORPSeptember 08, 20231120.0%
Getty Images Holdings, Inc.April 26, 202378,275,26219.8%
NEXTERA ENERGY PARTNERS, LPFebruary 15, 20234,270,2534.9%
AAON, INC.February 10, 2023870,7581.6%
LCI INDUSTRIESFebruary 10, 20231,231,6104.8%
NEXSTAR MEDIA GROUP, INC.February 10, 20231,693,2804.5%
NOVANTA INCFebruary 10, 20231,288,8023.6%
QUAKER CHEMICAL CORPFebruary 10, 2023798,3504.4%
RBC Bearings INCFebruary 10, 20231,312,5034.5%

View Neuberger Berman Group LLC's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G/A2024-03-08
SC 13G/A2024-03-08
13F-HR/A2024-02-14
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13

View Neuberger Berman Group LLC's complete filings history.

All filings

View complete filings history.

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